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Patel Bhavesh V.

Disclosed activity across 5 companies

Tapewire entity
15674
SEC CIK
0001500293

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Air Products & Chemicals, Inc.APD · Entity 2983DirectorSeptember 30, 2026October 01, 2026
HALLIBURTON COHAL · Entity 3141DirectorDecember 05, 2024December 06, 2024
UNION PACIFIC CORPUNP · Entity 2854DirectorApril 01, 2021April 05, 2021
WESTLAKE CORPWLK · Entity 3555DirectorAugust 14, 2026August 17, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Air Products & Chemicals, Inc.

Report date September 30, 2026 · Filed October 01, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct2,105.8489 Reported balance After 2026-09-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-09-30 · Grant · Acquired 138.1196 · Balance 2,105.8489

F1: Phantom deferred stock units (Units) acquired under the Air Products Stock Account of the issuer's Deferred Compensation Program for Directors, under the Company's Long-Term Incentive Plan.

F2: Not applicable to this security

F3: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

Filing footnotes · ownership attribution and instrument terms

F1: Phantom deferred stock units (Units) acquired under the Air Products Stock Account of the issuer's Deferred Compensation Program for Directors, under the Company's Long-Term Incentive Plan.

F2: Not applicable to this security

F3: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

HALLIBURTON CO

Report date December 05, 2024 · Filed December 06, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
12/2024 Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect6,092 Reported balance After 2024-12-05 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-12-05 · Grant · Acquired 6,092 · Balance 6,092

F1: Each restricted stock unit represents a right to receive one share of the Company's common stock.

F2: The restricted stock units vest in one year on the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.

Common StockSEC Table I · non-derivativeDirect10,000 Reported balance Holding disclosure · report date 2024-12-05 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 10,000

12/2023 Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect4,900.02 Reported balance Holding disclosure · report date 2024-12-05 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 4,900.02

F1: Each restricted stock unit represents a right to receive one share of the Company's common stock.

F2: The restricted stock units vest in one year on the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.

F3: Includes dividend equivalent units through September 30, 2024.

12/2022 Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect5,108.67 Reported balance Holding disclosure · report date 2024-12-05 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 5,108.67

F1: Each restricted stock unit represents a right to receive one share of the Company's common stock.

F2: The restricted stock units vest in one year on the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.

F3: Includes dividend equivalent units through September 30, 2024.

12/2021 Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect8,236.51 Reported balance Holding disclosure · report date 2024-12-05 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 8,236.51

F1: Each restricted stock unit represents a right to receive one share of the Company's common stock.

F2: The restricted stock units vest in one year on the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.

F3: Includes dividend equivalent units through September 30, 2024.

03/2021 Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect8,229.83 Reported balance Holding disclosure · report date 2024-12-05 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 8,229.83

F1: Each restricted stock unit represents a right to receive one share of the Company's common stock.

F2: The restricted stock units vest in one year on the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.

F3: Includes dividend equivalent units through September 30, 2024.

Stock Equivalent UnitsSEC Table II · derivative / convertible securityDirect6,702.254 Reported balance Holding disclosure · report date 2024-12-05 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 6,702.254

F4: The security converts to common stock on a one-for-one basis.

F5: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.

F6: Includes stock equivalent units through September 30, 2024.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a right to receive one share of the Company's common stock.

F2: The restricted stock units vest in one year on the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.

F3: Includes dividend equivalent units through September 30, 2024.

F4: The security converts to common stock on a one-for-one basis.

F5: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.

F6: Includes stock equivalent units through September 30, 2024.

UNION PACIFIC CORP

Report date April 01, 2021 · Filed April 05, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct3,715 Reported balance After 2021-04-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2021-04-01 · Grant · Acquired 197 · Balance 3,715

F1: Distribution ratio for Phantom Stock Units is 1:1.

F2: Phantom Stock Units are payable in cash only commencing at retirement.

Filing footnotes · ownership attribution and instrument terms

F1: Distribution ratio for Phantom Stock Units is 1:1.

F2: Phantom Stock Units are payable in cash only commencing at retirement.

WESTLAKE CORP

Report date August 14, 2026 · Filed August 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,184 Reported balance After 2026-08-14 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-08-14 · Grant · Acquired 2,184 · Balance 2,184

F1: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F2: All of the restricted stock units will vest on August 14, 2027.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F2: All of the restricted stock units will vest on August 14, 2027.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

LyondellBasell Industries N.V.

Report date December 31, 2021 · Filed January 04, 2022

Section 16 reporting ended · disclosed 2022-01-04. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Ordinary SharesSEC Table I · non-derivativeDirect126,052 Ending reported balance After 2021-12-31 transaction · row 6
6 source rows · reconciled sequence

Row 1 · 2021-12-31 · Disposition to issuer · Disposed 966 · Balance 186,534

F1: The reporting person retired on December 31, 2021 and, pursuant to the terms of his restricted stock unit award, forfeited the 966 reported on this Form 4.

F2: Price is not applicable.

Row 2 · 2021-12-31 · Disposition to issuer · Disposed 12,794 · Balance 173,740

F3: The reporting person retired on December 31, 2021 and, pursuant to the terms of his restricted stock unit award, forfeited the 12,794 reported on this Form 4.

F2: Price is not applicable.

Row 3 · 2021-12-31 · Disposition to issuer · Disposed 21,713 · Balance 152,027

F4: The reporting person retired on December 31, 2021 and, pursuant to the terms of his restricted stock unit award, forfeited the 21,713 reported on this Form 4.

F2: Price is not applicable.

Row 4 · 2021-12-31 · Tax withholding · Disposed 13,307 · Balance 138,720

F5: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the prorated vesting 33,816 shares of restricted stock units granted to the reporting person on February 21, 2019.

Row 5 · 2021-12-31 · Tax withholding · Disposed 8,908 · Balance 129,812

F6: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the prorated vesting 22,637 shares of restricted stock units granted to the reporting person on February 20, 2020.

Row 6 · 2021-12-31 · Tax withholding · Disposed 3,760 · Balance 126,052

F7: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the prorated vesting 9,554 shares of restricted stock units granted to the reporting person on February 25, 2021.

Class A Ordinary SharesSEC Table I · non-derivativeIndirectBy Family Trust207,375 Reported balance Holding disclosure · report date 2021-12-31 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 207,375

F8: Represents shares held by the reporting person's family trust.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person retired on December 31, 2021 and, pursuant to the terms of his restricted stock unit award, forfeited the 966 reported on this Form 4.

F2: Price is not applicable.

F3: The reporting person retired on December 31, 2021 and, pursuant to the terms of his restricted stock unit award, forfeited the 12,794 reported on this Form 4.

F4: The reporting person retired on December 31, 2021 and, pursuant to the terms of his restricted stock unit award, forfeited the 21,713 reported on this Form 4.

F5: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the prorated vesting 33,816 shares of restricted stock units granted to the reporting person on February 21, 2019.

F6: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the prorated vesting 22,637 shares of restricted stock units granted to the reporting person on February 20, 2020.

F7: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the prorated vesting 9,554 shares of restricted stock units granted to the reporting person on February 25, 2021.

F8: Represents shares held by the reporting person's family trust.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 19, 2020 Filed Feb 21, 2020 22:02 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 1,479 $81.95 $121,204.05
Disclosure

SEC source: 0001562180-20-001480 · primarydocument.xml · nonDerivative · entry 4

Patel Bhavesh V. · CIK 0001500293 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,958

F5 · shares: Represents shares required to satisfy tax withholding obligations in connection with the settlement of dividend equivalents accrued of 3,758 shares of performance-based stock units granted to the Reporting Person on February 16, 2017.

F2 · balance_after: Includes 61,853 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 27,071 granted on February 21, 2018 that vest on February 21, 2021 and 34,782 granted on February 21, 2019 that vest on February 21, 2022.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 22:02 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 11,941 $81.95 $978,564.95
Disclosure

SEC source: 0001562180-20-001480 · primarydocument.xml · nonDerivative · entry 3

Patel Bhavesh V. · CIK 0001500293 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,437

F4 · shares: Represents shares required to satisfy tax withholding obligations in connection with the vesting of 30,344 shares of performance-based stock units granted to the Reporting Person on February 16, 2017.

F2 · balance_after: Includes 61,853 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 27,071 granted on February 21, 2018 that vest on February 21, 2021 and 34,782 granted on February 21, 2019 that vest on February 21, 2022.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 22:02 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 3,758 $81.95 $307,968.10
Disclosure

SEC source: 0001562180-20-001480 · primarydocument.xml · nonDerivative · entry 2

Patel Bhavesh V. · CIK 0001500293 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,378

F3 · shares: Represents shares from the settlement of dividend equivalents that accrued on the performance-based stock units prior to vesting.

F2 · balance_after: Includes 61,853 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 27,071 granted on February 21, 2018 that vest on February 21, 2021 and 34,782 granted on February 21, 2019 that vest on February 21, 2022.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 22:02 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 30,344 $81.95 $2,486,690.80
Disclosure

SEC source: 0001562180-20-001480 · primarydocument.xml · nonDerivative · entry 1

Patel Bhavesh V. · CIK 0001500293 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,620

F1 · shares: Represents shares earned in connection with the performance-based stock units previously granted and unreportable on February 16, 2017 pursuant to the issuer's long-term incentive plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on February 19, 2020 following certification by the Issuer's compensation committee.

F2 · balance_after: Includes 61,853 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 27,071 granted on February 21, 2018 that vest on February 21, 2021 and 34,782 granted on February 21, 2019 that vest on February 21, 2022.

Read SEC document
February 16, 2020 Filed Feb 18, 2020 16:35 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 11,941 $82.60 $986,326.60
Disclosure

SEC source: 0001562180-20-001284 · primarydocument.xml · nonDerivative · entry 1

Patel Bhavesh V. · CIK 0001500293 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,276

F1 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting 30,344 shares of restricted stock units granted to the reporting person on February 16, 2017.

F2 · balance_after: Includes 61,853 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 27,071 granted on February 21, 2018 that vest on February 21, 2021 and 34,782 granted on February 21, 2019 that vest on February 21, 2022.

Read SEC document
January 12, 2020 Filed Jan 14, 2020 21:16 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 7,628 $89.43 $682,172.04
Disclosure

SEC source: 0001562180-20-000368 · primarydocument.xml · nonDerivative · entry 1

Patel Bhavesh V. · CIK 0001500293 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,217

F1 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting 23,637 shares of restricted stock units granted to the reporting person on January 12, 2015.

F2 · balance_after: Includes 92,197 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 30,344 granted on February 16, 2017 that vest on February 16, 2020; 27,071 granted on February 21, 2018 that vest on February 21, 2021 and 34,782 granted on February 21, 2019 that vest on February 21, 2022.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:14 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 231 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-20-000023 · edgardoc.xml · derivative · entry 2

Patel Bhavesh V. · CIK 0001500293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,516

Underlying: Common Stock · 231 shares

Expires not disclosed

F3 · security: Distribution ratio for Phantom Stock Units is 1:1.

F4 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F4 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 15:57 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 269 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-19-000237 · edgardoc.xml · derivative · entry 1

Patel Bhavesh V. · CIK 0001500293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,285

Underlying: Common Stock · 269 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
August 23, 2019 Filed Aug 26, 2019 22:10 UTC LyondellBasell Industries N.V. LYB · Entity 3246 PurchaseClass A ordinary shares 7,246 $68.85 $498,872.61
Disclosure

SEC source: 0001562180-19-004486 · primarydocument.xml · nonDerivative · entry 1

Patel Bhavesh V. · CIK 0001500293 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 195,375

F1 · shares: Represents shares purchased by the reporting person's family trust on August 23, 2019.

F2 · balance_after: Represents shares held by the reporting person's family trust including 57,511 shares transferred to the trust on March 13, 2019.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 13:52 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 242 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-19-000179 · edgardoc.xml · derivative · entry 1

Patel Bhavesh V. · CIK 0001500293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,016

Underlying: Common Stock · 242 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 15:20 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 242 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-19-000114 · edgardoc.xml · derivative · entry 1

Patel Bhavesh V. · CIK 0001500293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,774

Underlying: Common Stock · 242 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 19:09 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantStock Options (Right to Buy) · Derivative 190,596 $0.00 Strike: $88.50 $0.00
Disclosure

SEC source: 0001562180-19-001327 · primarydocument.xml · derivative · entry 3

Patel Bhavesh V. · CIK 0001500293 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,596

Underlying: Class A Ordinary Shares · 190,596 shares

Expires 2029-02-21

F2 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant of February 21, 2019.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 19:09 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 34,782 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001327 · primarydocument.xml · nonDerivative · entry 1

Patel Bhavesh V. · CIK 0001500293 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,356

F1 · balance_after: Includes 115,834 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 23,637 granted on January 12, 2015 that vest on January 12, 2020; 30,344 granted on February 16, 2017 that vest on February 16, 2020 and 27,071 granted on February 21, 2018 that vest on February 21, 2021. The 34,782 RSUs reported on this Form 4 vest on February 21, 2022.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 16:39 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 42,192 $89.16 $3,761,838.72
Disclosure

SEC source: 0001562180-19-001248 · primarydocument.xml · nonDerivative · entry 2

Patel Bhavesh V. · CIK 0001500293 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,574

F3 · shares: Represents shares earned in connection with the performance-based stock previously granted and unreportable on February 16, 2016 pursuant to the issuer's long-term incentive plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on February 20, 2019 following certification by the Issuer's compensation committee.

F2 · balance_after: Includes 81,052 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 23,637 granted on January 12, 2015 that vest on January 12, 2020; 30,344 granted on February 16, 2017 that vest on February 16, 2020 and 27,071 granted on February 21, 2018 that vest on February 21, 2021.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 16:39 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 16,603 $89.16 $1,480,323.48
Disclosure

SEC source: 0001562180-19-001248 · primarydocument.xml · nonDerivative · entry 1

Patel Bhavesh V. · CIK 0001500293 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,382

F1 · shares: Represents shares required to satisfy tax withholding obligations in connection with the vesting of 42,192 shares of performance-based stock granted to the Reporting Person on February 16, 2016.

F2 · balance_after: Includes 81,052 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 23,637 granted on January 12, 2015 that vest on January 12, 2020; 30,344 granted on February 16, 2017 that vest on February 16, 2020 and 27,071 granted on February 21, 2018 that vest on February 21, 2021.

Read SEC document
February 16, 2019 Filed Feb 20, 2019 16:14 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 10,257 $87.64 $898,923.48
Disclosure

SEC source: 0001562180-19-001083 · primarydocument.xml · nonDerivative · entry 1

Patel Bhavesh V. · CIK 0001500293 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,985

F1 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting 26,066 shares of restricted stock units granted to the reporting person on February 16, 2016.

F2 · balance_after: Includes 81,052 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 23,637 granted on January 12, 2015 that vest on January 12, 2020; 30,344 granted on February 16, 2017 that vest on February 16, 2020 and 27,071 granted on February 21, 2018 that vest on February 21, 2021.

Read SEC document
January 12, 2019 Filed Jan 15, 2019 17:12 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 7,525 $86.00 $647,150.00
Disclosure

SEC source: 0001562180-19-000288 · primarydocument.xml · nonDerivative · entry 1

Patel Bhavesh V. · CIK 0001500293 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,242

F1 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting 23,638 shares of restricted stock units granted to the reporting person on January 12, 2015.

F2 · balance_after: Includes 107,118 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 23,637 granted on January 12, 2015 that vest on January 12, 2020; 26,066 granted on February 16, 2016 that vest on February 16, 2019; 30,344 granted on February 16, 2017 that vest on February 16, 2020 and 27,071 granted on February 21, 2018 that vest on February 21, 2021.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 14:38 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 298 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-19-000018 · edgardoc.xml · derivative · entry 1

Patel Bhavesh V. · CIK 0001500293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,532

Underlying: Common Stock · 298 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 14:18 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 233 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-18-000246 · edgardoc.xml · derivative · entry 1

Patel Bhavesh V. · CIK 0001500293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,234

Underlying: Common Stock · 233 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 02, 2018 Filed Jul 3, 2018 14:14 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 231 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-18-000171 · edgardoc.xml · derivative · entry 1

Patel Bhavesh V. · CIK 0001500293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,001

Underlying: Common Stock · 231 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
May 18, 2018 Filed Jan 6, 2020 21:14 UTC UNION PACIFIC CORP UNP · Entity 2854 PurchaseCommon Stock 20 $143.80 $2,876.05
Disclosure

SEC source: 0000100885-20-000023 · edgardoc.xml · nonDerivative · entry 1

Patel Bhavesh V. · CIK 0001500293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,173.0439

F1 · security: Current balance of 4,173.0439 includes shares acquired through dividend reinvestment.

F2 · kind: The reporting person's broker had discretionary authority and made a purchase of 20 shares of Union Pacific Corporation common stock in a managed S&P 500 account.

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April 02, 2018 Filed Apr 3, 2018 19:44 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 247 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-18-000109 · edgardoc.xml · derivative · entry 1

Patel Bhavesh V. · CIK 0001500293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 770

Underlying: Common Stock · 247 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

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February 21, 2018 Filed Feb 23, 2018 21:05 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantStock Options (Right to Buy) · Derivative 136,656 $0.00 Strike: $109.09 $0.00
Disclosure

SEC source: 0001562180-18-001187 · primarydocument.xml · derivative · entry 5

Patel Bhavesh V. · CIK 0001500293 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,656

Underlying: Class A Ordinary Shares · 136,656 shares

Expires 2028-02-21

F4 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant of February 21, 2018.

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February 21, 2018 Filed Feb 23, 2018 21:05 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 45,864 $109.09 $5,003,303.76
Disclosure

SEC source: 0001562180-18-001187 · primarydocument.xml · nonDerivative · entry 3

Patel Bhavesh V. · CIK 0001500293 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,575

F3 · shares: Represents shares earned in connection with the performance-based stock previously granted and unreportable on February 17, 2015 pursuant to the issuer's long-term incentive plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on February 21, 2018 following certification by the Issuer's compensation committee.

F2 · balance_after: Includes 130,756 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 23,638 granted on January 12, 2015 that vest on January 12, 2019; 23,637 granted on January 12, 2015 that vest on January 12, 2020; 26,066 granted on February 16, 2016 that vest on February 16, 2019 and 30,344 granted on February 16, 2017 that vest on February 16, 2020. The 27,071 RSUs reported on this Form 4 vest on February 21, 2021.

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February 21, 2018 Filed Feb 23, 2018 21:05 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 27,071 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001187 · primarydocument.xml · nonDerivative · entry 2

Patel Bhavesh V. · CIK 0001500293 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,711

F2 · balance_after: Includes 130,756 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 23,638 granted on January 12, 2015 that vest on January 12, 2019; 23,637 granted on January 12, 2015 that vest on January 12, 2020; 26,066 granted on February 16, 2016 that vest on February 16, 2019 and 30,344 granted on February 16, 2017 that vest on February 16, 2020. The 27,071 RSUs reported on this Form 4 vest on February 21, 2021.

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February 21, 2018 Filed Feb 23, 2018 21:05 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 18,048 $109.09 $1,968,856.32
Disclosure

SEC source: 0001562180-18-001187 · primarydocument.xml · nonDerivative · entry 1

Patel Bhavesh V. · CIK 0001500293 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,640

F1 · shares: Represents shares required to satisfy tax withholding obligations in connection with the vesting of 45,864 shares of performance-based stock granted to the Reporting Person on February 17, 2015.

F2 · balance_after: Includes 130,756 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 23,638 granted on January 12, 2015 that vest on January 12, 2019; 23,637 granted on January 12, 2015 that vest on January 12, 2020; 26,066 granted on February 16, 2016 that vest on February 16, 2019 and 30,344 granted on February 16, 2017 that vest on February 16, 2020. The 27,071 RSUs reported on this Form 4 vest on February 21, 2021.

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February 17, 2018 Filed Feb 21, 2018 21:59 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 7,520 $108.61 $816,747.20
Disclosure

SEC source: 0001562180-18-001095 · primarydocument.xml · nonDerivative · entry 1

Patel Bhavesh V. · CIK 0001500293 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,688

F1 · shares: On February 17, 2018 the reporting person's restricted stock units automatically vested 19,110 shares. 7,520 shares were withheld by the issuer to satisfy the issuer's tax withholding obligations.

F2 · balance_after: Includes 103,685 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 23,638 granted on January 12, 2015 that vest on January 12, 2019; 23,637 granted on January 12, 2015 that vest on January 12, 2020; 26,066 granted on February 16, 2016 that vest on February 16, 2019 and 30,344 granted on February 16, 2017 that vest on February 16, 2020.

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January 12, 2018 Filed Jan 17, 2018 20:26 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A ordinary shares 8,054 $117.68 $947,794.72
Disclosure

SEC source: 0001562180-18-000331 · primarydocument.xml · nonDerivative · entry 1

Patel Bhavesh V. · CIK 0001500293 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,208

F1 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting 23,638 shares of restricted stock units granted to the reporting person on January 12, 2015.

F2 · balance_after: Includes 122,795 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 23,638 granted on January 12, 2015 that vest on January 12, 2019; 23,637 granted on January 12, 2015 that vest on January 12, 2020; 19,110 granted on February 17, 2015 that vest on February 17, 2018; 26,066 granted on February 16, 2016 that vest on February 16, 2019 and 30,344 granted on February 16, 2017 that vest on February 16, 2020.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 20:41 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 241 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-18-000019 · edgardoc.xml · derivative · entry 1

Patel Bhavesh V. · CIK 0001500293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 523

Underlying: Common Stock · 241 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 18:28 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 282 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-17-000225 · edgardoc.xml · derivative · entry 1

Patel Bhavesh V. · CIK 0001500293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282

Underlying: Common Stock · 282 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 26, 2017 Filed Jul 27, 2017 18:29 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0000100885-17-000182 · edgardoc.xml · nonDerivative · entry 1

Patel Bhavesh V. · CIK 0001500293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

F1 · security: Award of stock pursuant to Union Pacific Corporation 2000 Directors Stock Plan.

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February 20, 2017 Filed Feb 23, 2017 01:13 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A ordinary shares 375 $92.91 $34,841.25
Disclosure

SEC source: 0001225208-17-004194 · doc4.xml · nonDerivative · entry 1

Patel Bhavesh V. · CIK 0001500293 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,262

F1 · balance_after: Includes 140,195 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 23,638 granted on January 12, 2015 that vest on January 12, 2018; 23,638 granted on January 12, 2015 that vest on January 12, 2019; 23,637 granted on January 12, 2015 that vest on January 12, 2020; 19,110 granted on February 17, 2015 that vest on February 17, 2018; 26,066 granted on February 16, 2016 that vest on February 16, 2019 and 24,106 granted on February 16, 2017 that vest on February 16, 2020.

Read SEC document
February 16, 2017 Filed Feb 22, 2017 00:34 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantOpt - Stock Option · Derivative 130,572 $0.00 Strike: $92.69 $0.00
Disclosure

SEC source: 0001225208-17-004031 · doc4.xml · derivative · entry 5

Patel Bhavesh V. · CIK 0001500293 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,572

Underlying: Class A ordinary shares · 130,572 shares

Expires 2027-02-16

F4 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant of February 16, 2017.

Read SEC document
February 16, 2017 Filed Feb 22, 2017 00:34 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A ordinary shares 1,908 $92.69 $176,852.52
Disclosure

SEC source: 0001225208-17-004031 · doc4.xml · nonDerivative · entry 3

Patel Bhavesh V. · CIK 0001500293 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,637

F3 · shares: Represents shares required to satisfy tax withholding obligations in connection with the vesting of 4,547 shares of performance-based stock granted to the Reporting Person on February 20, 2014.

F1 · balance_after: Includes 141,070 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 875 granted on February 20, 2014 that vest on February 20, 2017; 23,638 granted on January 12, 2015 that vest on January 12, 2018; 23,638 granted on January 12, 2015 that vest on January 12, 2019; 23,637 granted on January 12, 2015 that vest on January 12, 2020; 19,110 granted on February 17, 2015 that vest on February 17, 2018 and 26,066 granted on February 16, 2016 that vest on February 16, 2019. The 24,106 RSUs reported on this Form 4 vest on February 16, 2020.

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February 16, 2017 Filed Feb 22, 2017 00:34 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A ordinary shares 4,547 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004031 · doc4.xml · nonDerivative · entry 2

Patel Bhavesh V. · CIK 0001500293 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,545

F2 · shares: Represents shares earned in connection with the performance-based stock previously granted and unreportable on February 20, 2014 pursuant to the issuer's long-term incentive plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on February 16, 2017 following certification by the Issuer's compensation committee.

F1 · balance_after: Includes 141,070 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 875 granted on February 20, 2014 that vest on February 20, 2017; 23,638 granted on January 12, 2015 that vest on January 12, 2018; 23,638 granted on January 12, 2015 that vest on January 12, 2019; 23,637 granted on January 12, 2015 that vest on January 12, 2020; 19,110 granted on February 17, 2015 that vest on February 17, 2018 and 26,066 granted on February 16, 2016 that vest on February 16, 2019. The 24,106 RSUs reported on this Form 4 vest on February 16, 2020.

Read SEC document
February 16, 2017 Filed Feb 22, 2017 00:34 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A ordinary shares 30,344 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004031 · doc4.xml · nonDerivative · entry 1

Patel Bhavesh V. · CIK 0001500293 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,998

F1 · balance_after: Includes 141,070 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 875 granted on February 20, 2014 that vest on February 20, 2017; 23,638 granted on January 12, 2015 that vest on January 12, 2018; 23,638 granted on January 12, 2015 that vest on January 12, 2019; 23,637 granted on January 12, 2015 that vest on January 12, 2020; 19,110 granted on February 17, 2015 that vest on February 17, 2018 and 26,066 granted on February 16, 2016 that vest on February 16, 2019. The 24,106 RSUs reported on this Form 4 vest on February 16, 2020.

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January 12, 2017 Filed Jan 17, 2017 21:33 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A ordinary shares 4,326 $89.62 $387,696.12
Disclosure

SEC source: 0001225208-17-001177 · doc4.xml · nonDerivative · entry 1

Patel Bhavesh V. · CIK 0001500293 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,654

F1 · balance_after: Includes 116,964 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 875 granted on February 20, 2014 that vest on February 20, 2017; 23,638 granted on January 12, 2015 that vest on January 12, 2018; 23,638 granted on January 12, 2015 that vest on January 12, 2019; 23,637 granted on January 12, 2015 that vest on January 12, 2020; 19,110 granted on February 17, 2015 that vest on February 17, 2018 and 26,066 granted on February 16, 2016 that vest on February 16, 2019.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.