Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CONOCOPHILLIPSCOP · Entity 658 | VP & Controller | September 10, 2018 | September 10, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CONOCOPHILLIPS
Report date September 10, 2018 · Filed September 10, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,182 |
Ending reported balance
After 2018-09-10 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-09-10 · Exercise / conversion · Acquired 18,882 · Balance 29,064 Row 2 · 2018-09-10 · Sale · Disposed 18,882 · Balance 10,182 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.14 to $71.17, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges provided herein. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.67 · Expires 2019-02-12 | Direct | 0 |
Reported balance
After 2018-09-10 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-09-10 · Exercise / conversion · Disposed 18,882 · Balance 0 F3: In connection with the spin-off of Phillips 66 on April 30, 2012 by ConocoPhillips, outstanding ConocoPhillips stock options were adjusted so that the holders hold vested stock options to purchase both Phillips 66 common stock and ConocoPhillips common stock. The Phillips 66 and ConocoPhillips stock options received, when combined, will generally preserve the intrinsic value of each original stock option grant and the ratio of the exercise to the fair market value of ConocoPhillips common stock on the distribution date. F4: The stock options became exercisable in three equal annual installments beginning on 02/12/2010. |
| Common StockSEC Table I · non-derivative | IndirectBy ConocoPhillips Savings Plan | 7,367.724 |
Reported balance
Holding disclosure · report date 2018-09-10 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 7,367.724 F2: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.14 to $71.17, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges provided herein.
F2: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.
F3: In connection with the spin-off of Phillips 66 on April 30, 2012 by ConocoPhillips, outstanding ConocoPhillips stock options were adjusted so that the holders hold vested stock options to purchase both Phillips 66 common stock and ConocoPhillips common stock. The Phillips 66 and ConocoPhillips stock options received, when combined, will generally preserve the intrinsic value of each original stock option grant and the ratio of the exercise to the fair market value of ConocoPhillips common stock on the distribution date.
F4: The stock options became exercisable in three equal annual installments beginning on 02/12/2010.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 02, 2010 Filed Feb 4, 2010 22:00 UTC | CONOCOPHILLIPS COP · Entity 658 | Tax withholdingCommon Stock | 1,664 | $49.62 | $82,567.68 |
DisclosureSEC source: 0001181431-10-006729 · rrd264962.xml · nonDerivative · entry 2 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,605 Read SEC document |
| February 02, 2010 Filed Feb 4, 2010 22:00 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 2,620 | $22.72 | $59,520.11 |
DisclosureSEC source: 0001181431-10-006729 · rrd264962.xml · nonDerivative · entry 1 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,269 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 19, 2010 Filed Jan 21, 2010 22:21 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 111.942 | $51.07 | $5,716.88 |
DisclosureSEC source: 0001181431-10-004030 · rrd263554.xml · derivative · entry 1 Schwarz Glenda Mae · CIK 0001461295 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179.965 Underlying: Common Stock · 111.942 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under the Excess Benefit Plan pursuant to Rule 16a-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under the Excess Benefit Plan pursuant to Rule 16a-3(c). F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.