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person · Reporting owner

Plaschke Robert

Disclosed activity across 1 company

Tapewire entity
157234
SEC CIK
0001774816

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
DNA X, Inc.SONM · Entity 8261Director · Chief Executive OfficerMay 22, 2019May 23, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DNA X, Inc.

Report date May 22, 2019 · Filed May 23, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect504,250 Reported balance After 2019-05-22 transaction · row 1
1 source row

Row 1 · 2019-05-22 · Sale · Disposed 30,000 · Balance 504,250

F1: These shares were sold by the reporting person as a selling stockholder pursuant to an underwritten public offering by the Issuer. The reported sale price reflects the price at which the reporting person sold shares to the underwriters.

Filing footnotes · ownership attribution and instrument terms

F1: These shares were sold by the reporting person as a selling stockholder pursuant to an underwritten public offering by the Issuer. The reported sale price reflects the price at which the reporting person sold shares to the underwriters.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 22, 2019 Filed May 23, 2019 22:35 UTC DNA X, Inc. SONM · Entity 8261 SaleCommon Stock 30,000 $10.23 $306,900.00
Disclosure

SEC source: 0001209191-19-032467 · doc4.xml · nonDerivative · entry 1

Plaschke Robert · CIK 0001774816 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 504,250

F1 · price: These shares were sold by the reporting person as a selling stockholder pursuant to an underwritten public offering by the Issuer. The reported sale price reflects the price at which the reporting person sold shares to the underwriters.

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May 13, 2019 Filed May 15, 2019 00:16 UTC DNA X, Inc. SONM · Entity 8261 Tax withholdingCommon Stock 172,439 $11.00 $1,896,829.00
Disclosure

SEC source: 0001209191-19-029813 · doc4.xml · nonDerivative · entry 2

Plaschke Robert · CIK 0001774816 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 534,250

F1 · shares: Represents shares withheld by the Issuer to satisfy tax obligations associated with the grant of the fully vested restricted stock award of 383,197 shares to the Reporting Person.

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May 13, 2019 Filed May 15, 2019 00:16 UTC DNA X, Inc. SONM · Entity 8261 GrantCommon Stock 383,197 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-029813 · doc4.xml · nonDerivative · entry 1

Plaschke Robert · CIK 0001774816 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 706,689

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.