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ROCHE JOYCE M

Disclosed activity across 4 companies

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15971
SEC CIK
0001057777

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (4)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

AT&T INC.

Report date April 30, 2019 · Filed May 02, 2019

Section 16 reporting ended · disclosed 2019-05-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Stock UnitsSEC Table II · derivative / convertible securityIndirectBy Benefit Plan199,807.786 Reported balance After 2019-04-30 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-04-30 · Grant · Acquired 3,456.5291 · Balance 199,807.786

F1: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

Common StockSEC Table I · non-derivativeDirect11,860 Reported balance Holding disclosure · report date 2019-04-30 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 11,860

Filing footnotes · ownership attribution and instrument terms

F1: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

Keurig Dr Pepper Inc.

Report date May 18, 2017 · Filed May 19, 2017

Section 16 reporting ended · disclosed 2017-05-19. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect13,147 Ending reported balance After 2017-05-18 transaction · row 6
6 source rows · reconciled sequence

Row 1 · 2017-05-18 · Exercise / conversion · Acquired 524 · Balance 12,460

F1: These shares represent deferred stock units acquired on January 2, 2014 pursuant to the Issuer's Nonemployee Director Deferral Plan effective September 18, 2013 (the "Plan") and settled on May 18, 2017.

Row 2 · 2017-05-18 · Other · Acquired 42 · Balance 12,502

F2: These shares are deferred stock units (acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in footnote (1) above) that settled on May 18, 2017.

Row 3 · 2017-05-18 · Exercise / conversion · Acquired 349 · Balance 12,851

F3: These shares represent deferred stock units acquired on January 2, 2015 pursuant to the Plan and settled on March 18, 2017.

Row 4 · 2017-05-18 · Other · Acquired 18 · Balance 12,869

F4: These shares are deferred stock units (acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in footnote (3) above) that settled on May 18, 2017.

Row 5 · 2017-05-18 · Exercise / conversion · Acquired 271 · Balance 13,140

F5: These shares represent deferred stock units acquired on January 4, 2016 pursuant to the Plan and settled on May 18, 2017.

Row 6 · 2017-05-18 · Other · Acquired 7 · Balance 13,147

F6: These shares are deferred stock units (acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in footnote (5) above) that settled on May 18, 2017.

Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2017-05-18 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2017-05-18 · Exercise / conversion · Disposed 524 · Balance 0

F7: Each deferred stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Plan.

F1: These shares represent deferred stock units acquired on January 2, 2014 pursuant to the Issuer's Nonemployee Director Deferral Plan effective September 18, 2013 (the "Plan") and settled on May 18, 2017.

F8: On May 18, 2017 reporting person retired as a director of Dr Pepper Snapple Group, Inc. Pursuant to the Plan, deferred stock units are fully vested and shall be paid in one installment within thirty (30) days after reporting person's separation from service as a director in shares of the Issuer's Common Stock.

Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2017-05-18 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2017-05-18 · Exercise / conversion · Disposed 349 · Balance 0

F7: Each deferred stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Plan.

F3: These shares represent deferred stock units acquired on January 2, 2015 pursuant to the Plan and settled on March 18, 2017.

F8: On May 18, 2017 reporting person retired as a director of Dr Pepper Snapple Group, Inc. Pursuant to the Plan, deferred stock units are fully vested and shall be paid in one installment within thirty (30) days after reporting person's separation from service as a director in shares of the Issuer's Common Stock.

Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2017-05-18 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2017-05-18 · Exercise / conversion · Disposed 271 · Balance 0

F7: Each deferred stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Plan.

F5: These shares represent deferred stock units acquired on January 4, 2016 pursuant to the Plan and settled on May 18, 2017.

F8: On May 18, 2017 reporting person retired as a director of Dr Pepper Snapple Group, Inc. Pursuant to the Plan, deferred stock units are fully vested and shall be paid in one installment within thirty (30) days after reporting person's separation from service as a director in shares of the Issuer's Common Stock.

Filing footnotes · ownership attribution and instrument terms

F1: These shares represent deferred stock units acquired on January 2, 2014 pursuant to the Issuer's Nonemployee Director Deferral Plan effective September 18, 2013 (the "Plan") and settled on May 18, 2017.

F2: These shares are deferred stock units (acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in footnote (1) above) that settled on May 18, 2017.

F3: These shares represent deferred stock units acquired on January 2, 2015 pursuant to the Plan and settled on March 18, 2017.

F4: These shares are deferred stock units (acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in footnote (3) above) that settled on May 18, 2017.

F5: These shares represent deferred stock units acquired on January 4, 2016 pursuant to the Plan and settled on May 18, 2017.

F6: These shares are deferred stock units (acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in footnote (5) above) that settled on May 18, 2017.

F7: Each deferred stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Plan.

F8: On May 18, 2017 reporting person retired as a director of Dr Pepper Snapple Group, Inc. Pursuant to the Plan, deferred stock units are fully vested and shall be paid in one installment within thirty (30) days after reporting person's separation from service as a director in shares of the Issuer's Common Stock.

Macy's, Inc.

Report date March 31, 2021 · Filed July 06, 2021 · Amendment

Section 16 reporting ended · disclosed 2021-07-06. Current position is not established by this disclosure.

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock UnitsSEC Table II · derivative / convertible securityDirect959 Reported balance After 2021-03-31 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2021-03-31 · Grant · Acquired 959 · Balance 959

F1: This amended Form 4 is being filed to correct the number of Phantom Stock Units granted on March 31, 2021, which were previously reported incorrectly. As of March 31, 2021, the reporting person was granted 959 Phantom Stock Units.

F2: 1-for-1 conversion.

F4: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F3: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

Filing footnotes · ownership attribution and instrument terms

F1: This amended Form 4 is being filed to correct the number of Phantom Stock Units granted on March 31, 2021, which were previously reported incorrectly. As of March 31, 2021, the reporting person was granted 959 Phantom Stock Units.

F2: 1-for-1 conversion.

F3: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

F4: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

TUPPERWARE BRANDS CORP

Report date May 20, 2020 · Filed May 22, 2020

Section 16 reporting ended · disclosed 2020-05-22. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect32,475 Reported balance After 2020-05-20 transaction · row 1
1 source row

Row 1 · 2020-05-20 · Exercise / conversion · Acquired 2,360 · Balance 32,475

F1: Restricted Stock Units convert into common stock on a one-for-one basis.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-05-20 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-05-20 · Exercise / conversion · Disposed 2,360 · Balance 0

F2: Each restricted stock unit represents a contingent right to receive one share of Tupperware Brands Corporation common stock.

F1: Restricted Stock Units convert into common stock on a one-for-one basis.

F3: The restricted stock units vest upon the reporting person's retirement from the Issuer's board on May 20, 2020.

Common StockSEC Table I · non-derivativeIndirectBy JMR Revocable Trust15,206 Reported balance Holding disclosure · report date 2020-05-20 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 15,206

Filing footnotes · ownership attribution and instrument terms

F1: Restricted Stock Units convert into common stock on a one-for-one basis.

F2: Each restricted stock unit represents a contingent right to receive one share of Tupperware Brands Corporation common stock.

F3: The restricted stock units vest upon the reporting person's retirement from the Issuer's board on May 20, 2020.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 31, 2018 Filed Feb 2, 2018 20:11 UTC AT&T INC. T · Entity 1012 GrantDeferred Stock Units · Derivative 2,845.4416 $37.45 $106,561.79
Disclosure

SEC source: 0001127602-18-003598 · form4.xml · derivative · entry 2

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Benefit Plan

Disclosed balance after: 174,719.0283

Underlying: Common Stock · 2,845.4416 shares

Expires not disclosed

F1 · derivative.exercise_price: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

F1 · derivative.exercise_date: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

F1 · derivative.expiration_date: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 16:57 UTC Macy's, Inc. M · Entity 3820 GrantPhantom Stock Units · Derivative 804 $21.77 $17,499.62
Disclosure

SEC source: 0000794367-18-000003 · primary_doc.xml · derivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 804

Underlying: Common Stock · 804 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1 conversion.

F3 · price: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F2 · derivative.exercise_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

F2 · derivative.expiration_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 09:01 UTC TUPPERWARE BRANDS CORP TUP · Entity 90566 GrantCommon Stock 99 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-000298 · form4.xml · nonDerivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By JMR Revocable Trust

Disclosed balance after: 9,826

F1 · kind: Shares issued for a portion of annual retainer under the Issuer's 2016 Incentive Plan in a transaction exempt under Rule 16b-3(d).

Read SEC document
October 31, 2017 Filed Nov 2, 2017 20:53 UTC AT&T INC. T · Entity 1012 GrantDeferred Stock Units · Derivative 3,070.9742 $33.65 $103,338.28
Disclosure

SEC source: 0001127602-17-031012 · form4.xml · derivative · entry 2

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Benefit Plan

Disclosed balance after: 171,873.5867

Underlying: Common Stock · 3,070.9742 shares

Expires not disclosed

F1 · derivative.exercise_price: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

F1 · derivative.exercise_date: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

F1 · derivative.expiration_date: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 14:39 UTC Macy's, Inc. M · Entity 3820 GrantPhantom Stock Units · Derivative 800 $21.88 $17,504.00
Disclosure

SEC source: 0000794367-17-000116 · primary_doc.xml · derivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800

Underlying: Common Stock · 800 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1 conversion.

F3 · price: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F2 · derivative.exercise_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

F2 · derivative.expiration_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

Read SEC document
September 29, 2017 Filed Oct 3, 2017 08:35 UTC TUPPERWARE BRANDS CORP TUP · Entity 90566 GrantCommon Stock 101 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-028720 · form4.xml · nonDerivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By JMR Revocable Trust

Disclosed balance after: 9,727

F1 · kind: Shares issued for a portion of annual retainer under the Issuer's 2016 Incentive Plan in a transaction exempt under Rule 16b-3(d).

Read SEC document
July 31, 2017 Filed Aug 2, 2017 22:09 UTC AT&T INC. T · Entity 1012 GrantDeferred Stock Units · Derivative 2,616.8215 $39.00 $102,056.04
Disclosure

SEC source: 0001127602-17-024809 · form4.xml · derivative · entry 2

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Benefit Plan

Disclosed balance after: 168,802.6125

Underlying: Common Stock · 2,616.8215 shares

Expires not disclosed

F1 · derivative.exercise_price: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

F1 · derivative.exercise_date: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

F1 · derivative.expiration_date: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

Read SEC document
June 30, 2017 Filed Jul 3, 2017 13:41 UTC TUPPERWARE BRANDS CORP TUP · Entity 90566 GrantCommon Stock 88 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-022522 · form4.xml · nonDerivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By JMR Revocable Trust

Disclosed balance after: 9,626

F1 · kind: Shares issued for a portion of annual retainer under the Issuer's 2016 Incentive Plan in a transaction exempt under Rule 16b-3(d).

Read SEC document
June 30, 2017 Filed Jul 5, 2017 19:32 UTC Macy's, Inc. M · Entity 3820 GrantPhantom Stock Units · Derivative 691 $25.33 $17,503.65
Disclosure

SEC source: 0000794367-17-000092 · primary_doc.xml · derivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 691

Underlying: Common Stock · 691 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1 conversion.

F3 · price: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F2 · derivative.exercise_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

F2 · derivative.expiration_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

Read SEC document
May 24, 2017 Filed May 26, 2017 09:27 UTC TUPPERWARE BRANDS CORP TUP · Entity 90566 GrantCommon Stock 1,852 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-019490 · form4.xml · nonDerivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,039

Read SEC document
May 19, 2017 Filed May 23, 2017 19:38 UTC Macy's, Inc. M · Entity 3820 GrantRestricted Stock Units · Derivative 6,084 $0.00 $0.00
Disclosure

SEC source: 0000794367-17-000070 · primary_doc.xml · derivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,084

Underlying: Common Stock · 6,084 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

Read SEC document
May 18, 2017 Filed May 19, 2017 10:03 UTC Keurig Dr Pepper Inc. DPS · Entity 3055 Exercise / conversionDeferred Stock Units · Derivative 271 $92.23 Strike: $0.00 $24,994.33
Disclosure

SEC source: 0001209191-17-033791 · doc4.xml · derivative · entry 9

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 271 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each deferred stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Plan.

F5 · kind: These shares represent deferred stock units acquired on January 4, 2016 pursuant to the Plan and settled on May 18, 2017.

F8 · derivative.exercise_date: On May 18, 2017 reporting person retired as a director of Dr Pepper Snapple Group, Inc. Pursuant to the Plan, deferred stock units are fully vested and shall be paid in one installment within thirty (30) days after reporting person's separation from service as a director in shares of the Issuer's Common Stock.

F8 · derivative.expiration_date: On May 18, 2017 reporting person retired as a director of Dr Pepper Snapple Group, Inc. Pursuant to the Plan, deferred stock units are fully vested and shall be paid in one installment within thirty (30) days after reporting person's separation from service as a director in shares of the Issuer's Common Stock.

Read SEC document
May 18, 2017 Filed May 19, 2017 10:03 UTC Keurig Dr Pepper Inc. DPS · Entity 3055 Exercise / conversionDeferred Stock Units · Derivative 349 $71.60 Strike: $0.00 $24,988.40
Disclosure

SEC source: 0001209191-17-033791 · doc4.xml · derivative · entry 8

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 349 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each deferred stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Plan.

F3 · kind: These shares represent deferred stock units acquired on January 2, 2015 pursuant to the Plan and settled on March 18, 2017.

F8 · derivative.exercise_date: On May 18, 2017 reporting person retired as a director of Dr Pepper Snapple Group, Inc. Pursuant to the Plan, deferred stock units are fully vested and shall be paid in one installment within thirty (30) days after reporting person's separation from service as a director in shares of the Issuer's Common Stock.

F8 · derivative.expiration_date: On May 18, 2017 reporting person retired as a director of Dr Pepper Snapple Group, Inc. Pursuant to the Plan, deferred stock units are fully vested and shall be paid in one installment within thirty (30) days after reporting person's separation from service as a director in shares of the Issuer's Common Stock.

Read SEC document
May 18, 2017 Filed May 19, 2017 10:03 UTC Keurig Dr Pepper Inc. DPS · Entity 3055 Exercise / conversionDeferred Stock Units · Derivative 524 $47.67 Strike: $0.00 $24,979.08
Disclosure

SEC source: 0001209191-17-033791 · doc4.xml · derivative · entry 7

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 524 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each deferred stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Plan.

F1 · kind: These shares represent deferred stock units acquired on January 2, 2014 pursuant to the Issuer's Nonemployee Director Deferral Plan effective September 18, 2013 (the "Plan") and settled on May 18, 2017.

F8 · derivative.exercise_date: On May 18, 2017 reporting person retired as a director of Dr Pepper Snapple Group, Inc. Pursuant to the Plan, deferred stock units are fully vested and shall be paid in one installment within thirty (30) days after reporting person's separation from service as a director in shares of the Issuer's Common Stock.

F8 · derivative.expiration_date: On May 18, 2017 reporting person retired as a director of Dr Pepper Snapple Group, Inc. Pursuant to the Plan, deferred stock units are fully vested and shall be paid in one installment within thirty (30) days after reporting person's separation from service as a director in shares of the Issuer's Common Stock.

Read SEC document
May 18, 2017 Filed May 19, 2017 10:03 UTC Keurig Dr Pepper Inc. DPS · Entity 3055 OtherCommon Stock 7 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-033791 · doc4.xml · nonDerivative · entry 6

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,147

F6 · kind: These shares are deferred stock units (acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in footnote (5) above) that settled on May 18, 2017.

Read SEC document
May 18, 2017 Filed May 19, 2017 10:03 UTC Keurig Dr Pepper Inc. DPS · Entity 3055 Exercise / conversionCommon Stock 271 $92.23 $24,994.33
Disclosure

SEC source: 0001209191-17-033791 · doc4.xml · nonDerivative · entry 5

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,140

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: These shares represent deferred stock units acquired on January 4, 2016 pursuant to the Plan and settled on May 18, 2017.

Read SEC document
May 18, 2017 Filed May 19, 2017 10:03 UTC Keurig Dr Pepper Inc. DPS · Entity 3055 OtherCommon Stock 18 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-033791 · doc4.xml · nonDerivative · entry 4

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,869

F4 · kind: These shares are deferred stock units (acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in footnote (3) above) that settled on May 18, 2017.

Read SEC document
May 18, 2017 Filed May 19, 2017 10:03 UTC Keurig Dr Pepper Inc. DPS · Entity 3055 Exercise / conversionCommon Stock 349 $71.60 $24,988.40
Disclosure

SEC source: 0001209191-17-033791 · doc4.xml · nonDerivative · entry 3

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,851

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: These shares represent deferred stock units acquired on January 2, 2015 pursuant to the Plan and settled on March 18, 2017.

Read SEC document
May 18, 2017 Filed May 19, 2017 10:03 UTC Keurig Dr Pepper Inc. DPS · Entity 3055 OtherCommon Stock 42 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-033791 · doc4.xml · nonDerivative · entry 2

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,502

F2 · kind: These shares are deferred stock units (acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in footnote (1) above) that settled on May 18, 2017.

Read SEC document
May 18, 2017 Filed May 19, 2017 10:03 UTC Keurig Dr Pepper Inc. DPS · Entity 3055 Exercise / conversionCommon Stock 524 $47.67 $24,979.08
Disclosure

SEC source: 0001209191-17-033791 · doc4.xml · nonDerivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,460

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares represent deferred stock units acquired on January 2, 2014 pursuant to the Issuer's Nonemployee Director Deferral Plan effective September 18, 2013 (the "Plan") and settled on May 18, 2017.

Read SEC document
April 28, 2017 Filed May 2, 2017 14:30 UTC AT&T INC. T · Entity 1012 GrantDeferred Stock Units · Derivative 7,976.1975 $39.63 $316,096.71
Disclosure

SEC source: 0001127602-17-016208 · form4.xml · derivative · entry 2

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Benefit Plan

Disclosed balance after: 166,185.791

Underlying: Common Stock · 7,976.1975 shares

Expires not disclosed

F1 · derivative.exercise_price: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

F1 · derivative.exercise_date: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

F1 · derivative.expiration_date: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

Read SEC document
March 31, 2017 Filed Apr 3, 2017 16:50 UTC TUPPERWARE BRANDS CORP TUP · Entity 90566 GrantCommon Stock 99 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-013559 · form4.xml · nonDerivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By JMR Revocable Trust

Disclosed balance after: 9,538

F1 · kind: Shares issued for a portion of annual retainer under the Issuer's 2016 Incentive Plan in a transaction exempt under Rule 16b-3(d).

Read SEC document
March 31, 2017 Filed Apr 4, 2017 19:30 UTC Macy's, Inc. M · Entity 3820 GrantPhantom Stock Units · Derivative 569 $30.83 $17,542.27
Disclosure

SEC source: 0000794367-17-000057 · primary_doc.xml · derivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 569

Underlying: Common Stock · 569 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1 conversion.

F3 · price: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F2 · derivative.exercise_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

F2 · derivative.expiration_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

Read SEC document
March 15, 2017 Filed Mar 21, 2017 09:12 UTC Keurig Dr Pepper Inc. DPS · Entity 3055 GiftCommon Stock 325 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021911 · doc4.xml · nonDerivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,936

Read SEC document
March 03, 2017 Filed Mar 6, 2017 09:13 UTC Keurig Dr Pepper Inc. DPS · Entity 3055 Exercise / conversionRestricted Stock Unit · Derivative 2,321 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018125 · doc4.xml · derivative · entry 3

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,321 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date.

F1 · kind: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 3, 2017.

F3 · derivative.exercise_date: Restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date.

F3 · derivative.expiration_date: Restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date.

Read SEC document
March 03, 2017 Filed Mar 6, 2017 09:13 UTC Keurig Dr Pepper Inc. DPS · Entity 3055 OtherCommon Stock 175 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018125 · doc4.xml · nonDerivative · entry 2

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,261

F2 · kind: These shares are restricted stock units (acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in footnote (1) above) that vested on March 3, 2017.

Read SEC document
March 03, 2017 Filed Mar 6, 2017 09:13 UTC Keurig Dr Pepper Inc. DPS · Entity 3055 Exercise / conversionCommon Stock 2,321 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018125 · doc4.xml · nonDerivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,086

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 3, 2017.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 22:33 UTC AT&T INC. T · Entity 1012 GrantDeferred Stock Units · Derivative 2,359.8524 $42.16 $99,491.38
Disclosure

SEC source: 0001127602-17-003697 · form4.xml · derivative · entry 2

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Benefit Plan

Disclosed balance after: 158,209.5935

Underlying: Common Stock · 2,359.8524 shares

Expires not disclosed

F1 · derivative.exercise_price: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

F1 · derivative.exercise_date: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

F1 · derivative.expiration_date: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 21:31 UTC Macy's, Inc. M · Entity 3820 GrantPhantom Stock Units · Derivative 459 $38.10 $17,487.90
Disclosure

SEC source: 0000794367-17-000003 · primary_doc.xml · derivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459

Underlying: Common Stock · 459 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1 conversion.

F3 · price: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F2 · derivative.exercise_date: Units are to be settled in Common Stock upon the reporting person's termination from the Board of Directors.

F2 · derivative.expiration_date: Units are to be settled in Common Stock upon the reporting person's termination from the Board of Directors.

Read SEC document
December 30, 2016 Filed Jan 4, 2017 14:00 UTC TUPPERWARE BRANDS CORP TUP · Entity 90566 GrantCommon Stock 118 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-000481 · form4.xml · nonDerivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By JMR Revocable Trust

Disclosed balance after: 9,549

F1 · kind: Shares issued for a portion of annual retainer under the Issuer's 2016 Incentive Plan in a transaction exempt under Rule 16b-3(d).

Read SEC document
December 13, 2016 Filed Feb 6, 2017 16:57 UTC TUPPERWARE BRANDS CORP TUP · Entity 90566 GiftCommon Stock 110 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004101 · form5.xml · nonDerivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By JMR Revocable Trust

Disclosed balance after: 9,439

Read SEC document
October 31, 2016 Filed Nov 2, 2016 21:15 UTC AT&T INC. T · Entity 1012 GrantDeferred Stock Units · Derivative 2,007.1874 $36.79 $73,844.42
Disclosure

SEC source: 0001127602-16-065894 · form4.xml · derivative · entry 2

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Benefit Plan

Disclosed balance after: 155,849.7411

Underlying: Common Stock · 2,007.1874 shares

Expires not disclosed

F2 · derivative.exercise_price: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

F2 · derivative.exercise_date: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

F2 · derivative.expiration_date: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

Read SEC document
October 31, 2016 Filed Nov 2, 2016 21:15 UTC AT&T INC. T · Entity 1012 GrantCommon Stock 611 $36.79 $22,478.69
Disclosure

SEC source: 0001127602-16-065894 · form4.xml · nonDerivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,660

F1 · kind: Acquisition of shares at fair market value in lieu of retainer fees pursuant to the AT&T Inc. Non-Employee Director Stock Purchase Plan.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 20:26 UTC Macy's, Inc. M · Entity 3820 GrantPhantom Stock Units · Derivative 482 $36.31 $17,501.42
Disclosure

SEC source: 0000794367-16-000283 · primary_doc.xml · derivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482

Underlying: Common Stock · 482 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1 conversion.

F3 · price: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F2 · derivative.exercise_date: Units are to be settled in Common Stock upon the reporting person's termination from the Board of Directors.

F2 · derivative.expiration_date: Units are to be settled in Common Stock upon the reporting person's termination from the Board of Directors.

Read SEC document
September 23, 2016 Filed Sep 27, 2016 09:01 UTC TUPPERWARE BRANDS CORP TUP · Entity 90566 GrantCommon Stock 97 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-063218 · form4.xml · nonDerivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By JMR Revocable Trust

Disclosed balance after: 9,431

F1 · kind: Shares issued for a portion of annual retainer under the Issuer's 2016 Incentive Plan in a transaction exempt under Rule 16b-3(d).

Read SEC document
July 29, 2016 Filed Aug 2, 2016 20:35 UTC AT&T INC. T · Entity 1012 GrantDeferred Stock Units · Derivative 1,687.1014 $43.29 $73,034.62
Disclosure

SEC source: 0001127602-16-059260 · form4.xml · derivative · entry 2

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Benefit Plan

Disclosed balance after: 153,842.5537

Underlying: Common Stock · 1,687.1014 shares

Expires not disclosed

F2 · derivative.exercise_price: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

F2 · derivative.exercise_date: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

F2 · derivative.expiration_date: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

Read SEC document
July 29, 2016 Filed Aug 2, 2016 20:35 UTC AT&T INC. T · Entity 1012 GrantCommon Stock 519 $43.29 $22,467.51
Disclosure

SEC source: 0001127602-16-059260 · form4.xml · nonDerivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,049

F1 · kind: Acquisition of shares at fair market value in lieu of retainer fees pursuant to the AT&T Inc. Non-Employee Director Stock Purchase Plan.

Read SEC document
April 29, 2016 Filed May 3, 2016 19:51 UTC AT&T INC. T · Entity 1012 GrantDeferred Stock Units · Derivative 7,159.4814 $38.82 $277,931.07
Disclosure

SEC source: 0001127602-16-050762 · form4.xml · derivative · entry 2

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Benefit Plan

Disclosed balance after: 152,155.4523

Underlying: Common Stock · 7,159.4814 shares

Expires not disclosed

F2 · derivative.exercise_price: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

F2 · derivative.exercise_date: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

F2 · derivative.expiration_date: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

Read SEC document
April 29, 2016 Filed May 3, 2016 19:51 UTC AT&T INC. T · Entity 1012 GrantCommon Stock 579 $38.82 $22,476.78
Disclosure

SEC source: 0001127602-16-050762 · form4.xml · nonDerivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,530

F1 · kind: Acquisition of shares at fair market value in lieu of retainer fees pursuant to the AT&T Inc. Non-Employee Director Stock Purchase Plan.

Read SEC document
January 29, 2016 Filed Feb 2, 2016 22:22 UTC AT&T INC. T · Entity 1012 GrantDeferred Stock Units · Derivative 1,904.709 $36.06 $68,683.81
Disclosure

SEC source: 0001127602-16-039147 · form4.xml · derivative · entry 2

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Benefit Plan

Disclosed balance after: 144,995.9709

Underlying: Common Stock · 1,904.709 shares

Expires not disclosed

F2 · derivative.exercise_price: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

F2 · derivative.exercise_date: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

F2 · derivative.expiration_date: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

Read SEC document
January 29, 2016 Filed Feb 2, 2016 22:22 UTC AT&T INC. T · Entity 1012 GrantCommon Stock 623 $36.06 $22,465.38
Disclosure

SEC source: 0001127602-16-039147 · form4.xml · nonDerivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,951

F1 · kind: Acquisition of shares at fair market value in lieu of retainer fees pursuant to the AT&T Inc. Non-Employee Director Stock Purchase Plan.

Read SEC document
October 30, 2015 Filed Nov 3, 2015 23:25 UTC AT&T INC. T · Entity 1012 GrantDeferred Stock Units · Derivative 1,979.1905 $33.51 $66,322.67
Disclosure

SEC source: 0001127602-15-030204 · form4.xml · derivative · entry 2

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Benefit Plan

Disclosed balance after: 143,091.2619

Underlying: Common Stock · 1,979.1905 shares

Expires not disclosed

F2 · derivative.exercise_price: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

F2 · derivative.exercise_date: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

F2 · derivative.expiration_date: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

Read SEC document
October 30, 2015 Filed Nov 3, 2015 23:25 UTC AT&T INC. T · Entity 1012 GrantCommon Stock 671 $33.51 $22,485.21
Disclosure

SEC source: 0001127602-15-030204 · form4.xml · nonDerivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,328

F1 · kind: Acquisition of shares at fair market value in lieu of retainer fees pursuant to the AT&T Inc. Non-Employee Director Stock Purchase Plan.

Read SEC document
July 31, 2015 Filed Aug 4, 2015 21:23 UTC AT&T INC. T · Entity 1012 GrantDeferred Stock Units · Derivative 1,883.6317 $34.74 $65,437.37
Disclosure

SEC source: 0001127602-15-024138 · form4.xml · derivative · entry 2

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Benefit Plan

Disclosed balance after: 141,112.0714

Underlying: Common Stock · 1,883.6317 shares

Expires not disclosed

F2 · derivative.exercise_price: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

F2 · derivative.exercise_date: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

F2 · derivative.expiration_date: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

Read SEC document
July 31, 2015 Filed Aug 4, 2015 21:23 UTC AT&T INC. T · Entity 1012 GrantCommon Stock 647 $34.74 $22,476.78
Disclosure

SEC source: 0001127602-15-024138 · form4.xml · nonDerivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,657

F1 · kind: Acquisition of shares at fair market value in lieu of retainer fees pursuant to the AT&T Inc. Non-Employee Director Stock Purchase Plan.

Read SEC document
April 30, 2015 Filed May 4, 2015 22:30 UTC AT&T INC. T · Entity 1012 GrantDeferred Stock Units · Derivative 6,136.0685 $34.64 $212,553.41
Disclosure

SEC source: 0001127602-15-016142 · form4.xml · derivative · entry 2

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Benefit Plan

Disclosed balance after: 139,228.4397

Underlying: Common Stock · 6,136.0685 shares

Expires not disclosed

F2 · derivative.exercise_price: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

F2 · derivative.exercise_date: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

F2 · derivative.expiration_date: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

Read SEC document
April 30, 2015 Filed May 4, 2015 22:30 UTC AT&T INC. T · Entity 1012 GrantCommon Stock 793 $34.64 $27,469.52
Disclosure

SEC source: 0001127602-15-016142 · form4.xml · nonDerivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,010

F1 · kind: Acquisition of shares at fair market value in lieu of retainer fees pursuant to the AT&T Inc. Non-Employee Director Stock Purchase Plan.

Read SEC document
January 30, 2015 Filed Feb 3, 2015 21:06 UTC AT&T INC. T · Entity 1012 GrantDeferred Stock Units · Derivative 1,873.4176 $32.92 $61,672.91
Disclosure

SEC source: 0001127602-15-003969 · form4.xml · derivative · entry 2

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Benefit Plan

Disclosed balance after: 133,092.3712

Underlying: Common Stock · 1,873.4176 shares

Expires not disclosed

F2 · derivative.exercise_price: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

F2 · derivative.exercise_date: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

F2 · derivative.expiration_date: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

Read SEC document
January 30, 2015 Filed Feb 3, 2015 21:06 UTC AT&T INC. T · Entity 1012 GrantCommon Stock 455 $32.92 $14,978.60
Disclosure

SEC source: 0001127602-15-003969 · form4.xml · nonDerivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,217

F1 · kind: Acquisition of shares at fair market value in lieu of retainer fees pursuant to the AT&T Inc. Non-Employee Director Stock Purchase Plan.

Read SEC document
October 31, 2014 Filed Nov 4, 2014 21:59 UTC AT&T INC. T · Entity 1012 GrantDeferred Stock Units · Derivative 1,709.9354 $34.84 $59,574.15
Disclosure

SEC source: 0001127602-14-031103 · form4.xml · derivative · entry 2

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Benefit Plan

Disclosed balance after: 131,218.9536

Underlying: Common Stock · 1,709.9354 shares

Expires not disclosed

F2 · derivative.exercise_price: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

F2 · derivative.exercise_date: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

F2 · derivative.expiration_date: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.