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CPMD

CANNAPHARMARX, INC.

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Tapewire entity
8539
SEC CIK
0001081938
Parsed reports
20

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 08, 2019 Filed Apr 29, 2020 23:40 UTC
Colvin DominicDirector · Chief Executive Officer
SaleCommon Stock 1,000,000 $0.25 $250,000.00
Disclosure

SEC source: 0001683168-20-001345 · ownership.xml · nonDerivative · entry 1

Colvin Dominic · CIK 0001493405 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,988,963

F1 · ownership.nature: Shares are held in the name of PLC International Investments, Inc. of which Reporting Person is the 100% owner and thus the control person having dispositive powers over the shares. On October 2, 2019, Reporting Person personally loaned the Issuer $250,000 evidenced by Promissory Note utilizing funds from this sale.

Read SEC document
June 17, 2019 Filed Jun 19, 2020 15:22 UTC
Nicosia MatthewDirector · 10% owner
SaleSeries A Preferred · Derivative 4,000 $1.00 Strike: $0.00 $4,000.00
Disclosure

SEC source: 0001683168-20-002002 · ownership.xml · derivative · entry 1

Nicosia Matthew · CIK 0001452672 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 5,000,000 shares

Expires not disclosed

F1 · derivative.expiration_date: The conversion rights of the Series A Convertible Preferred Stock do not expire and can be exercised at any time.

Read SEC document
April 23, 2019 Filed Feb 3, 2020 23:19 UTC Amendment
SAMUELSON JAMES FDirector · 10% owner
SaleSeries A Convertible Preferred Stock · Derivative 1,200 $1.00 Strike: $0.00 $1,200.00
Disclosure

SEC source: 0001683168-20-000334 · ownership.xml · derivative · entry 2

SAMUELSON JAMES F · CIK 0001198070 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,800

Underlying: Common Stock · 1,500,000 shares

Expires not disclosed

F1 · shares: Each share of the Series A Convertible Preferred Stock are convertible into 1,250 shares of Common Stock of the Issuer.

F3 · shares: These shares were sold to the Company's Vice-President of Strategic Development and its legal counsel, respectively.

F2 · derivative.expiration_date: The conversion rights of the Series A Convertible Preferred Stock do not expire and can be exercised at any time.

F1 · balance_after: Each share of the Series A Convertible Preferred Stock are convertible into 1,250 shares of Common Stock of the Issuer.

Read SEC document
April 23, 2019 Filed Feb 3, 2020 23:19 UTC Amendment
SAMUELSON JAMES FDirector · 10% owner
SaleSeries A Convertible Preferred Stock · Derivative 4,000 $1.00 Strike: $0.00 $4,000.00
Disclosure

SEC source: 0001683168-20-000334 · ownership.xml · derivative · entry 1

SAMUELSON JAMES F · CIK 0001198070 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 5,000,000 shares

Expires not disclosed

F1 · shares: Each share of the Series A Convertible Preferred Stock are convertible into 1,250 shares of Common Stock of the Issuer.

F3 · shares: These shares were sold to the Company's Vice-President of Strategic Development and its legal counsel, respectively.

F2 · derivative.expiration_date: The conversion rights of the Series A Convertible Preferred Stock do not expire and can be exercised at any time.

F1 · balance_after: Each share of the Series A Convertible Preferred Stock are convertible into 1,250 shares of Common Stock of the Issuer.

Read SEC document
January 02, 2019 Filed Apr 17, 2019 17:24 UTC
Herick Gary JDirector · Chief Financial Officer
PurchaseCommon Stock 100,000 $2.00 $200,000.00
Disclosure

SEC source: 0001128732-19-000010 · primary_doc.xml · nonDerivative · entry 27

Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 600,000

F1 · ownership.nature: Held in the name of Arrowhead Consulting, LLC of which Reporting Person is a manager and control person.

Read SEC document
January 02, 2019 Filed Apr 17, 2019 17:24 UTC
Herick Gary JDirector · Chief Financial Officer
PurchaseCommon Stock 100,000 $2.00 $200,000.00
Disclosure

SEC source: 0001128732-19-000010 · primary_doc.xml · nonDerivative · entry 26

Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 500,000

F1 · ownership.nature: Held in the name of Arrowhead Consulting, LLC of which Reporting Person is a manager and control person.

Read SEC document
January 02, 2019 Filed Apr 17, 2019 17:24 UTC
Herick Gary JDirector · Chief Financial Officer
PurchaseCommon Stock 400,000 $2.00 $800,000.00
Disclosure

SEC source: 0001128732-19-000010 · primary_doc.xml · nonDerivative · entry 25

Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 400,000

F1 · ownership.nature: Held in the name of Arrowhead Consulting, LLC of which Reporting Person is a manager and control person.

Read SEC document
June 27, 2018 Filed Apr 17, 2019 17:24 UTC
Herick Gary JDirector · Chief Financial Officer
SaleCommon Stock 40,000 $0.50 $20,000.00
Disclosure

SEC source: 0001128732-19-000010 · primary_doc.xml · nonDerivative · entry 24

Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · ownership.nature: Held in the name of Arrowhead Consulting, LLC of which Reporting Person is a manager and control person.

Read SEC document
June 27, 2018 Filed Apr 17, 2019 17:24 UTC
Herick Gary JDirector · Chief Financial Officer
SaleCommon Stock 123,500 $0.50 $61,750.00
Disclosure

SEC source: 0001128732-19-000010 · primary_doc.xml · nonDerivative · entry 23

Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 40,000

F1 · ownership.nature: Held in the name of Arrowhead Consulting, LLC of which Reporting Person is a manager and control person.

Read SEC document
June 27, 2018 Filed Apr 17, 2019 17:24 UTC
Herick Gary JDirector · Chief Financial Officer
SaleCommon Stock 50,000 $0.50 $25,000.00
Disclosure

SEC source: 0001128732-19-000010 · primary_doc.xml · nonDerivative · entry 22

Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 163,500

F1 · ownership.nature: Held in the name of Arrowhead Consulting, LLC of which Reporting Person is a manager and control person.

Read SEC document
June 27, 2018 Filed Apr 17, 2019 17:24 UTC
Herick Gary JDirector · Chief Financial Officer
SaleCommon Stock 2,000 $0.50 $1,000.00
Disclosure

SEC source: 0001128732-19-000010 · primary_doc.xml · nonDerivative · entry 21

Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 213,500

F1 · ownership.nature: Held in the name of Arrowhead Consulting, LLC of which Reporting Person is a manager and control person.

Read SEC document
June 27, 2018 Filed Apr 17, 2019 17:24 UTC
Herick Gary JDirector · Chief Financial Officer
SaleCommon Stock 2,000 $0.50 $1,000.00
Disclosure

SEC source: 0001128732-19-000010 · primary_doc.xml · nonDerivative · entry 20

Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 215,500

F1 · ownership.nature: Held in the name of Arrowhead Consulting, LLC of which Reporting Person is a manager and control person.

Read SEC document
June 27, 2018 Filed Apr 17, 2019 17:24 UTC
Herick Gary JDirector · Chief Financial Officer
SaleCommon Stock 3,000 $0.50 $1,500.00
Disclosure

SEC source: 0001128732-19-000010 · primary_doc.xml · nonDerivative · entry 19

Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 217,500

F1 · ownership.nature: Held in the name of Arrowhead Consulting, LLC of which Reporting Person is a manager and control person.

Read SEC document
June 27, 2018 Filed Apr 17, 2019 17:24 UTC
Herick Gary JDirector · Chief Financial Officer
SaleCommon Stock 3,000 $0.50 $1,500.00
Disclosure

SEC source: 0001128732-19-000010 · primary_doc.xml · nonDerivative · entry 18

Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 220,500

F1 · ownership.nature: Held in the name of Arrowhead Consulting, LLC of which Reporting Person is a manager and control person.

Read SEC document
June 27, 2018 Filed Apr 17, 2019 17:24 UTC
Herick Gary JDirector · Chief Financial Officer
SaleCommon Stock 2,500 $0.50 $1,250.00
Disclosure

SEC source: 0001128732-19-000010 · primary_doc.xml · nonDerivative · entry 17

Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 223,500

F1 · ownership.nature: Held in the name of Arrowhead Consulting, LLC of which Reporting Person is a manager and control person.

Read SEC document
April 23, 2018 Filed Feb 3, 2020 21:55 UTC
SAMUELSON JAMES FDirector · 10% owner
SaleSeries A Convertible Preferred Stock · Derivative 1,200 $1.00 Strike: $0.00 $1,200.00
Disclosure

SEC source: 0001683168-20-000325 · ownership.xml · derivative · entry 2

SAMUELSON JAMES F · CIK 0001198070 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,800

Underlying: Common Stoc · 1,500,000 shares

Expires not disclosed

F1 · shares: Each share of the Series A Convertible Preferred Stock are convertible into 1,250 shares of Common Stock of the Issuer.

F3 · shares: These shares were sold to the Company's Vice-President of Strategic Development and its legal counsel, respectively.

F2 · derivative.expiration_date: The conversion rights of the Series A Convertible Preferred Stock do not expire and can be exercised at any time.

F1 · balance_after: Each share of the Series A Convertible Preferred Stock are convertible into 1,250 shares of Common Stock of the Issuer.

Read SEC document
April 23, 2018 Filed Feb 3, 2020 21:55 UTC
SAMUELSON JAMES FDirector · 10% owner
SaleSeries A Convertible Preferred Stock · Derivative 4,000 $1.00 Strike: $0.00 $4,000.00
Disclosure

SEC source: 0001683168-20-000325 · ownership.xml · derivative · entry 1

SAMUELSON JAMES F · CIK 0001198070 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stoc · 5,000,000 shares

Expires not disclosed

F1 · shares: Each share of the Series A Convertible Preferred Stock are convertible into 1,250 shares of Common Stock of the Issuer.

F3 · shares: These shares were sold to the Company's Vice-President of Strategic Development and its legal counsel, respectively.

F2 · derivative.expiration_date: The conversion rights of the Series A Convertible Preferred Stock do not expire and can be exercised at any time.

F1 · balance_after: Each share of the Series A Convertible Preferred Stock are convertible into 1,250 shares of Common Stock of the Issuer.

Read SEC document
April 20, 2018 Filed Apr 17, 2019 17:24 UTC
Herick Gary JDirector · Chief Financial Officer
GrantSeries A Convertible Preferred Stock · Derivative 20,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001128732-19-000010 · primary_doc.xml · derivative · entry 28

Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 20,000

Underlying: Common Stock · 25,000,000 shares

Expires 2023-04-20

F2 · ownership.nature: Held in the name of Arrowhead Consulting, LLC of which Reporting Person is a manager and control person.

Read SEC document
April 20, 2018 Filed Jun 19, 2020 15:22 UTC
Nicosia MatthewDirector · 10% owner
OtherSeries A Preferred · Derivative 10,000 $1.00 Strike: $0.00 $10,000.00
Disclosure

SEC source: 0001683168-20-002002 · ownership.xml · derivative · entry 2

Nicosia Matthew · CIK 0001452672 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,000

Underlying: Common Stock · 12,500,000 shares

Expires not disclosed

F2 · kind: The Reporting Person subscribed and paid for 30,000 Series A Convertible Preferred Shares directly from the Issuer. Subsequently, he verbally agreed to sell 10,000 of these shares, but the buyer failed to pay for the shares and the agreement was terminated.

F1 · derivative.expiration_date: The conversion rights of the Series A Convertible Preferred Stock do not expire and can be exercised at any time.

Read SEC document
April 20, 2018 Filed Jun 26, 2020 17:26 UTC
SAMUELSON JAMES FDirector · 10% owner
OtherConvertible Preferred Stock · Derivative 10,000 $1.00 Strike: $0.00 $10,000.00
Disclosure

SEC source: 0001683168-20-002077 · ownership.xml · derivative · entry 1

SAMUELSON JAMES F · CIK 0001198070 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,000,000

Underlying: Common Stock · 12,500,000 shares

Expires not disclosed

F2 · kind: The Reporting Person subscribed and paid for 30,000 Series A Convertible Preferred Shares directly from the Issuer. Subsequently, he verbally agreed to sell 10,000 of these shares, but the buyer failed to pay for the shares and the agreement was terminated.

F1 · derivative.expiration_date: The conversion righes of the Series A Convertible Preferred Stock do not expire and can be converted at any time.

Read SEC document
December 15, 2015 Filed Apr 17, 2019 17:24 UTC
Herick Gary JDirector · Chief Financial Officer
SaleCommon Stock 30,000 $1.00 $30,000.00
Disclosure

SEC source: 0001128732-19-000010 · primary_doc.xml · nonDerivative · entry 16

Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 226,000

F1 · ownership.nature: Held in the name of Arrowhead Consulting, LLC of which Reporting Person is a manager and control person.

Read SEC document
December 15, 2015 Filed Apr 17, 2019 17:24 UTC
Herick Gary JDirector · Chief Financial Officer
SaleCommon Stock 100,000 $0.75 $75,000.00
Disclosure

SEC source: 0001128732-19-000010 · primary_doc.xml · nonDerivative · entry 15

Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 256,000

F1 · ownership.nature: Held in the name of Arrowhead Consulting, LLC of which Reporting Person is a manager and control person.

Read SEC document
December 15, 2015 Filed Apr 17, 2019 17:24 UTC
Herick Gary JDirector · Chief Financial Officer
SaleCommon Stock 100,000 $1.00 $100,000.00
Disclosure

SEC source: 0001128732-19-000010 · primary_doc.xml · nonDerivative · entry 14

Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 356,000

F1 · ownership.nature: Held in the name of Arrowhead Consulting, LLC of which Reporting Person is a manager and control person.

Read SEC document
December 14, 2015 Filed Apr 18, 2019 13:20 UTC
Herick Gary JDirector · Chief Financial Officer
SaleCommon Stock 35,000 $1.00 $35,000.00
Disclosure

SEC source: 0001128732-19-000011 · primary_doc.xml · nonDerivative · entry 5

Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 202,000

F1 · ownership.nature: Through spouse who is a manager and control person of Whitemoon Energy.

Read SEC document
August 11, 2015 Filed Apr 17, 2019 17:24 UTC
Herick Gary JDirector · Chief Financial Officer
SaleCommon Stock 15,000 $1.00 $15,000.00
Disclosure

SEC source: 0001128732-19-000010 · primary_doc.xml · nonDerivative · entry 13

Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 456,000

F1 · ownership.nature: Held in the name of Arrowhead Consulting, LLC of which Reporting Person is a manager and control person.

Read SEC document
August 11, 2015 Filed Apr 17, 2019 17:24 UTC
Herick Gary JDirector · Chief Financial Officer
SaleCommon Stock 25,000 $1.00 $25,000.00
Disclosure

SEC source: 0001128732-19-000010 · primary_doc.xml · nonDerivative · entry 12

Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 471,000

F1 · ownership.nature: Held in the name of Arrowhead Consulting, LLC of which Reporting Person is a manager and control person.

Read SEC document
August 11, 2015 Filed Apr 17, 2019 17:24 UTC
Herick Gary JDirector · Chief Financial Officer
GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001128732-19-000010 · primary_doc.xml · nonDerivative · entry 11

Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 496,000

F1 · ownership.nature: Held in the name of Arrowhead Consulting, LLC of which Reporting Person is a manager and control person.

Read SEC document
August 11, 2015 Filed Apr 17, 2019 17:24 UTC
Herick Gary JDirector · Chief Financial Officer
SaleCommon Stock 3,000 $1.00 $3,000.00
Disclosure

SEC source: 0001128732-19-000010 · primary_doc.xml · nonDerivative · entry 10

Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 499,000

F1 · ownership.nature: Held in the name of Arrowhead Consulting, LLC of which Reporting Person is a manager and control person.

Read SEC document
August 11, 2015 Filed Apr 17, 2019 17:24 UTC
Herick Gary JDirector · Chief Financial Officer
GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001128732-19-000010 · primary_doc.xml · nonDerivative · entry 9

Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 502,000

F1 · ownership.nature: Held in the name of Arrowhead Consulting, LLC of which Reporting Person is a manager and control person.

Read SEC document
August 11, 2015 Filed Apr 17, 2019 17:24 UTC
Herick Gary JDirector · Chief Financial Officer
SaleCommon Stock 25,000 $1.00 $25,000.00
Disclosure

SEC source: 0001128732-19-000010 · primary_doc.xml · nonDerivative · entry 8

Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 512,000

F1 · ownership.nature: Held in the name of Arrowhead Consulting, LLC of which Reporting Person is a manager and control person.

Read SEC document
August 11, 2015 Filed Apr 18, 2019 13:20 UTC
Herick Gary JDirector · Chief Financial Officer
SaleCommon Stock 10,000 $1.00 $10,000.00
Disclosure

SEC source: 0001128732-19-000011 · primary_doc.xml · nonDerivative · entry 4

Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 237,000

F1 · ownership.nature: Through spouse who is a manager and control person of Whitemoon Energy.

Read SEC document
August 11, 2015 Filed Apr 18, 2019 13:20 UTC
Herick Gary JDirector · Chief Financial Officer
SaleCommon Stock 3,000 $1.00 $3,000.00
Disclosure

SEC source: 0001128732-19-000011 · primary_doc.xml · nonDerivative · entry 3

Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 247,000

F1 · ownership.nature: Through spouse who is a manager and control person of Whitemoon Energy.

Read SEC document
July 31, 2015 Filed Apr 17, 2019 17:24 UTC
Herick Gary JDirector · Chief Financial Officer
SaleCommon Stock 3,000 $1.00 $3,000.00
Disclosure

SEC source: 0001128732-19-000010 · primary_doc.xml · nonDerivative · entry 7

Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 537,000

F1 · ownership.nature: Held in the name of Arrowhead Consulting, LLC of which Reporting Person is a manager and control person.

Read SEC document
July 27, 2015 Filed Apr 17, 2019 17:24 UTC
Herick Gary JDirector · Chief Financial Officer
SaleCommon Stock 10,000 $1.00 $10,000.00
Disclosure

SEC source: 0001128732-19-000010 · primary_doc.xml · nonDerivative · entry 6

Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 540,000

F1 · ownership.nature: Held in the name of Arrowhead Consulting, LLC of which Reporting Person is a manager and control person.

Read SEC document
July 10, 2015 Filed Apr 17, 2019 17:24 UTC
Herick Gary JDirector · Chief Financial Officer
SaleCommon Stock 50,000 $1.00 $50,000.00
Disclosure

SEC source: 0001128732-19-000010 · primary_doc.xml · nonDerivative · entry 5

Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 550,000

F1 · ownership.nature: Held in the name of Arrowhead Consulting, LLC of which Reporting Person is a manager and control person.

Read SEC document
June 29, 2015 Filed Apr 16, 2019 13:31 UTC Amendment OtherCommon Stock 400,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001128732-19-000009 · primary_doc.xml · nonDerivative · entry 5

Herick Gary J · CIK 0001618233 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Through spouse who is a manager of Whitemoon Energy.

Disclosed balance after: 400,000

F2 · kind: Pursuant to the June 29, 2015 closing of the merger, all of the issued and outstanding common stock of CannaPharmaRX, Inc., a Colorado corporation, was converted into shares of common stock, par value $0.0001 per share,of the Issuer.

F2 · price: Pursuant to the June 29, 2015 closing of the merger, all of the issued and outstanding common stock of CannaPharmaRX, Inc., a Colorado corporation, was converted into shares of common stock, par value $0.0001 per share,of the Issuer.

Read SEC document
June 29, 2015 Filed Apr 16, 2019 13:31 UTC Amendment OtherCommon Stock 910,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001128732-19-000009 · primary_doc.xml · nonDerivative · entry 4

Herick Gary J · CIK 0001618233 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As a manager of Arrowhead Consulting.

Disclosed balance after: 910,000

F2 · kind: Pursuant to the June 29, 2015 closing of the merger, all of the issued and outstanding common stock of CannaPharmaRX, Inc., a Colorado corporation, was converted into shares of common stock, par value $0.0001 per share,of the Issuer.

F2 · price: Pursuant to the June 29, 2015 closing of the merger, all of the issued and outstanding common stock of CannaPharmaRX, Inc., a Colorado corporation, was converted into shares of common stock, par value $0.0001 per share,of the Issuer.

Read SEC document
June 29, 2015 Filed Apr 16, 2019 13:31 UTC Amendment OtherCommon Stock 600,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001128732-19-000009 · primary_doc.xml · nonDerivative · entry 3

Herick Gary J · CIK 0001618233 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Through spouse and family members.

Disclosed balance after: 600,000

F2 · kind: Pursuant to the June 29, 2015 closing of the merger, all of the issued and outstanding common stock of CannaPharmaRX, Inc., a Colorado corporation, was converted into shares of common stock, par value $0.0001 per share,of the Issuer.

F2 · price: Pursuant to the June 29, 2015 closing of the merger, all of the issued and outstanding common stock of CannaPharmaRX, Inc., a Colorado corporation, was converted into shares of common stock, par value $0.0001 per share,of the Issuer.

Read SEC document
June 29, 2015 Filed Apr 16, 2019 13:31 UTC Amendment OtherCommon Stock 340,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001128732-19-000009 · primary_doc.xml · nonDerivative · entry 2

Herick Gary J · CIK 0001618233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,000

F2 · kind: Pursuant to the June 29, 2015 closing of the merger, all of the issued and outstanding common stock of CannaPharmaRX, Inc., a Colorado corporation, was converted into shares of common stock, par value $0.0001 per share,of the Issuer.

F2 · price: Pursuant to the June 29, 2015 closing of the merger, all of the issued and outstanding common stock of CannaPharmaRX, Inc., a Colorado corporation, was converted into shares of common stock, par value $0.0001 per share,of the Issuer.

Read SEC document
June 29, 2015 Filed Apr 16, 2019 13:31 UTC Amendment OtherCommon Stock 10,421,120 Not disclosed Not disclosed
Disclosure

SEC source: 0001128732-19-000009 · primary_doc.xml · nonDerivative · entry 1

Herick Gary J · CIK 0001618233 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Through CannaPharmaRX, Inc., a Coloradoo corporation, as an officer and director.

Disclosed balance after: 0

F1 · kind: The 10,421,120 shares of common stock owned by CannaPharmaRX, Inc., a Colorado corporation, have been surrendered and retired to treasury stock of the Issuer pursuant to the June 29, 2015 closing of the merger contemplated by the Amended and Restated Agreement and Plan of Merger dated April 21, 2015.

F1 · price: The 10,421,120 shares of common stock owned by CannaPharmaRX, Inc., a Colorado corporation, have been surrendered and retired to treasury stock of the Issuer pursuant to the June 29, 2015 closing of the merger contemplated by the Amended and Restated Agreement and Plan of Merger dated April 21, 2015.

Read SEC document
May 11, 2015 Filed Apr 18, 2019 13:20 UTC
Herick Gary JDirector · Chief Financial Officer
SaleCommon Stock 25,000 $1.00 $25,000.00
Disclosure

SEC source: 0001128732-19-000011 · primary_doc.xml · nonDerivative · entry 2

Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 250,000

F1 · ownership.nature: Through spouse who is a manager and control person of Whitemoon Energy.

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May 03, 2015 Filed Apr 17, 2019 17:24 UTC
Herick Gary JDirector · Chief Financial Officer
GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001128732-19-000010 · primary_doc.xml · nonDerivative · entry 4

Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 600,000

F1 · ownership.nature: Held in the name of Arrowhead Consulting, LLC of which Reporting Person is a manager and control person.

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May 03, 2015 Filed Apr 17, 2019 17:24 UTC
Herick Gary JDirector · Chief Financial Officer
GiftCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001128732-19-000010 · primary_doc.xml · nonDerivative · entry 3

Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 610,000

F1 · ownership.nature: Held in the name of Arrowhead Consulting, LLC of which Reporting Person is a manager and control person.

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May 03, 2015 Filed Apr 17, 2019 17:24 UTC
Herick Gary JDirector · Chief Financial Officer
GiftCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001128732-19-000010 · primary_doc.xml · nonDerivative · entry 2

Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 660,000

F1 · ownership.nature: Held in the name of Arrowhead Consulting, LLC of which Reporting Person is a manager and control person.

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April 14, 2015 Filed Apr 18, 2019 13:20 UTC
Herick Gary JDirector · Chief Financial Officer
SaleCommon Stock 125,000 $0.00 $0.00
Disclosure

SEC source: 0001128732-19-000011 · primary_doc.xml · nonDerivative · entry 1

Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 275,000

F1 · ownership.nature: Through spouse who is a manager and control person of Whitemoon Energy.

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March 09, 2015 Filed Apr 17, 2019 17:24 UTC
Herick Gary JDirector · Chief Financial Officer
SaleCommon Stock 50,000 $1.00 $50,000.00
Disclosure

SEC source: 0001128732-19-000010 · primary_doc.xml · nonDerivative · entry 1

Herick Gary J · CIK 0001618233 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 860,000

F1 · ownership.nature: Held in the name of Arrowhead Consulting, LLC of which Reporting Person is a manager and control person.

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November 01, 2014 Filed Apr 16, 2019 13:31 UTC Amendment GrantStock Options · Derivative 750,000 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001128732-19-000009 · primary_doc.xml · derivative · entry 6

Herick Gary J · CIK 0001618233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750,000

Underlying: Common Stock · 750,000 shares

Expires 2024-11-01

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.