Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840 | Senior Vice President | June 07, 2020 | June 10, 2020 |
| Kyndryl Holdings, Inc.KD · Entity 2161 | Director · Chairman and CEO | August 01, 2026 | August 04, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INTERNATIONAL BUSINESS MACHINES CORP
Report date June 07, 2020 · Filed June 10, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 104,675.786 |
Ending reported balance
After 2020-06-08 transaction · row 8
8 source rows · reconciled sequenceRow 1 · 2020-06-07 · Exercise / conversion · Acquired 6,031 · Balance 103,012.786 Row 2 · 2020-06-07 · Tax withholding · Disposed 2,954 · Balance 100,058.786 Row 3 · 2020-06-08 · Exercise / conversion · Acquired 3,018 · Balance 103,076.786 Row 4 · 2020-06-08 · Tax withholding · Disposed 1,478 · Balance 101,598.786 Row 5 · 2020-06-08 · Exercise / conversion · Acquired 2,750 · Balance 104,348.786 Row 6 · 2020-06-08 · Tax withholding · Disposed 1,347 · Balance 103,001.786 Row 7 · 2020-06-08 · Exercise / conversion · Acquired 3,281 · Balance 106,282.786 Row 8 · 2020-06-08 · Tax withholding · Disposed 1,607 · Balance 104,675.786 |
| Rst. Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 18,094 |
Reported balance
After 2020-06-07 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2020-06-07 · Exercise / conversion · Disposed 6,031 · Balance 18,094 F1: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2: Release of restricted stock units. |
| Rst. Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2020-06-08 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2020-06-08 · Exercise / conversion · Disposed 3,018 · Balance 0 F1: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2: Release of restricted stock units. |
| Rst. Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,750 |
Reported balance
After 2020-06-08 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2020-06-08 · Exercise / conversion · Disposed 2,750 · Balance 2,750 F1: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2: Release of restricted stock units. |
| Rst. Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 6,563 |
Reported balance
After 2020-06-08 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2020-06-08 · Exercise / conversion · Disposed 3,281 · Balance 6,563 F1: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2: Release of restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.
F2: Release of restricted stock units.
Kyndryl Holdings, Inc.
Report date August 01, 2026 · Filed August 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,369,819 |
Ending reported balance
After 2026-08-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-08-01 · Tax withholding · Disposed 44,186 · Balance 2,404,900 F1: Represents the withholding from delivery of shares of Common Stock from the Issuer to satisfy the Reporting Person's tax withholding obligation upon the vesting of 86,553 restricted stock units previously granted on August 1, 2022 to the Reporting Person. These shares of Common Stock were not sold by the Reporting Person but were instead offset from the total number of vested shares of Common Stock received by the Reporting Person from the Issuer. Row 2 · 2026-08-01 · Tax withholding · Disposed 35,081 · Balance 2,369,819 F2: Represents the withholding from delivery of shares of Common Stock from the Issuer to satisfy the Reporting Person's tax withholding obligation upon the vesting of 68,717 restricted stock units previously granted on August 1, 2023 to the Reporting Person. These shares of Common Stock were not sold by the Reporting Person but were instead offset from the total number of vested shares of Common Stock received by the Reporting Person from the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the withholding from delivery of shares of Common Stock from the Issuer to satisfy the Reporting Person's tax withholding obligation upon the vesting of 86,553 restricted stock units previously granted on August 1, 2022 to the Reporting Person. These shares of Common Stock were not sold by the Reporting Person but were instead offset from the total number of vested shares of Common Stock received by the Reporting Person from the Issuer.
F2: Represents the withholding from delivery of shares of Common Stock from the Issuer to satisfy the Reporting Person's tax withholding obligation upon the vesting of 68,717 restricted stock units previously granted on August 1, 2023 to the Reporting Person. These shares of Common Stock were not sold by the Reporting Person but were instead offset from the total number of vested shares of Common Stock received by the Reporting Person from the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 08, 2020 Filed Jun 10, 2020 01:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,478 | $134.08 | $198,162.85 |
DisclosureSEC source: 0001562180-20-004393 · primarydocument.xml · nonDerivative · entry 4 Schroeter Martin J · CIK 0001594465 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,598.786 Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 01:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 3,018 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-004393 · primarydocument.xml · nonDerivative · entry 3 Schroeter Martin J · CIK 0001594465 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,076.786 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2020 Filed Jun 10, 2020 01:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 6,031 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-004393 · primarydocument.xml · derivative · entry 9 Schroeter Martin J · CIK 0001594465 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,094 Underlying: Common Stock · 6,031 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| June 07, 2020 Filed Jun 10, 2020 01:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 2,954 | $132.99 | $392,837.69 |
DisclosureSEC source: 0001562180-20-004393 · primarydocument.xml · nonDerivative · entry 2 Schroeter Martin J · CIK 0001594465 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,058.786 Read SEC document |
| June 07, 2020 Filed Jun 10, 2020 01:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 6,031 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-004393 · primarydocument.xml · nonDerivative · entry 1 Schroeter Martin J · CIK 0001594465 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,012.786 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2020 Filed May 8, 2020 21:12 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 232 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003501 · primarydocument.xml · derivative · entry 1 Schroeter Martin J · CIK 0001594465 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,498 Underlying: Common Stock · 232 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 07, 2020 Filed Feb 10, 2020 21:42 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 180 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001058 · primarydocument.xml · derivative · entry 1 Schroeter Martin J · CIK 0001594465 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,204 Underlying: Common Stock · 180 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2020 Filed Feb 4, 2020 23:52 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 7,969 | $142.42 | $1,134,944.98 |
DisclosureSEC source: 0001562180-20-000867 · primarydocument.xml · nonDerivative · entry 2 Schroeter Martin J · CIK 0001594465 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,904.7688 Read SEC document |
| February 01, 2020 Filed Feb 4, 2020 23:52 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 18,386 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-000867 · primarydocument.xml · nonDerivative · entry 1 Schroeter Martin J · CIK 0001594465 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,873.7688 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2017-2019) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 22:03 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 198 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-005414 · primarydocument.xml · derivative · entry 1 Schroeter Martin J · CIK 0001594465 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,022 Underlying: Common Stock · 198 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| August 08, 2019 Filed Aug 9, 2019 15:19 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 192 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-004222 · primarydocument.xml · derivative · entry 1 Schroeter Martin J · CIK 0001594465 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,828 Underlying: Common Stock · 192 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| June 08, 2019 Filed Jun 11, 2019 20:21 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 3,281 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-003471 · primarydocument.xml · derivative · entry 10 Schroeter Martin J · CIK 0001594465 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,844 Underlying: Common Stock · 3,281 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| June 08, 2019 Filed Jun 11, 2019 20:21 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 2,750 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-003471 · primarydocument.xml · derivative · entry 9 Schroeter Martin J · CIK 0001594465 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,500 Underlying: Common Stock · 2,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| June 08, 2019 Filed Jun 11, 2019 20:21 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 3,017 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-003471 · primarydocument.xml · derivative · entry 8 Schroeter Martin J · CIK 0001594465 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,018 Underlying: Common Stock · 3,017 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| June 08, 2019 Filed Jun 11, 2019 20:21 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,607 | $133.47 | $214,486.29 |
DisclosureSEC source: 0001562180-19-003471 · primarydocument.xml · nonDerivative · entry 6 Schroeter Martin J · CIK 0001594465 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,424.8848 Read SEC document |
| June 08, 2019 Filed Jun 11, 2019 20:21 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 3,281 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-003471 · primarydocument.xml · nonDerivative · entry 5 Schroeter Martin J · CIK 0001594465 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,031.8848 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2019 Filed Jun 11, 2019 20:21 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,347 | $133.47 | $179,784.09 |
DisclosureSEC source: 0001562180-19-003471 · primarydocument.xml · nonDerivative · entry 4 Schroeter Martin J · CIK 0001594465 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,750.8848 Read SEC document |
| June 08, 2019 Filed Jun 11, 2019 20:21 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 2,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-003471 · primarydocument.xml · nonDerivative · entry 3 Schroeter Martin J · CIK 0001594465 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,097.8848 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2019 Filed Jun 11, 2019 20:21 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,478 | $133.47 | $197,268.66 |
DisclosureSEC source: 0001562180-19-003471 · primarydocument.xml · nonDerivative · entry 2 Schroeter Martin J · CIK 0001594465 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,347.8848 Read SEC document |
| June 08, 2019 Filed Jun 11, 2019 20:21 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 3,017 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-003471 · primarydocument.xml · nonDerivative · entry 1 Schroeter Martin J · CIK 0001594465 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,825.8848 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2019 Filed Jun 11, 2019 20:21 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantRst. Stock Unit · Derivative | 24,125 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-003471 · primarydocument.xml · derivative · entry 7 Schroeter Martin J · CIK 0001594465 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,125 Underlying: Common Stock · 24,125 shares Expires not disclosed F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 6,031 of these units on 06/07/2020, 6,031 of these units on 06/07/2021, 6,031 of these units on 06/07/2022, and 6,032 of these units on 06/07/2023. F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 6,031 of these units on 06/07/2020, 6,031 of these units on 06/07/2021, 6,031 of these units on 06/07/2022, and 6,032 of these units on 06/07/2023. F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 6,031 of these units on 06/07/2020, 6,031 of these units on 06/07/2021, 6,031 of these units on 06/07/2022, and 6,032 of these units on 06/07/2023. F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 6,031 of these units on 06/07/2020, 6,031 of these units on 06/07/2021, 6,031 of these units on 06/07/2022, and 6,032 of these units on 06/07/2023. Read SEC document |
| May 09, 2019 Filed May 10, 2019 17:01 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 197 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-002746 · primarydocument.xml · derivative · entry 1 Schroeter Martin J · CIK 0001594465 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,633 Underlying: Common Stock · 197 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 07, 2019 Filed Feb 8, 2019 19:34 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 191 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-000833 · primarydocument.xml · derivative · entry 1 Schroeter Martin J · CIK 0001594465 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,441 Underlying: Common Stock · 191 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 02, 2019 Filed Feb 5, 2019 15:38 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 25,158 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-000745 · primarydocument.xml · derivative · entry 5 Schroeter Martin J · CIK 0001594465 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,158 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| February 02, 2019 Filed Feb 5, 2019 15:38 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 11,220 | $134.27 | $1,506,453.30 |
DisclosureSEC source: 0001562180-19-000745 · primarydocument.xml · nonDerivative · entry 4 Schroeter Martin J · CIK 0001594465 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,742.6516 Read SEC document |
| February 02, 2019 Filed Feb 5, 2019 15:38 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 25,158 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-000745 · primarydocument.xml · nonDerivative · entry 3 Schroeter Martin J · CIK 0001594465 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,962.6516 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 15:38 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 10,867 | $134.27 | $1,459,057.76 |
DisclosureSEC source: 0001562180-19-000745 · primarydocument.xml · nonDerivative · entry 2 Schroeter Martin J · CIK 0001594465 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,804.6516 Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 15:38 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 22,190 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-000745 · primarydocument.xml · nonDerivative · entry 1 Schroeter Martin J · CIK 0001594465 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,671.6516 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2016-2018) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| November 08, 2018 Filed Nov 9, 2018 21:04 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 204 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-004475 · primarydocument.xml · derivative · entry 1 Schroeter Martin J · CIK 0001594465 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,242 Underlying: Common Stock · 204 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| November 02, 2018 Filed Nov 5, 2018 13:55 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | OtherPhantom Stock Unit · Derivative | 4,117 | $115.67 Strike: $0.00 | $476,213.39 |
DisclosureSEC source: 0001562180-18-004393 · primarydocument.xml · derivative · entry 2 Schroeter Martin J · CIK 0001594465 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,043 Underlying: Common Stock · 4,117 shares Expires not disclosed F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F3 · kind: Intra-plan transfer into the IBM Stock Fund of the IBM Excess 401(k) Plus Plan. F4 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F4 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| November 02, 2018 Filed Nov 5, 2018 13:55 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | OtherCommon Stock | 852.2661 | $115.67 | $98,581.62 |
DisclosureSEC source: 0001562180-18-004393 · primarydocument.xml · nonDerivative · entry 1 Schroeter Martin J · CIK 0001594465 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,447.3189 F1 · kind: Intra-plan transfer into the IBM Stock Fund of the IBM 401(k) Plus Plan. Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 15:15 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 128 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-003563 · primarydocument.xml · derivative · entry 1 Schroeter Martin J · CIK 0001594465 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,921 Underlying: Common Stock · 128 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| June 08, 2018 Filed Jun 12, 2018 12:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 3,017 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-002955 · primarydocument.xml · derivative · entry 7 Schroeter Martin J · CIK 0001594465 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,035 Underlying: Common Stock · 3,017 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| June 08, 2018 Filed Jun 12, 2018 12:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 2,750 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-002955 · primarydocument.xml · derivative · entry 6 Schroeter Martin J · CIK 0001594465 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,250 Underlying: Common Stock · 2,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| June 08, 2018 Filed Jun 12, 2018 12:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantRst. Stock Unit · Derivative | 13,125 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-002955 · primarydocument.xml · derivative · entry 5 Schroeter Martin J · CIK 0001594465 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,125 Underlying: Common Stock · 13,125 shares Expires not disclosed F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,281 of these units on 06/08/2019, 3,281 of these units on 06/08/2020, 3,281 of these units on 06/08/2021, and 3,282 of these units on 06/08/2022. F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,281 of these units on 06/08/2019, 3,281 of these units on 06/08/2020, 3,281 of these units on 06/08/2021, and 3,282 of these units on 06/08/2022. F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,281 of these units on 06/08/2019, 3,281 of these units on 06/08/2020, 3,281 of these units on 06/08/2021, and 3,282 of these units on 06/08/2022. F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,281 of these units on 06/08/2019, 3,281 of these units on 06/08/2020, 3,281 of these units on 06/08/2021, and 3,282 of these units on 06/08/2022. Read SEC document |
| June 08, 2018 Filed Jun 12, 2018 12:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,478 | $145.41 | $214,908.59 |
DisclosureSEC source: 0001562180-18-002955 · primarydocument.xml · nonDerivative · entry 4 Schroeter Martin J · CIK 0001594465 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,575.3937 Read SEC document |
| June 08, 2018 Filed Jun 12, 2018 12:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 3,017 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-002955 · primarydocument.xml · nonDerivative · entry 3 Schroeter Martin J · CIK 0001594465 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,053.3937 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2018 Filed Jun 12, 2018 12:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,347 | $145.41 | $195,860.54 |
DisclosureSEC source: 0001562180-18-002955 · primarydocument.xml · nonDerivative · entry 2 Schroeter Martin J · CIK 0001594465 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,036.3937 Read SEC document |
| June 08, 2018 Filed Jun 12, 2018 12:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 2,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-002955 · primarydocument.xml · nonDerivative · entry 1 Schroeter Martin J · CIK 0001594465 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,383.3937 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2018 Filed May 10, 2018 16:49 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 129 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-002441 · primarydocument.xml · derivative · entry 1 Schroeter Martin J · CIK 0001594465 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,796 Underlying: Common Stock · 129 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 08, 2018 Filed Feb 9, 2018 16:38 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 118 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-000702 · primarydocument.xml · derivative · entry 1 Schroeter Martin J · CIK 0001594465 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,679 Underlying: Common Stock · 118 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 22:37 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 8,439 | $163.02 | $1,375,725.78 |
DisclosureSEC source: 0001562180-18-000602 · primarydocument.xml · nonDerivative · entry 2 Schroeter Martin J · CIK 0001594465 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,597.2788 Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 22:37 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 19,083 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-000602 · primarydocument.xml · nonDerivative · entry 1 Schroeter Martin J · CIK 0001594465 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,036.2788 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2015-2017) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| December 18, 2017 Filed Dec 19, 2017 21:05 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 4,951 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-003936 · primarydocument.xml · derivative · entry 3 Schroeter Martin J · CIK 0001594465 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,951 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| December 18, 2017 Filed Dec 19, 2017 21:05 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 2,554 | $153.71 | $392,562.57 |
DisclosureSEC source: 0001562180-17-003936 · primarydocument.xml · nonDerivative · entry 2 Schroeter Martin J · CIK 0001594465 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,953.5934 Read SEC document |
| December 18, 2017 Filed Dec 19, 2017 21:05 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 4,951 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-003936 · primarydocument.xml · nonDerivative · entry 1 Schroeter Martin J · CIK 0001594465 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,507.5934 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 16:39 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 115 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-003535 · primarydocument.xml · derivative · entry 1 Schroeter Martin J · CIK 0001594465 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,565 Underlying: Common Stock · 115 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| August 08, 2017 Filed Aug 9, 2017 19:23 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 120 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-002632 · primarydocument.xml · derivative · entry 1 Schroeter Martin J · CIK 0001594465 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,449 Underlying: Common Stock · 120 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| June 08, 2017 Filed Jun 9, 2017 23:13 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 3,017 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-002246 · primarydocument.xml · derivative · entry 4 Schroeter Martin J · CIK 0001594465 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,052 Underlying: Common Stock · 3,017 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| June 08, 2017 Filed Jun 9, 2017 23:13 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantRst. Stock Unit · Derivative | 11,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-002246 · primarydocument.xml · derivative · entry 3 Schroeter Martin J · CIK 0001594465 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 Underlying: Common Stock · 11,000 shares Expires not disclosed F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,750 of these units on 06/08/2018, 2750 of these units on 06/08/2019, 2,750 of these units on 06/08/2020, and 2,750 of these units on 06/08/2021. F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,750 of these units on 06/08/2018, 2750 of these units on 06/08/2019, 2,750 of these units on 06/08/2020, and 2,750 of these units on 06/08/2021. F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,750 of these units on 06/08/2018, 2750 of these units on 06/08/2019, 2,750 of these units on 06/08/2020, and 2,750 of these units on 06/08/2021. F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,750 of these units on 06/08/2018, 2750 of these units on 06/08/2019, 2,750 of these units on 06/08/2020, and 2,750 of these units on 06/08/2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.