Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DEERE & CODE · Entity 106 | Chairman | December 14, 2019 | December 16, 2019 |
| DOW INC.DOW · Entity 3233 | Director | April 09, 2026 | April 13, 2026 |
| WHIRLPOOL CORP /DE/WHR · Entity 4355 | Director | April 15, 2025 | April 16, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DEERE & CO
Report date December 14, 2019 · Filed December 16, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| $1 Par Common StockSEC Table I · non-derivative | Direct | 316,601.5172 |
Reported balance
After 2019-12-14 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-12-14 · Tax withholding · Disposed 634 · Balance 316,601.5172 F1: Exempt withholding of shares to satisfy tax withholding obligations upon vesting of restricted stock units. |
| $1 Par Common StockSEC Table I · non-derivative | Direct | 383,113.5172 |
Reported balance
After 2019-12-14 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2019-12-14 · Grant · Acquired 66,512 · Balance 383,113.5172 F2: Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on total shareholder return and growth rate of revenues. |
| $1 Par Common StockSEC Table I · non-derivative | Direct | 344,400.5172 |
Reported balance
After 2019-12-14 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2019-12-14 · Tax withholding · Disposed 38,713 · Balance 344,400.5172 F3: Exempt withholding of shares to satisfy withholding obligations upon settlement of performance stock units and restricted stock units for unrestricted shares. F4: Includes 107,853 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. |
| $1 Par Common StockSEC Table I · non-derivative | IndirectBy LLC | 47,203 |
Reported balance
Holding disclosure · report date 2019-12-14 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 47,203 |
Filing footnotes · ownership attribution and instrument terms
F1: Exempt withholding of shares to satisfy tax withholding obligations upon vesting of restricted stock units.
F2: Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on total shareholder return and growth rate of revenues.
F3: Exempt withholding of shares to satisfy withholding obligations upon settlement of performance stock units and restricted stock units for unrestricted shares.
F4: Includes 107,853 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations.
DOW INC.
Report date April 09, 2026 · Filed April 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 32,522 |
Reported balance
After 2026-04-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-04-09 · Grant · Acquired 5,127 · Balance 32,522 F1: Time vested restricted stock units to be settled in one installment of shares of common stock of the Issuer following the date of separation of the Reporting Person. F2: Total includes previously reported restricted stock units. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 1,329.3028 |
Reported balance
Holding disclosure · report date 2026-04-09 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,329.3028 |
Filing footnotes · ownership attribution and instrument terms
F1: Time vested restricted stock units to be settled in one installment of shares of common stock of the Issuer following the date of separation of the Reporting Person.
F2: Total includes previously reported restricted stock units.
WHIRLPOOL CORP /DE/
Report date April 15, 2025 · Filed April 16, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 22,156 |
Reported balance
After 2025-04-15 transaction · row 1
1 source rowRow 1 · 2025-04-15 · Grant · Acquired 2,014 · Balance 22,156 F1: Annual stock award granted under the Omnibus Stock and Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Annual stock award granted under the Omnibus Stock and Incentive Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 22, 2017 Filed Feb 23, 2017 15:31 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 28,808 | $88.82 | $2,558,726.56 |
DisclosureSEC source: 0000315189-17-000009 · primary_doc.xml · nonDerivative · entry 1 ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299,595.5172 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on December 5, 2016. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 17:47 UTC | DEERE & CO DE · Entity 106 | GrantMarket Priced Options · Derivative | 119,752 | $0.00 Strike: $100.55 | $0.00 |
DisclosureSEC source: 0000315189-16-000129 · primary_doc.xml · derivative · entry 3 ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,752 Underlying: Common Stock · 119,752 shares Expires 2026-12-14 F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 14, 2017, 2018, and 2019. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 17:47 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 20,785 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-16-000129 · primary_doc.xml · nonDerivative · entry 1 ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,899.5172 F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations. F2 · balance_after: Includes 170,955 restricted stock units under the John Deere Omnibus and Incentive Plan to be settled solely in shares. Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 18:13 UTC | DEERE & CO DE · Entity 106 | Tax withholding$1 Par Common Stock | 14,112 | $100.55 | $1,418,961.60 |
DisclosureSEC source: 0000315189-16-000139 · primary_doc.xml · nonDerivative · entry 1 ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,787.5172 F1 · security: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of restricted stock units for unrestricted shares. F2 · balance_after: Includes 141,524 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. Read SEC document |
| December 11, 2016 Filed Dec 13, 2016 19:16 UTC | DEERE & CO DE · Entity 106 | Tax withholding$1 Par Common Stock | 11,978 | $103.62 | $1,241,160.36 |
DisclosureSEC source: 0000315189-16-000120 · primary_doc.xml · nonDerivative · entry 3 ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,114.5172 F3 · security: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of restricted stock units for unrestricted shares. F4 · balance_after: Includes 150,170 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. Read SEC document |
| December 11, 2016 Filed Dec 13, 2016 19:16 UTC | DEERE & CO DE · Entity 106 | Tax withholding$1 Par Common Stock | 6,420 | $103.62 | $665,240.40 |
DisclosureSEC source: 0000315189-16-000120 · primary_doc.xml · nonDerivative · entry 2 ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,092.5172 F2 · security: Exempt withholding of shares to satisfy withholding obligations upon settlement of performance stock units for unrestricted shares. Read SEC document |
| December 11, 2016 Filed Dec 13, 2016 19:16 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 13,390 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-16-000120 · primary_doc.xml · nonDerivative · entry 1 ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,512.5172 F1 · security: Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on total shareholder return. Read SEC document |
| December 12, 2015 Filed Dec 15, 2015 15:24 UTC | DEERE & CO DE · Entity 106 | Tax withholding$1 Par Common Stock | 12,131 | $77.16 | $936,027.96 |
DisclosureSEC source: 0000315189-15-000065 · primary_doc.xml · nonDerivative · entry 1 ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,122.5172 F1 · security: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of restricted stock units for unrestricted shares. F2 · balance_after: Includes 175,152 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. Read SEC document |
| December 09, 2015 Filed Dec 10, 2015 17:44 UTC | DEERE & CO DE · Entity 106 | GrantMarket Priced Options · Derivative | 173,360 | $0.00 Strike: $79.24 | $0.00 |
DisclosureSEC source: 0000315189-15-000056 · primary_doc.xml · derivative · entry 4 ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,360 Underlying: Common Stock · 173,360 shares Expires 2015-12-09 F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F5 · derivative.exercise_date: The options become exercisable in three approximately equal installment on December 9, 2016, December 9, 2017, and December 9, 2018. Read SEC document |
| December 09, 2015 Filed Dec 10, 2015 17:44 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 26,375 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-15-000056 · primary_doc.xml · nonDerivative · entry 2 ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,253.5172 F2 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations. F3 · balance_after: Includes 200,453 restricted stock units under the John Deere Omnibus and Incentive Plan to be settled solely in shares. Read SEC document |
| December 08, 2015 Filed Dec 10, 2015 17:44 UTC | DEERE & CO DE · Entity 106 | Tax withholding$1 Par Common Stock | 11,502 | $79.25 | $911,533.50 |
DisclosureSEC source: 0000315189-15-000056 · primary_doc.xml · nonDerivative · entry 1 ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,878.5172 F1 · security: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of restricted stock units for unrestricted shares. Read SEC document |
| December 14, 2014 Filed Dec 16, 2014 16:12 UTC | DEERE & CO DE · Entity 106 | Tax withholding$1 Par Common Stock | 10,950 | $87.10 | $953,745.00 |
DisclosureSEC source: 0000315189-14-000044 · primary_doc.xml · nonDerivative · entry 2 ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,380.5172 F2 · security: Exempt withholding of shares to satisfy withholding obligations upon settlement of performance stock units for unrestricted shares. F3 · balance_after: Includes 200,005 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. Read SEC document |
| December 14, 2014 Filed Dec 16, 2014 16:12 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 22,838 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-14-000044 · primary_doc.xml · nonDerivative · entry 1 ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,330.5172 F1 · security: Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on revenue growth. Read SEC document |
| December 10, 2014 Filed Dec 11, 2014 18:40 UTC | DEERE & CO DE · Entity 106 | GrantMarket Priced Options · Derivative | 135,263 | $0.00 Strike: $88.19 | $0.00 |
DisclosureSEC source: 0000315189-14-000035 · primary_doc.xml · derivative · entry 3 ALLEN SAMUEL R · CIK 0001196901 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,263 Underlying: Common Stock · 135,263 shares Expires 2024-12-10 F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 10, 2015, December 10, 2016 and December 10, 2017. Read SEC document |
| December 10, 2014 Filed Dec 11, 2014 18:40 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 21,545 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-14-000035 · primary_doc.xml · nonDerivative · entry 1 ALLEN SAMUEL R · CIK 0001196901 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,492.5172 F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations. F2 · balance_after: Includes 200,005 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| April 03, 2014 Filed Apr 3, 2014 21:40 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 32,300 | $0.00 Strike: $48.38 | $0.00 |
DisclosureSEC source: 0000315189-14-000020 · primary_doc.xml · derivative · entry 7 ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,300 shares Expires 2016-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on August 22, 2013. F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F5 · derivative.exercise_date: The options became exercisable in two approximately equal installments on December 6, 2008 and 2009. Read SEC document |
| April 03, 2014 Filed Apr 3, 2014 21:40 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 32,300 | $92.02 | $2,972,249.23 |
DisclosureSEC source: 0000315189-14-000020 · primary_doc.xml · nonDerivative · entry 4 ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,947.5172 F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on August 22, 2013. F2 · price: The sale price reported on April 3, 2014 in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.00 to $92.11, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Includes 178,460 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations. Read SEC document |
| April 03, 2014 Filed Apr 3, 2014 21:40 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 32,300 | $48.38 | $1,562,512.50 |
DisclosureSEC source: 0000315189-14-000020 · primary_doc.xml · nonDerivative · entry 3 ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,247.5172 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on August 22, 2013. Read SEC document |
| April 02, 2014 Filed Apr 3, 2014 21:40 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 71 | $0.00 Strike: $48.38 | $0.00 |
DisclosureSEC source: 0000315189-14-000020 · primary_doc.xml · derivative · entry 6 ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,300 Underlying: Common Stock · 71 shares Expires 2016-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on August 22, 2013. F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F5 · derivative.exercise_date: The options became exercisable in two approximately equal installments on December 6, 2008 and 2009. Read SEC document |
| April 02, 2014 Filed Apr 3, 2014 21:40 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 71 | $92.00 | $6,532.00 |
DisclosureSEC source: 0000315189-14-000020 · primary_doc.xml · nonDerivative · entry 2 ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,947.5172 F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on August 22, 2013. Read SEC document |
| April 02, 2014 Filed Apr 3, 2014 21:40 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 71 | $48.38 | $3,434.63 |
DisclosureSEC source: 0000315189-14-000020 · primary_doc.xml · nonDerivative · entry 1 ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,018.5172 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on August 22, 2013. Read SEC document |
| December 11, 2013 Filed Dec 12, 2013 17:39 UTC | DEERE & CO DE · Entity 106 | GrantMarket Priced Options · Derivative | 123,633 | $0.00 Strike: $87.46 | $0.00 |
DisclosureSEC source: 0000315189-13-000051 · primary_doc.xml · derivative · entry 3 ALLEN SAMUEL R · CIK 0001196901 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,633 Underlying: Common Stock · 123,633 shares Expires 2023-12-11 F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 11, 2014, December 11, 2015, and December 11, 2016. Read SEC document |
| December 11, 2013 Filed Dec 12, 2013 17:39 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 24,982 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-13-000051 · primary_doc.xml · nonDerivative · entry 1 ALLEN SAMUEL R · CIK 0001196901 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,947.5172 F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations. F2 · balance_after: Includes 178,460 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| December 08, 2013 Filed Dec 10, 2013 16:34 UTC | DEERE & CO DE · Entity 106 | Tax withholding$1 Par Common Stock | 19,890 | $85.39 | $1,698,407.10 |
DisclosureSEC source: 0000315189-13-000042 · primary_doc.xml · nonDerivative · entry 2 ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,965.5172 F2 · security: Exempt withholding of shares to satisfy withholding obligations upon settlement of performance stock units for unrestricted shares. F3 · balance_after: Includes 153,478 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. Read SEC document |
| December 08, 2013 Filed Dec 10, 2013 16:34 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 41,482 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-13-000042 · primary_doc.xml · nonDerivative · entry 1 ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,855.5172 F1 · security: Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on revenue growth. Read SEC document |
| January 29, 2013 Filed Jan 30, 2013 21:51 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 19,922 | $0.00 Strike: $34.44 | $0.00 |
DisclosureSEC source: 0000315189-13-000010 · primary_doc.xml · derivative · entry 3 ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,922 shares Expires 2015-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares. F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. Read SEC document |
| January 29, 2013 Filed Jan 30, 2013 21:51 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 19,922 | $95.00 | $1,892,590.00 |
DisclosureSEC source: 0000315189-13-000010 · primary_doc.xml · nonDerivative · entry 2 ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,373.5172 F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares. F2 · balance_after: Includes 153,478 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. The reporting person also indirectly beneficially owns 47,203 common shares of the Issuer that are directly owned by a limited liability company for the benefit of the reporting persons immediate family. Read SEC document |
| January 29, 2013 Filed Jan 30, 2013 21:51 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 19,922 | $34.44 | $686,113.68 |
DisclosureSEC source: 0000315189-13-000010 · primary_doc.xml · nonDerivative · entry 1 ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,295.5172 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares. Read SEC document |
| December 12, 2012 Filed Dec 13, 2012 17:21 UTC | DEERE & CO DE · Entity 106 | GrantMarket Priced Options · Derivative | 128,899 | $0.00 Strike: $86.36 | $0.00 |
DisclosureSEC source: 0000315189-12-000059 · primary_doc.xml · derivative · entry 4 ALLEN SAMUEL R · CIK 0001196901 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,899 Underlying: Common Stock · 0 shares Expires 2022-12-12 F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F5 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 12, 2013, December 12, 2014, and December 12, 2015. Read SEC document |
| December 12, 2012 Filed Dec 13, 2012 17:21 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 25,301 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-12-000059 · primary_doc.xml · nonDerivative · entry 2 ALLEN SAMUEL R · CIK 0001196901 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,373.5172 F2 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations. F3 · balance_after: Includes 153,478 restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Read SEC document |
| December 06, 2012 Filed Dec 13, 2012 17:21 UTC | DEERE & CO DE · Entity 106 | Gift$1 Par Common Stock | 47,203 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-12-000059 · primary_doc.xml · nonDerivative · entry 3 ALLEN SAMUEL R · CIK 0001196901 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 47,203 F1 · security: Transaction involved a gift of shares to a limited liability company for the benefit of the reporting persons immediate family. Read SEC document |
| December 06, 2012 Filed Dec 13, 2012 17:21 UTC | DEERE & CO DE · Entity 106 | Gift$1 Par Common Stock | 47,203 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-12-000059 · primary_doc.xml · nonDerivative · entry 1 ALLEN SAMUEL R · CIK 0001196901 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,072.5172 F1 · security: Transaction involved a gift of shares to a limited liability company for the benefit of the reporting persons immediate family. Read SEC document |
| December 14, 2011 Filed Dec 15, 2011 15:32 UTC | DEERE & CO DE · Entity 106 | GrantMarket Priced Options · Derivative | 135,897 | $0.00 Strike: $74.24 | $0.00 |
DisclosureSEC source: 0000315189-11-000051 · primary_doc.xml · derivative · entry 2 ALLEN SAMUEL R · CIK 0001196901 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,897 Underlying: Common Stock · 135,897 shares Expires 2021-12-14 F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 14, 2012, December 14, 2013, and December 14, 2014. Read SEC document |
| December 14, 2011 Filed Dec 15, 2011 15:32 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 29,431 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-11-000051 · primary_doc.xml · nonDerivative · entry 1 ALLEN SAMUEL R · CIK 0001196901 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,275.5172 F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations. F2 · balance_after: Includes 128,177 restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Read SEC document |
| December 06, 2011 Filed Dec 8, 2011 20:15 UTC | DEERE & CO DE · Entity 106 | Tax withholding$1 Par Common Stock | 5,849 | $78.14 | $457,040.86 |
DisclosureSEC source: 0000315189-11-000045 · primary_doc.xml · nonDerivative · entry 1 ALLEN SAMUEL R · CIK 0001196901 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,844.5172 F1 · security: Exempt withholding of shares to satisfy tax withholding obligations upon conversion of restricted stock units to unrestricted shares. F2 · balance_after: Includes 98,746 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| December 08, 2010 Filed Dec 9, 2010 16:19 UTC | DEERE & CO DE · Entity 106 | GrantMarket Priced Options · Derivative | 114,253 | $0.00 Strike: $80.61 | $0.00 |
DisclosureSEC source: 0000315189-10-000043 · primary_doc.xml · derivative · entry 3 ALLEN SAMUEL R · CIK 0001196901 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,253 Underlying: Common Stock · 114,253 shares Expires 2020-12-08 F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F5 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 8, 2011, December 8, 2012, and December 8, 2013. Read SEC document |
| December 08, 2010 Filed Dec 9, 2010 16:19 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 25,927 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-10-000043 · primary_doc.xml · nonDerivative · entry 2 ALLEN SAMUEL R · CIK 0001196901 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,693.5286 F2 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. F3 · balance_after: Includes 114,944 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Read SEC document |
| December 07, 2010 Filed Dec 9, 2010 16:19 UTC | DEERE & CO DE · Entity 106 | Tax withholding$1 Par Common Stock | 7,506 | $81.20 | $609,487.20 |
DisclosureSEC source: 0000315189-10-000043 · primary_doc.xml · nonDerivative · entry 1 ALLEN SAMUEL R · CIK 0001196901 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,766.5286 F1 · security: Exempt withholding of shares to satisfy tax withholding obligations upon conversion of restricted stock units to unrestricted shares. Read SEC document |
| December 09, 2009 Filed Dec 10, 2009 20:12 UTC | DEERE & CO DE · Entity 106 | GrantMarket Priced Options · Derivative | 269,353 | $0.00 Strike: $52.25 | $0.00 |
DisclosureSEC source: 0000315189-09-000037 · primary_doc.xml · derivative · entry 2 ALLEN SAMUEL R · CIK 0001196901 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,353 Underlying: Common Stock · 269,353 shares Expires 2019-12-09 F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 9, 2010, December 9, 2011, and December 9, 2012. Read SEC document |
| December 09, 2009 Filed Dec 10, 2009 20:12 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 27,043 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-09-000037 · primary_doc.xml · nonDerivative · entry 1 ALLEN SAMUEL R · CIK 0001196901 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,272.5286 F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. F2 · balance_after: Includes 109,133 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Read SEC document |
| December 17, 2008 Filed Dec 19, 2008 18:55 UTC | DEERE & CO DEERE & CO · Entity 106 | GrantMarket Priced Options · Derivative | 62,704 | $0.00 Strike: $39.67 | $0.00 |
DisclosureSEC source: 0001104659-08-077548 · a4.xml · derivative · entry 2 ALLEN SAMUEL R · CIK 0001196901 · Pres WWC&F Div & Power Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,704 Underlying: Common Stock · 62,704 shares Expires 2018-12-17 F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 17, 2009, December 17, 2010, and December 17, 2011. Read SEC document |
| December 17, 2008 Filed Dec 19, 2008 18:55 UTC | DEERE & CO DEERE & CO · Entity 106 | Grant$1 Par Common Stock | 20,901 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-08-077548 · a4.xml · nonDerivative · entry 1 ALLEN SAMUEL R · CIK 0001196901 · Pres WWC&F Div & Power Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,229.5286 F1 · shares: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. F2 · balance_after: Includes 110,654 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Read SEC document |
| December 10, 2007 Filed Dec 12, 2007 17:58 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 16,215 | $0.00 Strike: $48.38 | $0.00 |
DisclosureSEC source: 0000315189-07-000091 · primary_doc.xml · derivative · entry 9 ALLEN SAMUEL R · CIK 0001196901 · Pres.WW C&F Div & Power System 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,371 Underlying: Common Stock · 16,215 shares Expires 2016-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares. F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F7 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 6, 2007, December 6, 2008 and December 6, 2009. Read SEC document |
| December 10, 2007 Filed Dec 12, 2007 17:58 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 19,920 | $0.00 Strike: $34.44 | $0.00 |
DisclosureSEC source: 0000315189-07-000091 · primary_doc.xml · derivative · entry 8 ALLEN SAMUEL R · CIK 0001196901 · Pres.WW C&F Div & Power System 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,922 Underlying: Common Stock · 19,920 shares Expires 2015-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares. F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F6 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 7, 2006, December 7, 2007 and December 7, 2008. Read SEC document |
| December 10, 2007 Filed Dec 12, 2007 17:58 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 23,566 | $0.00 Strike: $34.69 | $0.00 |
DisclosureSEC source: 0000315189-07-000091 · primary_doc.xml · derivative · entry 7 ALLEN SAMUEL R · CIK 0001196901 · Pres.WW C&F Div & Power System 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,566 shares Expires 2014-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares. F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F5 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 8, 2005, December 8, 2006 and December 8, 2007. Read SEC document |
| December 10, 2007 Filed Dec 12, 2007 17:58 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 16,215 | $88.05 | $1,427,808.58 |
DisclosureSEC source: 0000315189-07-000091 · primary_doc.xml · nonDerivative · entry 6 ALLEN SAMUEL R · CIK 0001196901 · Pres.WW C&F Div & Power System 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,965.5286 F1 · security: References to Deere & Company common stock include associated preferred stock rights. F2 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares. F3 · balance_after: Includes 62,078 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Read SEC document |
| December 10, 2007 Filed Dec 12, 2007 17:58 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 16,215 | $48.38 | $784,400.63 |
DisclosureSEC source: 0000315189-07-000091 · primary_doc.xml · nonDerivative · entry 5 ALLEN SAMUEL R · CIK 0001196901 · Pres.WW C&F Div & Power System 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,180.5286 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: References to Deere & Company common stock include associated preferred stock rights. F2 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares. Read SEC document |
| December 10, 2007 Filed Dec 12, 2007 17:58 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 19,920 | $88.05 | $1,754,051.62 |
DisclosureSEC source: 0000315189-07-000091 · primary_doc.xml · nonDerivative · entry 4 ALLEN SAMUEL R · CIK 0001196901 · Pres.WW C&F Div & Power System 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,965.5286 F1 · security: References to Deere & Company common stock include associated preferred stock rights. F2 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares. Read SEC document |
| December 10, 2007 Filed Dec 12, 2007 17:58 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 19,920 | $34.44 | $686,044.80 |
DisclosureSEC source: 0000315189-07-000091 · primary_doc.xml · nonDerivative · entry 3 ALLEN SAMUEL R · CIK 0001196901 · Pres.WW C&F Div & Power System 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,885.5286 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: References to Deere & Company common stock include associated preferred stock rights. F2 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares. Read SEC document |
| December 10, 2007 Filed Dec 12, 2007 17:58 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 23,566 | $88.05 | $2,075,099.42 |
DisclosureSEC source: 0000315189-07-000091 · primary_doc.xml · nonDerivative · entry 2 ALLEN SAMUEL R · CIK 0001196901 · Pres.WW C&F Div & Power System 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,965.5286 F1 · security: References to Deere & Company common stock include associated preferred stock rights. F2 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.