organization · Reporting owner
Granite Ventures II L P
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Anaplan, Inc.
Report date June 05, 2019 · Filed June 06, 2019
Jointly reported with GRANITE VENTURES LLC, GRANITE VENTURES ENTREPRENEURS FUND II LP, GV Anaplan SPV, L.P., Granite Management II, LLC, Berterretche Jacqueline, McKay Christopher
Section 16 reporting ended · disclosed 2019-06-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 126,030 |
Reported balance
After 2019-06-05 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-06-05 · Other · Acquired 22,453 · Balance 126,030 F1: Represents an acquisition of securities from an in-kind distribution, and not a purchase or sale, without additional consideration paid, and is therefore an exempt, non-matchable acquisition pursuant to Section 16(b). |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-06-05 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2019-06-05 · Other · Disposed 126,030 · Balance 0 F2: Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners. |
| Common StockSEC Table I · non-derivative | Direct | 55,354 |
Reported balance
After 2019-06-05 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2019-06-05 · Other · Acquired 51,354 · Balance 55,354 F1: Represents an acquisition of securities from an in-kind distribution, and not a purchase or sale, without additional consideration paid, and is therefore an exempt, non-matchable acquisition pursuant to Section 16(b). F4: Represents shares held directly by Christopher McKay. |
| Common StockSEC Table I · non-derivative | IndirectBy Granite Ventures Entrepreneurs Fund II, L.P. | 0 |
Reported balance
After 2019-06-05 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2019-06-05 · Other · Disposed 99,947 · Balance 0 F2: Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners. F3: Granite Management II, LLC is the general partner of Granite Ventures II, L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Granite Ventures, LLC is the general partner of GV Anaplan SPV, L.P. Standish O'Grady, a member of our board of directors, Jacqueline Berterretche and Christopher McKay are managing directors of the general partner entities of these funds that directly hold shares and as such Mr. O'Grady, Ms. Berterreche and Mr. McKay may be deemed to have voting and investment power with respect to such shares. These individuals disclaim beneficial ownership of the shares held by the aforementioned entities except to the extent of any pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Granite Ventures II, L.P. | 10,851,794 |
Reported balance
After 2019-06-05 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2019-06-05 · Other · Disposed 1,500,000 · Balance 10,851,794 F2: Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners. F3: Granite Management II, LLC is the general partner of Granite Ventures II, L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Granite Ventures, LLC is the general partner of GV Anaplan SPV, L.P. Standish O'Grady, a member of our board of directors, Jacqueline Berterretche and Christopher McKay are managing directors of the general partner entities of these funds that directly hold shares and as such Mr. O'Grady, Ms. Berterreche and Mr. McKay may be deemed to have voting and investment power with respect to such shares. These individuals disclaim beneficial ownership of the shares held by the aforementioned entities except to the extent of any pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy GV Anaplan SPV, L.P. | 0 |
Reported balance
After 2019-06-05 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2019-06-05 · Other · Disposed 250,036 · Balance 0 F2: Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners. F3: Granite Management II, LLC is the general partner of Granite Ventures II, L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Granite Ventures, LLC is the general partner of GV Anaplan SPV, L.P. Standish O'Grady, a member of our board of directors, Jacqueline Berterretche and Christopher McKay are managing directors of the general partner entities of these funds that directly hold shares and as such Mr. O'Grady, Ms. Berterreche and Mr. McKay may be deemed to have voting and investment power with respect to such shares. These individuals disclaim beneficial ownership of the shares held by the aforementioned entities except to the extent of any pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 29,580 |
Reported balance
After 2019-06-05 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2019-06-05 · Other · Acquired 29,580 · Balance 29,580 F1: Represents an acquisition of securities from an in-kind distribution, and not a purchase or sale, without additional consideration paid, and is therefore an exempt, non-matchable acquisition pursuant to Section 16(b). F5: Represents shares held by the Dominic and Jacqueline Berterretche Revocable Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an acquisition of securities from an in-kind distribution, and not a purchase or sale, without additional consideration paid, and is therefore an exempt, non-matchable acquisition pursuant to Section 16(b).
F2: Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners.
F3: Granite Management II, LLC is the general partner of Granite Ventures II, L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Granite Ventures, LLC is the general partner of GV Anaplan SPV, L.P. Standish O'Grady, a member of our board of directors, Jacqueline Berterretche and Christopher McKay are managing directors of the general partner entities of these funds that directly hold shares and as such Mr. O'Grady, Ms. Berterreche and Mr. McKay may be deemed to have voting and investment power with respect to such shares. These individuals disclaim beneficial ownership of the shares held by the aforementioned entities except to the extent of any pecuniary interest therein.
F4: Represents shares held directly by Christopher McKay.
F5: Represents shares held by the Dominic and Jacqueline Berterretche Revocable Trust.
Marqeta, Inc.
Report date May 26, 2022 · Filed May 31, 2022
Jointly reported with GRANITE VENTURES LLC, O'Grady Standish, GRANITE VENTURES ENTREPRENEURS FUND II LP, Granite Management II, LLC, Berterretche Jacqueline
Section 16 reporting ended · disclosed 2022-05-31. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Granite Ventures, L.P. | 0 |
Last balance in matching sequence
After 2022-05-26 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2022-05-26 · Conversion · Acquired 6,000,000 · Balance 6,000,000 F1: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the Reporting Person and has no expiration date. F2: Granite Management II, LLC is the general partner of Granite Ventures II, L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Granite Ventures LLC is the managing member of Granite Management II, LLC. Granite Ventures LLC through Granite Management II, LLC has sole voting and disposition power over shares held by Granite Ventures II L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Standish O'Grady, Jacqueline Berterretche and Christopher McKay are managing directors of the general partner entities of these funds that directly hold shares and as such Mr. O'Grady, Ms. Berterretche and Mr. McKay may be deemed to have voting and dispositive power with respect to such shares. Row 3 · 2022-05-26 · Other · Disposed 6,000,000 · Balance 0 F3: Represents a pro-rata distribution, and not a purchase or sale, without additional consideration, to its partners. F2: Granite Management II, LLC is the general partner of Granite Ventures II, L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Granite Ventures LLC is the managing member of Granite Management II, LLC. Granite Ventures LLC through Granite Management II, LLC has sole voting and disposition power over shares held by Granite Ventures II L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Standish O'Grady, Jacqueline Berterretche and Christopher McKay are managing directors of the general partner entities of these funds that directly hold shares and as such Mr. O'Grady, Ms. Berterretche and Mr. McKay may be deemed to have voting and dispositive power with respect to such shares. |
| Common StockSEC Table I · non-derivative | IndirectBy Granite Ventures Entrepreneurs Fund II, L.P. | 0 |
Last balance in matching sequence
After 2022-05-26 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 2 · 2022-05-26 · Conversion · Acquired 433,818 · Balance 433,818 F1: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the Reporting Person and has no expiration date. F2: Granite Management II, LLC is the general partner of Granite Ventures II, L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Granite Ventures LLC is the managing member of Granite Management II, LLC. Granite Ventures LLC through Granite Management II, LLC has sole voting and disposition power over shares held by Granite Ventures II L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Standish O'Grady, Jacqueline Berterretche and Christopher McKay are managing directors of the general partner entities of these funds that directly hold shares and as such Mr. O'Grady, Ms. Berterretche and Mr. McKay may be deemed to have voting and dispositive power with respect to such shares. Row 4 · 2022-05-26 · Other · Disposed 433,818 · Balance 0 F3: Represents a pro-rata distribution, and not a purchase or sale, without additional consideration, to its partners. F2: Granite Management II, LLC is the general partner of Granite Ventures II, L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Granite Ventures LLC is the managing member of Granite Management II, LLC. Granite Ventures LLC through Granite Management II, LLC has sole voting and disposition power over shares held by Granite Ventures II L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Standish O'Grady, Jacqueline Berterretche and Christopher McKay are managing directors of the general partner entities of these funds that directly hold shares and as such Mr. O'Grady, Ms. Berterretche and Mr. McKay may be deemed to have voting and dispositive power with respect to such shares. |
| Class B CommonSEC Table II · derivative / convertible security | IndirectBy Granite Ventures, L.P. | 47,827,878 |
Reported balance
After 2022-05-26 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-05-26 · Conversion · Disposed 6,000,000 · Balance 47,827,878 F1: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the Reporting Person and has no expiration date. F2: Granite Management II, LLC is the general partner of Granite Ventures II, L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Granite Ventures LLC is the managing member of Granite Management II, LLC. Granite Ventures LLC through Granite Management II, LLC has sole voting and disposition power over shares held by Granite Ventures II L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Standish O'Grady, Jacqueline Berterretche and Christopher McKay are managing directors of the general partner entities of these funds that directly hold shares and as such Mr. O'Grady, Ms. Berterretche and Mr. McKay may be deemed to have voting and dispositive power with respect to such shares. |
| Class B CommonSEC Table II · derivative / convertible security | IndirectBy Granite Ventures Entrepreneurs Fund II, L.P. | 0 |
Reported balance
After 2022-05-26 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2022-05-26 · Conversion · Disposed 433,818 · Balance 0 F1: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the Reporting Person and has no expiration date. F2: Granite Management II, LLC is the general partner of Granite Ventures II, L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Granite Ventures LLC is the managing member of Granite Management II, LLC. Granite Ventures LLC through Granite Management II, LLC has sole voting and disposition power over shares held by Granite Ventures II L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Standish O'Grady, Jacqueline Berterretche and Christopher McKay are managing directors of the general partner entities of these funds that directly hold shares and as such Mr. O'Grady, Ms. Berterretche and Mr. McKay may be deemed to have voting and dispositive power with respect to such shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the Reporting Person and has no expiration date.
F2: Granite Management II, LLC is the general partner of Granite Ventures II, L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Granite Ventures LLC is the managing member of Granite Management II, LLC. Granite Ventures LLC through Granite Management II, LLC has sole voting and disposition power over shares held by Granite Ventures II L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Standish O'Grady, Jacqueline Berterretche and Christopher McKay are managing directors of the general partner entities of these funds that directly hold shares and as such Mr. O'Grady, Ms. Berterretche and Mr. McKay may be deemed to have voting and dispositive power with respect to such shares.
F3: Represents a pro-rata distribution, and not a purchase or sale, without additional consideration, to its partners.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 26, 2022 Filed May 31, 2022 18:41 UTC | Marqeta, Inc. MQ · Entity 806 | ConversionClass B Common · Derivative | 433,818 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-020228 · doc4.xml · derivative · entry 6 GRANITE VENTURES LLC · CIK 0001106556 · 10% owner O'Grady Standish · CIK 0001753530 · 10% owner Granite Ventures II L P · CIK 0001332381 · 10% owner GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner Granite Management II, LLC · CIK 0001755308 · 10% owner Berterretche Jacqueline · CIK 0001755292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Granite Ventures Entrepreneurs Fund II, L.P. Disclosed balance after: 0 Underlying: Class A Common Stock · 433,818 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the Reporting Person and has no expiration date. F1 · derivative.exercise_date: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the Reporting Person and has no expiration date. F1 · derivative.expiration_date: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the Reporting Person and has no expiration date. F1 · derivative.underlying: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the Reporting Person and has no expiration date. F2 · ownership.nature: Granite Management II, LLC is the general partner of Granite Ventures II, L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Granite Ventures LLC is the managing member of Granite Management II, LLC. Granite Ventures LLC through Granite Management II, LLC has sole voting and disposition power over shares held by Granite Ventures II L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Standish O'Grady, Jacqueline Berterretche and Christopher McKay are managing directors of the general partner entities of these funds that directly hold shares and as such Mr. O'Grady, Ms. Berterretche and Mr. McKay may be deemed to have voting and dispositive power with respect to such shares. Read SEC document |
| May 26, 2022 Filed May 31, 2022 18:41 UTC | Marqeta, Inc. MQ · Entity 806 | ConversionClass B Common · Derivative | 6,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-020228 · doc4.xml · derivative · entry 5 GRANITE VENTURES LLC · CIK 0001106556 · 10% owner O'Grady Standish · CIK 0001753530 · 10% owner Granite Ventures II L P · CIK 0001332381 · 10% owner GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner Granite Management II, LLC · CIK 0001755308 · 10% owner Berterretche Jacqueline · CIK 0001755292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Granite Ventures, L.P. Disclosed balance after: 47,827,878 Underlying: Class A Common Stock · 6,000,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the Reporting Person and has no expiration date. F1 · derivative.exercise_date: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the Reporting Person and has no expiration date. F1 · derivative.expiration_date: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the Reporting Person and has no expiration date. F1 · derivative.underlying: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the Reporting Person and has no expiration date. F2 · ownership.nature: Granite Management II, LLC is the general partner of Granite Ventures II, L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Granite Ventures LLC is the managing member of Granite Management II, LLC. Granite Ventures LLC through Granite Management II, LLC has sole voting and disposition power over shares held by Granite Ventures II L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Standish O'Grady, Jacqueline Berterretche and Christopher McKay are managing directors of the general partner entities of these funds that directly hold shares and as such Mr. O'Grady, Ms. Berterretche and Mr. McKay may be deemed to have voting and dispositive power with respect to such shares. Read SEC document |
| May 26, 2022 Filed May 31, 2022 18:41 UTC | Marqeta, Inc. MQ · Entity 806 | OtherCommon Stock | 433,818 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-020228 · doc4.xml · nonDerivative · entry 4 GRANITE VENTURES LLC · CIK 0001106556 · 10% owner O'Grady Standish · CIK 0001753530 · 10% owner Granite Ventures II L P · CIK 0001332381 · 10% owner GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner Granite Management II, LLC · CIK 0001755308 · 10% owner Berterretche Jacqueline · CIK 0001755292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Granite Ventures Entrepreneurs Fund II, L.P. Disclosed balance after: 0 F3 · kind: Represents a pro-rata distribution, and not a purchase or sale, without additional consideration, to its partners. F3 · price: Represents a pro-rata distribution, and not a purchase or sale, without additional consideration, to its partners. F2 · ownership.nature: Granite Management II, LLC is the general partner of Granite Ventures II, L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Granite Ventures LLC is the managing member of Granite Management II, LLC. Granite Ventures LLC through Granite Management II, LLC has sole voting and disposition power over shares held by Granite Ventures II L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Standish O'Grady, Jacqueline Berterretche and Christopher McKay are managing directors of the general partner entities of these funds that directly hold shares and as such Mr. O'Grady, Ms. Berterretche and Mr. McKay may be deemed to have voting and dispositive power with respect to such shares. Read SEC document |
| May 26, 2022 Filed May 31, 2022 18:41 UTC | Marqeta, Inc. MQ · Entity 806 | OtherCommon Stock | 6,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-020228 · doc4.xml · nonDerivative · entry 3 GRANITE VENTURES LLC · CIK 0001106556 · 10% owner O'Grady Standish · CIK 0001753530 · 10% owner Granite Ventures II L P · CIK 0001332381 · 10% owner GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner Granite Management II, LLC · CIK 0001755308 · 10% owner Berterretche Jacqueline · CIK 0001755292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Granite Ventures, L.P. Disclosed balance after: 0 F3 · kind: Represents a pro-rata distribution, and not a purchase or sale, without additional consideration, to its partners. F3 · price: Represents a pro-rata distribution, and not a purchase or sale, without additional consideration, to its partners. F2 · ownership.nature: Granite Management II, LLC is the general partner of Granite Ventures II, L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Granite Ventures LLC is the managing member of Granite Management II, LLC. Granite Ventures LLC through Granite Management II, LLC has sole voting and disposition power over shares held by Granite Ventures II L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Standish O'Grady, Jacqueline Berterretche and Christopher McKay are managing directors of the general partner entities of these funds that directly hold shares and as such Mr. O'Grady, Ms. Berterretche and Mr. McKay may be deemed to have voting and dispositive power with respect to such shares. Read SEC document |
| May 26, 2022 Filed May 31, 2022 18:41 UTC | Marqeta, Inc. MQ · Entity 806 | ConversionCommon Stock | 433,818 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-020228 · doc4.xml · nonDerivative · entry 2 GRANITE VENTURES LLC · CIK 0001106556 · 10% owner O'Grady Standish · CIK 0001753530 · 10% owner Granite Ventures II L P · CIK 0001332381 · 10% owner GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner Granite Management II, LLC · CIK 0001755308 · 10% owner Berterretche Jacqueline · CIK 0001755292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Granite Ventures Entrepreneurs Fund II, L.P. Disclosed balance after: 433,818 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the Reporting Person and has no expiration date. F1 · price: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the Reporting Person and has no expiration date. F2 · ownership.nature: Granite Management II, LLC is the general partner of Granite Ventures II, L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Granite Ventures LLC is the managing member of Granite Management II, LLC. Granite Ventures LLC through Granite Management II, LLC has sole voting and disposition power over shares held by Granite Ventures II L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Standish O'Grady, Jacqueline Berterretche and Christopher McKay are managing directors of the general partner entities of these funds that directly hold shares and as such Mr. O'Grady, Ms. Berterretche and Mr. McKay may be deemed to have voting and dispositive power with respect to such shares. Read SEC document |
| May 26, 2022 Filed May 31, 2022 18:41 UTC | Marqeta, Inc. MQ · Entity 806 | ConversionCommon Stock | 6,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-020228 · doc4.xml · nonDerivative · entry 1 GRANITE VENTURES LLC · CIK 0001106556 · 10% owner O'Grady Standish · CIK 0001753530 · 10% owner Granite Ventures II L P · CIK 0001332381 · 10% owner GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner Granite Management II, LLC · CIK 0001755308 · 10% owner Berterretche Jacqueline · CIK 0001755292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Granite Ventures, L.P. Disclosed balance after: 6,000,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the Reporting Person and has no expiration date. F1 · price: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the Reporting Person and has no expiration date. F2 · ownership.nature: Granite Management II, LLC is the general partner of Granite Ventures II, L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Granite Ventures LLC is the managing member of Granite Management II, LLC. Granite Ventures LLC through Granite Management II, LLC has sole voting and disposition power over shares held by Granite Ventures II L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Standish O'Grady, Jacqueline Berterretche and Christopher McKay are managing directors of the general partner entities of these funds that directly hold shares and as such Mr. O'Grady, Ms. Berterretche and Mr. McKay may be deemed to have voting and dispositive power with respect to such shares. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 17:58 UTC | Marqeta, Inc. MQ · Entity 806 | OtherClass B Common Stock · Derivative | 433,818 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-023942 · doc4.xml · derivative · entry 13 GRANITE VENTURES LLC · CIK 0001106556 · 10% owner O'Grady Standish · CIK 0001753530 · 10% owner Granite Ventures II L P · CIK 0001332381 · 10% owner GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner Berterretche Jacqueline · CIK 0001755292 · 10% owner Granite Management II, LLC · CIK 0001755308 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Granite Ventures Entrepreneurs Fund II, L.P. Disclosed balance after: 433,818 Underlying: Class A Common Stock · 433,818 shares Expires not disclosed F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. F2 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7 and Rule 16b-3. F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. F3 · ownership.nature: Granite Management II, LLC is the general partner of Granite Ventures II, L.P. and Granite Ventures Entrepreneurs Fund II, L.P. The Reporting Person is one of several managing directors of Granite Management II, LLC and as such may be deemed to have voting and investment power with respect to such shares. Granite Ventures LLC is the managing member of Granite Management II, LLC. Granite Ventures LLC through Granite Management II, LLC has sole voting and dispositive power over shares held by Granite Ventures II L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Standish O'Grady, Jacqueline Berterretche and Christopher McKay are managing directors of the general partner entities of these funds that directly hold shares and as such Mr. O'Grady, Ms. Berterretche and Mr. McKay may be deemed to have voting and dispositive power with respect to such shares. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 17:58 UTC | Marqeta, Inc. MQ · Entity 806 | OtherClass B Common Stock · Derivative | 53,827,878 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-023942 · doc4.xml · derivative · entry 12 GRANITE VENTURES LLC · CIK 0001106556 · 10% owner O'Grady Standish · CIK 0001753530 · 10% owner Granite Ventures II L P · CIK 0001332381 · 10% owner GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner Berterretche Jacqueline · CIK 0001755292 · 10% owner Granite Management II, LLC · CIK 0001755308 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Granite Ventures II, L.P. Disclosed balance after: 53,827,878 Underlying: Class A Common Stock · 53,827,878 shares Expires not disclosed F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. F2 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7 and Rule 16b-3. F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. F3 · ownership.nature: Granite Management II, LLC is the general partner of Granite Ventures II, L.P. and Granite Ventures Entrepreneurs Fund II, L.P. The Reporting Person is one of several managing directors of Granite Management II, LLC and as such may be deemed to have voting and investment power with respect to such shares. Granite Ventures LLC is the managing member of Granite Management II, LLC. Granite Ventures LLC through Granite Management II, LLC has sole voting and dispositive power over shares held by Granite Ventures II L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Standish O'Grady, Jacqueline Berterretche and Christopher McKay are managing directors of the general partner entities of these funds that directly hold shares and as such Mr. O'Grady, Ms. Berterretche and Mr. McKay may be deemed to have voting and dispositive power with respect to such shares. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 17:58 UTC | Marqeta, Inc. MQ · Entity 806 | ConversionSeries C Preferred Stock · Derivative | 23,028 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-023942 · doc4.xml · derivative · entry 11 GRANITE VENTURES LLC · CIK 0001106556 · 10% owner O'Grady Standish · CIK 0001753530 · 10% owner Granite Ventures II L P · CIK 0001332381 · 10% owner GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner Berterretche Jacqueline · CIK 0001755292 · 10% owner Granite Management II, LLC · CIK 0001755308 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Granite Ventures Entrepreneurs Fund II, L.P. Disclosed balance after: 0 Underlying: Common Stock · 23,028 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Preferred Stock automatically converted into one share of the Issuer's Common Stock on a one-for-one basis. The Preferred Stock had no expiration date. F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Preferred Stock automatically converted into one share of the Issuer's Common Stock on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Preferred Stock automatically converted into one share of the Issuer's Common Stock on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Preferred Stock automatically converted into one share of the Issuer's Common Stock on a one-for-one basis. The Preferred Stock had no expiration date. F3 · ownership.nature: Granite Management II, LLC is the general partner of Granite Ventures II, L.P. and Granite Ventures Entrepreneurs Fund II, L.P. The Reporting Person is one of several managing directors of Granite Management II, LLC and as such may be deemed to have voting and investment power with respect to such shares. Granite Ventures LLC is the managing member of Granite Management II, LLC. Granite Ventures LLC through Granite Management II, LLC has sole voting and dispositive power over shares held by Granite Ventures II L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Standish O'Grady, Jacqueline Berterretche and Christopher McKay are managing directors of the general partner entities of these funds that directly hold shares and as such Mr. O'Grady, Ms. Berterretche and Mr. McKay may be deemed to have voting and dispositive power with respect to such shares. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 17:58 UTC | Marqeta, Inc. MQ · Entity 806 | ConversionSeries B Preferred Stock · Derivative | 55,095 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-023942 · doc4.xml · derivative · entry 10 GRANITE VENTURES LLC · CIK 0001106556 · 10% owner O'Grady Standish · CIK 0001753530 · 10% owner Granite Ventures II L P · CIK 0001332381 · 10% owner GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner Berterretche Jacqueline · CIK 0001755292 · 10% owner Granite Management II, LLC · CIK 0001755308 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Granite Ventures Entrepreneurs Fund II, L.P. Disclosed balance after: 0 Underlying: Common Stock · 55,095 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Preferred Stock automatically converted into one share of the Issuer's Common Stock on a one-for-one basis. The Preferred Stock had no expiration date. F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Preferred Stock automatically converted into one share of the Issuer's Common Stock on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Preferred Stock automatically converted into one share of the Issuer's Common Stock on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Preferred Stock automatically converted into one share of the Issuer's Common Stock on a one-for-one basis. The Preferred Stock had no expiration date. F3 · ownership.nature: Granite Management II, LLC is the general partner of Granite Ventures II, L.P. and Granite Ventures Entrepreneurs Fund II, L.P. The Reporting Person is one of several managing directors of Granite Management II, LLC and as such may be deemed to have voting and investment power with respect to such shares. Granite Ventures LLC is the managing member of Granite Management II, LLC. Granite Ventures LLC through Granite Management II, LLC has sole voting and dispositive power over shares held by Granite Ventures II L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Standish O'Grady, Jacqueline Berterretche and Christopher McKay are managing directors of the general partner entities of these funds that directly hold shares and as such Mr. O'Grady, Ms. Berterretche and Mr. McKay may be deemed to have voting and dispositive power with respect to such shares. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 17:58 UTC | Marqeta, Inc. MQ · Entity 806 | ConversionSeries A Preferred Stock · Derivative | 355,695 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-023942 · doc4.xml · derivative · entry 9 GRANITE VENTURES LLC · CIK 0001106556 · 10% owner O'Grady Standish · CIK 0001753530 · 10% owner Granite Ventures II L P · CIK 0001332381 · 10% owner GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner Berterretche Jacqueline · CIK 0001755292 · 10% owner Granite Management II, LLC · CIK 0001755308 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Granite Ventures Entrepreneurs Fund II, L.P. Disclosed balance after: 0 Underlying: Common Stock · 355,695 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Preferred Stock automatically converted into one share of the Issuer's Common Stock on a one-for-one basis. The Preferred Stock had no expiration date. F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Preferred Stock automatically converted into one share of the Issuer's Common Stock on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Preferred Stock automatically converted into one share of the Issuer's Common Stock on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Preferred Stock automatically converted into one share of the Issuer's Common Stock on a one-for-one basis. The Preferred Stock had no expiration date. F3 · ownership.nature: Granite Management II, LLC is the general partner of Granite Ventures II, L.P. and Granite Ventures Entrepreneurs Fund II, L.P. The Reporting Person is one of several managing directors of Granite Management II, LLC and as such may be deemed to have voting and investment power with respect to such shares. Granite Ventures LLC is the managing member of Granite Management II, LLC. Granite Ventures LLC through Granite Management II, LLC has sole voting and dispositive power over shares held by Granite Ventures II L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Standish O'Grady, Jacqueline Berterretche and Christopher McKay are managing directors of the general partner entities of these funds that directly hold shares and as such Mr. O'Grady, Ms. Berterretche and Mr. McKay may be deemed to have voting and dispositive power with respect to such shares. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 17:58 UTC | Marqeta, Inc. MQ · Entity 806 | ConversionSeries D Preferred Stock · Derivative | 829,647 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-023942 · doc4.xml · derivative · entry 8 GRANITE VENTURES LLC · CIK 0001106556 · 10% owner O'Grady Standish · CIK 0001753530 · 10% owner Granite Ventures II L P · CIK 0001332381 · 10% owner GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner Berterretche Jacqueline · CIK 0001755292 · 10% owner Granite Management II, LLC · CIK 0001755308 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Granite Ventures II, L.P. Disclosed balance after: 0 Underlying: Common Stock · 829,647 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Preferred Stock automatically converted into one share of the Issuer's Common Stock on a one-for-one basis. The Preferred Stock had no expiration date. F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Preferred Stock automatically converted into one share of the Issuer's Common Stock on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Preferred Stock automatically converted into one share of the Issuer's Common Stock on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Preferred Stock automatically converted into one share of the Issuer's Common Stock on a one-for-one basis. The Preferred Stock had no expiration date. F3 · ownership.nature: Granite Management II, LLC is the general partner of Granite Ventures II, L.P. and Granite Ventures Entrepreneurs Fund II, L.P. The Reporting Person is one of several managing directors of Granite Management II, LLC and as such may be deemed to have voting and investment power with respect to such shares. Granite Ventures LLC is the managing member of Granite Management II, LLC. Granite Ventures LLC through Granite Management II, LLC has sole voting and dispositive power over shares held by Granite Ventures II L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Standish O'Grady, Jacqueline Berterretche and Christopher McKay are managing directors of the general partner entities of these funds that directly hold shares and as such Mr. O'Grady, Ms. Berterretche and Mr. McKay may be deemed to have voting and dispositive power with respect to such shares. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 17:58 UTC | Marqeta, Inc. MQ · Entity 806 | ConversionSeries C Preferred Stock · Derivative | 2,813,316 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-023942 · doc4.xml · derivative · entry 7 GRANITE VENTURES LLC · CIK 0001106556 · 10% owner O'Grady Standish · CIK 0001753530 · 10% owner Granite Ventures II L P · CIK 0001332381 · 10% owner GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner Berterretche Jacqueline · CIK 0001755292 · 10% owner Granite Management II, LLC · CIK 0001755308 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Granite Ventures II, L.P. Disclosed balance after: 0 Underlying: Common Stock · 2,813,316 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Preferred Stock automatically converted into one share of the Issuer's Common Stock on a one-for-one basis. The Preferred Stock had no expiration date. F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Preferred Stock automatically converted into one share of the Issuer's Common Stock on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Preferred Stock automatically converted into one share of the Issuer's Common Stock on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Preferred Stock automatically converted into one share of the Issuer's Common Stock on a one-for-one basis. The Preferred Stock had no expiration date. F3 · ownership.nature: Granite Management II, LLC is the general partner of Granite Ventures II, L.P. and Granite Ventures Entrepreneurs Fund II, L.P. The Reporting Person is one of several managing directors of Granite Management II, LLC and as such may be deemed to have voting and investment power with respect to such shares. Granite Ventures LLC is the managing member of Granite Management II, LLC. Granite Ventures LLC through Granite Management II, LLC has sole voting and dispositive power over shares held by Granite Ventures II L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Standish O'Grady, Jacqueline Berterretche and Christopher McKay are managing directors of the general partner entities of these funds that directly hold shares and as such Mr. O'Grady, Ms. Berterretche and Mr. McKay may be deemed to have voting and dispositive power with respect to such shares. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 17:58 UTC | Marqeta, Inc. MQ · Entity 806 | ConversionSeries B Preferred Stock · Derivative | 6,732,210 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-023942 · doc4.xml · derivative · entry 6 GRANITE VENTURES LLC · CIK 0001106556 · 10% owner O'Grady Standish · CIK 0001753530 · 10% owner Granite Ventures II L P · CIK 0001332381 · 10% owner GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner Berterretche Jacqueline · CIK 0001755292 · 10% owner Granite Management II, LLC · CIK 0001755308 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Granite Ventures II, L.P. Disclosed balance after: 0 Underlying: Common Stock · 6,732,210 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Preferred Stock automatically converted into one share of the Issuer's Common Stock on a one-for-one basis. The Preferred Stock had no expiration date. F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Preferred Stock automatically converted into one share of the Issuer's Common Stock on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Preferred Stock automatically converted into one share of the Issuer's Common Stock on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Preferred Stock automatically converted into one share of the Issuer's Common Stock on a one-for-one basis. The Preferred Stock had no expiration date. F3 · ownership.nature: Granite Management II, LLC is the general partner of Granite Ventures II, L.P. and Granite Ventures Entrepreneurs Fund II, L.P. The Reporting Person is one of several managing directors of Granite Management II, LLC and as such may be deemed to have voting and investment power with respect to such shares. Granite Ventures LLC is the managing member of Granite Management II, LLC. Granite Ventures LLC through Granite Management II, LLC has sole voting and dispositive power over shares held by Granite Ventures II L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Standish O'Grady, Jacqueline Berterretche and Christopher McKay are managing directors of the general partner entities of these funds that directly hold shares and as such Mr. O'Grady, Ms. Berterretche and Mr. McKay may be deemed to have voting and dispositive power with respect to such shares. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 17:58 UTC | Marqeta, Inc. MQ · Entity 806 | ConversionSeries A Preferred Stock · Derivative | 43,452,705 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-023942 · doc4.xml · derivative · entry 5 GRANITE VENTURES LLC · CIK 0001106556 · 10% owner O'Grady Standish · CIK 0001753530 · 10% owner Granite Ventures II L P · CIK 0001332381 · 10% owner GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner Berterretche Jacqueline · CIK 0001755292 · 10% owner Granite Management II, LLC · CIK 0001755308 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Granite Ventures II, L.P. Disclosed balance after: 0 Underlying: Common Stock · 43,452,705 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Preferred Stock automatically converted into one share of the Issuer's Common Stock on a one-for-one basis. The Preferred Stock had no expiration date. F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Preferred Stock automatically converted into one share of the Issuer's Common Stock on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Preferred Stock automatically converted into one share of the Issuer's Common Stock on a one-for-one basis. The Preferred Stock had no expiration date. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Preferred Stock automatically converted into one share of the Issuer's Common Stock on a one-for-one basis. The Preferred Stock had no expiration date. F3 · ownership.nature: Granite Management II, LLC is the general partner of Granite Ventures II, L.P. and Granite Ventures Entrepreneurs Fund II, L.P. The Reporting Person is one of several managing directors of Granite Management II, LLC and as such may be deemed to have voting and investment power with respect to such shares. Granite Ventures LLC is the managing member of Granite Management II, LLC. Granite Ventures LLC through Granite Management II, LLC has sole voting and dispositive power over shares held by Granite Ventures II L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Standish O'Grady, Jacqueline Berterretche and Christopher McKay are managing directors of the general partner entities of these funds that directly hold shares and as such Mr. O'Grady, Ms. Berterretche and Mr. McKay may be deemed to have voting and dispositive power with respect to such shares. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 17:58 UTC | Marqeta, Inc. MQ · Entity 806 | OtherCommon Stock | 433,818 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-023942 · doc4.xml · nonDerivative · entry 4 GRANITE VENTURES LLC · CIK 0001106556 · 10% owner O'Grady Standish · CIK 0001753530 · 10% owner Granite Ventures II L P · CIK 0001332381 · 10% owner GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner Berterretche Jacqueline · CIK 0001755292 · 10% owner Granite Management II, LLC · CIK 0001755308 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Granite Ventures Entrepreneurs Fund II, L.P. Disclosed balance after: 0 F2 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7 and Rule 16b-3. F4 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. F3 · ownership.nature: Granite Management II, LLC is the general partner of Granite Ventures II, L.P. and Granite Ventures Entrepreneurs Fund II, L.P. The Reporting Person is one of several managing directors of Granite Management II, LLC and as such may be deemed to have voting and investment power with respect to such shares. Granite Ventures LLC is the managing member of Granite Management II, LLC. Granite Ventures LLC through Granite Management II, LLC has sole voting and dispositive power over shares held by Granite Ventures II L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Standish O'Grady, Jacqueline Berterretche and Christopher McKay are managing directors of the general partner entities of these funds that directly hold shares and as such Mr. O'Grady, Ms. Berterretche and Mr. McKay may be deemed to have voting and dispositive power with respect to such shares. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 17:58 UTC | Marqeta, Inc. MQ · Entity 806 | OtherCommon Stock | 53,827,878 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-023942 · doc4.xml · nonDerivative · entry 3 GRANITE VENTURES LLC · CIK 0001106556 · 10% owner O'Grady Standish · CIK 0001753530 · 10% owner Granite Ventures II L P · CIK 0001332381 · 10% owner GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner Berterretche Jacqueline · CIK 0001755292 · 10% owner Granite Management II, LLC · CIK 0001755308 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Granite Ventures II, L.P. Disclosed balance after: 0 F2 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7 and Rule 16b-3. F4 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. F3 · ownership.nature: Granite Management II, LLC is the general partner of Granite Ventures II, L.P. and Granite Ventures Entrepreneurs Fund II, L.P. The Reporting Person is one of several managing directors of Granite Management II, LLC and as such may be deemed to have voting and investment power with respect to such shares. Granite Ventures LLC is the managing member of Granite Management II, LLC. Granite Ventures LLC through Granite Management II, LLC has sole voting and dispositive power over shares held by Granite Ventures II L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Standish O'Grady, Jacqueline Berterretche and Christopher McKay are managing directors of the general partner entities of these funds that directly hold shares and as such Mr. O'Grady, Ms. Berterretche and Mr. McKay may be deemed to have voting and dispositive power with respect to such shares. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 17:58 UTC | Marqeta, Inc. MQ · Entity 806 | ConversionCommon Stock | 433,818 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-023942 · doc4.xml · nonDerivative · entry 2 GRANITE VENTURES LLC · CIK 0001106556 · 10% owner O'Grady Standish · CIK 0001753530 · 10% owner Granite Ventures II L P · CIK 0001332381 · 10% owner GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner Berterretche Jacqueline · CIK 0001755292 · 10% owner Granite Management II, LLC · CIK 0001755308 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Granite Ventures Entrepreneurs Fund II, L.P. Disclosed balance after: 433,818 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Preferred Stock automatically converted into one share of the Issuer's Common Stock on a one-for-one basis. The Preferred Stock had no expiration date. F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Preferred Stock automatically converted into one share of the Issuer's Common Stock on a one-for-one basis. The Preferred Stock had no expiration date. F3 · ownership.nature: Granite Management II, LLC is the general partner of Granite Ventures II, L.P. and Granite Ventures Entrepreneurs Fund II, L.P. The Reporting Person is one of several managing directors of Granite Management II, LLC and as such may be deemed to have voting and investment power with respect to such shares. Granite Ventures LLC is the managing member of Granite Management II, LLC. Granite Ventures LLC through Granite Management II, LLC has sole voting and dispositive power over shares held by Granite Ventures II L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Standish O'Grady, Jacqueline Berterretche and Christopher McKay are managing directors of the general partner entities of these funds that directly hold shares and as such Mr. O'Grady, Ms. Berterretche and Mr. McKay may be deemed to have voting and dispositive power with respect to such shares. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 17:58 UTC | Marqeta, Inc. MQ · Entity 806 | ConversionCommon Stock | 53,827,878 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-023942 · doc4.xml · nonDerivative · entry 1 GRANITE VENTURES LLC · CIK 0001106556 · 10% owner O'Grady Standish · CIK 0001753530 · 10% owner Granite Ventures II L P · CIK 0001332381 · 10% owner GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner Berterretche Jacqueline · CIK 0001755292 · 10% owner Granite Management II, LLC · CIK 0001755308 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Granite Ventures II, L.P. Disclosed balance after: 53,827,878 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Preferred Stock automatically converted into one share of the Issuer's Common Stock on a one-for-one basis. The Preferred Stock had no expiration date. F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Preferred Stock automatically converted into one share of the Issuer's Common Stock on a one-for-one basis. The Preferred Stock had no expiration date. F3 · ownership.nature: Granite Management II, LLC is the general partner of Granite Ventures II, L.P. and Granite Ventures Entrepreneurs Fund II, L.P. The Reporting Person is one of several managing directors of Granite Management II, LLC and as such may be deemed to have voting and investment power with respect to such shares. Granite Ventures LLC is the managing member of Granite Management II, LLC. Granite Ventures LLC through Granite Management II, LLC has sole voting and dispositive power over shares held by Granite Ventures II L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Standish O'Grady, Jacqueline Berterretche and Christopher McKay are managing directors of the general partner entities of these funds that directly hold shares and as such Mr. O'Grady, Ms. Berterretche and Mr. McKay may be deemed to have voting and dispositive power with respect to such shares. Read SEC document |
| June 05, 2019 Filed Jun 6, 2019 19:59 UTC | Anaplan, Inc. PLAN · Entity 125824 | OtherCommon Stock | 29,580 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-015889 · doc4.xml · nonDerivative · entry 7 GRANITE VENTURES LLC · CIK 0001106556 · 10% owner Granite Ventures II L P · CIK 0001332381 · 10% owner GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner GV Anaplan SPV, L.P. · CIK 0001662811 · 10% owner Granite Management II, LLC · CIK 0001755308 · 10% owner Berterretche Jacqueline · CIK 0001755292 · 10% owner McKay Christopher · CIK 0001755317 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 29,580 F1 · kind: Represents an acquisition of securities from an in-kind distribution, and not a purchase or sale, without additional consideration paid, and is therefore an exempt, non-matchable acquisition pursuant to Section 16(b). F1 · price: Represents an acquisition of securities from an in-kind distribution, and not a purchase or sale, without additional consideration paid, and is therefore an exempt, non-matchable acquisition pursuant to Section 16(b). F5 · ownership.nature: Represents shares held by the Dominic and Jacqueline Berterretche Revocable Trust. Read SEC document |
| June 05, 2019 Filed Jun 6, 2019 19:59 UTC | Anaplan, Inc. PLAN · Entity 125824 | OtherCommon Stock | 51,354 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-015889 · doc4.xml · nonDerivative · entry 6 GRANITE VENTURES LLC · CIK 0001106556 · 10% owner Granite Ventures II L P · CIK 0001332381 · 10% owner GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner GV Anaplan SPV, L.P. · CIK 0001662811 · 10% owner Granite Management II, LLC · CIK 0001755308 · 10% owner Berterretche Jacqueline · CIK 0001755292 · 10% owner McKay Christopher · CIK 0001755317 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,354 F1 · kind: Represents an acquisition of securities from an in-kind distribution, and not a purchase or sale, without additional consideration paid, and is therefore an exempt, non-matchable acquisition pursuant to Section 16(b). F1 · price: Represents an acquisition of securities from an in-kind distribution, and not a purchase or sale, without additional consideration paid, and is therefore an exempt, non-matchable acquisition pursuant to Section 16(b). F4 · ownership.direct: Represents shares held directly by Christopher McKay. Read SEC document |
| June 05, 2019 Filed Jun 6, 2019 19:59 UTC | Anaplan, Inc. PLAN · Entity 125824 | OtherCommon Stock | 250,036 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-015889 · doc4.xml · nonDerivative · entry 5 GRANITE VENTURES LLC · CIK 0001106556 · 10% owner Granite Ventures II L P · CIK 0001332381 · 10% owner GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner GV Anaplan SPV, L.P. · CIK 0001662811 · 10% owner Granite Management II, LLC · CIK 0001755308 · 10% owner Berterretche Jacqueline · CIK 0001755292 · 10% owner McKay Christopher · CIK 0001755317 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By GV Anaplan SPV, L.P. Disclosed balance after: 0 F2 · kind: Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners. F2 · price: Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners. F3 · ownership.nature: Granite Management II, LLC is the general partner of Granite Ventures II, L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Granite Ventures, LLC is the general partner of GV Anaplan SPV, L.P. Standish O'Grady, a member of our board of directors, Jacqueline Berterretche and Christopher McKay are managing directors of the general partner entities of these funds that directly hold shares and as such Mr. O'Grady, Ms. Berterreche and Mr. McKay may be deemed to have voting and investment power with respect to such shares. These individuals disclaim beneficial ownership of the shares held by the aforementioned entities except to the extent of any pecuniary interest therein. Read SEC document |
| June 05, 2019 Filed Jun 6, 2019 19:59 UTC | Anaplan, Inc. PLAN · Entity 125824 | OtherCommon Stock | 1,500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-015889 · doc4.xml · nonDerivative · entry 4 GRANITE VENTURES LLC · CIK 0001106556 · 10% owner Granite Ventures II L P · CIK 0001332381 · 10% owner GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner GV Anaplan SPV, L.P. · CIK 0001662811 · 10% owner Granite Management II, LLC · CIK 0001755308 · 10% owner Berterretche Jacqueline · CIK 0001755292 · 10% owner McKay Christopher · CIK 0001755317 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Granite Ventures II, L.P. Disclosed balance after: 10,851,794 F2 · kind: Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners. F2 · price: Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners. F3 · ownership.nature: Granite Management II, LLC is the general partner of Granite Ventures II, L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Granite Ventures, LLC is the general partner of GV Anaplan SPV, L.P. Standish O'Grady, a member of our board of directors, Jacqueline Berterretche and Christopher McKay are managing directors of the general partner entities of these funds that directly hold shares and as such Mr. O'Grady, Ms. Berterreche and Mr. McKay may be deemed to have voting and investment power with respect to such shares. These individuals disclaim beneficial ownership of the shares held by the aforementioned entities except to the extent of any pecuniary interest therein. Read SEC document |
| June 05, 2019 Filed Jun 6, 2019 19:59 UTC | Anaplan, Inc. PLAN · Entity 125824 | OtherCommon Stock | 99,947 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-015889 · doc4.xml · nonDerivative · entry 3 GRANITE VENTURES LLC · CIK 0001106556 · 10% owner Granite Ventures II L P · CIK 0001332381 · 10% owner GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner GV Anaplan SPV, L.P. · CIK 0001662811 · 10% owner Granite Management II, LLC · CIK 0001755308 · 10% owner Berterretche Jacqueline · CIK 0001755292 · 10% owner McKay Christopher · CIK 0001755317 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Granite Ventures Entrepreneurs Fund II, L.P. Disclosed balance after: 0 F2 · kind: Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners. F2 · price: Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners. F3 · ownership.nature: Granite Management II, LLC is the general partner of Granite Ventures II, L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Granite Ventures, LLC is the general partner of GV Anaplan SPV, L.P. Standish O'Grady, a member of our board of directors, Jacqueline Berterretche and Christopher McKay are managing directors of the general partner entities of these funds that directly hold shares and as such Mr. O'Grady, Ms. Berterreche and Mr. McKay may be deemed to have voting and investment power with respect to such shares. These individuals disclaim beneficial ownership of the shares held by the aforementioned entities except to the extent of any pecuniary interest therein. Read SEC document |
| June 05, 2019 Filed Jun 6, 2019 19:59 UTC | Anaplan, Inc. PLAN · Entity 125824 | OtherCommon Stock | 126,030 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-015889 · doc4.xml · nonDerivative · entry 2 GRANITE VENTURES LLC · CIK 0001106556 · 10% owner Granite Ventures II L P · CIK 0001332381 · 10% owner GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner GV Anaplan SPV, L.P. · CIK 0001662811 · 10% owner Granite Management II, LLC · CIK 0001755308 · 10% owner Berterretche Jacqueline · CIK 0001755292 · 10% owner McKay Christopher · CIK 0001755317 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners. F2 · price: Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners. Read SEC document |
| June 05, 2019 Filed Jun 6, 2019 19:59 UTC | Anaplan, Inc. PLAN · Entity 125824 | OtherCommon Stock | 22,453 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-015889 · doc4.xml · nonDerivative · entry 1 GRANITE VENTURES LLC · CIK 0001106556 · 10% owner Granite Ventures II L P · CIK 0001332381 · 10% owner GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner GV Anaplan SPV, L.P. · CIK 0001662811 · 10% owner Granite Management II, LLC · CIK 0001755308 · 10% owner Berterretche Jacqueline · CIK 0001755292 · 10% owner McKay Christopher · CIK 0001755317 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,030 F1 · kind: Represents an acquisition of securities from an in-kind distribution, and not a purchase or sale, without additional consideration paid, and is therefore an exempt, non-matchable acquisition pursuant to Section 16(b). F1 · price: Represents an acquisition of securities from an in-kind distribution, and not a purchase or sale, without additional consideration paid, and is therefore an exempt, non-matchable acquisition pursuant to Section 16(b). Read SEC document |
| April 10, 2019 Filed Apr 12, 2019 17:17 UTC | Anaplan, Inc. PLAN · Entity 125824 | OtherCommon Stock | 103,577 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-010605 · doc4.xml · nonDerivative · entry 1 GRANITE VENTURES LLC · CIK 0001106556 · 10% owner Granite Ventures II L P · CIK 0001332381 · 10% owner GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner GV Anaplan SPV, L.P. · CIK 0001662811 · 10% owner Granite Management II, LLC · CIK 0001755308 · 10% owner Berterretche Jacqueline · CIK 0001755292 · 10% owner McKay Christopher · CIK 0001755317 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,577 F1 · kind: Represents an acquisition of securities from an in-kind distribution, and not a purchase or sale, without additional consideration paid, and is therefore an exempt, non-matchable acquisition pursuant to Section 16(b). F1 · price: Represents an acquisition of securities from an in-kind distribution, and not a purchase or sale, without additional consideration paid, and is therefore an exempt, non-matchable acquisition pursuant to Section 16(b). Read SEC document |
| October 16, 2018 Filed Oct 18, 2018 17:09 UTC | Anaplan, Inc. PLAN · Entity 125824 | ConversionSeries F Convertible Preferred Stock · Derivative | 45,454 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-026973 · doc4.xml · derivative · entry 15 GRANITE VENTURES LLC · CIK 0001106556 · 10% owner Granite Ventures II L P · CIK 0001332381 · 10% owner GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner GV Anaplan SPV, L.P. · CIK 0001662811 · 10% owner Granite Management II, LLC · CIK 0001755308 · 10% owner Berterretche Jacqueline · CIK 0001755292 · 10% owner McKay Christopher · CIK 0001755317 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By GV Anaplan SPV, L.P. Disclosed balance after: 0 Underlying: Common Stock · 45,454 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F3 · price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F3 · derivative.exercise_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F3 · derivative.expiration_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F1 · ownership.nature: The total represents shares received upon conversion of shares of Series A Convertible Preferred Stock, Series B Convertible Preferred Stock, Series C Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock and/or Series F Convertible Preferred Stock. Read SEC document |
| October 16, 2018 Filed Oct 18, 2018 17:09 UTC | Anaplan, Inc. PLAN · Entity 125824 | ConversionSeries E Convertible Preferred Stock · Derivative | 150,528 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-026973 · doc4.xml · derivative · entry 14 GRANITE VENTURES LLC · CIK 0001106556 · 10% owner Granite Ventures II L P · CIK 0001332381 · 10% owner GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner GV Anaplan SPV, L.P. · CIK 0001662811 · 10% owner Granite Management II, LLC · CIK 0001755308 · 10% owner Berterretche Jacqueline · CIK 0001755292 · 10% owner McKay Christopher · CIK 0001755317 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By GV Anaplan SPV, L.P. Disclosed balance after: 0 Underlying: Common Stock · 150,528 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F3 · price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F3 · derivative.exercise_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F3 · derivative.expiration_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F1 · ownership.nature: The total represents shares received upon conversion of shares of Series A Convertible Preferred Stock, Series B Convertible Preferred Stock, Series C Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock and/or Series F Convertible Preferred Stock. Read SEC document |
| October 16, 2018 Filed Oct 18, 2018 17:09 UTC | Anaplan, Inc. PLAN · Entity 125824 | ConversionSeries E Convertible Preferred Stock · Derivative | 147,322 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-026973 · doc4.xml · derivative · entry 13 GRANITE VENTURES LLC · CIK 0001106556 · 10% owner Granite Ventures II L P · CIK 0001332381 · 10% owner GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner GV Anaplan SPV, L.P. · CIK 0001662811 · 10% owner Granite Management II, LLC · CIK 0001755308 · 10% owner Berterretche Jacqueline · CIK 0001755292 · 10% owner McKay Christopher · CIK 0001755317 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Granite Ventures II, L.P. Disclosed balance after: 0 Underlying: Common Stock · 147,322 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F3 · price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F3 · derivative.exercise_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F3 · derivative.expiration_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F1 · ownership.nature: The total represents shares received upon conversion of shares of Series A Convertible Preferred Stock, Series B Convertible Preferred Stock, Series C Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock and/or Series F Convertible Preferred Stock. Read SEC document |
| October 16, 2018 Filed Oct 18, 2018 17:09 UTC | Anaplan, Inc. PLAN · Entity 125824 | ConversionSeries E Convertible Preferred Stock · Derivative | 1,206 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-026973 · doc4.xml · derivative · entry 12 GRANITE VENTURES LLC · CIK 0001106556 · 10% owner Granite Ventures II L P · CIK 0001332381 · 10% owner GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner GV Anaplan SPV, L.P. · CIK 0001662811 · 10% owner Granite Management II, LLC · CIK 0001755308 · 10% owner Berterretche Jacqueline · CIK 0001755292 · 10% owner McKay Christopher · CIK 0001755317 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Granite Ventures Entrepreneurs Fund II, L.P. Disclosed balance after: 0 Underlying: Common Stock · 1,206 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F3 · price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F3 · derivative.exercise_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F3 · derivative.expiration_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F1 · ownership.nature: The total represents shares received upon conversion of shares of Series A Convertible Preferred Stock, Series B Convertible Preferred Stock, Series C Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock and/or Series F Convertible Preferred Stock. Read SEC document |
| October 16, 2018 Filed Oct 18, 2018 17:09 UTC | Anaplan, Inc. PLAN · Entity 125824 | ConversionSeries D Convertible Preferred Stock · Derivative | 140,578 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-026973 · doc4.xml · derivative · entry 11 GRANITE VENTURES LLC · CIK 0001106556 · 10% owner Granite Ventures II L P · CIK 0001332381 · 10% owner GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner GV Anaplan SPV, L.P. · CIK 0001662811 · 10% owner Granite Management II, LLC · CIK 0001755308 · 10% owner Berterretche Jacqueline · CIK 0001755292 · 10% owner McKay Christopher · CIK 0001755317 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Granite Ventures II, L.P. Disclosed balance after: 0 Underlying: Common Stock · 140,578 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F3 · price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F3 · derivative.exercise_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F3 · derivative.expiration_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F1 · ownership.nature: The total represents shares received upon conversion of shares of Series A Convertible Preferred Stock, Series B Convertible Preferred Stock, Series C Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock and/or Series F Convertible Preferred Stock. Read SEC document |
| October 16, 2018 Filed Oct 18, 2018 17:09 UTC | Anaplan, Inc. PLAN · Entity 125824 | ConversionSeries C Convertible Preferred Stock · Derivative | 3,110,903 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-026973 · doc4.xml · derivative · entry 10 GRANITE VENTURES LLC · CIK 0001106556 · 10% owner Granite Ventures II L P · CIK 0001332381 · 10% owner GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner GV Anaplan SPV, L.P. · CIK 0001662811 · 10% owner Granite Management II, LLC · CIK 0001755308 · 10% owner Berterretche Jacqueline · CIK 0001755292 · 10% owner McKay Christopher · CIK 0001755317 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Granite Ventures II, L.P. Disclosed balance after: 0 Underlying: Common Stock · 3,110,903 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F3 · price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F3 · derivative.exercise_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F3 · derivative.expiration_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F1 · ownership.nature: The total represents shares received upon conversion of shares of Series A Convertible Preferred Stock, Series B Convertible Preferred Stock, Series C Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock and/or Series F Convertible Preferred Stock. Read SEC document |
| October 16, 2018 Filed Oct 18, 2018 17:09 UTC | Anaplan, Inc. PLAN · Entity 125824 | ConversionSeries C Convertible Preferred Stock · Derivative | 25,466 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-026973 · doc4.xml · derivative · entry 9 GRANITE VENTURES LLC · CIK 0001106556 · 10% owner Granite Ventures II L P · CIK 0001332381 · 10% owner GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner GV Anaplan SPV, L.P. · CIK 0001662811 · 10% owner Granite Management II, LLC · CIK 0001755308 · 10% owner Berterretche Jacqueline · CIK 0001755292 · 10% owner McKay Christopher · CIK 0001755317 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Granite Ventures Entrepreneurs Fund II, L.P. Disclosed balance after: 0 Underlying: Common Stock · 25,466 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F3 · price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F3 · derivative.exercise_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F3 · derivative.expiration_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F1 · ownership.nature: The total represents shares received upon conversion of shares of Series A Convertible Preferred Stock, Series B Convertible Preferred Stock, Series C Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock and/or Series F Convertible Preferred Stock. Read SEC document |
| October 16, 2018 Filed Oct 18, 2018 17:09 UTC | Anaplan, Inc. PLAN · Entity 125824 | ConversionSeries B Convertible Preferred Stock · Derivative | 8,804,194 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-026973 · doc4.xml · derivative · entry 8 GRANITE VENTURES LLC · CIK 0001106556 · 10% owner Granite Ventures II L P · CIK 0001332381 · 10% owner GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner GV Anaplan SPV, L.P. · CIK 0001662811 · 10% owner Granite Management II, LLC · CIK 0001755308 · 10% owner Berterretche Jacqueline · CIK 0001755292 · 10% owner McKay Christopher · CIK 0001755317 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Granite Ventures II, L.P. Disclosed balance after: 0 Underlying: Common Stock · 8,804,194 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F3 · price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F3 · derivative.exercise_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F3 · derivative.expiration_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F1 · ownership.nature: The total represents shares received upon conversion of shares of Series A Convertible Preferred Stock, Series B Convertible Preferred Stock, Series C Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock and/or Series F Convertible Preferred Stock. Read SEC document |
| October 16, 2018 Filed Oct 18, 2018 17:09 UTC | Anaplan, Inc. PLAN · Entity 125824 | ConversionSeries B Convertible Preferred Stock · Derivative | 72,071 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-026973 · doc4.xml · derivative · entry 7 GRANITE VENTURES LLC · CIK 0001106556 · 10% owner Granite Ventures II L P · CIK 0001332381 · 10% owner GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner GV Anaplan SPV, L.P. · CIK 0001662811 · 10% owner Granite Management II, LLC · CIK 0001755308 · 10% owner Berterretche Jacqueline · CIK 0001755292 · 10% owner McKay Christopher · CIK 0001755317 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Granite Ventures Entrepreneurs Fund II, L.P. Disclosed balance after: 0 Underlying: Common Stock · 72,071 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F3 · price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F3 · derivative.exercise_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F3 · derivative.expiration_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F1 · ownership.nature: The total represents shares received upon conversion of shares of Series A Convertible Preferred Stock, Series B Convertible Preferred Stock, Series C Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock and/or Series F Convertible Preferred Stock. Read SEC document |
| October 16, 2018 Filed Oct 18, 2018 17:09 UTC | Anaplan, Inc. PLAN · Entity 125824 | ConversionSeries A Convertible Preferred Stock · Derivative | 27,264 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-026973 · doc4.xml · derivative · entry 6 GRANITE VENTURES LLC · CIK 0001106556 · 10% owner Granite Ventures II L P · CIK 0001332381 · 10% owner GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner GV Anaplan SPV, L.P. · CIK 0001662811 · 10% owner Granite Management II, LLC · CIK 0001755308 · 10% owner Berterretche Jacqueline · CIK 0001755292 · 10% owner McKay Christopher · CIK 0001755317 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By GV Anaplan SPV, L.P. Disclosed balance after: 0 Underlying: Common Stock · 27,264 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F3 · price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F3 · derivative.exercise_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F3 · derivative.expiration_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F1 · ownership.nature: The total represents shares received upon conversion of shares of Series A Convertible Preferred Stock, Series B Convertible Preferred Stock, Series C Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock and/or Series F Convertible Preferred Stock. Read SEC document |
| October 16, 2018 Filed Oct 18, 2018 17:09 UTC | Anaplan, Inc. PLAN · Entity 125824 | ConversionSeries A Convertible Preferred Stock · Derivative | 34,850 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-026973 · doc4.xml · derivative · entry 5 GRANITE VENTURES LLC · CIK 0001106556 · 10% owner Granite Ventures II L P · CIK 0001332381 · 10% owner GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner GV Anaplan SPV, L.P. · CIK 0001662811 · 10% owner Granite Management II, LLC · CIK 0001755308 · 10% owner Berterretche Jacqueline · CIK 0001755292 · 10% owner McKay Christopher · CIK 0001755317 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Granite Ventures II, L.P. Disclosed balance after: 0 Underlying: Common Stock · 34,850 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F3 · price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F3 · derivative.exercise_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F3 · derivative.expiration_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F1 · ownership.nature: The total represents shares received upon conversion of shares of Series A Convertible Preferred Stock, Series B Convertible Preferred Stock, Series C Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock and/or Series F Convertible Preferred Stock. Read SEC document |
| October 16, 2018 Filed Oct 18, 2018 17:09 UTC | Anaplan, Inc. PLAN · Entity 125824 | ConversionSeries A Convertible Preferred Stock · Derivative | 282 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-026973 · doc4.xml · derivative · entry 4 GRANITE VENTURES LLC · CIK 0001106556 · 10% owner Granite Ventures II L P · CIK 0001332381 · 10% owner GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner GV Anaplan SPV, L.P. · CIK 0001662811 · 10% owner Granite Management II, LLC · CIK 0001755308 · 10% owner Berterretche Jacqueline · CIK 0001755292 · 10% owner McKay Christopher · CIK 0001755317 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Granite Ventures Entrepreneurs Fund II, L.P. Disclosed balance after: 0 Underlying: Common Stock · 282 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F3 · price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F3 · derivative.exercise_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F3 · derivative.expiration_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F1 · ownership.nature: The total represents shares received upon conversion of shares of Series A Convertible Preferred Stock, Series B Convertible Preferred Stock, Series C Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock and/or Series F Convertible Preferred Stock. Read SEC document |
| October 16, 2018 Filed Oct 18, 2018 17:09 UTC | Anaplan, Inc. PLAN · Entity 125824 | ConversionCommon Stock | 223,246 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-026973 · doc4.xml · nonDerivative · entry 3 GRANITE VENTURES LLC · CIK 0001106556 · 10% owner Granite Ventures II L P · CIK 0001332381 · 10% owner GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner GV Anaplan SPV, L.P. · CIK 0001662811 · 10% owner Granite Management II, LLC · CIK 0001755308 · 10% owner Berterretche Jacqueline · CIK 0001755292 · 10% owner McKay Christopher · CIK 0001755317 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By GV Anaplan SPV, L.P. Disclosed balance after: 250,036 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The total represents shares received upon conversion of shares of Series A Convertible Preferred Stock, Series B Convertible Preferred Stock, Series C Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock and/or Series F Convertible Preferred Stock. F3 · price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F2 · ownership.nature: The reported security is directly held by Granite Management II, LLC is the general partner of Granite Ventures II, L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Granite Ventures, LLC is the general partner of GV Anaplan SPV, L.P. Standish O'Grady, a member of our board of directors, Jacqueline Berterretche and Christopher McKay are managing directors of the general partner entities of these funds that directly hold shares and as such Mr. O'Grady, Ms. Berterreche and Mr. McKay may be deemed to have voting and investment power with respect to such shares. These individuals disclaim beneficial ownership of the shares held by the aforementioned entities except to the extent of any pecuniary interest therein. Read SEC document |
| October 16, 2018 Filed Oct 18, 2018 17:09 UTC | Anaplan, Inc. PLAN · Entity 125824 | ConversionCommon Stock | 12,237,847 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-026973 · doc4.xml · nonDerivative · entry 2 GRANITE VENTURES LLC · CIK 0001106556 · 10% owner Granite Ventures II L P · CIK 0001332381 · 10% owner GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner GV Anaplan SPV, L.P. · CIK 0001662811 · 10% owner Granite Management II, LLC · CIK 0001755308 · 10% owner Berterretche Jacqueline · CIK 0001755292 · 10% owner McKay Christopher · CIK 0001755317 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Granite Ventures II, L.P. Disclosed balance after: 12,351,794 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The total represents shares received upon conversion of shares of Series A Convertible Preferred Stock, Series B Convertible Preferred Stock, Series C Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock and/or Series F Convertible Preferred Stock. F3 · price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F2 · ownership.nature: The reported security is directly held by Granite Management II, LLC is the general partner of Granite Ventures II, L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Granite Ventures, LLC is the general partner of GV Anaplan SPV, L.P. Standish O'Grady, a member of our board of directors, Jacqueline Berterretche and Christopher McKay are managing directors of the general partner entities of these funds that directly hold shares and as such Mr. O'Grady, Ms. Berterreche and Mr. McKay may be deemed to have voting and investment power with respect to such shares. These individuals disclaim beneficial ownership of the shares held by the aforementioned entities except to the extent of any pecuniary interest therein. Read SEC document |
| October 16, 2018 Filed Oct 18, 2018 17:09 UTC | Anaplan, Inc. PLAN · Entity 125824 | ConversionCommon Stock | 99,025 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-026973 · doc4.xml · nonDerivative · entry 1 GRANITE VENTURES LLC · CIK 0001106556 · 10% owner Granite Ventures II L P · CIK 0001332381 · 10% owner GRANITE VENTURES ENTREPRENEURS FUND II LP · CIK 0001337895 · 10% owner GV Anaplan SPV, L.P. · CIK 0001662811 · 10% owner Granite Management II, LLC · CIK 0001755308 · 10% owner Berterretche Jacqueline · CIK 0001755292 · 10% owner McKay Christopher · CIK 0001755317 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Granite Ventures Entrepreneurs Fund II, L.P. Disclosed balance after: 99,947 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The total represents shares received upon conversion of shares of Series A Convertible Preferred Stock, Series B Convertible Preferred Stock, Series C Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock and/or Series F Convertible Preferred Stock. F3 · price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F2 · ownership.nature: The reported security is directly held by Granite Management II, LLC is the general partner of Granite Ventures II, L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Granite Ventures, LLC is the general partner of GV Anaplan SPV, L.P. Standish O'Grady, a member of our board of directors, Jacqueline Berterretche and Christopher McKay are managing directors of the general partner entities of these funds that directly hold shares and as such Mr. O'Grady, Ms. Berterreche and Mr. McKay may be deemed to have voting and investment power with respect to such shares. These individuals disclaim beneficial ownership of the shares held by the aforementioned entities except to the extent of any pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.