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ROGERS DAWN

Disclosed activity across 2 companies

Tapewire entity
15810
SEC CIK
0001742308

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
DXC Technology CoDXC · Entity 4594DirectorAugust 04, 2026August 06, 2026
PFIZER INCPFE · Entity 2863Executive Vice PresidentJune 15, 2020June 16, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DXC Technology Co

Report date August 04, 2026 · Filed August 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect79,300 Reported balance After 2026-08-04 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-08-04 · Grant · Acquired 21,800 · Balance 79,300

F1: Award of restricted stock units (RSUs). Each RSU entitles the reporting person to receive one share of common stock. The RSUs will vest on the earlier of (i) one year from the grant date, or (ii) at the 2027 annual meeting of stockholders. The RSUs will settle on the vesting date or, if the director has elected to defer settlement, on the date or event elected by the director.

F2: Amount reported includes unvested RSUs.

Filing footnotes · ownership attribution and instrument terms

F1: Award of restricted stock units (RSUs). Each RSU entitles the reporting person to receive one share of common stock. The RSUs will vest on the earlier of (i) one year from the grant date, or (ii) at the 2027 annual meeting of stockholders. The RSUs will settle on the vesting date or, if the director has elected to defer settlement, on the date or event elected by the director.

F2: Amount reported includes unvested RSUs.

PFIZER INC

Report date June 15, 2020 · Filed June 16, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock Units SSPSEC Table II · derivative / convertible securityDirect16,087 Reported balance After 2020-06-15 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2020-06-15 · Grant · Acquired 60 · Balance 16,087

F1: Each unit represents one phantom share of common stock.

F2: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Filing footnotes · ownership attribution and instrument terms

F1: Each unit represents one phantom share of common stock.

F2: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 15, 2019 Filed Apr 16, 2019 23:19 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 45 $42.09 $1,894.05
Disclosure

SEC source: 0001225208-19-006858 · doc4.xml · derivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,430

Underlying: Common Stock · 45 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
April 10, 2019 Filed Apr 11, 2019 20:05 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 378 $42.73 $16,151.94
Disclosure

SEC source: 0001225208-19-006646 · doc4.xml · derivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,384

Underlying: Common Stock · 378 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 19:06 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 41 $42.47 $1,741.27
Disclosure

SEC source: 0001225208-19-006051 · doc4.xml · derivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,006

Underlying: Common Stock · 41 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 22:37 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 474 $41.78 $19,803.72
Disclosure

SEC source: 0001225208-19-005430 · doc4.xml · derivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,967

Underlying: Common Stock · 474 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 21:55 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 13,802 $42.98 $593,209.96
Disclosure

SEC source: 0001225208-19-004613 · doc4.xml · nonDerivative · entry 2

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,920

Read SEC document
March 04, 2019 Filed Mar 5, 2019 21:55 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 1,200 $42.99 $51,588.00
Disclosure

SEC source: 0001225208-19-004613 · doc4.xml · nonDerivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,722

Read SEC document
February 28, 2019 Filed Mar 2, 2019 00:47 UTC PFIZER INC PFE · Entity 2863 GrantStock Appreciation Rights · Derivative 41,071 $0.00 Strike: $43.35 $0.00
Disclosure

SEC source: 0001225208-19-004217 · doc4.xml · derivative · entry 8

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,071

Underlying: Common Stock · 41,071 shares

Expires 2026-02-28

F7 · derivative.exercise_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.

F7 · derivative.expiration_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.

Read SEC document
February 28, 2019 Filed Mar 2, 2019 00:47 UTC PFIZER INC PFE · Entity 2863 GrantStock Appreciation Rights · Derivative 48,736 $0.00 Strike: $43.35 $0.00
Disclosure

SEC source: 0001225208-19-004217 · doc4.xml · derivative · entry 7

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,736

Underlying: Common Stock · 48,736 shares

Expires 2024-02-28

F6 · derivative.exercise_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.

F6 · derivative.expiration_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.

Read SEC document
February 27, 2019 Filed Mar 2, 2019 00:47 UTC PFIZER INC PFE · Entity 2863 Exercise / conversionStock Appreciation Rights · Derivative 19,297 $0.00 Strike: $32.23 $0.00
Disclosure

SEC source: 0001225208-19-004217 · doc4.xml · derivative · entry 6

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,297 shares

Expires 2019-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2019 Filed Mar 2, 2019 00:47 UTC PFIZER INC PFE · Entity 2863 Tax withholdingCommon Stock 11,917 $42.31 $504,208.27
Disclosure

SEC source: 0001225208-19-004217 · doc4.xml · nonDerivative · entry 4

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,865

F4 · shares: The reported transaction constitutes the withholding of shares to cover payment of exercise price in connection with earn-out of stock appreciation rights (including dividend equivalents thereon).

F5 · price: Under the terms of the settlement of the stock appreciation rights the 20-day average of the closing prices of Pfizer common stock ending on the settlement date is used.

Read SEC document
February 27, 2019 Filed Mar 2, 2019 00:47 UTC PFIZER INC PFE · Entity 2863 Tax withholdingCommon Stock 3,210 $42.93 $137,805.30
Disclosure

SEC source: 0001225208-19-004217 · doc4.xml · nonDerivative · entry 3

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,782

F3 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations in connection with earn-out of stock appreciation rights.

Read SEC document
February 27, 2019 Filed Mar 2, 2019 00:47 UTC PFIZER INC PFE · Entity 2863 GrantCommon Stock 4,943 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-004217 · doc4.xml · nonDerivative · entry 2

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,992

F2 · shares: The reported transaction constitutes the earn-out of Performance Share Awards (including dividend equivalents thereon).

Read SEC document
February 27, 2019 Filed Mar 2, 2019 00:47 UTC PFIZER INC PFE · Entity 2863 Exercise / conversionCommon Stock 19,297 $32.23 $621,942.31
Disclosure

SEC source: 0001225208-19-004217 · doc4.xml · nonDerivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,049

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reported transaction constitutes the earn-out of stock appreciation rights (including dividend equivalents thereon).

Read SEC document
February 25, 2019 Filed Feb 27, 2019 00:10 UTC PFIZER INC PFE · Entity 2863 Tax withholdingCommon Stock 1,233 $43.08 $53,117.64
Disclosure

SEC source: 0001225208-19-003774 · doc4.xml · nonDerivative · entry 4

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,752

F6 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the vesting of restricted stock units (including dividend equivalents thereon).

Read SEC document
February 23, 2019 Filed Feb 27, 2019 00:10 UTC PFIZER INC PFE · Entity 2863 Exercise / conversionStock Appreciation Rights · Derivative 19,290 $0.00 Strike: $21.03 $0.00
Disclosure

SEC source: 0001225208-19-003774 · doc4.xml · derivative · entry 6

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,290 shares

Expires 2019-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2019 Filed Feb 27, 2019 00:10 UTC PFIZER INC PFE · Entity 2863 Tax withholdingCommon Stock 6,007 $41.91 $251,753.37
Disclosure

SEC source: 0001225208-19-003774 · doc4.xml · nonDerivative · entry 3

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,985

F4 · shares: The reported transaction constitutes the withholding of shares to cover payment of exercise price in connection with earn-out of stock appreciation rights (including dividend equivalents thereon).

F5 · price: Under the terms of the settlement of the stock appreciation rights the 20-day average of the closing prices of Pfizer common stock ending on the settlement date is used.

Read SEC document
February 23, 2019 Filed Feb 27, 2019 00:10 UTC PFIZER INC PFE · Entity 2863 Tax withholdingCommon Stock 4,646 $42.96 $199,592.16
Disclosure

SEC source: 0001225208-19-003774 · doc4.xml · nonDerivative · entry 2

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,992

F2 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations in connection with earn-out of stock appreciation rights.

F3 · price: Price is the closing price of Pfizer common stock on February 22, 2019

Read SEC document
February 23, 2019 Filed Feb 27, 2019 00:10 UTC PFIZER INC PFE · Entity 2863 Exercise / conversionCommon Stock 19,290 $21.03 $405,668.70
Disclosure

SEC source: 0001225208-19-003774 · doc4.xml · nonDerivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,638

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reported transaction constitutes the earn-out of stock appreciation rights (including dividend equivalents thereon).

Read SEC document
February 11, 2019 Filed Feb 12, 2019 22:51 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 747 $41.68 $31,134.96
Disclosure

SEC source: 0001225208-19-002323 · doc4.xml · derivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,496

Underlying: Common Stock · 747 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
January 10, 2019 Filed Jan 11, 2019 23:20 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 186 $42.31 $7,869.66
Disclosure

SEC source: 0001225208-19-000818 · doc4.xml · derivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,684

Underlying: Common Stock · 186 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
December 31, 2018 Filed Jan 2, 2019 22:36 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 40 $43.65 $1,746.00
Disclosure

SEC source: 0001225208-19-000130 · doc4.xml · derivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,497

Underlying: Common Stock · 40 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
December 14, 2018 Filed Dec 17, 2018 20:41 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 40 $43.80 $1,752.00
Disclosure

SEC source: 0001225208-18-016684 · doc4.xml · derivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,455

Underlying: Common Stock · 40 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
November 30, 2018 Filed Dec 4, 2018 12:14 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 38 $46.23 $1,756.74
Disclosure

SEC source: 0001225208-18-016106 · doc4.xml · derivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,411

Underlying: Common Stock · 38 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 23:40 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 41 $43.21 $1,771.61
Disclosure

SEC source: 0001225208-18-015636 · doc4.xml · derivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,380

Underlying: Common Stock · 41 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
October 31, 2018 Filed Nov 1, 2018 23:39 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 41 $43.06 $1,765.46
Disclosure

SEC source: 0001225208-18-015086 · doc4.xml · derivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,285

Underlying: Common Stock · 41 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
October 15, 2018 Filed Oct 16, 2018 22:43 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 41 $43.12 $1,767.92
Disclosure

SEC source: 0001225208-18-014659 · doc4.xml · derivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,246

Underlying: Common Stock · 41 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
October 09, 2018 Filed Oct 10, 2018 21:46 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 173 $45.47 $7,866.31
Disclosure

SEC source: 0001225208-18-014531 · doc4.xml · derivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,202

Underlying: Common Stock · 173 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
September 28, 2018 Filed Oct 1, 2018 21:31 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 40 $44.07 $1,762.80
Disclosure

SEC source: 0001225208-18-013939 · doc4.xml · derivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,030

Underlying: Common Stock · 40 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
September 14, 2018 Filed Sep 17, 2018 20:08 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 41 $42.96 $1,761.36
Disclosure

SEC source: 0001225208-18-013463 · doc4.xml · derivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,992

Underlying: Common Stock · 41 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
August 31, 2018 Filed Sep 4, 2018 21:29 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 42 $41.52 $1,743.84
Disclosure

SEC source: 0001225208-18-013073 · doc4.xml · derivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,953

Underlying: Common Stock · 42 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 01:22 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 43 $41.16 $1,769.88
Disclosure

SEC source: 0001225208-18-012704 · doc4.xml · derivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,911

Underlying: Common Stock · 43 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
July 31, 2018 Filed Aug 2, 2018 19:57 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 44 $39.93 $1,756.92
Disclosure

SEC source: 0001225208-18-012181 · doc4.xml · derivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,813

Underlying: Common Stock · 44 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

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July 13, 2018 Filed Jul 17, 2018 21:01 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 47 $37.53 $1,763.91
Disclosure

SEC source: 0001225208-18-011788 · doc4.xml · derivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,772

Underlying: Common Stock · 47 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

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July 11, 2018 Filed Jul 13, 2018 14:01 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 173 $37.21 $6,437.33
Disclosure

SEC source: 0001225208-18-011642 · doc4.xml · derivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,725

Underlying: Common Stock · 173 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

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June 29, 2018 Filed Jul 2, 2018 21:51 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 48 $36.28 $1,741.44
Disclosure

SEC source: 0001225208-18-011095 · doc4.xml · derivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,553

Underlying: Common Stock · 48 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

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June 15, 2018 Filed Jun 19, 2018 16:44 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 48 $36.36 $1,745.28
Disclosure

SEC source: 0001225208-18-010759 · doc4.xml · derivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,505

Underlying: Common Stock · 48 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.