person · Reporting owner

Bancroft Charles A

Disclosed activity across 3 companies

Tapewire entity: 15856
SEC CIK: 0001480250

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
BRISTOL MYERS SQUIBB COBMY · Entity 1662	EVP, Head of Integration	March 10, 2020	March 12, 2020
COLGATE PALMOLIVE COCL · Entity 2972	Director	May 13, 2019	May 15, 2019
Kodiak Sciences Inc.KOD · Entity 4388	Director	June 30, 2026	July 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BRISTOL MYERS SQUIBB CO

Report date March 10, 2020 · Filed March 12, 2020

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, $0.10 par valueSEC Table I · non-derivative	Direct	137,534.283	Ending reported balance After 2020-03-10 transaction · row 17 16 source rows · reconciled sequence Row 1 · 2020-03-10 · Gift · Disposed 300,000 · Balance 92,309.283 Row 3 · 2020-03-10 · Exercise / conversion · Acquired 6,174 · Balance 98,483.283 F2: Represents vesting of one-quarter of market share units granted on March 10, 2016. Row 4 · 2020-03-10 · Other · Disposed 100 · Balance 98,383.283 F3: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Row 5 · 2020-03-10 · Tax withholding · Disposed 2,577 · Balance 95,806.283 F4: Shares withheld for payment of taxes upon vesting. Row 6 · 2020-03-10 · Exercise / conversion · Acquired 7,324 · Balance 103,130.283 F5: Represents vesting of one-quarter of market share units granted on March 10, 2017. Row 7 · 2020-03-10 · Other · Acquired 825 · Balance 103,955.283 F6: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Row 8 · 2020-03-10 · Tax withholding · Disposed 3,457 · Balance 100,498.283 F4: Shares withheld for payment of taxes upon vesting. Row 9 · 2020-03-10 · Exercise / conversion · Acquired 6,207 · Balance 106,705.283 F7: Represents vesting of one-quarter of market share units granted on March 10, 2018. Row 10 · 2020-03-10 · Other · Disposed 297 · Balance 106,408.283 F3: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Row 11 · 2020-03-10 · Tax withholding · Disposed 2,508 · Balance 103,900.283 F4: Shares withheld for payment of taxes upon vesting. Row 12 · 2020-03-10 · Exercise / conversion · Acquired 8,219 · Balance 112,119.283 F8: Represents vesting of one-quarter of market share units granted on March 10, 2019. Row 13 · 2020-03-10 · Other · Acquired 1,842 · Balance 113,961.283 F6: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Row 14 · 2020-03-10 · Tax withholding · Disposed 4,268 · Balance 109,693.283 F4: Shares withheld for payment of taxes upon vesting. Row 15 · 2020-03-10 · Exercise / conversion · Acquired 43,944 · Balance 153,637.283 F9: Amount represents distribution of performance shares earned under the 2017-2019 Long-Term Performance Award. Row 16 · 2020-03-10 · Other · Acquired 4,408 · Balance 158,045.283 F10: Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board. Row 17 · 2020-03-10 · Tax withholding · Disposed 20,511 · Balance 137,534.283 F4: Shares withheld for payment of taxes upon vesting.
Common Stock, $0.10 par valueSEC Table I · non-derivative	IndirectTrust	300,000	Reported balance After 2020-03-10 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2020-03-10 · Gift · Acquired 300,000 · Balance 300,000 F1: Reporting person transferred shares to a grantor annuity trust (GRAT).
Market Share UnitsSEC Table II · derivative / convertible security · Expires 2020-03-10	Direct	0	Reported balance After 2020-03-10 transaction · row 18 Instrument identity requires review; Table II rows are not merged. 1 source row Row 18 · 2020-03-10 · Exercise / conversion · Disposed 6,174 · Balance 0 F11: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F2: Represents vesting of one-quarter of market share units granted on March 10, 2016.
Market Share UnitsSEC Table II · derivative / convertible security · Expires 2021-03-01	Direct	7,324	Reported balance After 2020-03-10 transaction · row 19 Instrument identity requires review; Table II rows are not merged. 1 source row Row 19 · 2020-03-10 · Exercise / conversion · Disposed 7,324 · Balance 7,324 F11: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F5: Represents vesting of one-quarter of market share units granted on March 10, 2017.
Market Share UnitsSEC Table II · derivative / convertible security · Expires 2022-03-10	Direct	12,415	Reported balance After 2020-03-10 transaction · row 20 Instrument identity requires review; Table II rows are not merged. 1 source row Row 20 · 2020-03-10 · Exercise / conversion · Disposed 6,207 · Balance 12,415 F11: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F7: Represents vesting of one-quarter of market share units granted on March 10, 2018.
Market Share UnitsSEC Table II · derivative / convertible security · Expires 2023-03-10	Direct	24,659	Reported balance After 2020-03-10 transaction · row 21 Instrument identity requires review; Table II rows are not merged. 1 source row Row 21 · 2020-03-10 · Exercise / conversion · Disposed 8,219 · Balance 24,659 F11: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F8: Represents vesting of one-quarter of market share units granted on March 10, 2019.
Performance SharesSEC Table II · derivative / convertible security · Expires 2020-03-10	Direct	0	Reported balance After 2020-03-10 transaction · row 22 Instrument identity requires review; Table II rows are not merged. 1 source row Row 22 · 2020-03-10 · Exercise / conversion · Disposed 43,944 · Balance 0 F12: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2020, subject to a Total Shareholder Return.

Filing footnotes · ownership attribution and instrument terms

F1: Reporting person transferred shares to a grantor annuity trust (GRAT).

F2: Represents vesting of one-quarter of market share units granted on March 10, 2016.

F3: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.

F4: Shares withheld for payment of taxes upon vesting.

F5: Represents vesting of one-quarter of market share units granted on March 10, 2017.

F6: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

F7: Represents vesting of one-quarter of market share units granted on March 10, 2018.

F8: Represents vesting of one-quarter of market share units granted on March 10, 2019.

F9: Amount represents distribution of performance shares earned under the 2017-2019 Long-Term Performance Award.

F10: Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.

F11: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F12: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2020, subject to a Total Shareholder Return.

COLGATE PALMOLIVE CO

Report date May 13, 2019 · Filed May 15, 2019

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	8,114	Reported balance After 2019-05-13 transaction · row 1 1 source row Row 1 · 2019-05-13 · Grant · Acquired 2,515 · Balance 8,114 F1: Annual director stock grant under the issuer's incentive compensation plan, credited to a stock unit account pursuant to the issuer's incentive compensation plan.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $71.56 · Expires 2027-05-13	Direct	4,170	Reported balance After 2019-05-13 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2019-05-13 · Grant · Acquired 4,170 · Balance 4,170 F2: Annual director stock option grant under the issuer's incentive compensation plan. F3: Option becomes exercisable in equal annual installments over three years beginning on the first anniversary of the May 13, 2019 grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Annual director stock grant under the issuer's incentive compensation plan, credited to a stock unit account pursuant to the issuer's incentive compensation plan.

F2: Annual director stock option grant under the issuer's incentive compensation plan.

F3: Option becomes exercisable in equal annual installments over three years beginning on the first anniversary of the May 13, 2019 grant date.

Kodiak Sciences Inc.

Report date June 30, 2026 · Filed July 02, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $38.96 · Expires 2036-06-29	Direct	17,731	Reported balance After 2026-06-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2026-06-30 · Grant · Acquired 17,731 · Balance 17,731 F1: One hundred percent (100%) of the shares subject to the option shall vest upon the earlier of June 30, 2027 or one (1) day prior to the Issuer's next annual meeting occurring after the grant date, in each case, provided the Reporting Person continues to serve as a member of the Issuer's board of directors through the applicable vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: One hundred percent (100%) of the shares subject to the option shall vest upon the earlier of June 30, 2027 or one (1) day prior to the Issuer's next annual meeting occurring after the grant date, in each case, provided the Reporting Person continues to serve as a member of the Issuer's board of directors through the applicable vesting date.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
March 10, 2019 Filed Mar 13, 2019 11:39 UTC	BRISTOL MYERS SQUIBB CO BMY · Entity 1662	Exercise / conversionCommon Stock, $0.10 par value	6,171	$0.00	$0.00	Disclosure SEC source: 0000014272-19-000077 · wf-form4_155247714320965.xml · nonDerivative · entry 4 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,763.283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2016. Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:39 UTC	BRISTOL MYERS SQUIBB CO BMY · Entity 1662	Tax withholdingCommon Stock, $0.10 par value	2,001	$51.39	$102,831.39	Disclosure SEC source: 0000014272-19-000077 · wf-form4_155247714320965.xml · nonDerivative · entry 3 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 365,592.283 F3 · shares: Shares withheld for payment of taxes upon vesting. Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:39 UTC	BRISTOL MYERS SQUIBB CO BMY · Entity 1662	OtherCommon Stock, $0.10 par value	1,174	$0.00	$0.00	Disclosure SEC source: 0000014272-19-000077 · wf-form4_155247714320965.xml · nonDerivative · entry 2 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,593.283 F2 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:39 UTC	BRISTOL MYERS SQUIBB CO BMY · Entity 1662	Exercise / conversionCommon Stock, $0.10 par value	5,890	$0.00	$0.00	Disclosure SEC source: 0000014272-19-000077 · wf-form4_155247714320965.xml · nonDerivative · entry 1 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368,767.283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2015. Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:42 UTC	BRISTOL MYERS SQUIBB CO BMY · Entity 1662	Exercise / conversionOption (right to buy) · Derivative	52,884	$0.00 Strike: $17.51	$0.00	Disclosure SEC source: 0000014272-19-000050 · wf-form4_155173570643736.xml · derivative · entry 3 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 52,884 shares Expires 2019-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: All of the shares are currently exercisable. Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:42 UTC	BRISTOL MYERS SQUIBB CO BMY · Entity 1662	Tax withholdingCommon Stock, $0.10 par value	29,813	$51.93	$1,548,189.09	Disclosure SEC source: 0000014272-19-000050 · wf-form4_155173570643736.xml · nonDerivative · entry 2 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,877.283 F1 · shares: A portion of these shares were used to cover exercise price and taxes in accordance with broker's procedure for net exercise transactions. Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:42 UTC	BRISTOL MYERS SQUIBB CO BMY · Entity 1662	Exercise / conversionCommon Stock, $0.10 par value	52,884	$17.51	$925,998.84	Disclosure SEC source: 0000014272-19-000050 · wf-form4_155173570643736.xml · nonDerivative · entry 1 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 392,690.283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
December 02, 2018 Filed Dec 4, 2018 21:31 UTC	BRISTOL MYERS SQUIBB CO BMY · Entity 1662	Exercise / conversionRestricted Stock Units · Derivative	6,401	$0.00	$0.00	Disclosure SEC source: 0000014272-18-000199 · wf-form4_154395907046276.xml · derivative · entry 3 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 6,401 shares Expires 2018-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F3 · derivative.exercise_date: Represents final vesting of restricted stock units granted on December 2, 2013. F3 · derivative.expiration_date: Represents final vesting of restricted stock units granted on December 2, 2013. Read SEC document
December 02, 2018 Filed Dec 4, 2018 21:31 UTC	BRISTOL MYERS SQUIBB CO BMY · Entity 1662	Tax withholdingCommon Stock, $0.10 par value	2,716	$53.46	$145,197.36	Disclosure SEC source: 0000014272-18-000199 · wf-form4_154395907046276.xml · nonDerivative · entry 2 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,401.1 F1 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document
December 02, 2018 Filed Dec 4, 2018 21:31 UTC	BRISTOL MYERS SQUIBB CO BMY · Entity 1662	Exercise / conversionCommon Stock, $0.10 par value	6,401	$0.00	$0.00	Disclosure SEC source: 0000014272-18-000199 · wf-form4_154395907046276.xml · nonDerivative · entry 1 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,117.1 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
December 02, 2018 Filed Jan 31, 2019 21:42 UTC Amendment	BRISTOL MYERS SQUIBB CO BMY · Entity 1662	Exercise / conversionRestricted Stock Units · Derivative	6,401	$0.00	$0.00	Disclosure SEC source: 0000014272-19-000020 · wf-form4a_154897093867301.xml · derivative · entry 3 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 6,401 shares Expires 2018-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F4 · derivative.exercise_date: Represents final vesting of restricted stock units granted on December 2, 2013. F4 · derivative.expiration_date: Represents final vesting of restricted stock units granted on December 2, 2013. Read SEC document
December 02, 2018 Filed Jan 31, 2019 21:42 UTC Amendment	BRISTOL MYERS SQUIBB CO BMY · Entity 1662	Tax withholdingCommon Stock, $0.10 par value	2,716	$53.46	$145,197.36	Disclosure SEC source: 0000014272-19-000020 · wf-form4a_154897093867301.xml · nonDerivative · entry 2 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,806.283 F2 · shares: Shares withheld for payment of taxes upon vesting of awards. F1 · balance_after: Due to a software error, this Form 4 is being amended to report in Column 5 the correct number of securities beneficially owned following the reported transaction. Read SEC document
December 02, 2018 Filed Jan 31, 2019 21:42 UTC Amendment	BRISTOL MYERS SQUIBB CO BMY · Entity 1662	Exercise / conversionCommon Stock, $0.10 par value	6,401	$0.00	$0.00	Disclosure SEC source: 0000014272-19-000020 · wf-form4a_154897093867301.xml · nonDerivative · entry 1 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342,522.283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Due to a software error, this Form 4 is being amended to report in Column 5 the correct number of securities beneficially owned following the reported transaction. Read SEC document
May 14, 2018 Filed May 16, 2018 20:42 UTC	COLGATE PALMOLIVE CO CL · Entity 2972	GrantStock Option (Right to Buy) · Derivative	6,329	$0.00 Strike: $62.04	$0.00	Disclosure SEC source: 0001225208-18-009468 · doc4.xml · derivative · entry 2 Bancroft Charles A · CIK 0001480250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,329 Underlying: Common Stock · 6,329 shares Expires 2024-05-14 F2 · kind: Annual director stock option grant under the issuer's incentive compensation plan. F3 · derivative.exercise_date: Option becomes exercisable in equal annual installments over three years beginning on the first anniversary of the May 14, 2018 grant date. Read SEC document
May 14, 2018 Filed May 16, 2018 20:42 UTC	COLGATE PALMOLIVE CO CL · Entity 2972	GrantCommon Stock	2,901	$0.00	$0.00	Disclosure SEC source: 0001225208-18-009468 · doc4.xml · nonDerivative · entry 1 Bancroft Charles A · CIK 0001480250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,455 F1 · kind: Annual director stock grant under the issuer's incentive compensation plan, credited to a stock unit account pursuant to the issuer's incentive compensation plan. Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:53 UTC	BRISTOL MYERS SQUIBB CO BMY · Entity 1662	GrantPerformance Shares · Derivative	37,244	$0.00	$0.00	Disclosure SEC source: 0000014272-18-000077 · wf-form4_152097441280604.xml · derivative · entry 21 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,244 Underlying: Common Stock, $0.10 par value · 37,244 shares Expires 2021-03-10 F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2021. F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2021. F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2021. Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:53 UTC	BRISTOL MYERS SQUIBB CO BMY · Entity 1662	Exercise / conversionPerformance Shares · Derivative	65,105	$0.00	$0.00	Disclosure SEC source: 0000014272-18-000077 · wf-form4_152097441280604.xml · derivative · entry 20 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 65,105 shares Expires 2018-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier. F7 · shares: Amount represents distribution of performance shares earned under the 2015-2017 Long-Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board. F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier. F10 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier. Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:53 UTC	BRISTOL MYERS SQUIBB CO BMY · Entity 1662	GrantMarket Share Units · Derivative	24,829	$0.00	$0.00	Disclosure SEC source: 0000014272-18-000077 · wf-form4_152097441280604.xml · derivative · entry 19 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,829 Underlying: Common Stock, $0.10 par value · 24,829 shares Expires 2022-03-10 F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F9 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. F9 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:53 UTC	BRISTOL MYERS SQUIBB CO BMY · Entity 1662	Exercise / conversionMarket Share Units · Derivative	7,324	$0.00	$0.00	Disclosure SEC source: 0000014272-18-000077 · wf-form4_152097441280604.xml · derivative · entry 18 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,972 Underlying: Common Stock, $0.10 par value · 7,324 shares Expires 2021-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F6 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2017. F6 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2017. Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:53 UTC	BRISTOL MYERS SQUIBB CO BMY · Entity 1662	Exercise / conversionMarket Share Units · Derivative	6,171	$0.00	$0.00	Disclosure SEC source: 0000014272-18-000077 · wf-form4_152097441280604.xml · derivative · entry 17 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,345 Underlying: Common Stock, $0.10 par value · 6,171 shares Expires 2020-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F5 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2016. F5 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2016. Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:53 UTC	BRISTOL MYERS SQUIBB CO BMY · Entity 1662	Exercise / conversionMarket Share Units · Derivative	5,889	$0.00	$0.00	Disclosure SEC source: 0000014272-18-000077 · wf-form4_152097441280604.xml · derivative · entry 16 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,890 Underlying: Common Stock, $0.10 par value · 5,889 shares Expires 2019-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2015. F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2015. Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:53 UTC	BRISTOL MYERS SQUIBB CO BMY · Entity 1662	Exercise / conversionMarket Share Units · Derivative	6,829	$0.00	$0.00	Disclosure SEC source: 0000014272-18-000077 · wf-form4_152097441280604.xml · derivative · entry 15 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 6,829 shares Expires 2018-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2014. F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2014. Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:53 UTC	BRISTOL MYERS SQUIBB CO BMY · Entity 1662	Tax withholdingCommon Stock, $0.10 par value	27,618	$67.92	$1,875,814.56	Disclosure SEC source: 0000014272-18-000077 · wf-form4_152097441280604.xml · nonDerivative · entry 14 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 336,121.283 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:53 UTC	BRISTOL MYERS SQUIBB CO BMY · Entity 1662	Exercise / conversionCommon Stock, $0.10 par value	65,105	$0.00	$0.00	Disclosure SEC source: 0000014272-18-000077 · wf-form4_152097441280604.xml · nonDerivative · entry 13 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,739.283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: Amount represents distribution of performance shares earned under the 2015-2017 Long-Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board. Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:53 UTC	BRISTOL MYERS SQUIBB CO BMY · Entity 1662	Tax withholdingCommon Stock, $0.10 par value	3,664	$67.92	$248,858.88	Disclosure SEC source: 0000014272-18-000077 · wf-form4_152097441280604.xml · nonDerivative · entry 12 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,634.283 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:53 UTC	BRISTOL MYERS SQUIBB CO BMY · Entity 1662	OtherCommon Stock, $0.10 par value	1,312	$0.00	$0.00	Disclosure SEC source: 0000014272-18-000077 · wf-form4_152097441280604.xml · nonDerivative · entry 11 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,298.283 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:53 UTC	BRISTOL MYERS SQUIBB CO BMY · Entity 1662	Exercise / conversionCommon Stock, $0.10 par value	7,324	$0.00	$0.00	Disclosure SEC source: 0000014272-18-000077 · wf-form4_152097441280604.xml · nonDerivative · entry 10 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,986.283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2017. Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:53 UTC	BRISTOL MYERS SQUIBB CO BMY · Entity 1662	Tax withholdingCommon Stock, $0.10 par value	2,730	$67.92	$185,421.60	Disclosure SEC source: 0000014272-18-000077 · wf-form4_152097441280604.xml · nonDerivative · entry 9 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,662.283 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:53 UTC	BRISTOL MYERS SQUIBB CO BMY · Entity 1662	OtherCommon Stock, $0.10 par value	263	$0.00	$0.00	Disclosure SEC source: 0000014272-18-000077 · wf-form4_152097441280604.xml · nonDerivative · entry 8 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,392.283 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:53 UTC	BRISTOL MYERS SQUIBB CO BMY · Entity 1662	Exercise / conversionCommon Stock, $0.10 par value	6,171	$0.00	$0.00	Disclosure SEC source: 0000014272-18-000077 · wf-form4_152097441280604.xml · nonDerivative · entry 7 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,129.283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2016. Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:53 UTC	BRISTOL MYERS SQUIBB CO BMY · Entity 1662	Tax withholdingCommon Stock, $0.10 par value	2,644	$67.92	$179,580.48	Disclosure SEC source: 0000014272-18-000077 · wf-form4_152097441280604.xml · nonDerivative · entry 6 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,958.283 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:53 UTC	BRISTOL MYERS SQUIBB CO BMY · Entity 1662	OtherCommon Stock, $0.10 par value	343	$0.00	$0.00	Disclosure SEC source: 0000014272-18-000077 · wf-form4_152097441280604.xml · nonDerivative · entry 5 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,602.283 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:53 UTC	BRISTOL MYERS SQUIBB CO BMY · Entity 1662	Exercise / conversionCommon Stock, $0.10 par value	5,889	$0.00	$0.00	Disclosure SEC source: 0000014272-18-000077 · wf-form4_152097441280604.xml · nonDerivative · entry 4 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,259.283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2015. Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:53 UTC	BRISTOL MYERS SQUIBB CO BMY · Entity 1662	Tax withholdingCommon Stock, $0.10 par value	3,555	$67.92	$241,455.60	Disclosure SEC source: 0000014272-18-000077 · wf-form4_152097441280604.xml · nonDerivative · entry 3 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,370.283 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:53 UTC	BRISTOL MYERS SQUIBB CO BMY · Entity 1662	OtherCommon Stock, $0.10 par value	1,551	$0.00	$0.00	Disclosure SEC source: 0000014272-18-000077 · wf-form4_152097441280604.xml · nonDerivative · entry 2 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,925.283 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:53 UTC	BRISTOL MYERS SQUIBB CO BMY · Entity 1662	Exercise / conversionCommon Stock, $0.10 par value	6,829	$0.00	$0.00	Disclosure SEC source: 0000014272-18-000077 · wf-form4_152097441280604.xml · nonDerivative · entry 1 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,374.283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2014. Read SEC document
February 23, 2018 Filed Feb 27, 2018 21:45 UTC	BRISTOL MYERS SQUIBB CO BMY · Entity 1662	Exercise / conversionOption (right to buy) · Derivative	37,460	$0.00 Strike: $22.14	$0.00	Disclosure SEC source: 0000014272-18-000061 · wf-form4_151976788618751.xml · derivative · entry 3 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 37,460 shares Expires 2018-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: All of the shares are currently exercisable. Read SEC document
February 23, 2018 Filed Feb 27, 2018 21:45 UTC	BRISTOL MYERS SQUIBB CO BMY · Entity 1662	Tax withholdingCommon Stock, $0.10 par value	20,803	$66.68	$1,387,144.04	Disclosure SEC source: 0000014272-18-000061 · wf-form4_151976788618751.xml · nonDerivative · entry 2 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,545.283 Read SEC document
February 23, 2018 Filed Feb 27, 2018 21:45 UTC	BRISTOL MYERS SQUIBB CO BMY · Entity 1662	Exercise / conversionCommon Stock, $0.10 par value	37,460	$22.14	$829,364.40	Disclosure SEC source: 0000014272-18-000061 · wf-form4_151976788618751.xml · nonDerivative · entry 1 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,348.283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
December 02, 2017 Filed Dec 5, 2017 23:15 UTC	BRISTOL MYERS SQUIBB CO BMY · Entity 1662	Exercise / conversionRestricted Stock Units · Derivative	6,401	$0.00	$0.00	Disclosure SEC source: 0000014272-17-000204 · wf-form4_151251574407785.xml · derivative · entry 3 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,401 Underlying: Common Stock, $0.10 par value · 6,401 shares Expires 2018-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on December 2, 2016. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on December 2, 2016. Read SEC document
December 02, 2017 Filed Dec 5, 2017 23:15 UTC	BRISTOL MYERS SQUIBB CO BMY · Entity 1662	Tax withholdingCommon Stock, $0.10 par value	2,882	$62.47	$180,038.54	Disclosure SEC source: 0000014272-17-000204 · wf-form4_151251574407785.xml · nonDerivative · entry 2 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,888.283 F1 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document
December 02, 2017 Filed Dec 5, 2017 23:15 UTC	BRISTOL MYERS SQUIBB CO BMY · Entity 1662	Exercise / conversionCommon Stock, $0.10 par value	6,401	$0.00	$0.00	Disclosure SEC source: 0000014272-17-000204 · wf-form4_151251574407785.xml · nonDerivative · entry 1 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,770.283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 15, 2017 Filed May 17, 2017 21:04 UTC	COLGATE PALMOLIVE CO CL · Entity 2972	GrantStock Option (Right to Buy) · Derivative	5,703	$0.00 Strike: $71.65	$0.00	Disclosure SEC source: 0001225208-17-009994 · doc4.xml · derivative · entry 2 Bancroft Charles A · CIK 0001480250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,703 Underlying: Common Stock · 5,703 shares Expires 2023-05-15 F2 · kind: Annual director stock option grant under the issuer's incentive compensation plan. F3 · derivative.exercise_date: Option becomes exercisable in one-third increments beginning on the first anniversary of the grant date. Read SEC document
May 15, 2017 Filed May 17, 2017 21:04 UTC	COLGATE PALMOLIVE CO CL · Entity 2972	GrantCommon Stock	2,512	$0.00	$0.00	Disclosure SEC source: 0001225208-17-009994 · doc4.xml · nonDerivative · entry 1 Bancroft Charles A · CIK 0001480250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,512 F1 · kind: Annual stock grant under the issuer's incentive compensation plan, credited to a stock unit account pursuant to the issuer's incentive compensation plan. Read SEC document
March 10, 2017 Filed Mar 15, 2017 00:31 UTC	BRISTOL MYERS SQUIBB CO BMY · Entity 1662	GrantPerformance Shares · Derivative	43,944	$0.00	$0.00	Disclosure SEC source: 0000014272-17-000087 · wf-form4_148953790131708.xml · derivative · entry 21 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,944 Underlying: Common Stock, $0.10 par value · 43,944 shares Expires 2020-03-10 F12 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2020. F12 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2020. F12 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2020. Read SEC document
March 10, 2017 Filed Mar 15, 2017 00:31 UTC	BRISTOL MYERS SQUIBB CO BMY · Entity 1662	Exercise / conversionPerformance Shares · Derivative	62,025	$0.00	$0.00	Disclosure SEC source: 0000014272-17-000087 · wf-form4_148953790131708.xml · derivative · entry 20 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 62,025 shares Expires 2017-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier. F8 · shares: Amount represents distribution of performance shares earned under the 2014-2016 Long-Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board. F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier. F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier. Read SEC document
March 10, 2017 Filed Mar 15, 2017 00:31 UTC	BRISTOL MYERS SQUIBB CO BMY · Entity 1662	GrantMarket Share Units · Derivative	29,296	$0.00	$0.00	Disclosure SEC source: 0000014272-17-000087 · wf-form4_148953790131708.xml · derivative · entry 19 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,296 Underlying: Common Stock, $0.10 par value · 29,296 shares Expires 2021-03-10 F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F10 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. F10 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document
March 10, 2017 Filed Mar 15, 2017 00:31 UTC	BRISTOL MYERS SQUIBB CO BMY · Entity 1662	Exercise / conversionMarket Share Units · Derivative	6,171	$0.00	$0.00	Disclosure SEC source: 0000014272-17-000087 · wf-form4_148953790131708.xml · derivative · entry 18 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,516 Underlying: Common Stock, $0.10 par value · 6,171 shares Expires 2020-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F7 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2016. F7 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2016. Read SEC document
March 10, 2017 Filed Mar 15, 2017 00:31 UTC	BRISTOL MYERS SQUIBB CO BMY · Entity 1662	Exercise / conversionMarket Share Units · Derivative	5,889	$0.00	$0.00	Disclosure SEC source: 0000014272-17-000087 · wf-form4_148953790131708.xml · derivative · entry 17 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,779 Underlying: Common Stock, $0.10 par value · 5,889 shares Expires 2019-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F5 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2015. F5 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2015. Read SEC document
March 10, 2017 Filed Mar 15, 2017 00:31 UTC	BRISTOL MYERS SQUIBB CO BMY · Entity 1662	Exercise / conversionMarket Share Units · Derivative	6,829	$0.00	$0.00	Disclosure SEC source: 0000014272-17-000087 · wf-form4_148953790131708.xml · derivative · entry 16 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,829 Underlying: Common Stock, $0.10 par value · 6,829 shares Expires 2018-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2014. F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2014. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.