Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Snap-on IncSNA · Entity 3268 | Sr VP & Pres - Tools | February 25, 2019 | February 26, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Snap-on Inc
Report date February 25, 2019 · Filed February 26, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 189 |
Ending reported balance
After 2019-02-26 transaction · row 5
3 source rows · reconciled sequenceRow 1 · 2019-02-25 · Sale · Disposed 16,426 · Balance 3,920 F1: This transaction was executed in multiple trades at prices ranging from $160.84 to $161.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated. Row 2 · 2019-02-25 · Sale · Disposed 2,231 · Balance 1,689 F2: This transaction was executed in multiple trades at prices ranging from $161.84 to $162.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated. Row 5 · 2019-02-26 · Sale · Disposed 1,500 · Balance 189 F3: This transaction was executed in multiple trades at prices ranging from $160.015 to $160.72. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated. |
| Common StockSEC Table I · non-derivative | IndirectBy Family LLC | 1,530 |
Reported balance
After 2019-02-25 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2019-02-25 · Sale · Disposed 11,270 · Balance 1,530 F1: This transaction was executed in multiple trades at prices ranging from $160.84 to $161.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated. |
| Common StockSEC Table I · non-derivative | IndirectBy Family LLC | 0 |
Reported balance
After 2019-02-25 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2019-02-25 · Sale · Disposed 1,530 · Balance 0 F2: This transaction was executed in multiple trades at prices ranging from $161.84 to $162.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $109.43 · Expires 2024-02-13 | Direct | 36,000 |
Reported balance
Holding disclosure · report date 2019-02-25 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 36,000 F4: Option fully vested. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $144.69 · Expires 2025-02-12 | Direct | 37,000 |
Reported balance
Holding disclosure · report date 2019-02-25 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 37,000 F4: Option fully vested. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $138.03 · Expires 2026-02-11 | Direct | 38,000 |
Reported balance
Holding disclosure · report date 2019-02-25 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 38,000 F4: Option fully vested. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $168.70 · Expires 2027-02-09 | Direct | 39,000 |
Reported balance
Holding disclosure · report date 2019-02-25 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 39,000 F5: Original option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $161.18 · Expires 2028-02-15 | Direct | 26,277 |
Reported balance
Holding disclosure · report date 2019-02-25 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 26,277 F5: Original option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,039 |
Reported balance
Holding disclosure · report date 2019-02-25 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 1,039 F6: 1 for 1. F7: The restricted stock units were earned based on Company performance during fiscal 2017. Assuming continued employment through the end of fiscal 2019, the units will then vest in one installment and the shares will be issued shortly thereafter. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,382 |
Reported balance
Holding disclosure · report date 2019-02-25 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 2,382 F6: 1 for 1. F8: The restricted stock units were earned based on Company performance during fiscal 2018. Assuming continued employment through the end of fiscal 2020, the units will then vest in one installment and the shares will be issued shortly thereafter. |
| Performance UnitsSEC Table II · derivative / convertible security | Direct | 2,757 |
Reported balance
Holding disclosure · report date 2019-02-25 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 2,757 F6: 1 for 1. F9: If the Company achieves certain goals over the 2017-2019 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits. |
| Performance UnitsSEC Table II · derivative / convertible security | Direct | 3,051 |
Reported balance
Holding disclosure · report date 2019-02-25 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 3,051 F6: 1 for 1. F10: If the Company achieves certain goals over the 2018-2020 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,617.5397 |
Reported balance
Holding disclosure · report date 2019-02-25 · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · Balance 2,617.5397 F6: 1 for 1. F11: Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $160.84 to $161.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
F2: This transaction was executed in multiple trades at prices ranging from $161.84 to $162.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
F3: This transaction was executed in multiple trades at prices ranging from $160.015 to $160.72. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
F4: Option fully vested.
F5: Original option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.
F6: 1 for 1.
F7: The restricted stock units were earned based on Company performance during fiscal 2017. Assuming continued employment through the end of fiscal 2019, the units will then vest in one installment and the shares will be issued shortly thereafter.
F8: The restricted stock units were earned based on Company performance during fiscal 2018. Assuming continued employment through the end of fiscal 2020, the units will then vest in one installment and the shares will be issued shortly thereafter.
F9: If the Company achieves certain goals over the 2017-2019 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
F10: If the Company achieves certain goals over the 2018-2020 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
F11: Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 21, 2016 Filed Nov 22, 2016 22:05 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionCommon Stock | 20,000 | $51.75 | $1,035,000.00 |
DisclosureSEC source: 0001127602-16-068174 · form4.xml · nonDerivative · entry 1 KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,542 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.