Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CAPITAL ONE FINANCIAL CORPCOF · Entity 547 | Director | April 30, 2020 | May 04, 2020 |
| DEERE & CODE · Entity 106 | Pres WW Constr. & Forestry | December 10, 2004 | February 09, 2005 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CAPITAL ONE FINANCIAL CORP
Report date April 30, 2020 · Filed May 04, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 47,986 |
Reported balance
After 2020-04-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-04-30 · Grant · Acquired 2,780 · Balance 47,986 F1: Restricted stock units which vest in their entirety on April 30, 2021 and settle in shares of the Company's common stock upon termination of service as a director. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units which vest in their entirety on April 30, 2021 and settle in shares of the Company's common stock upon termination of service as a director. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.
DEERE & CO
Report date December 10, 2004 · Filed February 09, 2005
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| $1 Par Common StockSEC Table I · non-derivative | Direct | 83,663 |
Reported balance
After 2004-12-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2004-12-10 · Gift · Disposed 100 · Balance 83,663 F1: References to Deere & Company common stock include associated preferred stock rights. F2: The reporting of a gift of 100 shares to an unrelated third party. F3: Includes 40,656 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: References to Deere & Company common stock include associated preferred stock rights.
F2: The reporting of a gift of 100 shares to an unrelated third party.
F3: Includes 40,656 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 10, 2003 Filed Dec 12, 2003 17:47 UTC | DEERE & CO DE · Entity 106 | GrantMarket Priced Options · Derivative | 37,800 | $0.00 Strike: $61.64 | $0.00 |
DisclosureSEC source: 0000315189-03-000138 · primary_doc.xml · derivative · entry 2 LEROY PIERRE E · CIK 0001055709 · Pres WW Constr. & Forestry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,800 Underlying: Common Stock · 37,800 shares Expires 2013-12-10 F4 · security: All options include the ability to withhold shares upon the exercise of the options to satisfy income tax obligations. F5 · derivative.exercise_date: The options become exercisable in three installments on December 10, 2004, December 12, 2005, and December 11, 2006. Read SEC document |
| December 10, 2003 Filed Dec 12, 2003 17:47 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 15,200 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-03-000138 · primary_doc.xml · nonDerivative · entry 1 LEROY PIERRE E · CIK 0001055709 · Pres WW Constr. & Forestry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,641 F1 · security: References to Deere & Company common stock includes associated preferred stock rights. F2 · shares: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. F3 · balance_after: Includes 22,534 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Read SEC document |
| December 05, 2003 Filed Dec 5, 2003 21:38 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionPremium-Priced Options · Derivative | 47,500 | $0.00 Strike: $34.07 | $0.00 |
DisclosureSEC source: 0001055709-03-000001 · primary_doc.xml · derivative · entry 17 LEROY PIERRE E · CIK 0001055709 · Pres. WW Constr. & Forestry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 47,500 shares Expires 2004-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: All options include the ability to witthhold shares upon the exercise of the options to satisfy income tax obligations. Read SEC document |
| December 05, 2003 Filed Dec 5, 2003 21:38 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionPremium-Priced Options · Derivative | 47,500 | $0.00 Strike: $31.23 | $0.00 |
DisclosureSEC source: 0001055709-03-000001 · primary_doc.xml · derivative · entry 16 LEROY PIERRE E · CIK 0001055709 · Pres. WW Constr. & Forestry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 47,500 shares Expires 2004-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: All options include the ability to witthhold shares upon the exercise of the options to satisfy income tax obligations. Read SEC document |
| December 05, 2003 Filed Dec 5, 2003 21:38 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionPremium-Priced Options · Derivative | 36,300 | $0.00 Strike: $28.39 | $0.00 |
DisclosureSEC source: 0001055709-03-000001 · primary_doc.xml · derivative · entry 15 LEROY PIERRE E · CIK 0001055709 · Pres. WW Constr. & Forestry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 36,300 shares Expires 2004-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: All options include the ability to witthhold shares upon the exercise of the options to satisfy income tax obligations. Read SEC document |
| December 05, 2003 Filed Dec 5, 2003 21:38 UTC | DEERE & CO DE · Entity 106 | Gift$1 Par Common Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001055709-03-000001 · primary_doc.xml · nonDerivative · entry 13 LEROY PIERRE E · CIK 0001055709 · Pres. WW Constr. & Forestry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,441 F1 · security: References to Deere & Company common stock includes associated preferred stock rights. F2 · balance_after: Includes 7,334 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Read SEC document |
| December 05, 2003 Filed Dec 5, 2003 21:38 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 300 | $61.37 | $18,411.00 |
DisclosureSEC source: 0001055709-03-000001 · primary_doc.xml · nonDerivative · entry 12 LEROY PIERRE E · CIK 0001055709 · Pres. WW Constr. & Forestry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,541 F1 · security: References to Deere & Company common stock includes associated preferred stock rights. F2 · balance_after: Includes 7,334 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Read SEC document |
| December 05, 2003 Filed Dec 5, 2003 21:38 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 20,000 | $61.00 | $1,220,000.00 |
DisclosureSEC source: 0001055709-03-000001 · primary_doc.xml · nonDerivative · entry 11 LEROY PIERRE E · CIK 0001055709 · Pres. WW Constr. & Forestry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,841 F1 · security: References to Deere & Company common stock includes associated preferred stock rights. F2 · balance_after: Includes 7,334 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Read SEC document |
| December 05, 2003 Filed Dec 5, 2003 21:38 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 10,000 | $61.60 | $616,000.00 |
DisclosureSEC source: 0001055709-03-000001 · primary_doc.xml · nonDerivative · entry 10 LEROY PIERRE E · CIK 0001055709 · Pres. WW Constr. & Forestry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,841 F2 · balance_after: Includes 7,334 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Read SEC document |
| December 05, 2003 Filed Dec 5, 2003 21:38 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 31,300 | $61.50 | $1,924,950.00 |
DisclosureSEC source: 0001055709-03-000001 · primary_doc.xml · nonDerivative · entry 9 LEROY PIERRE E · CIK 0001055709 · Pres. WW Constr. & Forestry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,841 F1 · security: References to Deere & Company common stock includes associated preferred stock rights. F2 · balance_after: Includes 7,334 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Read SEC document |
| December 05, 2003 Filed Dec 5, 2003 21:38 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 20,000 | $61.40 | $1,228,000.00 |
DisclosureSEC source: 0001055709-03-000001 · primary_doc.xml · nonDerivative · entry 8 LEROY PIERRE E · CIK 0001055709 · Pres. WW Constr. & Forestry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,141 F1 · security: References to Deere & Company common stock includes associated preferred stock rights. F2 · balance_after: Includes 7,334 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Read SEC document |
| December 05, 2003 Filed Dec 5, 2003 21:38 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 24,700 | $61.35 | $1,515,345.00 |
DisclosureSEC source: 0001055709-03-000001 · primary_doc.xml · nonDerivative · entry 7 LEROY PIERRE E · CIK 0001055709 · Pres. WW Constr. & Forestry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,141 F1 · security: References to Deere & Company common stock includes associated preferred stock rights. F2 · balance_after: Includes 7,334 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Read SEC document |
| December 05, 2003 Filed Dec 5, 2003 21:38 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 25,000 | $61.20 | $1,530,000.00 |
DisclosureSEC source: 0001055709-03-000001 · primary_doc.xml · nonDerivative · entry 6 LEROY PIERRE E · CIK 0001055709 · Pres. WW Constr. & Forestry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,841 F1 · security: References to Deere & Company common stock includes associated preferred stock rights. F2 · balance_after: Includes 7,334 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Read SEC document |
| December 05, 2003 Filed Dec 5, 2003 21:38 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 47,500 | $34.07 | $1,618,325.00 |
DisclosureSEC source: 0001055709-03-000001 · primary_doc.xml · nonDerivative · entry 4 LEROY PIERRE E · CIK 0001055709 · Pres. WW Constr. & Forestry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,041 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: References to Deere & Company common stock includes associated preferred stock rights. F2 · balance_after: Includes 7,334 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Read SEC document |
| December 05, 2003 Filed Dec 5, 2003 21:38 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 47,500 | $31.23 | $1,483,425.00 |
DisclosureSEC source: 0001055709-03-000001 · primary_doc.xml · nonDerivative · entry 3 LEROY PIERRE E · CIK 0001055709 · Pres. WW Constr. & Forestry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,541 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: References to Deere & Company common stock includes associated preferred stock rights. F2 · balance_after: Includes 7,334 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Read SEC document |
| December 05, 2003 Filed Dec 5, 2003 21:38 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 36,300 | $28.39 | $1,030,557.00 |
DisclosureSEC source: 0001055709-03-000001 · primary_doc.xml · nonDerivative · entry 2 LEROY PIERRE E · CIK 0001055709 · Pres. WW Constr. & Forestry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,041 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: References to Deere & Company common stock includes associated preferred stock rights. F2 · balance_after: Includes 7,334 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Read SEC document |
| December 05, 2003 Filed Mar 3, 2004 15:15 UTC Amendment | DEERE & CO DE · Entity 106 | Gift$1 Par Common Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-04-000026 · primary_doc.xml · nonDerivative · entry 1 LEROY PIERRE E · CIK 0001055709 · Pres. WW Constr. & Forestry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,541 F1 · security: References to Deere & Company common stock includes associated preferred stock rights. F2 · shares: Amendment to remove a gift of 100 shares to an unrelated third party. Due to an oversight, the gift was not executed as previously reported. Read SEC document |
| December 04, 2003 Filed Dec 5, 2003 21:38 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionPremium-Priced Options · Derivative | 11,200 | $0.00 Strike: $28.39 | $0.00 |
DisclosureSEC source: 0001055709-03-000001 · primary_doc.xml · derivative · entry 14 LEROY PIERRE E · CIK 0001055709 · Pres. WW Constr. & Forestry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,300 Underlying: Common Stock · 11,200 shares Expires 2004-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: All options include the ability to witthhold shares upon the exercise of the options to satisfy income tax obligations. Read SEC document |
| December 04, 2003 Filed Dec 5, 2003 21:38 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 11,200 | $61.00 | $683,200.00 |
DisclosureSEC source: 0001055709-03-000001 · primary_doc.xml · nonDerivative · entry 5 LEROY PIERRE E · CIK 0001055709 · Pres. WW Constr. & Forestry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,841 F1 · security: References to Deere & Company common stock includes associated preferred stock rights. F2 · balance_after: Includes 7,334 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Read SEC document |
| December 04, 2003 Filed Dec 5, 2003 21:38 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 11,200 | $28.39 | $317,968.00 |
DisclosureSEC source: 0001055709-03-000001 · primary_doc.xml · nonDerivative · entry 1 LEROY PIERRE E · CIK 0001055709 · Pres. WW Constr. & Forestry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,741 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: References to Deere & Company common stock includes associated preferred stock rights. F2 · balance_after: Includes 7,334 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Read SEC document |
| December 01, 2003 Filed Dec 3, 2003 17:53 UTC | DEERE & CO DE · Entity 106 | Tax withholding$1 Par Common Stock | 3,394 | $61.50 | $208,731.00 |
DisclosureSEC source: 0000315189-03-000133 · primary_doc.xml · nonDerivative · entry 1 LEROY PIERRE E · CIK 0001055709 · Pres WW Constr & Forestry Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,541 F1 · security: References to Deere & Company common stock includes associated preferred stock rights. F2 · balance_after: Includes 7,334 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Read SEC document |
| August 15, 2003 Filed Aug 18, 2003 14:23 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 13,500 | $54.80 | $739,800.00 |
DisclosureSEC source: 0000315189-03-000096 · primary_doc.xml · nonDerivative · entry 1 LEROY PIERRE E · CIK 0001055709 · President, WW Construct. & For 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,935 F1 · security: References to Deere & Company common stock includes associated preferred stock rights. F2 · balance_after: Includes shares subject to limitations or restrictions under the John Deere Omnibus Equity & Incentive Plan and the John Deere Restricted Stock Plan. Shares are not held by reporting person during the period of limitation or restriction. Shares subject to the John Deere Omnibus Equity & Incentive Plan and the John Deere Restricted Stock Plan include the ability to have shares withheld to satisfy income tax obligations. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.