Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CONOCOPHILLIPSCOP · Entity 658 | Executive Vice President | November 30, 2020 | December 02, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CONOCOPHILLIPS
Report date November 30, 2020 · Filed December 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 54,926 |
Ending reported balance
After 2020-11-30 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-11-30 · Exercise / conversion · Acquired 1,073 · Balance 55,999 F1: Each stock unit was the economic equivalent of one share of common stock. Row 2 · 2020-11-30 · Tax withholding · Disposed 1,073 · Balance 54,926 |
| Stock UnitsSEC Table II · derivative / convertible security | Direct | 27,666.0669 |
Reported balance
After 2020-11-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-11-30 · Exercise / conversion · Disposed 1,073 · Balance 27,666.0669 F2: The stock units represent ConocoPhillips common stock on a 1-for-1 basis. F3: Reflects partial lapsing of restrictions on the 2020 Executive RSU grant to cover FICA obligation and associated income taxes for retirement eligible employees. F4: The stock unit grant settles 3 years from February 11, 2020, subject to earlier or partial settlement upon, termination of employment after attainment of age 55 with five years of service, layoff, death or disability or a change of control. F5: The stock units do not have an expiration date. F6: Includes dividend equivalent units acquired through routine transactions that are exempt under rule 16a-11. |
Filing footnotes · ownership attribution and instrument terms
F1: Each stock unit was the economic equivalent of one share of common stock.
F2: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.
F3: Reflects partial lapsing of restrictions on the 2020 Executive RSU grant to cover FICA obligation and associated income taxes for retirement eligible employees.
F4: The stock unit grant settles 3 years from February 11, 2020, subject to earlier or partial settlement upon, termination of employment after attainment of age 55 with five years of service, layoff, death or disability or a change of control.
F5: The stock units do not have an expiration date.
F6: Includes dividend equivalent units acquired through routine transactions that are exempt under rule 16a-11.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 04, 2012 Filed May 9, 2012 01:00 UTC | CONOCOPHILLIPS COP · Entity 658 | OtherEmployee Stock Option (Right to Buy) · Derivative | 8,527 | $0.00 Strike: $18.59 | $0.00 |
DisclosureSEC source: 0001181431-12-028605 · rrd344555.xml · derivative · entry 6 Wallette Don E Jr. · CIK 0001549509 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,527 Underlying: Common Stock · 8,527 shares Expires 2013-02-10 F1 · kind: In connection with the spin-off of Phillips 66 on April 30, 2012 by ConocoPhillips, outstanding ConocoPhillips stock options were adjusted so that the holders hold vested stock options to purchase both Phillips 66 common stock and ConocoPhillips common stock. The Phillips 66 and ConocoPhillips stock options received, when combined, will generally preserve the intrinsic value of each original stock option grant and the ratio of the exercise price to the fair market value of ConocoPhillips common stock on the distribution date. Read SEC document |
| May 04, 2012 Filed May 9, 2012 01:00 UTC | CONOCOPHILLIPS COP · Entity 658 | OtherEmployee Stock Option (Right to Buy) · Derivative | 8,400 | $0.00 Strike: $24.37 | $0.00 |
DisclosureSEC source: 0001181431-12-028605 · rrd344555.xml · derivative · entry 5 Wallette Don E Jr. · CIK 0001549509 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,400 shares Expires 2013-02-10 F1 · kind: In connection with the spin-off of Phillips 66 on April 30, 2012 by ConocoPhillips, outstanding ConocoPhillips stock options were adjusted so that the holders hold vested stock options to purchase both Phillips 66 common stock and ConocoPhillips common stock. The Phillips 66 and ConocoPhillips stock options received, when combined, will generally preserve the intrinsic value of each original stock option grant and the ratio of the exercise price to the fair market value of ConocoPhillips common stock on the distribution date. F3 · derivative.exercise_date: Vested in three equal annual installments beginning on February 10, 2004. Read SEC document |
| May 04, 2012 Filed May 9, 2012 01:00 UTC | CONOCOPHILLIPS COP · Entity 658 | OtherEmployee Stock Option (Right to Buy) · Derivative | 4,732 | $0.00 Strike: $17.96 | $0.00 |
DisclosureSEC source: 0001181431-12-028605 · rrd344555.xml · derivative · entry 4 Wallette Don E Jr. · CIK 0001549509 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,732 Underlying: Common Stock · 4,732 shares Expires 2012-10-22 F1 · kind: In connection with the spin-off of Phillips 66 on April 30, 2012 by ConocoPhillips, outstanding ConocoPhillips stock options were adjusted so that the holders hold vested stock options to purchase both Phillips 66 common stock and ConocoPhillips common stock. The Phillips 66 and ConocoPhillips stock options received, when combined, will generally preserve the intrinsic value of each original stock option grant and the ratio of the exercise price to the fair market value of ConocoPhillips common stock on the distribution date. Read SEC document |
| May 04, 2012 Filed May 9, 2012 01:00 UTC | CONOCOPHILLIPS COP · Entity 658 | OtherEmployee Stock Option (Right to Buy) · Derivative | 4,662 | $0.00 Strike: $23.55 | $0.00 |
DisclosureSEC source: 0001181431-12-028605 · rrd344555.xml · derivative · entry 3 Wallette Don E Jr. · CIK 0001549509 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,662 shares Expires 2012-10-22 F1 · kind: In connection with the spin-off of Phillips 66 on April 30, 2012 by ConocoPhillips, outstanding ConocoPhillips stock options were adjusted so that the holders hold vested stock options to purchase both Phillips 66 common stock and ConocoPhillips common stock. The Phillips 66 and ConocoPhillips stock options received, when combined, will generally preserve the intrinsic value of each original stock option grant and the ratio of the exercise price to the fair market value of ConocoPhillips common stock on the distribution date. F2 · derivative.exercise_date: Vested in three equal annual installments beginning on October 22, 2003. Read SEC document |
| May 04, 2012 Filed May 9, 2012 01:00 UTC | CONOCOPHILLIPS COP · Entity 658 | OtherEmployee Stock Option (Right to Buy) · Derivative | 12,930 | $0.00 Strike: $17.96 | $0.00 |
DisclosureSEC source: 0001181431-12-028605 · rrd344555.xml · derivative · entry 2 Wallette Don E Jr. · CIK 0001549509 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,930 Underlying: Common Stock · 12,930 shares Expires 2012-10-22 F1 · kind: In connection with the spin-off of Phillips 66 on April 30, 2012 by ConocoPhillips, outstanding ConocoPhillips stock options were adjusted so that the holders hold vested stock options to purchase both Phillips 66 common stock and ConocoPhillips common stock. The Phillips 66 and ConocoPhillips stock options received, when combined, will generally preserve the intrinsic value of each original stock option grant and the ratio of the exercise price to the fair market value of ConocoPhillips common stock on the distribution date. Read SEC document |
| May 04, 2012 Filed May 9, 2012 01:00 UTC | CONOCOPHILLIPS COP · Entity 658 | OtherEmployee Stock Option (Right to Buy) · Derivative | 12,738 | $0.00 Strike: $23.55 | $0.00 |
DisclosureSEC source: 0001181431-12-028605 · rrd344555.xml · derivative · entry 1 Wallette Don E Jr. · CIK 0001549509 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,738 shares Expires 2012-10-22 F1 · kind: In connection with the spin-off of Phillips 66 on April 30, 2012 by ConocoPhillips, outstanding ConocoPhillips stock options were adjusted so that the holders hold vested stock options to purchase both Phillips 66 common stock and ConocoPhillips common stock. The Phillips 66 and ConocoPhillips stock options received, when combined, will generally preserve the intrinsic value of each original stock option grant and the ratio of the exercise price to the fair market value of ConocoPhillips common stock on the distribution date. F2 · derivative.exercise_date: Vested in three equal annual installments beginning on October 22, 2003. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.