Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COHERENT CORP.IIVI · Entity 1179 | VP, Human Resources | February 28, 2019 | March 04, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COHERENT CORP.
Report date February 28, 2019 · Filed March 04, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 58,417 |
Ending reported balance
After 2019-03-01 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2019-02-28 · Exercise / conversion · Acquired 9,900 · Balance 68,317 Row 2 · 2019-02-28 · Sale · Disposed 9,900 · Balance 58,417 F1: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2019. F2: Represents the weighted average of multiple sale transactions ranging in price from $41.4700 to $42.0000. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. Row 3 · 2019-03-01 · Exercise / conversion · Acquired 1,420 · Balance 59,837 Row 4 · 2019-03-01 · Exercise / conversion · Acquired 1,880 · Balance 61,717 Row 5 · 2019-03-01 · Sale · Disposed 3,300 · Balance 58,417 F1: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2019. |
| Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.37 · Expires 2022-08-18 | Direct | 1,420 |
Reported balance
After 2019-02-28 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-02-28 · Exercise / conversion · Disposed 9,900 · Balance 1,420 F4: The options vested in five equal annual installments beginning on August 17, 2014. |
| Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.37 · Expires 2022-08-18 | Direct | 0 |
Reported balance
After 2019-03-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-03-01 · Exercise / conversion · Disposed 1,420 · Balance 0 F4: The options vested in five equal annual installments beginning on August 17, 2014. |
| Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.67 · Expires 2026-08-20 | Direct | 11,500 |
Reported balance
After 2019-03-01 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2019-03-01 · Exercise / conversion · Disposed 1,880 · Balance 11,500 F5: The options vest in four equal annual installments beginning on August 20, 2017. |
| Common StockSEC Table I · non-derivative | IndirectBy Father | 500 |
Reported balance
Holding disclosure · report date 2019-02-28 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 500 F3: The reporting person disclaims beneficial ownership of these securities, other than to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2019.
F2: Represents the weighted average of multiple sale transactions ranging in price from $41.4700 to $42.0000. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F3: The reporting person disclaims beneficial ownership of these securities, other than to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F4: The options vested in five equal annual installments beginning on August 17, 2014.
F5: The options vest in four equal annual installments beginning on August 20, 2017.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 18, 2017 Filed Aug 21, 2017 20:52 UTC | COHERENT CORP. IIVI · Entity 1179 | GrantCommon Stock | 2,904 | $0.00 | $0.00 |
DisclosureSEC source: 0001624339-17-000006 · primary_doc.xml · nonDerivative · entry 1 Wagner David G · CIK 0001624339 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,802 F1 · shares: These shares represent a restricted stock award granted to the reporting person pursuant to the II-VI Incorporated Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on August 18, 2018. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 01:57 UTC | COHERENT CORP. IIVI · Entity 1179 | Tax withholdingCommon Stock | 2,582 | $36.60 | $94,501.20 |
DisclosureSEC source: 0001624339-17-000004 · primary_doc.xml · nonDerivative · entry 2 Wagner David G · CIK 0001624339 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,461 F2 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 01:57 UTC | COHERENT CORP. IIVI · Entity 1179 | GrantCommon Stock | 8,203 | $0.00 | $0.00 |
DisclosureSEC source: 0001624339-17-000004 · primary_doc.xml · nonDerivative · entry 1 Wagner David G · CIK 0001624339 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,043 F1 · shares: Represents shares issued upon payout of Performance Share Awards granted in August 2014 and August 2015. Read SEC document |
| July 10, 2017 Filed Jul 11, 2017 22:05 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionOption (Right to Buy) · Derivative | 4,444 | $0.00 Strike: $12.80 | $0.00 |
DisclosureSEC source: 0001624339-17-000003 · primary_doc.xml · derivative · entry 4 Wagner David G · CIK 0001624339 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,890 Underlying: Common Stock · 4,444 shares Expires 2018-11-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options vested in full on November 10, 2013. Read SEC document |
| July 10, 2017 Filed Jul 11, 2017 22:05 UTC | COHERENT CORP. IIVI · Entity 1179 | SaleCommon Stock | 4,444 | $36.00 | $159,984.00 |
DisclosureSEC source: 0001624339-17-000003 · primary_doc.xml · nonDerivative · entry 2 Wagner David G · CIK 0001624339 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,840 F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 15, 2017. Read SEC document |
| July 10, 2017 Filed Jul 11, 2017 22:05 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionCommon Stock | 4,444 | $12.80 | $56,860.98 |
DisclosureSEC source: 0001624339-17-000003 · primary_doc.xml · nonDerivative · entry 1 Wagner David G · CIK 0001624339 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,284 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 20, 2017 Filed Jun 21, 2017 14:31 UTC | COHERENT CORP. IIVI · Entity 1179 | Tax withholdingCommon Stock | 829 | $34.05 | $28,227.45 |
DisclosureSEC source: 0001624339-17-000002 · primary_doc.xml · nonDerivative · entry 1 Wagner David G · CIK 0001624339 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,840 F1 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open-market transaction. Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 02:43 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionOption (Right to Buy) · Derivative | 6,666 | $0.00 Strike: $12.80 | $0.00 |
DisclosureSEC source: 0001624339-17-000001 · primary_doc.xml · derivative · entry 4 Wagner David G · CIK 0001624339 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,334 Underlying: Common Stock · 6,666 shares Expires 2018-11-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vested in full on November 10, 2013. Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 02:43 UTC | COHERENT CORP. IIVI · Entity 1179 | SaleCommon Stock | 6,666 | $36.54 | $243,594.30 |
DisclosureSEC source: 0001624339-17-000001 · primary_doc.xml · nonDerivative · entry 2 Wagner David G · CIK 0001624339 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,669 F1 · price: Represents the weighted average of multiple sales transactions ranging in price from $36.5414 to $36.5750. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 02:43 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionCommon Stock | 6,666 | $12.80 | $85,291.47 |
DisclosureSEC source: 0001624339-17-000001 · primary_doc.xml · nonDerivative · entry 1 Wagner David G · CIK 0001624339 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,335 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.