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Engel E Randall

Disclosed activity across 1 company

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15683
SEC CIK
0001397788

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
NEWMONT Corp /DE/NEM · Entity 1894EVP, Strategic DevelopmentMarch 10, 2021March 12, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NEWMONT Corp /DE/

Report date March 10, 2021 · Filed March 12, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $1.60 par valueSEC Table I · non-derivativeDirect237,281 Reported balance After 2021-03-10 transaction · row 1
1 source row

Row 1 · 2021-03-10 · Sale · Disposed 5,000 · Balance 237,281

F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Filing footnotes · ownership attribution and instrument terms

F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 26, 2018 Filed Feb 28, 2018 22:19 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Tax withholdingCommon Stock, $1.60 par value 3,533 $39.01 $137,822.33
Disclosure

SEC source: 0001164727-18-000034 · edgar.xml · nonDerivative · entry 4

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,869

F2 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,033 stock-settled restricted stock units.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 22:19 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Tax withholdingCommon Stock, $1.60 par value 53,792 $39.01 $2,098,425.92
Disclosure

SEC source: 0001164727-18-000034 · edgar.xml · nonDerivative · entry 3

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,402

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 122,308 stock-settled restricted stock units.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 22:19 UTC NEWMONT Corp /DE/ NEM · Entity 1894 GrantCommon Stock, $1.60 par value 122,308 $0.00 $0.00
Disclosure

SEC source: 0001164727-18-000034 · edgar.xml · nonDerivative · entry 2

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,194

Read SEC document
February 26, 2018 Filed Feb 28, 2018 22:19 UTC NEWMONT Corp /DE/ NEM · Entity 1894 GrantCommon Stock, $1.60 par value 16,662 $0.00 $0.00
Disclosure

SEC source: 0001164727-18-000034 · edgar.xml · nonDerivative · entry 1

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,886

Read SEC document
February 22, 2018 Filed Feb 26, 2018 22:05 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Tax withholdingCommon Stock, $1.60 par value 3,752 $38.16 $143,157.56
Disclosure

SEC source: 0001164727-18-000016 · edgar.xml · nonDerivative · entry 1

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,224

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,473 stock-settled restricted stock units.

F2 · balance_after: The total includes 276 shares held prior to being designated as a Section 16 Officer which were inadvertently omitted from the reporting person's Form 3 and subsequent Form 4s.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 21:51 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock, $1.60 par value 5,700 $40.23 $229,311.00
Disclosure

SEC source: 0001164727-18-000008 · edgar.xml · nonDerivative · entry 1

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,700

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 20:37 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock, $1.60 par value 5,700 $36.44 $207,708.00
Disclosure

SEC source: 0001164727-17-000112 · edgar.xml · nonDerivative · entry 1

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,400

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2017.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 20:15 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock, $1.60 par value 5,700 $37.11 $211,527.00
Disclosure

SEC source: 0001164727-17-000087 · edgar.xml · nonDerivative · entry 1

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,100

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2017.

Read SEC document
June 06, 2017 Filed Jun 8, 2017 22:22 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock, $1.60 par value 5,700 $35.00 $199,500.00
Disclosure

SEC source: 0001164727-17-000058 · edgar.xml · nonDerivative · entry 1

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,800

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2017.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 22:02 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock, $1.60 par value 12,720 $34.22 $435,278.40
Disclosure

SEC source: 0001164727-17-000035 · edgar.xml · nonDerivative · entry 4

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,500

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 29, 2016.

F3 · price: This transaction was executed in multiple trades at prices ranging from $34.09 to $34.36. The price reported reflects the weighted average sales price. This reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.

Read SEC document
February 27, 2017 Filed Feb 28, 2017 22:01 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock, $1.60 par value 2,356 $35.82 $84,391.92
Disclosure

SEC source: 0001164727-17-000021 · edgar.xml · nonDerivative · entry 3

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,070

F3 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 29, 2016.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 22:02 UTC NEWMONT Corp /DE/ NEM · Entity 1894 GrantCommon Stock, $1.60 par value 24,850 $0.00 $0.00
Disclosure

SEC source: 0001164727-17-000035 · edgar.xml · nonDerivative · entry 3

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,220

Read SEC document
February 27, 2017 Filed Mar 1, 2017 22:02 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Tax withholdingCommon Stock, $1.60 par value 39,500 $35.01 $1,382,895.00
Disclosure

SEC source: 0001164727-17-000035 · edgar.xml · nonDerivative · entry 2

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,370

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 84,800 stock-settled restricted stock units.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 22:02 UTC NEWMONT Corp /DE/ NEM · Entity 1894 GrantCommon Stock, $1.60 par value 84,800 $0.00 $0.00
Disclosure

SEC source: 0001164727-17-000035 · edgar.xml · nonDerivative · entry 1

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,870

Read SEC document
February 24, 2017 Filed Feb 28, 2017 22:01 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Tax withholdingCommon Stock, $1.60 par value 3,574 $36.43 $130,182.95
Disclosure

SEC source: 0001164727-17-000021 · edgar.xml · nonDerivative · entry 2

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,426

F2 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 7,672 stock-settled restricted stock units.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 22:01 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Tax withholdingCommon Stock, $1.60 par value 3,742 $36.43 $136,302.35
Disclosure

SEC source: 0001164727-17-000021 · edgar.xml · nonDerivative · entry 1

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,000

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,033 stock-settled restricted stock units.

Read SEC document
February 23, 2017 Filed Feb 24, 2017 23:45 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock, $1.60 par value 675 $36.54 $24,664.50
Disclosure

SEC source: 0001164727-17-000013 · edgar.xml · nonDerivative · entry 2

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,742

F2 · shares: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 29, 2016.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 23:45 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Tax withholdingCommon Stock, $1.60 par value 3,972 $36.12 $143,468.64
Disclosure

SEC source: 0001164727-17-000013 · edgar.xml · nonDerivative · entry 1

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,417

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,472 stock-settled restricted stock units.

Read SEC document
July 28, 2016 Filed Jul 29, 2016 20:20 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock, $1.60 par value 8,700 $42.55 $370,148.46
Disclosure

SEC source: 0001164727-16-000126 · edgar.xml · nonDerivative · entry 1

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,389

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 29, 2016.

F2 · price: This transaction was executed in multiple trades at prices ranging from $42.450 to $42.730. The price reported above reflects the weighted average sales price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.

Read SEC document
February 29, 2016 Filed Mar 1, 2016 23:53 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Tax withholdingCommon Stock, $1.60 par value 7,190 $26.02 $187,047.85
Disclosure

SEC source: 0001164727-16-000095 · edgar.xml · nonDerivative · entry 3

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,089

F2 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 21,138 stock-settled restricted stock units.

Read SEC document
February 29, 2016 Filed Mar 1, 2016 23:53 UTC NEWMONT Corp /DE/ NEM · Entity 1894 GrantCommon Stock, $1.60 par value 21,138 $0.00 $0.00
Disclosure

SEC source: 0001164727-16-000095 · edgar.xml · nonDerivative · entry 2

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,279

Read SEC document
February 26, 2016 Filed Mar 1, 2016 23:53 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Tax withholdingCommon Stock, $1.60 par value 1,504 $25.68 $38,618.96
Disclosure

SEC source: 0001164727-16-000095 · edgar.xml · nonDerivative · entry 1

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,141

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,702 stock-settled restricted stock units.

Read SEC document
February 24, 2016 Filed Feb 26, 2016 22:58 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Tax withholdingCommon Stock, $1.60 par value 2,569 $25.85 $66,395.81
Disclosure

SEC source: 0001164727-16-000085 · edgar.xml · nonDerivative · entry 2

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,645

F2 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,032 stock-settled restricted stock units.

Read SEC document
February 24, 2016 Filed Feb 26, 2016 22:58 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Tax withholdingCommon Stock, $1.60 par value 2,470 $25.85 $63,837.15
Disclosure

SEC source: 0001164727-16-000085 · edgar.xml · nonDerivative · entry 1

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,214

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 7,672 stock-settled restricted stock units.

Read SEC document
February 22, 2016 Filed Feb 24, 2016 23:10 UTC NEWMONT Corp /DE/ NEM · Entity 1894 GrantCommon Stock, $1.60 par value 60,520 $0.00 $0.00
Disclosure

SEC source: 0001164727-16-000073 · edgar.xml · nonDerivative · entry 2

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,684

Read SEC document
February 22, 2016 Filed Feb 24, 2016 23:10 UTC NEWMONT Corp /DE/ NEM · Entity 1894 GrantCommon Stock, $1.60 par value 25,418 $0.00 $0.00
Disclosure

SEC source: 0001164727-16-000073 · edgar.xml · nonDerivative · entry 1

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,164

Read SEC document
March 02, 2015 Filed Mar 5, 2015 00:46 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock, $1.60 par value 3,330 $25.77 $85,800.78
Disclosure

SEC source: 0001164727-15-000022 · edgar.xml · nonDerivative · entry 2

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,746

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.

F2 · price: This transaction was executed in multiple trades at prices of $25.73 to $25.81. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.

Read SEC document
March 02, 2015 Filed Mar 5, 2015 00:46 UTC NEWMONT Corp /DE/ NEM · Entity 1894 GrantCommon Stock, $1.60 par value 10,245 $0.00 $0.00
Disclosure

SEC source: 0001164727-15-000022 · edgar.xml · nonDerivative · entry 1

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,076

Read SEC document
February 27, 2015 Filed Mar 3, 2015 01:18 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock, $1.60 par value 1,393 $25.82 $35,968.51
Disclosure

SEC source: 0001164727-15-000012 · edgar.xml · nonDerivative · entry 2

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,831

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.

F3 · price: This transaction was executed in multiple trades at prices of $25.78 to $25.821. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.

Read SEC document
February 26, 2015 Filed Mar 3, 2015 01:18 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock, $1.60 par value 1,499 $26.49 $39,709.86
Disclosure

SEC source: 0001164727-15-000012 · edgar.xml · nonDerivative · entry 1

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,224

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.

F2 · price: This transaction was executed in multiple trades at prices of $26.42 to $26.4912. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.

Read SEC document
February 24, 2015 Filed Feb 26, 2015 22:01 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock, $1.60 par value 2,447 $25.92 $63,435.05
Disclosure

SEC source: 0001164727-15-000004 · edgar.xml · nonDerivative · entry 3

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,723

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.

F2 · price: This transaction was executed in multiple trades at prices of $25.89 to $25.99. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.

Read SEC document
February 24, 2015 Filed Feb 26, 2015 22:01 UTC NEWMONT Corp /DE/ NEM · Entity 1894 GrantCommon Stock, $1.60 par value 23,015 $0.00 $0.00
Disclosure

SEC source: 0001164727-15-000004 · edgar.xml · nonDerivative · entry 2

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,170

Read SEC document
February 24, 2015 Filed Feb 26, 2015 22:01 UTC NEWMONT Corp /DE/ NEM · Entity 1894 GrantCommon Stock, $1.60 par value 24,098 $0.00 $0.00
Disclosure

SEC source: 0001164727-15-000004 · edgar.xml · nonDerivative · entry 1

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,155

Read SEC document
March 03, 2014 Filed Mar 4, 2014 23:50 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock, $1.60 par value 1,021 $23.91 $24,412.21
Disclosure

SEC source: 0001164727-14-000019 · edgar.xml · nonDerivative · entry 3

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,057

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.

Read SEC document
February 28, 2014 Filed Mar 4, 2014 23:50 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock, $1.60 par value 2,805 $24.13 $67,684.65
Disclosure

SEC source: 0001164727-14-000019 · edgar.xml · nonDerivative · entry 2

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,078

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.

Read SEC document
February 28, 2014 Filed Mar 4, 2014 23:50 UTC NEWMONT Corp /DE/ NEM · Entity 1894 GrantCommon Stock, $1.60 par value 9,052 $0.00 $0.00
Disclosure

SEC source: 0001164727-14-000019 · edgar.xml · nonDerivative · entry 1

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,883

Read SEC document
February 27, 2014 Filed Mar 1, 2014 00:56 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock, $1.60 par value 1,391 $23.18 $32,243.66
Disclosure

SEC source: 0001164727-14-000006 · edgar.xml · nonDerivative · entry 3

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,831

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.

F2 · price: This transaction was executed in multiple trades at prices of $23.1801 to $23.20. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.

Read SEC document
February 26, 2014 Filed Mar 1, 2014 00:56 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock, $1.60 par value 1,525 $23.93 $36,493.25
Disclosure

SEC source: 0001164727-14-000006 · edgar.xml · nonDerivative · entry 2

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,222

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.

Read SEC document
February 26, 2014 Filed Mar 1, 2014 00:56 UTC NEWMONT Corp /DE/ NEM · Entity 1894 GrantCommon Stock, $1.60 par value 14,106 $0.00 $0.00
Disclosure

SEC source: 0001164727-14-000006 · edgar.xml · nonDerivative · entry 1

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,747

Read SEC document
November 08, 2013 Filed Nov 12, 2013 21:55 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Tax withholdingCommon Stock, $1.60 par value 288 $27.05 $7,788.96
Disclosure

SEC source: 0001164727-13-000069 · edgar.xml · nonDerivative · entry 2

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,641

F1 · shares: Represents shares reacquired to satisfy tax withholding obligations in connection with shares of common stock issued to the reporting person on November 8, 2013.

Read SEC document
November 08, 2013 Filed Nov 12, 2013 21:55 UTC NEWMONT Corp /DE/ NEM · Entity 1894 GrantCommon Stock, $1.60 par value 618 $0.00 $0.00
Disclosure

SEC source: 0001164727-13-000069 · edgar.xml · nonDerivative · entry 1

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,929

Read SEC document
March 04, 2013 Filed Mar 6, 2013 01:21 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock, $1.60 par value 1,018 $39.28 $39,987.14
Disclosure

SEC source: 0001164727-13-000023 · edgar.xml · nonDerivative · entry 3

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,311

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.

Read SEC document
March 01, 2013 Filed Mar 6, 2013 01:21 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Tax withholdingCommon Stock, $1.60 par value 4,985 $40.08 $199,773.88
Disclosure

SEC source: 0001164727-13-000023 · edgar.xml · nonDerivative · entry 2

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,329

F1 · shares: Represents shares reacquired to satisfy tax withholding obligations in connection with shares of common stock issued to the reporting person on March 1, 2013.

Read SEC document
March 01, 2013 Filed Mar 6, 2013 01:21 UTC NEWMONT Corp /DE/ NEM · Entity 1894 GrantCommon Stock, $1.60 par value 14,613 $0.00 $0.00
Disclosure

SEC source: 0001164727-13-000023 · edgar.xml · nonDerivative · entry 1

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,314

Read SEC document
February 28, 2013 Filed Mar 2, 2013 00:48 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock, $1.60 par value 1,337 $40.03 $53,520.78
Disclosure

SEC source: 0001164727-13-000004 · edgar.xml · nonDerivative · entry 3

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,701

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.

F3 · price: This transaction was executed in multiple trades at prices of $40.03 to $40.12. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).

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February 27, 2013 Filed Mar 2, 2013 00:48 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Tax withholdingCommon Stock, $1.60 par value 1,355 $40.92 $55,439.83
Disclosure

SEC source: 0001164727-13-000004 · edgar.xml · nonDerivative · entry 2

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,038

F1 · shares: Represents shares reacquired to sastisfy tax withholding obligations in connection with shares of common stock issued to the reporting person on February 27, 2013.

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February 27, 2013 Filed Mar 2, 2013 00:48 UTC NEWMONT Corp /DE/ NEM · Entity 1894 GrantCommon Stock, $1.60 par value 12,707 $0.00 $0.00
Disclosure

SEC source: 0001164727-13-000004 · edgar.xml · nonDerivative · entry 1

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,393

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March 02, 2012 Filed Mar 6, 2012 01:48 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock, $1.60 par value 998 $58.32 $58,202.06
Disclosure

SEC source: 0001164727-12-000041 · edgar.xml · nonDerivative · entry 5

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,686

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.

F4 · price: This transaction was executed in multiple trades at prices of $57.88 to $58.3201. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).

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March 02, 2012 Filed Mar 6, 2012 01:48 UTC NEWMONT Corp /DE/ NEM · Entity 1894 GrantCommon Stock, $1.60 par value 9,511 $0.00 $0.00
Disclosure

SEC source: 0001164727-12-000041 · edgar.xml · nonDerivative · entry 4

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,684

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March 01, 2012 Filed Mar 6, 2012 01:48 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock, $1.60 par value 5,252 $58.13 $305,281.43
Disclosure

SEC source: 0001164727-12-000041 · edgar.xml · nonDerivative · entry 3

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,173

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.

F3 · price: This transaction was executed in multiple trades at prices of $57.80 to $58.32. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.