Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BLOOMIA HOLDINGS, INC.ISIG · Entity 7768 | Director | March 31, 2019 | April 12, 2019 |
| Frankly IncFKLY · Entity 171863 | Director | November 03, 2017 | November 16, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BLOOMIA HOLDINGS, INC.
Report date March 31, 2019 · Filed April 12, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock EquivalentSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,068 |
Reported balance
After 2019-03-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-03-31 · Grant · Acquired 2,068 · Balance 2,068 F1: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company.
Frankly Inc
Report date November 03, 2017 · Filed November 16, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted stock units convertible into common sharesSEC Table II · derivative / convertible security | Direct | 2,943 |
Reported balance
After 2017-11-03 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-11-03 · Disposition to issuer · Disposed 5,000 · Balance 2,943 F1: Each RSU represents a contingent right to receive one common share of the Issuer. F3: Not applicable. |
| Restricted stock units convertible into common sharesSEC Table II · derivative / convertible security | Direct | 48,476 |
Reported balance
After 2017-11-03 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-11-03 · Grant · Acquired 45,533 · Balance 48,476 F1: Each RSU represents a contingent right to receive one common share of the Issuer. F2: The RSUs shall become vested pro-rata on the following schedule: (a) one-quarter (9,572 RSUs) on December 31, 2017, (b) one-quarter (9,572 RSUs) on March 31, 2018, (c) one-quarter (9,572 RSUs) on June 30, 2018, and (d) one-quarter (9,571 RSUs) on September 30, 2018. The remaining 7,246 RSUs shall become vested on the earlier of: (a) March 31, 2018, or (b) the conclusion of the Company's Strategic Process, which shall be the date that the Company's Board dissolves the Strategic Process Committee. |
Filing footnotes · ownership attribution and instrument terms
F1: Each RSU represents a contingent right to receive one common share of the Issuer.
F2: The RSUs shall become vested pro-rata on the following schedule: (a) one-quarter (9,572 RSUs) on December 31, 2017, (b) one-quarter (9,572 RSUs) on March 31, 2018, (c) one-quarter (9,572 RSUs) on June 30, 2018, and (d) one-quarter (9,571 RSUs) on September 30, 2018. The remaining 7,246 RSUs shall become vested on the earlier of: (a) March 31, 2018, or (b) the conclusion of the Company's Strategic Process, which shall be the date that the Company's Board dissolves the Strategic Process Committee.
F3: Not applicable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 31, 2019 Filed Apr 12, 2019 13:58 UTC | BLOOMIA HOLDINGS, INC. ISIG · Entity 7768 | GrantCommon Stock Equivalent · Derivative | 2,068 | $1.33 Strike: $0.00 | $2,750.44 |
DisclosureSEC source: 0001654954-19-004312 · section16.xml · derivative · entry 1 Zenz Steven R · CIK 0001589558 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,068 Underlying: Common Stock · 2,068 shares Expires not disclosed F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 16:27 UTC | BLOOMIA HOLDINGS, INC. ISIG · Entity 7768 | GrantCommon Stock Equivalent · Derivative | 1,846 | $1.49 Strike: $0.00 | $2,750.54 |
DisclosureSEC source: 0001654954-19-000073 · section16.xml · derivative · entry 1 Zenz Steven R · CIK 0001589558 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,846 Underlying: Common Stock · 1,846 shares Expires not disclosed F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. Read SEC document |
| September 30, 2018 Filed Oct 2, 2018 17:58 UTC | BLOOMIA HOLDINGS, INC. ISIG · Entity 7768 | GrantCommon Stock Equivalent · Derivative | 1,590 | $1.73 Strike: $0.00 | $2,750.70 |
DisclosureSEC source: 0001654954-18-010740 · section16.xml · derivative · entry 1 Zenz Steven R · CIK 0001589558 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,590 Underlying: Common Stock · 1,590 shares Expires not disclosed F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 21:16 UTC | BLOOMIA HOLDINGS, INC. ISIG · Entity 7768 | GrantCommon Stock | 7,692 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-009166 · section16.xml · nonDerivative · entry 1 Zenz Steven R · CIK 0001589558 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,809 F1 · shares: Restricted stock units, each representing a contingent right to receive one share of Issuer common stock, granted under the Insignia Systems, Inc. 2018 Equity Incentive Plan and scheduled to vest on the day immediately preceding the date of the next annual meeting of shareholders of the Issuer. Read SEC document |
| June 30, 2018 Filed Jul 6, 2018 22:54 UTC | BLOOMIA HOLDINGS, INC. ISIG · Entity 7768 | GrantCommon Stock Equivalent · Derivative | 1,917 | $1.63 Strike: $0.00 | $3,124.71 |
DisclosureSEC source: 0001654954-18-007410 · section16.xml · derivative · entry 1 Zenz Steven R · CIK 0001589558 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,917 Underlying: Common Stock · 1,917 shares Expires not disclosed F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 19:01 UTC | BLOOMIA HOLDINGS, INC. ISIG · Entity 7768 | GrantCommon Stock Equivalent · Derivative | 949 | $1.58 Strike: $0.00 | $1,499.42 |
DisclosureSEC source: 0001654954-18-003590 · section16.xml · derivative · entry 1 Zenz Steven R · CIK 0001589558 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 949 Underlying: Common Stock · 949 shares Expires not disclosed F1 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. F1 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. F1 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. Read SEC document |
| November 03, 2017 Filed Nov 16, 2017 17:16 UTC | Frankly Inc FKLY · Entity 171863 | GrantRestricted stock units convertible into common shares · Derivative | 45,533 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-17-013432 · form4.xml · derivative · entry 2 Zenz Steven R · CIK 0001589558 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,476 Underlying: Common Shares · 45,533 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one common share of the Issuer. F2 · derivative.exercise_date: The RSUs shall become vested pro-rata on the following schedule: (a) one-quarter (9,572 RSUs) on December 31, 2017, (b) one-quarter (9,572 RSUs) on March 31, 2018, (c) one-quarter (9,572 RSUs) on June 30, 2018, and (d) one-quarter (9,571 RSUs) on September 30, 2018. The remaining 7,246 RSUs shall become vested on the earlier of: (a) March 31, 2018, or (b) the conclusion of the Company's Strategic Process, which shall be the date that the Company's Board dissolves the Strategic Process Committee. F2 · derivative.expiration_date: The RSUs shall become vested pro-rata on the following schedule: (a) one-quarter (9,572 RSUs) on December 31, 2017, (b) one-quarter (9,572 RSUs) on March 31, 2018, (c) one-quarter (9,572 RSUs) on June 30, 2018, and (d) one-quarter (9,571 RSUs) on September 30, 2018. The remaining 7,246 RSUs shall become vested on the earlier of: (a) March 31, 2018, or (b) the conclusion of the Company's Strategic Process, which shall be the date that the Company's Board dissolves the Strategic Process Committee. Read SEC document |
| November 03, 2017 Filed Nov 16, 2017 17:16 UTC | Frankly Inc FKLY · Entity 171863 | Disposition to issuerRestricted stock units convertible into common shares · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-17-013432 · form4.xml · derivative · entry 1 Zenz Steven R · CIK 0001589558 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,943 Underlying: Common Shares · 5,000 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one common share of the Issuer. F3 · derivative.exercise_date: Not applicable. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| October 05, 2017 Filed Oct 10, 2017 17:00 UTC | Frankly Inc FKLY · Entity 171863 | GrantRestricted stock units convertible into common shares · Derivative | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-17-011453 · form4.xml · derivative · entry 1 Zenz Steven R · CIK 0001589558 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,943 Underlying: Restricted Stock Unit · 5,000 shares Expires not disclosed F2 · derivative.exercise_price: The RSUs shall become vested on the earlier of (a) March 31, 2018, or (b) the conclusion of the Company's Strategic Review Process, which shall be the date that the Company's board of directors dissolves the Strategic Review Committee. The Strategic Review Committee is working with outside advisors to consider strategic alternatives, which may include raising funds from strategic sources. However, no portion of the RSUs granted hereunder shall vest until the amendments to the Issuer's Amended and Restated Equity Incentive Plan, to be presented for approval at the 2017 Shareholder's Annual Meeting, have received all required regulatory and shareholder approval. F2 · price: The RSUs shall become vested on the earlier of (a) March 31, 2018, or (b) the conclusion of the Company's Strategic Review Process, which shall be the date that the Company's board of directors dissolves the Strategic Review Committee. The Strategic Review Committee is working with outside advisors to consider strategic alternatives, which may include raising funds from strategic sources. However, no portion of the RSUs granted hereunder shall vest until the amendments to the Issuer's Amended and Restated Equity Incentive Plan, to be presented for approval at the 2017 Shareholder's Annual Meeting, have received all required regulatory and shareholder approval. F2 · derivative.exercise_date: The RSUs shall become vested on the earlier of (a) March 31, 2018, or (b) the conclusion of the Company's Strategic Review Process, which shall be the date that the Company's board of directors dissolves the Strategic Review Committee. The Strategic Review Committee is working with outside advisors to consider strategic alternatives, which may include raising funds from strategic sources. However, no portion of the RSUs granted hereunder shall vest until the amendments to the Issuer's Amended and Restated Equity Incentive Plan, to be presented for approval at the 2017 Shareholder's Annual Meeting, have received all required regulatory and shareholder approval. F2 · derivative.expiration_date: The RSUs shall become vested on the earlier of (a) March 31, 2018, or (b) the conclusion of the Company's Strategic Review Process, which shall be the date that the Company's board of directors dissolves the Strategic Review Committee. The Strategic Review Committee is working with outside advisors to consider strategic alternatives, which may include raising funds from strategic sources. However, no portion of the RSUs granted hereunder shall vest until the amendments to the Issuer's Amended and Restated Equity Incentive Plan, to be presented for approval at the 2017 Shareholder's Annual Meeting, have received all required regulatory and shareholder approval. F1 · balance_after: This amount excludes 2,940 RSUs that converted automatically into 2,940 common shares of the Issuer upon vesting of the RSUs on September 30, 2017 Read SEC document |
| June 23, 2017 Filed Jun 27, 2017 19:11 UTC | BLOOMIA HOLDINGS, INC. ISIG · Entity 7768 | GrantCommon Stock | 14,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-005920 · section16.xml · nonDerivative · entry 1 Zenz Steven R · CIK 0001589558 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,117 Read SEC document |
| March 28, 2017 Filed Apr 20, 2017 20:33 UTC | BLOOMIA HOLDINGS, INC. ISIG · Entity 7768 | GrantEmployee STock Option (right to buy) · Derivative | 13,661 | $2.04 Strike: $2.04 | $27,868.44 |
DisclosureSEC source: 0001654954-17-003498 · section16.xml · derivative · entry 2 Zenz Steven R · CIK 0001589558 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,661 Underlying: Common Stock · 13,661 shares Expires 2023-10-17 F1 · price: The two transactions reported involve the adjustment of an outstanding stock option to both (i) reduce the exercise price and (ii) increase the underlying shares of common stock to recognize the $0.70 chas dividend paid to the Issuer's shareholders on January 6, 2017. Read SEC document |
| March 28, 2017 Filed Apr 20, 2017 20:33 UTC | BLOOMIA HOLDINGS, INC. ISIG · Entity 7768 | OtherEmployee Stock Option (right to buy) · Derivative | 10,000 | $2.46 Strike: $2.79 | $24,600.00 |
DisclosureSEC source: 0001654954-17-003498 · section16.xml · derivative · entry 1 Zenz Steven R · CIK 0001589558 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2023-10-17 F1 · price: The two transactions reported involve the adjustment of an outstanding stock option to both (i) reduce the exercise price and (ii) increase the underlying shares of common stock to recognize the $0.70 chas dividend paid to the Issuer's shareholders on January 6, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.