Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CANNAPHARMARX, INC.CPMD · Entity 8539 | Director · Chief Financial Officer | April 14, 2015 | April 18, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CANNAPHARMARX, INC.
Report date April 14, 2015 · Filed April 18, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 202,000 |
Last balance in matching sequence
After 2015-12-14 transaction · row 5
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
5 source rowsRow 1 · 2015-04-14 · Sale · Disposed 125,000 · Balance 275,000 F1: Through spouse who is a manager and control person of Whitemoon Energy. Row 2 · 2015-05-11 · Sale · Disposed 25,000 · Balance 250,000 F1: Through spouse who is a manager and control person of Whitemoon Energy. Row 3 · 2015-08-11 · Sale · Disposed 3,000 · Balance 247,000 F1: Through spouse who is a manager and control person of Whitemoon Energy. Row 4 · 2015-08-11 · Sale · Disposed 10,000 · Balance 237,000 F1: Through spouse who is a manager and control person of Whitemoon Energy. Row 5 · 2015-12-14 · Sale · Disposed 35,000 · Balance 202,000 F1: Through spouse who is a manager and control person of Whitemoon Energy. |
Filing footnotes · ownership attribution and instrument terms
F1: Through spouse who is a manager and control person of Whitemoon Energy.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 02, 2019 Filed Apr 17, 2019 17:24 UTC | CANNAPHARMARX, INC. CPMD · Entity 8539 | PurchaseCommon Stock | 100,000 | $2.00 | $200,000.00 |
DisclosureSEC source: 0001128732-19-000010 · primary_doc.xml · nonDerivative · entry 27 Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 600,000 F1 · ownership.nature: Held in the name of Arrowhead Consulting, LLC of which Reporting Person is a manager and control person. Read SEC document |
| January 02, 2019 Filed Apr 17, 2019 17:24 UTC | CANNAPHARMARX, INC. CPMD · Entity 8539 | PurchaseCommon Stock | 100,000 | $2.00 | $200,000.00 |
DisclosureSEC source: 0001128732-19-000010 · primary_doc.xml · nonDerivative · entry 26 Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 500,000 F1 · ownership.nature: Held in the name of Arrowhead Consulting, LLC of which Reporting Person is a manager and control person. Read SEC document |
| January 02, 2019 Filed Apr 17, 2019 17:24 UTC | CANNAPHARMARX, INC. CPMD · Entity 8539 | PurchaseCommon Stock | 400,000 | $2.00 | $800,000.00 |
DisclosureSEC source: 0001128732-19-000010 · primary_doc.xml · nonDerivative · entry 25 Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 400,000 F1 · ownership.nature: Held in the name of Arrowhead Consulting, LLC of which Reporting Person is a manager and control person. Read SEC document |
| June 27, 2018 Filed Apr 17, 2019 17:24 UTC | CANNAPHARMARX, INC. CPMD · Entity 8539 | SaleCommon Stock | 40,000 | $0.50 | $20,000.00 |
DisclosureSEC source: 0001128732-19-000010 · primary_doc.xml · nonDerivative · entry 24 Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · ownership.nature: Held in the name of Arrowhead Consulting, LLC of which Reporting Person is a manager and control person. Read SEC document |
| June 27, 2018 Filed Apr 17, 2019 17:24 UTC | CANNAPHARMARX, INC. CPMD · Entity 8539 | SaleCommon Stock | 123,500 | $0.50 | $61,750.00 |
DisclosureSEC source: 0001128732-19-000010 · primary_doc.xml · nonDerivative · entry 23 Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 40,000 F1 · ownership.nature: Held in the name of Arrowhead Consulting, LLC of which Reporting Person is a manager and control person. Read SEC document |
| June 27, 2018 Filed Apr 17, 2019 17:24 UTC | CANNAPHARMARX, INC. CPMD · Entity 8539 | SaleCommon Stock | 50,000 | $0.50 | $25,000.00 |
DisclosureSEC source: 0001128732-19-000010 · primary_doc.xml · nonDerivative · entry 22 Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 163,500 F1 · ownership.nature: Held in the name of Arrowhead Consulting, LLC of which Reporting Person is a manager and control person. Read SEC document |
| June 27, 2018 Filed Apr 17, 2019 17:24 UTC | CANNAPHARMARX, INC. CPMD · Entity 8539 | SaleCommon Stock | 2,000 | $0.50 | $1,000.00 |
DisclosureSEC source: 0001128732-19-000010 · primary_doc.xml · nonDerivative · entry 21 Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 213,500 F1 · ownership.nature: Held in the name of Arrowhead Consulting, LLC of which Reporting Person is a manager and control person. Read SEC document |
| June 27, 2018 Filed Apr 17, 2019 17:24 UTC | CANNAPHARMARX, INC. CPMD · Entity 8539 | SaleCommon Stock | 2,000 | $0.50 | $1,000.00 |
DisclosureSEC source: 0001128732-19-000010 · primary_doc.xml · nonDerivative · entry 20 Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 215,500 F1 · ownership.nature: Held in the name of Arrowhead Consulting, LLC of which Reporting Person is a manager and control person. Read SEC document |
| June 27, 2018 Filed Apr 17, 2019 17:24 UTC | CANNAPHARMARX, INC. CPMD · Entity 8539 | SaleCommon Stock | 3,000 | $0.50 | $1,500.00 |
DisclosureSEC source: 0001128732-19-000010 · primary_doc.xml · nonDerivative · entry 19 Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 217,500 F1 · ownership.nature: Held in the name of Arrowhead Consulting, LLC of which Reporting Person is a manager and control person. Read SEC document |
| June 27, 2018 Filed Apr 17, 2019 17:24 UTC | CANNAPHARMARX, INC. CPMD · Entity 8539 | SaleCommon Stock | 3,000 | $0.50 | $1,500.00 |
DisclosureSEC source: 0001128732-19-000010 · primary_doc.xml · nonDerivative · entry 18 Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 220,500 F1 · ownership.nature: Held in the name of Arrowhead Consulting, LLC of which Reporting Person is a manager and control person. Read SEC document |
| June 27, 2018 Filed Apr 17, 2019 17:24 UTC | CANNAPHARMARX, INC. CPMD · Entity 8539 | SaleCommon Stock | 2,500 | $0.50 | $1,250.00 |
DisclosureSEC source: 0001128732-19-000010 · primary_doc.xml · nonDerivative · entry 17 Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 223,500 F1 · ownership.nature: Held in the name of Arrowhead Consulting, LLC of which Reporting Person is a manager and control person. Read SEC document |
| April 20, 2018 Filed Apr 17, 2019 17:24 UTC | CANNAPHARMARX, INC. CPMD · Entity 8539 | GrantSeries A Convertible Preferred Stock · Derivative | 20,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001128732-19-000010 · primary_doc.xml · derivative · entry 28 Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 20,000 Underlying: Common Stock · 25,000,000 shares Expires 2023-04-20 F2 · ownership.nature: Held in the name of Arrowhead Consulting, LLC of which Reporting Person is a manager and control person. Read SEC document |
| December 15, 2015 Filed Apr 17, 2019 17:24 UTC | CANNAPHARMARX, INC. CPMD · Entity 8539 | SaleCommon Stock | 30,000 | $1.00 | $30,000.00 |
DisclosureSEC source: 0001128732-19-000010 · primary_doc.xml · nonDerivative · entry 16 Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 226,000 F1 · ownership.nature: Held in the name of Arrowhead Consulting, LLC of which Reporting Person is a manager and control person. Read SEC document |
| December 15, 2015 Filed Apr 17, 2019 17:24 UTC | CANNAPHARMARX, INC. CPMD · Entity 8539 | SaleCommon Stock | 100,000 | $0.75 | $75,000.00 |
DisclosureSEC source: 0001128732-19-000010 · primary_doc.xml · nonDerivative · entry 15 Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 256,000 F1 · ownership.nature: Held in the name of Arrowhead Consulting, LLC of which Reporting Person is a manager and control person. Read SEC document |
| December 15, 2015 Filed Apr 17, 2019 17:24 UTC | CANNAPHARMARX, INC. CPMD · Entity 8539 | SaleCommon Stock | 100,000 | $1.00 | $100,000.00 |
DisclosureSEC source: 0001128732-19-000010 · primary_doc.xml · nonDerivative · entry 14 Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 356,000 F1 · ownership.nature: Held in the name of Arrowhead Consulting, LLC of which Reporting Person is a manager and control person. Read SEC document |
| December 14, 2015 Filed Apr 18, 2019 13:20 UTC | CANNAPHARMARX, INC. CPMD · Entity 8539 | SaleCommon Stock | 35,000 | $1.00 | $35,000.00 |
DisclosureSEC source: 0001128732-19-000011 · primary_doc.xml · nonDerivative · entry 5 Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 202,000 F1 · ownership.nature: Through spouse who is a manager and control person of Whitemoon Energy. Read SEC document |
| August 11, 2015 Filed Apr 17, 2019 17:24 UTC | CANNAPHARMARX, INC. CPMD · Entity 8539 | SaleCommon Stock | 15,000 | $1.00 | $15,000.00 |
DisclosureSEC source: 0001128732-19-000010 · primary_doc.xml · nonDerivative · entry 13 Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 456,000 F1 · ownership.nature: Held in the name of Arrowhead Consulting, LLC of which Reporting Person is a manager and control person. Read SEC document |
| August 11, 2015 Filed Apr 17, 2019 17:24 UTC | CANNAPHARMARX, INC. CPMD · Entity 8539 | SaleCommon Stock | 25,000 | $1.00 | $25,000.00 |
DisclosureSEC source: 0001128732-19-000010 · primary_doc.xml · nonDerivative · entry 12 Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 471,000 F1 · ownership.nature: Held in the name of Arrowhead Consulting, LLC of which Reporting Person is a manager and control person. Read SEC document |
| August 11, 2015 Filed Apr 17, 2019 17:24 UTC | CANNAPHARMARX, INC. CPMD · Entity 8539 | GiftCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001128732-19-000010 · primary_doc.xml · nonDerivative · entry 11 Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 496,000 F1 · ownership.nature: Held in the name of Arrowhead Consulting, LLC of which Reporting Person is a manager and control person. Read SEC document |
| August 11, 2015 Filed Apr 17, 2019 17:24 UTC | CANNAPHARMARX, INC. CPMD · Entity 8539 | SaleCommon Stock | 3,000 | $1.00 | $3,000.00 |
DisclosureSEC source: 0001128732-19-000010 · primary_doc.xml · nonDerivative · entry 10 Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 499,000 F1 · ownership.nature: Held in the name of Arrowhead Consulting, LLC of which Reporting Person is a manager and control person. Read SEC document |
| August 11, 2015 Filed Apr 17, 2019 17:24 UTC | CANNAPHARMARX, INC. CPMD · Entity 8539 | GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001128732-19-000010 · primary_doc.xml · nonDerivative · entry 9 Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 502,000 F1 · ownership.nature: Held in the name of Arrowhead Consulting, LLC of which Reporting Person is a manager and control person. Read SEC document |
| August 11, 2015 Filed Apr 17, 2019 17:24 UTC | CANNAPHARMARX, INC. CPMD · Entity 8539 | SaleCommon Stock | 25,000 | $1.00 | $25,000.00 |
DisclosureSEC source: 0001128732-19-000010 · primary_doc.xml · nonDerivative · entry 8 Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 512,000 F1 · ownership.nature: Held in the name of Arrowhead Consulting, LLC of which Reporting Person is a manager and control person. Read SEC document |
| August 11, 2015 Filed Apr 18, 2019 13:20 UTC | CANNAPHARMARX, INC. CPMD · Entity 8539 | SaleCommon Stock | 10,000 | $1.00 | $10,000.00 |
DisclosureSEC source: 0001128732-19-000011 · primary_doc.xml · nonDerivative · entry 4 Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 237,000 F1 · ownership.nature: Through spouse who is a manager and control person of Whitemoon Energy. Read SEC document |
| August 11, 2015 Filed Apr 18, 2019 13:20 UTC | CANNAPHARMARX, INC. CPMD · Entity 8539 | SaleCommon Stock | 3,000 | $1.00 | $3,000.00 |
DisclosureSEC source: 0001128732-19-000011 · primary_doc.xml · nonDerivative · entry 3 Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 247,000 F1 · ownership.nature: Through spouse who is a manager and control person of Whitemoon Energy. Read SEC document |
| July 31, 2015 Filed Apr 17, 2019 17:24 UTC | CANNAPHARMARX, INC. CPMD · Entity 8539 | SaleCommon Stock | 3,000 | $1.00 | $3,000.00 |
DisclosureSEC source: 0001128732-19-000010 · primary_doc.xml · nonDerivative · entry 7 Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 537,000 F1 · ownership.nature: Held in the name of Arrowhead Consulting, LLC of which Reporting Person is a manager and control person. Read SEC document |
| July 27, 2015 Filed Apr 17, 2019 17:24 UTC | CANNAPHARMARX, INC. CPMD · Entity 8539 | SaleCommon Stock | 10,000 | $1.00 | $10,000.00 |
DisclosureSEC source: 0001128732-19-000010 · primary_doc.xml · nonDerivative · entry 6 Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 540,000 F1 · ownership.nature: Held in the name of Arrowhead Consulting, LLC of which Reporting Person is a manager and control person. Read SEC document |
| July 10, 2015 Filed Apr 17, 2019 17:24 UTC | CANNAPHARMARX, INC. CPMD · Entity 8539 | SaleCommon Stock | 50,000 | $1.00 | $50,000.00 |
DisclosureSEC source: 0001128732-19-000010 · primary_doc.xml · nonDerivative · entry 5 Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 550,000 F1 · ownership.nature: Held in the name of Arrowhead Consulting, LLC of which Reporting Person is a manager and control person. Read SEC document |
| June 29, 2015 Filed Apr 16, 2019 13:31 UTC Amendment | CANNAPHARMARX, INC. CPMD · Entity 8539 | OtherCommon Stock | 400,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001128732-19-000009 · primary_doc.xml · nonDerivative · entry 5 Herick Gary J · CIK 0001618233 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Through spouse who is a manager of Whitemoon Energy. Disclosed balance after: 400,000 F2 · kind: Pursuant to the June 29, 2015 closing of the merger, all of the issued and outstanding common stock of CannaPharmaRX, Inc., a Colorado corporation, was converted into shares of common stock, par value $0.0001 per share,of the Issuer. F2 · price: Pursuant to the June 29, 2015 closing of the merger, all of the issued and outstanding common stock of CannaPharmaRX, Inc., a Colorado corporation, was converted into shares of common stock, par value $0.0001 per share,of the Issuer. Read SEC document |
| June 29, 2015 Filed Apr 16, 2019 13:31 UTC Amendment | CANNAPHARMARX, INC. CPMD · Entity 8539 | OtherCommon Stock | 910,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001128732-19-000009 · primary_doc.xml · nonDerivative · entry 4 Herick Gary J · CIK 0001618233 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As a manager of Arrowhead Consulting. Disclosed balance after: 910,000 F2 · kind: Pursuant to the June 29, 2015 closing of the merger, all of the issued and outstanding common stock of CannaPharmaRX, Inc., a Colorado corporation, was converted into shares of common stock, par value $0.0001 per share,of the Issuer. F2 · price: Pursuant to the June 29, 2015 closing of the merger, all of the issued and outstanding common stock of CannaPharmaRX, Inc., a Colorado corporation, was converted into shares of common stock, par value $0.0001 per share,of the Issuer. Read SEC document |
| June 29, 2015 Filed Apr 16, 2019 13:31 UTC Amendment | CANNAPHARMARX, INC. CPMD · Entity 8539 | OtherCommon Stock | 600,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001128732-19-000009 · primary_doc.xml · nonDerivative · entry 3 Herick Gary J · CIK 0001618233 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Through spouse and family members. Disclosed balance after: 600,000 F2 · kind: Pursuant to the June 29, 2015 closing of the merger, all of the issued and outstanding common stock of CannaPharmaRX, Inc., a Colorado corporation, was converted into shares of common stock, par value $0.0001 per share,of the Issuer. F2 · price: Pursuant to the June 29, 2015 closing of the merger, all of the issued and outstanding common stock of CannaPharmaRX, Inc., a Colorado corporation, was converted into shares of common stock, par value $0.0001 per share,of the Issuer. Read SEC document |
| June 29, 2015 Filed Apr 16, 2019 13:31 UTC Amendment | CANNAPHARMARX, INC. CPMD · Entity 8539 | OtherCommon Stock | 340,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001128732-19-000009 · primary_doc.xml · nonDerivative · entry 2 Herick Gary J · CIK 0001618233 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,000 F2 · kind: Pursuant to the June 29, 2015 closing of the merger, all of the issued and outstanding common stock of CannaPharmaRX, Inc., a Colorado corporation, was converted into shares of common stock, par value $0.0001 per share,of the Issuer. F2 · price: Pursuant to the June 29, 2015 closing of the merger, all of the issued and outstanding common stock of CannaPharmaRX, Inc., a Colorado corporation, was converted into shares of common stock, par value $0.0001 per share,of the Issuer. Read SEC document |
| June 29, 2015 Filed Apr 16, 2019 13:31 UTC Amendment | CANNAPHARMARX, INC. CPMD · Entity 8539 | OtherCommon Stock | 10,421,120 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001128732-19-000009 · primary_doc.xml · nonDerivative · entry 1 Herick Gary J · CIK 0001618233 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Through CannaPharmaRX, Inc., a Coloradoo corporation, as an officer and director. Disclosed balance after: 0 F1 · kind: The 10,421,120 shares of common stock owned by CannaPharmaRX, Inc., a Colorado corporation, have been surrendered and retired to treasury stock of the Issuer pursuant to the June 29, 2015 closing of the merger contemplated by the Amended and Restated Agreement and Plan of Merger dated April 21, 2015. F1 · price: The 10,421,120 shares of common stock owned by CannaPharmaRX, Inc., a Colorado corporation, have been surrendered and retired to treasury stock of the Issuer pursuant to the June 29, 2015 closing of the merger contemplated by the Amended and Restated Agreement and Plan of Merger dated April 21, 2015. Read SEC document |
| May 11, 2015 Filed Apr 18, 2019 13:20 UTC | CANNAPHARMARX, INC. CPMD · Entity 8539 | SaleCommon Stock | 25,000 | $1.00 | $25,000.00 |
DisclosureSEC source: 0001128732-19-000011 · primary_doc.xml · nonDerivative · entry 2 Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 250,000 F1 · ownership.nature: Through spouse who is a manager and control person of Whitemoon Energy. Read SEC document |
| May 03, 2015 Filed Apr 17, 2019 17:24 UTC | CANNAPHARMARX, INC. CPMD · Entity 8539 | GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001128732-19-000010 · primary_doc.xml · nonDerivative · entry 4 Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 600,000 F1 · ownership.nature: Held in the name of Arrowhead Consulting, LLC of which Reporting Person is a manager and control person. Read SEC document |
| May 03, 2015 Filed Apr 17, 2019 17:24 UTC | CANNAPHARMARX, INC. CPMD · Entity 8539 | GiftCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001128732-19-000010 · primary_doc.xml · nonDerivative · entry 3 Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 610,000 F1 · ownership.nature: Held in the name of Arrowhead Consulting, LLC of which Reporting Person is a manager and control person. Read SEC document |
| May 03, 2015 Filed Apr 17, 2019 17:24 UTC | CANNAPHARMARX, INC. CPMD · Entity 8539 | GiftCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001128732-19-000010 · primary_doc.xml · nonDerivative · entry 2 Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 660,000 F1 · ownership.nature: Held in the name of Arrowhead Consulting, LLC of which Reporting Person is a manager and control person. Read SEC document |
| April 14, 2015 Filed Apr 18, 2019 13:20 UTC | CANNAPHARMARX, INC. CPMD · Entity 8539 | SaleCommon Stock | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001128732-19-000011 · primary_doc.xml · nonDerivative · entry 1 Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 275,000 F1 · ownership.nature: Through spouse who is a manager and control person of Whitemoon Energy. Read SEC document |
| March 09, 2015 Filed Apr 17, 2019 17:24 UTC | CANNAPHARMARX, INC. CPMD · Entity 8539 | SaleCommon Stock | 50,000 | $1.00 | $50,000.00 |
DisclosureSEC source: 0001128732-19-000010 · primary_doc.xml · nonDerivative · entry 1 Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 860,000 F1 · ownership.nature: Held in the name of Arrowhead Consulting, LLC of which Reporting Person is a manager and control person. Read SEC document |
| November 01, 2014 Filed Apr 16, 2019 13:31 UTC Amendment | CANNAPHARMARX, INC. CPMD · Entity 8539 | GrantStock Options · Derivative | 750,000 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001128732-19-000009 · primary_doc.xml · derivative · entry 6 Herick Gary J · CIK 0001618233 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750,000 Underlying: Common Stock · 750,000 shares Expires 2024-11-01 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.