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organization · Reporting owner

GV Anaplan SPV, L.P.

Disclosed activity across 1 company

Tapewire entity
156941
SEC CIK
0001662811

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Section 16 reporting ended · disclosed 2019-06-06. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect126,030 Reported balance After 2019-06-05 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2019-06-05 · Other · Acquired 22,453 · Balance 126,030

F1: Represents an acquisition of securities from an in-kind distribution, and not a purchase or sale, without additional consideration paid, and is therefore an exempt, non-matchable acquisition pursuant to Section 16(b).

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2019-06-05 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2019-06-05 · Other · Disposed 126,030 · Balance 0

F2: Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners.

Common StockSEC Table I · non-derivativeDirect55,354 Reported balance After 2019-06-05 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 6 · 2019-06-05 · Other · Acquired 51,354 · Balance 55,354

F1: Represents an acquisition of securities from an in-kind distribution, and not a purchase or sale, without additional consideration paid, and is therefore an exempt, non-matchable acquisition pursuant to Section 16(b).

F4: Represents shares held directly by Christopher McKay.

Common StockSEC Table I · non-derivativeIndirectBy Granite Ventures Entrepreneurs Fund II, L.P.0 Reported balance After 2019-06-05 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2019-06-05 · Other · Disposed 99,947 · Balance 0

F2: Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners.

F3: Granite Management II, LLC is the general partner of Granite Ventures II, L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Granite Ventures, LLC is the general partner of GV Anaplan SPV, L.P. Standish O'Grady, a member of our board of directors, Jacqueline Berterretche and Christopher McKay are managing directors of the general partner entities of these funds that directly hold shares and as such Mr. O'Grady, Ms. Berterreche and Mr. McKay may be deemed to have voting and investment power with respect to such shares. These individuals disclaim beneficial ownership of the shares held by the aforementioned entities except to the extent of any pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Granite Ventures II, L.P.10,851,794 Reported balance After 2019-06-05 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2019-06-05 · Other · Disposed 1,500,000 · Balance 10,851,794

F2: Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners.

F3: Granite Management II, LLC is the general partner of Granite Ventures II, L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Granite Ventures, LLC is the general partner of GV Anaplan SPV, L.P. Standish O'Grady, a member of our board of directors, Jacqueline Berterretche and Christopher McKay are managing directors of the general partner entities of these funds that directly hold shares and as such Mr. O'Grady, Ms. Berterreche and Mr. McKay may be deemed to have voting and investment power with respect to such shares. These individuals disclaim beneficial ownership of the shares held by the aforementioned entities except to the extent of any pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy GV Anaplan SPV, L.P.0 Reported balance After 2019-06-05 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2019-06-05 · Other · Disposed 250,036 · Balance 0

F2: Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners.

F3: Granite Management II, LLC is the general partner of Granite Ventures II, L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Granite Ventures, LLC is the general partner of GV Anaplan SPV, L.P. Standish O'Grady, a member of our board of directors, Jacqueline Berterretche and Christopher McKay are managing directors of the general partner entities of these funds that directly hold shares and as such Mr. O'Grady, Ms. Berterreche and Mr. McKay may be deemed to have voting and investment power with respect to such shares. These individuals disclaim beneficial ownership of the shares held by the aforementioned entities except to the extent of any pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Trust29,580 Reported balance After 2019-06-05 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 7 · 2019-06-05 · Other · Acquired 29,580 · Balance 29,580

F1: Represents an acquisition of securities from an in-kind distribution, and not a purchase or sale, without additional consideration paid, and is therefore an exempt, non-matchable acquisition pursuant to Section 16(b).

F5: Represents shares held by the Dominic and Jacqueline Berterretche Revocable Trust.

Filing footnotes · ownership attribution and instrument terms

F1: Represents an acquisition of securities from an in-kind distribution, and not a purchase or sale, without additional consideration paid, and is therefore an exempt, non-matchable acquisition pursuant to Section 16(b).

F2: Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners.

F3: Granite Management II, LLC is the general partner of Granite Ventures II, L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Granite Ventures, LLC is the general partner of GV Anaplan SPV, L.P. Standish O'Grady, a member of our board of directors, Jacqueline Berterretche and Christopher McKay are managing directors of the general partner entities of these funds that directly hold shares and as such Mr. O'Grady, Ms. Berterreche and Mr. McKay may be deemed to have voting and investment power with respect to such shares. These individuals disclaim beneficial ownership of the shares held by the aforementioned entities except to the extent of any pecuniary interest therein.

F4: Represents shares held directly by Christopher McKay.

F5: Represents shares held by the Dominic and Jacqueline Berterretche Revocable Trust.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 05, 2019 Filed Jun 6, 2019 19:59 UTC Anaplan, Inc. PLAN · Entity 125824 OtherCommon Stock 29,580 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-015889 · doc4.xml · nonDerivative · entry 7

GRANITE VENTURES LLC · CIK 0001106556 · 10% owner

Granite Ventures II L P · CIK 0001332381 · 10% owner

GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner

GV Anaplan SPV, L.P. · CIK 0001662811 · 10% owner

Granite Management II, LLC · CIK 0001755308 · 10% owner

Berterretche Jacqueline · CIK 0001755292 · 10% owner

McKay Christopher · CIK 0001755317 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 29,580

F1 · kind: Represents an acquisition of securities from an in-kind distribution, and not a purchase or sale, without additional consideration paid, and is therefore an exempt, non-matchable acquisition pursuant to Section 16(b).

F1 · price: Represents an acquisition of securities from an in-kind distribution, and not a purchase or sale, without additional consideration paid, and is therefore an exempt, non-matchable acquisition pursuant to Section 16(b).

F5 · ownership.nature: Represents shares held by the Dominic and Jacqueline Berterretche Revocable Trust.

Read SEC document
June 05, 2019 Filed Jun 6, 2019 19:59 UTC Anaplan, Inc. PLAN · Entity 125824 OtherCommon Stock 51,354 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-015889 · doc4.xml · nonDerivative · entry 6

GRANITE VENTURES LLC · CIK 0001106556 · 10% owner

Granite Ventures II L P · CIK 0001332381 · 10% owner

GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner

GV Anaplan SPV, L.P. · CIK 0001662811 · 10% owner

Granite Management II, LLC · CIK 0001755308 · 10% owner

Berterretche Jacqueline · CIK 0001755292 · 10% owner

McKay Christopher · CIK 0001755317 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,354

F1 · kind: Represents an acquisition of securities from an in-kind distribution, and not a purchase or sale, without additional consideration paid, and is therefore an exempt, non-matchable acquisition pursuant to Section 16(b).

F1 · price: Represents an acquisition of securities from an in-kind distribution, and not a purchase or sale, without additional consideration paid, and is therefore an exempt, non-matchable acquisition pursuant to Section 16(b).

F4 · ownership.direct: Represents shares held directly by Christopher McKay.

Read SEC document
June 05, 2019 Filed Jun 6, 2019 19:59 UTC Anaplan, Inc. PLAN · Entity 125824 OtherCommon Stock 250,036 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-015889 · doc4.xml · nonDerivative · entry 5

GRANITE VENTURES LLC · CIK 0001106556 · 10% owner

Granite Ventures II L P · CIK 0001332381 · 10% owner

GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner

GV Anaplan SPV, L.P. · CIK 0001662811 · 10% owner

Granite Management II, LLC · CIK 0001755308 · 10% owner

Berterretche Jacqueline · CIK 0001755292 · 10% owner

McKay Christopher · CIK 0001755317 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By GV Anaplan SPV, L.P.

Disclosed balance after: 0

F2 · kind: Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners.

F2 · price: Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners.

F3 · ownership.nature: Granite Management II, LLC is the general partner of Granite Ventures II, L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Granite Ventures, LLC is the general partner of GV Anaplan SPV, L.P. Standish O'Grady, a member of our board of directors, Jacqueline Berterretche and Christopher McKay are managing directors of the general partner entities of these funds that directly hold shares and as such Mr. O'Grady, Ms. Berterreche and Mr. McKay may be deemed to have voting and investment power with respect to such shares. These individuals disclaim beneficial ownership of the shares held by the aforementioned entities except to the extent of any pecuniary interest therein.

Read SEC document
June 05, 2019 Filed Jun 6, 2019 19:59 UTC Anaplan, Inc. PLAN · Entity 125824 OtherCommon Stock 1,500,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-015889 · doc4.xml · nonDerivative · entry 4

GRANITE VENTURES LLC · CIK 0001106556 · 10% owner

Granite Ventures II L P · CIK 0001332381 · 10% owner

GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner

GV Anaplan SPV, L.P. · CIK 0001662811 · 10% owner

Granite Management II, LLC · CIK 0001755308 · 10% owner

Berterretche Jacqueline · CIK 0001755292 · 10% owner

McKay Christopher · CIK 0001755317 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Granite Ventures II, L.P.

Disclosed balance after: 10,851,794

F2 · kind: Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners.

F2 · price: Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners.

F3 · ownership.nature: Granite Management II, LLC is the general partner of Granite Ventures II, L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Granite Ventures, LLC is the general partner of GV Anaplan SPV, L.P. Standish O'Grady, a member of our board of directors, Jacqueline Berterretche and Christopher McKay are managing directors of the general partner entities of these funds that directly hold shares and as such Mr. O'Grady, Ms. Berterreche and Mr. McKay may be deemed to have voting and investment power with respect to such shares. These individuals disclaim beneficial ownership of the shares held by the aforementioned entities except to the extent of any pecuniary interest therein.

Read SEC document
June 05, 2019 Filed Jun 6, 2019 19:59 UTC Anaplan, Inc. PLAN · Entity 125824 OtherCommon Stock 99,947 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-015889 · doc4.xml · nonDerivative · entry 3

GRANITE VENTURES LLC · CIK 0001106556 · 10% owner

Granite Ventures II L P · CIK 0001332381 · 10% owner

GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner

GV Anaplan SPV, L.P. · CIK 0001662811 · 10% owner

Granite Management II, LLC · CIK 0001755308 · 10% owner

Berterretche Jacqueline · CIK 0001755292 · 10% owner

McKay Christopher · CIK 0001755317 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Granite Ventures Entrepreneurs Fund II, L.P.

Disclosed balance after: 0

F2 · kind: Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners.

F2 · price: Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners.

F3 · ownership.nature: Granite Management II, LLC is the general partner of Granite Ventures II, L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Granite Ventures, LLC is the general partner of GV Anaplan SPV, L.P. Standish O'Grady, a member of our board of directors, Jacqueline Berterretche and Christopher McKay are managing directors of the general partner entities of these funds that directly hold shares and as such Mr. O'Grady, Ms. Berterreche and Mr. McKay may be deemed to have voting and investment power with respect to such shares. These individuals disclaim beneficial ownership of the shares held by the aforementioned entities except to the extent of any pecuniary interest therein.

Read SEC document
June 05, 2019 Filed Jun 6, 2019 19:59 UTC Anaplan, Inc. PLAN · Entity 125824 OtherCommon Stock 126,030 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-015889 · doc4.xml · nonDerivative · entry 2

GRANITE VENTURES LLC · CIK 0001106556 · 10% owner

Granite Ventures II L P · CIK 0001332381 · 10% owner

GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner

GV Anaplan SPV, L.P. · CIK 0001662811 · 10% owner

Granite Management II, LLC · CIK 0001755308 · 10% owner

Berterretche Jacqueline · CIK 0001755292 · 10% owner

McKay Christopher · CIK 0001755317 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners.

F2 · price: Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners.

Read SEC document
June 05, 2019 Filed Jun 6, 2019 19:59 UTC Anaplan, Inc. PLAN · Entity 125824 OtherCommon Stock 22,453 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-015889 · doc4.xml · nonDerivative · entry 1

GRANITE VENTURES LLC · CIK 0001106556 · 10% owner

Granite Ventures II L P · CIK 0001332381 · 10% owner

GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner

GV Anaplan SPV, L.P. · CIK 0001662811 · 10% owner

Granite Management II, LLC · CIK 0001755308 · 10% owner

Berterretche Jacqueline · CIK 0001755292 · 10% owner

McKay Christopher · CIK 0001755317 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,030

F1 · kind: Represents an acquisition of securities from an in-kind distribution, and not a purchase or sale, without additional consideration paid, and is therefore an exempt, non-matchable acquisition pursuant to Section 16(b).

F1 · price: Represents an acquisition of securities from an in-kind distribution, and not a purchase or sale, without additional consideration paid, and is therefore an exempt, non-matchable acquisition pursuant to Section 16(b).

Read SEC document
April 10, 2019 Filed Apr 12, 2019 17:17 UTC Anaplan, Inc. PLAN · Entity 125824 OtherCommon Stock 103,577 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-010605 · doc4.xml · nonDerivative · entry 1

GRANITE VENTURES LLC · CIK 0001106556 · 10% owner

Granite Ventures II L P · CIK 0001332381 · 10% owner

GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner

GV Anaplan SPV, L.P. · CIK 0001662811 · 10% owner

Granite Management II, LLC · CIK 0001755308 · 10% owner

Berterretche Jacqueline · CIK 0001755292 · 10% owner

McKay Christopher · CIK 0001755317 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,577

F1 · kind: Represents an acquisition of securities from an in-kind distribution, and not a purchase or sale, without additional consideration paid, and is therefore an exempt, non-matchable acquisition pursuant to Section 16(b).

F1 · price: Represents an acquisition of securities from an in-kind distribution, and not a purchase or sale, without additional consideration paid, and is therefore an exempt, non-matchable acquisition pursuant to Section 16(b).

Read SEC document
October 16, 2018 Filed Oct 18, 2018 17:09 UTC Anaplan, Inc. PLAN · Entity 125824 ConversionSeries F Convertible Preferred Stock · Derivative 45,454 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-026973 · doc4.xml · derivative · entry 15

GRANITE VENTURES LLC · CIK 0001106556 · 10% owner

Granite Ventures II L P · CIK 0001332381 · 10% owner

GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner

GV Anaplan SPV, L.P. · CIK 0001662811 · 10% owner

Granite Management II, LLC · CIK 0001755308 · 10% owner

Berterretche Jacqueline · CIK 0001755292 · 10% owner

McKay Christopher · CIK 0001755317 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By GV Anaplan SPV, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 45,454 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F3 · price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F3 · derivative.exercise_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F3 · derivative.expiration_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F1 · ownership.nature: The total represents shares received upon conversion of shares of Series A Convertible Preferred Stock, Series B Convertible Preferred Stock, Series C Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock and/or Series F Convertible Preferred Stock.

Read SEC document
October 16, 2018 Filed Oct 18, 2018 17:09 UTC Anaplan, Inc. PLAN · Entity 125824 ConversionSeries E Convertible Preferred Stock · Derivative 150,528 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-026973 · doc4.xml · derivative · entry 14

GRANITE VENTURES LLC · CIK 0001106556 · 10% owner

Granite Ventures II L P · CIK 0001332381 · 10% owner

GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner

GV Anaplan SPV, L.P. · CIK 0001662811 · 10% owner

Granite Management II, LLC · CIK 0001755308 · 10% owner

Berterretche Jacqueline · CIK 0001755292 · 10% owner

McKay Christopher · CIK 0001755317 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By GV Anaplan SPV, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 150,528 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F3 · price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F3 · derivative.exercise_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F3 · derivative.expiration_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F1 · ownership.nature: The total represents shares received upon conversion of shares of Series A Convertible Preferred Stock, Series B Convertible Preferred Stock, Series C Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock and/or Series F Convertible Preferred Stock.

Read SEC document
October 16, 2018 Filed Oct 18, 2018 17:09 UTC Anaplan, Inc. PLAN · Entity 125824 ConversionSeries E Convertible Preferred Stock · Derivative 147,322 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-026973 · doc4.xml · derivative · entry 13

GRANITE VENTURES LLC · CIK 0001106556 · 10% owner

Granite Ventures II L P · CIK 0001332381 · 10% owner

GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner

GV Anaplan SPV, L.P. · CIK 0001662811 · 10% owner

Granite Management II, LLC · CIK 0001755308 · 10% owner

Berterretche Jacqueline · CIK 0001755292 · 10% owner

McKay Christopher · CIK 0001755317 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Granite Ventures II, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 147,322 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F3 · price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F3 · derivative.exercise_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F3 · derivative.expiration_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F1 · ownership.nature: The total represents shares received upon conversion of shares of Series A Convertible Preferred Stock, Series B Convertible Preferred Stock, Series C Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock and/or Series F Convertible Preferred Stock.

Read SEC document
October 16, 2018 Filed Oct 18, 2018 17:09 UTC Anaplan, Inc. PLAN · Entity 125824 ConversionSeries E Convertible Preferred Stock · Derivative 1,206 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-026973 · doc4.xml · derivative · entry 12

GRANITE VENTURES LLC · CIK 0001106556 · 10% owner

Granite Ventures II L P · CIK 0001332381 · 10% owner

GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner

GV Anaplan SPV, L.P. · CIK 0001662811 · 10% owner

Granite Management II, LLC · CIK 0001755308 · 10% owner

Berterretche Jacqueline · CIK 0001755292 · 10% owner

McKay Christopher · CIK 0001755317 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Granite Ventures Entrepreneurs Fund II, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 1,206 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F3 · price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F3 · derivative.exercise_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F3 · derivative.expiration_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F1 · ownership.nature: The total represents shares received upon conversion of shares of Series A Convertible Preferred Stock, Series B Convertible Preferred Stock, Series C Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock and/or Series F Convertible Preferred Stock.

Read SEC document
October 16, 2018 Filed Oct 18, 2018 17:09 UTC Anaplan, Inc. PLAN · Entity 125824 ConversionSeries D Convertible Preferred Stock · Derivative 140,578 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-026973 · doc4.xml · derivative · entry 11

GRANITE VENTURES LLC · CIK 0001106556 · 10% owner

Granite Ventures II L P · CIK 0001332381 · 10% owner

GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner

GV Anaplan SPV, L.P. · CIK 0001662811 · 10% owner

Granite Management II, LLC · CIK 0001755308 · 10% owner

Berterretche Jacqueline · CIK 0001755292 · 10% owner

McKay Christopher · CIK 0001755317 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Granite Ventures II, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 140,578 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F3 · price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F3 · derivative.exercise_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F3 · derivative.expiration_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F1 · ownership.nature: The total represents shares received upon conversion of shares of Series A Convertible Preferred Stock, Series B Convertible Preferred Stock, Series C Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock and/or Series F Convertible Preferred Stock.

Read SEC document
October 16, 2018 Filed Oct 18, 2018 17:09 UTC Anaplan, Inc. PLAN · Entity 125824 ConversionSeries C Convertible Preferred Stock · Derivative 3,110,903 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-026973 · doc4.xml · derivative · entry 10

GRANITE VENTURES LLC · CIK 0001106556 · 10% owner

Granite Ventures II L P · CIK 0001332381 · 10% owner

GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner

GV Anaplan SPV, L.P. · CIK 0001662811 · 10% owner

Granite Management II, LLC · CIK 0001755308 · 10% owner

Berterretche Jacqueline · CIK 0001755292 · 10% owner

McKay Christopher · CIK 0001755317 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Granite Ventures II, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 3,110,903 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F3 · price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F3 · derivative.exercise_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F3 · derivative.expiration_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F1 · ownership.nature: The total represents shares received upon conversion of shares of Series A Convertible Preferred Stock, Series B Convertible Preferred Stock, Series C Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock and/or Series F Convertible Preferred Stock.

Read SEC document
October 16, 2018 Filed Oct 18, 2018 17:09 UTC Anaplan, Inc. PLAN · Entity 125824 ConversionSeries C Convertible Preferred Stock · Derivative 25,466 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-026973 · doc4.xml · derivative · entry 9

GRANITE VENTURES LLC · CIK 0001106556 · 10% owner

Granite Ventures II L P · CIK 0001332381 · 10% owner

GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner

GV Anaplan SPV, L.P. · CIK 0001662811 · 10% owner

Granite Management II, LLC · CIK 0001755308 · 10% owner

Berterretche Jacqueline · CIK 0001755292 · 10% owner

McKay Christopher · CIK 0001755317 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Granite Ventures Entrepreneurs Fund II, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 25,466 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F3 · price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F3 · derivative.exercise_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F3 · derivative.expiration_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F1 · ownership.nature: The total represents shares received upon conversion of shares of Series A Convertible Preferred Stock, Series B Convertible Preferred Stock, Series C Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock and/or Series F Convertible Preferred Stock.

Read SEC document
October 16, 2018 Filed Oct 18, 2018 17:09 UTC Anaplan, Inc. PLAN · Entity 125824 ConversionSeries B Convertible Preferred Stock · Derivative 8,804,194 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-026973 · doc4.xml · derivative · entry 8

GRANITE VENTURES LLC · CIK 0001106556 · 10% owner

Granite Ventures II L P · CIK 0001332381 · 10% owner

GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner

GV Anaplan SPV, L.P. · CIK 0001662811 · 10% owner

Granite Management II, LLC · CIK 0001755308 · 10% owner

Berterretche Jacqueline · CIK 0001755292 · 10% owner

McKay Christopher · CIK 0001755317 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Granite Ventures II, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 8,804,194 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F3 · price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F3 · derivative.exercise_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F3 · derivative.expiration_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F1 · ownership.nature: The total represents shares received upon conversion of shares of Series A Convertible Preferred Stock, Series B Convertible Preferred Stock, Series C Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock and/or Series F Convertible Preferred Stock.

Read SEC document
October 16, 2018 Filed Oct 18, 2018 17:09 UTC Anaplan, Inc. PLAN · Entity 125824 ConversionSeries B Convertible Preferred Stock · Derivative 72,071 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-026973 · doc4.xml · derivative · entry 7

GRANITE VENTURES LLC · CIK 0001106556 · 10% owner

Granite Ventures II L P · CIK 0001332381 · 10% owner

GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner

GV Anaplan SPV, L.P. · CIK 0001662811 · 10% owner

Granite Management II, LLC · CIK 0001755308 · 10% owner

Berterretche Jacqueline · CIK 0001755292 · 10% owner

McKay Christopher · CIK 0001755317 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Granite Ventures Entrepreneurs Fund II, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 72,071 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F3 · price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F3 · derivative.exercise_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F3 · derivative.expiration_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F1 · ownership.nature: The total represents shares received upon conversion of shares of Series A Convertible Preferred Stock, Series B Convertible Preferred Stock, Series C Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock and/or Series F Convertible Preferred Stock.

Read SEC document
October 16, 2018 Filed Oct 18, 2018 17:09 UTC Anaplan, Inc. PLAN · Entity 125824 ConversionSeries A Convertible Preferred Stock · Derivative 27,264 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-026973 · doc4.xml · derivative · entry 6

GRANITE VENTURES LLC · CIK 0001106556 · 10% owner

Granite Ventures II L P · CIK 0001332381 · 10% owner

GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner

GV Anaplan SPV, L.P. · CIK 0001662811 · 10% owner

Granite Management II, LLC · CIK 0001755308 · 10% owner

Berterretche Jacqueline · CIK 0001755292 · 10% owner

McKay Christopher · CIK 0001755317 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By GV Anaplan SPV, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 27,264 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F3 · price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F3 · derivative.exercise_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F3 · derivative.expiration_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F1 · ownership.nature: The total represents shares received upon conversion of shares of Series A Convertible Preferred Stock, Series B Convertible Preferred Stock, Series C Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock and/or Series F Convertible Preferred Stock.

Read SEC document
October 16, 2018 Filed Oct 18, 2018 17:09 UTC Anaplan, Inc. PLAN · Entity 125824 ConversionSeries A Convertible Preferred Stock · Derivative 34,850 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-026973 · doc4.xml · derivative · entry 5

GRANITE VENTURES LLC · CIK 0001106556 · 10% owner

Granite Ventures II L P · CIK 0001332381 · 10% owner

GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner

GV Anaplan SPV, L.P. · CIK 0001662811 · 10% owner

Granite Management II, LLC · CIK 0001755308 · 10% owner

Berterretche Jacqueline · CIK 0001755292 · 10% owner

McKay Christopher · CIK 0001755317 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Granite Ventures II, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 34,850 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F3 · price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F3 · derivative.exercise_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F3 · derivative.expiration_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F1 · ownership.nature: The total represents shares received upon conversion of shares of Series A Convertible Preferred Stock, Series B Convertible Preferred Stock, Series C Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock and/or Series F Convertible Preferred Stock.

Read SEC document
October 16, 2018 Filed Oct 18, 2018 17:09 UTC Anaplan, Inc. PLAN · Entity 125824 ConversionSeries A Convertible Preferred Stock · Derivative 282 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-026973 · doc4.xml · derivative · entry 4

GRANITE VENTURES LLC · CIK 0001106556 · 10% owner

Granite Ventures II L P · CIK 0001332381 · 10% owner

GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner

GV Anaplan SPV, L.P. · CIK 0001662811 · 10% owner

Granite Management II, LLC · CIK 0001755308 · 10% owner

Berterretche Jacqueline · CIK 0001755292 · 10% owner

McKay Christopher · CIK 0001755317 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Granite Ventures Entrepreneurs Fund II, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 282 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F3 · price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F3 · derivative.exercise_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F3 · derivative.expiration_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F1 · ownership.nature: The total represents shares received upon conversion of shares of Series A Convertible Preferred Stock, Series B Convertible Preferred Stock, Series C Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock and/or Series F Convertible Preferred Stock.

Read SEC document
October 16, 2018 Filed Oct 18, 2018 17:09 UTC Anaplan, Inc. PLAN · Entity 125824 ConversionCommon Stock 223,246 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-026973 · doc4.xml · nonDerivative · entry 3

GRANITE VENTURES LLC · CIK 0001106556 · 10% owner

Granite Ventures II L P · CIK 0001332381 · 10% owner

GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner

GV Anaplan SPV, L.P. · CIK 0001662811 · 10% owner

Granite Management II, LLC · CIK 0001755308 · 10% owner

Berterretche Jacqueline · CIK 0001755292 · 10% owner

McKay Christopher · CIK 0001755317 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By GV Anaplan SPV, L.P.

Disclosed balance after: 250,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The total represents shares received upon conversion of shares of Series A Convertible Preferred Stock, Series B Convertible Preferred Stock, Series C Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock and/or Series F Convertible Preferred Stock.

F3 · price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F2 · ownership.nature: The reported security is directly held by Granite Management II, LLC is the general partner of Granite Ventures II, L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Granite Ventures, LLC is the general partner of GV Anaplan SPV, L.P. Standish O'Grady, a member of our board of directors, Jacqueline Berterretche and Christopher McKay are managing directors of the general partner entities of these funds that directly hold shares and as such Mr. O'Grady, Ms. Berterreche and Mr. McKay may be deemed to have voting and investment power with respect to such shares. These individuals disclaim beneficial ownership of the shares held by the aforementioned entities except to the extent of any pecuniary interest therein.

Read SEC document
October 16, 2018 Filed Oct 18, 2018 17:09 UTC Anaplan, Inc. PLAN · Entity 125824 ConversionCommon Stock 12,237,847 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-026973 · doc4.xml · nonDerivative · entry 2

GRANITE VENTURES LLC · CIK 0001106556 · 10% owner

Granite Ventures II L P · CIK 0001332381 · 10% owner

GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner

GV Anaplan SPV, L.P. · CIK 0001662811 · 10% owner

Granite Management II, LLC · CIK 0001755308 · 10% owner

Berterretche Jacqueline · CIK 0001755292 · 10% owner

McKay Christopher · CIK 0001755317 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Granite Ventures II, L.P.

Disclosed balance after: 12,351,794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The total represents shares received upon conversion of shares of Series A Convertible Preferred Stock, Series B Convertible Preferred Stock, Series C Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock and/or Series F Convertible Preferred Stock.

F3 · price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F2 · ownership.nature: The reported security is directly held by Granite Management II, LLC is the general partner of Granite Ventures II, L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Granite Ventures, LLC is the general partner of GV Anaplan SPV, L.P. Standish O'Grady, a member of our board of directors, Jacqueline Berterretche and Christopher McKay are managing directors of the general partner entities of these funds that directly hold shares and as such Mr. O'Grady, Ms. Berterreche and Mr. McKay may be deemed to have voting and investment power with respect to such shares. These individuals disclaim beneficial ownership of the shares held by the aforementioned entities except to the extent of any pecuniary interest therein.

Read SEC document
October 16, 2018 Filed Oct 18, 2018 17:09 UTC Anaplan, Inc. PLAN · Entity 125824 ConversionCommon Stock 99,025 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-026973 · doc4.xml · nonDerivative · entry 1

GRANITE VENTURES LLC · CIK 0001106556 · 10% owner

Granite Ventures II L P · CIK 0001332381 · 10% owner

GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner

GV Anaplan SPV, L.P. · CIK 0001662811 · 10% owner

Granite Management II, LLC · CIK 0001755308 · 10% owner

Berterretche Jacqueline · CIK 0001755292 · 10% owner

McKay Christopher · CIK 0001755317 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Granite Ventures Entrepreneurs Fund II, L.P.

Disclosed balance after: 99,947

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The total represents shares received upon conversion of shares of Series A Convertible Preferred Stock, Series B Convertible Preferred Stock, Series C Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock and/or Series F Convertible Preferred Stock.

F3 · price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F2 · ownership.nature: The reported security is directly held by Granite Management II, LLC is the general partner of Granite Ventures II, L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Granite Ventures, LLC is the general partner of GV Anaplan SPV, L.P. Standish O'Grady, a member of our board of directors, Jacqueline Berterretche and Christopher McKay are managing directors of the general partner entities of these funds that directly hold shares and as such Mr. O'Grady, Ms. Berterreche and Mr. McKay may be deemed to have voting and investment power with respect to such shares. These individuals disclaim beneficial ownership of the shares held by the aforementioned entities except to the extent of any pecuniary interest therein.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.