Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MKS INCMKSI · Entity 110 | Sr. VP, Global Sales | February 15, 2019 | February 19, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MKS INC
Report date February 15, 2019 · Filed February 19, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,863.599 |
Ending reported balance
After 2019-02-15 transaction · row 7
7 source rows · reconciled sequenceRow 1 · 2019-02-15 · Exercise / conversion · Acquired 2,609.339 · Balance 2,718.129 F1: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Row 2 · 2019-02-15 · Exercise / conversion · Acquired 2,007.47 · Balance 4,725.599 F1: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Row 3 · 2019-02-15 · Exercise / conversion · Acquired 1,787 · Balance 6,512.599 F1: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Row 4 · 2019-02-15 · Exercise / conversion · Acquired 1,477 · Balance 7,989.599 F1: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Row 5 · 2019-02-15 · Exercise / conversion · Acquired 1,071 · Balance 9,060.599 F1: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Row 6 · 2019-02-15 · Exercise / conversion · Acquired 1,050 · Balance 10,110.599 F1: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Row 7 · 2019-02-15 · Tax withholding · Disposed 3,247 · Balance 6,863.599 F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 6,788.213 |
Reported balance
After 2019-02-15 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-02-15 · Exercise / conversion · Disposed 2,609.339 · Balance 6,788.213 F1: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F3: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 6,104.63 |
Reported balance
After 2019-02-15 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2019-02-15 · Exercise / conversion · Disposed 2,007.47 · Balance 6,104.63 F1: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F4: These RSUs vest in three equal annual installments commencing on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 5,001.213 |
Reported balance
After 2019-02-15 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2019-02-15 · Exercise / conversion · Disposed 1,787 · Balance 5,001.213 F1: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F5: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 4,627.63 |
Reported balance
After 2019-02-15 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2019-02-15 · Exercise / conversion · Disposed 1,477 · Balance 4,627.63 F1: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F6: These RSUs vest in three equal annual installments commencing on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 3,930.213 |
Reported balance
After 2019-02-15 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2019-02-15 · Exercise / conversion · Disposed 1,071 · Balance 3,930.213 F1: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F7: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 3,577.63 |
Reported balance
After 2019-02-15 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2019-02-15 · Exercise / conversion · Disposed 1,050 · Balance 3,577.63 F1: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F8: These RSUs vest in three equal annual installments commencing on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
F3: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
F4: These RSUs vest in three equal annual installments commencing on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day
F5: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
F6: These RSUs vest in three equal annual installments commencing on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
F7: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
F8: These RSUs vest in three equal annual installments commencing on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 10, 2017 Filed Feb 14, 2017 23:23 UTC | MKS INC MKSI · Entity 110 | Tax withholdingCommon Stock | 999 | $66.95 | $66,883.05 |
DisclosureSEC source: 0001127602-17-006135 · form4.xml · nonDerivative · entry 3 Abrams John R · CIK 0001600505 · Sr. VP, Global Sales & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,814.602 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 23:23 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 1,148.526 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-006135 · form4.xml · nonDerivative · entry 2 Abrams John R · CIK 0001600505 · Sr. VP, Global Sales & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,813.602 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 23:23 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 1,722.289 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-006135 · form4.xml · nonDerivative · entry 1 Abrams John R · CIK 0001600505 · Sr. VP, Global Sales & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,665.076 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| December 02, 2016 Filed Dec 5, 2016 18:59 UTC | MKS INC MKSI · Entity 110 | SaleCommon Stock | 302 | $54.05 | $16,323.10 |
DisclosureSEC source: 0001127602-16-069078 · form4.xml · nonDerivative · entry 1 Abrams John R · CIK 0001600505 · Sr. VP, Global Sales & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,942.787 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.