Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Behringer Harvard Opportunity REIT I, Inc.NONE · Entity 172634 | Director | January 02, 2017 | June 02, 2017 |
| Carlyle Credit Income FundVCIF · Entity 7137 | President | June 25, 2019 | June 26, 2019 |
| Lightstone Value Plus Real Estate Investment Trust V, Inc.NONE · Entity 172636 | Director | January 02, 2017 | June 02, 2017 |
| Monogram Residential Trust, Inc.MORE · Entity 173035 | Director | January 02, 2017 | July 24, 2017 |
| Pathway Capital Opportunity Fund, Inc.NONE · Entity 167560 | Executive Vice President | August 25, 2015 | August 11, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Behringer Harvard Opportunity REIT I, Inc.
Report date January 02, 2017 · Filed June 02, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectThrough Stratera Holdings, LLC | 18,383 |
Reported balance
After 2017-01-02 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2017-01-02 · Sale · Disposed 3,356 · Balance 18,383 F1: Stratera Holdings, LLC (f/k/a Behringer Harvard Holdings, LLC) disposed of these reporting securities as part of the consideration paid to redeem certain of its membership interests. F2: These securities are directly owned by Stratera Holdings, LLC and are deemed to be beneficially owned by the reporting person as a manager of Stratera Holdings, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Stratera Holdings, LLC (f/k/a Behringer Harvard Holdings, LLC) disposed of these reporting securities as part of the consideration paid to redeem certain of its membership interests.
F2: These securities are directly owned by Stratera Holdings, LLC and are deemed to be beneficially owned by the reporting person as a manager of Stratera Holdings, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Carlyle Credit Income Fund
Report date June 25, 2019 · Filed June 26, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Shares of Beneficial InterestSEC Table I · non-derivative | IndirectIn Spouse's Trust | 7,119 |
Reported balance
After 2019-06-25 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-06-25 · Purchase · Acquired 2,771 · Balance 7,119 |
Lightstone Value Plus Real Estate Investment Trust V, Inc.
Report date January 02, 2017 · Filed June 02, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectThrough Stratera Holdings, LLC | 19,002.91 |
Reported balance
After 2017-01-02 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2017-01-02 · Sale · Disposed 3,469 · Balance 19,002.91 F1: Stratera Holdings, LLC (f/k/a Behringer Harvard Holdings, LLC) disposed of these reporting securities as part of the consideration paid to redeem certain of its membership interests. F2: These securities are directly owned by Stratera Holdings, LLC and are deemed to be beneficially owned by the reporting person as a manager of Stratera Holdings, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Jamie R Cohen GST Trust | 2,762.431 |
Reported balance
Holding disclosure · report date 2017-01-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,762.431 F3: The reporting person's wife serves as co-trustee of this entity, and the reporting person disclaims beneficial ownership of all shares held by such entity. |
Filing footnotes · ownership attribution and instrument terms
F1: Stratera Holdings, LLC (f/k/a Behringer Harvard Holdings, LLC) disposed of these reporting securities as part of the consideration paid to redeem certain of its membership interests.
F2: These securities are directly owned by Stratera Holdings, LLC and are deemed to be beneficially owned by the reporting person as a manager of Stratera Holdings, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F3: The reporting person's wife serves as co-trustee of this entity, and the reporting person disclaims beneficial ownership of all shares held by such entity.
Monogram Residential Trust, Inc.
Report date January 02, 2017 · Filed July 24, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectThrough Behringer Harvard Holdings, LLC | 20,098 |
Reported balance
After 2017-01-02 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2017-01-02 · Sale · Disposed 3,669 · Balance 20,098 F1: Behringer Harvard Holdings, LLC disposed of these reporting securities as part of the consideration paid to redeem certain membership interests in Behringer Harvard Holdings, LLC. F2: These securities are directly owned by Behringer Harvard Holdings, LLC and are deemed to be beneficially owned by the reporting person as an owner and manager of Behringer Harvard Holdings, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Direct | 7,380 |
Reported balance
Holding disclosure · report date 2017-01-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 7,380 F3: The shares reported relate to restricted stock units awarded to the reporting person and are subject to specified vesting and settlement provisions. |
| Common StockSEC Table I · non-derivative | IndirectBy Jaime R. Cohen 2006 GST Trust | 3,107 |
Reported balance
Holding disclosure · report date 2017-01-02 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 3,107 F4: The reporting person's wife serves as co-trustee of this entity, and the reporting person disclaims beneficial ownership of all shares held by such entity. |
Filing footnotes · ownership attribution and instrument terms
F1: Behringer Harvard Holdings, LLC disposed of these reporting securities as part of the consideration paid to redeem certain membership interests in Behringer Harvard Holdings, LLC.
F2: These securities are directly owned by Behringer Harvard Holdings, LLC and are deemed to be beneficially owned by the reporting person as an owner and manager of Behringer Harvard Holdings, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F3: The shares reported relate to restricted stock units awarded to the reporting person and are subject to specified vesting and settlement provisions.
F4: The reporting person's wife serves as co-trustee of this entity, and the reporting person disclaims beneficial ownership of all shares held by such entity.
Pathway Capital Opportunity Fund, Inc.
Report date August 25, 2015 · Filed August 11, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,776 |
Reported balance
After 2015-08-25 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2015-08-25 · Grant · Acquired 1,776 · Balance 1,776 F1: Represents pecuniary interests of a family trust of shares held by Behringer Harvard Holdings, LLC (nka Stratera Holdings, LLC). Mr. Cohen disclaims beneficial ownership of these shares. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 4,286 |
Reported balance
After 2015-11-02 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2015-11-02 · Grant · Acquired 2,510 · Balance 4,286 F2: Represents pecuniary interests of Mr. Cohen in shares held by Behringer Harvard Holdings, LLC (nka Stratera Holdings, LLC). A portion of such shares are held by a family trust; Mr. Cohen disclaims beneficial ownership of these shares. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 4,354 |
Reported balance
After 2017-01-02 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2017-01-02 · Grant · Acquired 68 · Balance 4,354 F3: Increase in pecuniary interest as a result of a former member of Behringer Harvard Holdings, LLC (nka Stratera Holdings, LLC) moving from indirect to direct ownership. A portion or such shares are held by a family trust; Mr. Cohen disclaims beneficial ownership of these shares. F2: Represents pecuniary interests of Mr. Cohen in shares held by Behringer Harvard Holdings, LLC (nka Stratera Holdings, LLC). A portion of such shares are held by a family trust; Mr. Cohen disclaims beneficial ownership of these shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents pecuniary interests of a family trust of shares held by Behringer Harvard Holdings, LLC (nka Stratera Holdings, LLC). Mr. Cohen disclaims beneficial ownership of these shares.
F2: Represents pecuniary interests of Mr. Cohen in shares held by Behringer Harvard Holdings, LLC (nka Stratera Holdings, LLC). A portion of such shares are held by a family trust; Mr. Cohen disclaims beneficial ownership of these shares.
F3: Increase in pecuniary interest as a result of a former member of Behringer Harvard Holdings, LLC (nka Stratera Holdings, LLC) moving from indirect to direct ownership. A portion or such shares are held by a family trust; Mr. Cohen disclaims beneficial ownership of these shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 25, 2019 Filed Jun 26, 2019 21:17 UTC | Carlyle Credit Income Fund VCIF · Entity 7137 | PurchaseShares of Beneficial Interest | 2,771 | $9.10 | $25,216.10 |
DisclosureSEC source: 0001580642-19-002981 · ownership.xml · nonDerivative · entry 1 Cohen Michael D · CIK 0001531468 · President 10b5-1 filing: Not disclosed Ownership: Indirect · In Spouse's Trust Disclosed balance after: 7,119 Read SEC document |
| July 21, 2017 Filed Oct 18, 2017 17:22 UTC | Carlyle Credit Income Fund VCAPX · Entity 7137 | PurchaseShares of Beneficial Interest | 3,958.828 | $12.63 | $50,000.00 |
DisclosureSEC source: 0001580642-17-005579 · primary_doc.xml · nonDerivative · entry 1 Cohen Michael D · CIK 0001531468 · President 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse's Trust Disclosed balance after: 3,992.985 Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 16:40 UTC | Monogram Residential Trust, Inc. MORE · Entity 173035 | GrantCommon Stock | 1,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001384710-17-000019 · wf-form4_148486204292059.xml · nonDerivative · entry 1 Cohen Michael D · CIK 0001531468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,380 F1 · shares: Represents restricted stock units awarded on January 17, 2017 in lieu of the cash retainer payable for service as a member of the Company's board of directors and its committees during the fourth quarter of 2016. These restricted stock units are subject to specified vesting and settlement provisions. F2 · balance_after: The shares reported relate to restricted stock units awarded to the reporting person and are subject to specified vesting and settlement provisions. Read SEC document |
| January 02, 2017 Filed Jun 2, 2017 10:25 UTC | Behringer Harvard Opportunity REIT I, Inc. NONE · Entity 172634 | SaleCommon Stock | 3,356 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-037138 · a5.xml · nonDerivative · entry 1 Cohen Michael D · CIK 0001531468 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Through Stratera Holdings, LLC Disclosed balance after: 18,383 F1 · price: Stratera Holdings, LLC (f/k/a Behringer Harvard Holdings, LLC) disposed of these reporting securities as part of the consideration paid to redeem certain of its membership interests. F2 · ownership.direct: These securities are directly owned by Stratera Holdings, LLC and are deemed to be beneficially owned by the reporting person as a manager of Stratera Holdings, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| January 02, 2017 Filed Jun 2, 2017 14:22 UTC | Lightstone Value Plus Real Estate Investment Trust V, Inc. NONE · Entity 172636 | SaleCommon Stock | 3,469 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-037137 · a4.xml · nonDerivative · entry 1 Cohen Michael D · CIK 0001531468 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Through Stratera Holdings, LLC Disclosed balance after: 19,002.91 F1 · price: Stratera Holdings, LLC (f/k/a Behringer Harvard Holdings, LLC) disposed of these reporting securities as part of the consideration paid to redeem certain of its membership interests. F2 · ownership.direct: These securities are directly owned by Stratera Holdings, LLC and are deemed to be beneficially owned by the reporting person as a manager of Stratera Holdings, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| January 02, 2017 Filed Jul 24, 2017 11:26 UTC | Monogram Residential Trust, Inc. MORE · Entity 173035 | SaleCommon Stock | 3,669 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-046449 · a4.xml · nonDerivative · entry 1 Cohen Michael D · CIK 0001531468 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Through Behringer Harvard Holdings, LLC Disclosed balance after: 20,098 F1 · price: Behringer Harvard Holdings, LLC disposed of these reporting securities as part of the consideration paid to redeem certain membership interests in Behringer Harvard Holdings, LLC. F2 · ownership.direct: These securities are directly owned by Behringer Harvard Holdings, LLC and are deemed to be beneficially owned by the reporting person as an owner and manager of Behringer Harvard Holdings, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| January 02, 2017 Filed Aug 11, 2017 12:42 UTC | Pathway Capital Opportunity Fund, Inc. NONE · Entity 167560 | GrantCommon Stock | 68 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-051299 · a4.xml · nonDerivative · entry 3 Cohen Michael D · CIK 0001531468 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,354 F3 · price: Increase in pecuniary interest as a result of a former member of Behringer Harvard Holdings, LLC (nka Stratera Holdings, LLC) moving from indirect to direct ownership. A portion or such shares are held by a family trust; Mr. Cohen disclaims beneficial ownership of these shares. F2 · ownership.nature: Represents pecuniary interests of Mr. Cohen in shares held by Behringer Harvard Holdings, LLC (nka Stratera Holdings, LLC). A portion of such shares are held by a family trust; Mr. Cohen disclaims beneficial ownership of these shares. Read SEC document |
| November 02, 2015 Filed Aug 11, 2017 12:42 UTC | Pathway Capital Opportunity Fund, Inc. NONE · Entity 167560 | GrantCommon Stock | 2,510 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-051299 · a4.xml · nonDerivative · entry 2 Cohen Michael D · CIK 0001531468 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,286 F2 · price: Represents pecuniary interests of Mr. Cohen in shares held by Behringer Harvard Holdings, LLC (nka Stratera Holdings, LLC). A portion of such shares are held by a family trust; Mr. Cohen disclaims beneficial ownership of these shares. F2 · ownership.nature: Represents pecuniary interests of Mr. Cohen in shares held by Behringer Harvard Holdings, LLC (nka Stratera Holdings, LLC). A portion of such shares are held by a family trust; Mr. Cohen disclaims beneficial ownership of these shares. Read SEC document |
| August 25, 2015 Filed Aug 11, 2017 12:42 UTC | Pathway Capital Opportunity Fund, Inc. NONE · Entity 167560 | GrantCommon Stock | 1,776 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-051299 · a4.xml · nonDerivative · entry 1 Cohen Michael D · CIK 0001531468 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,776 F1 · price: Represents pecuniary interests of a family trust of shares held by Behringer Harvard Holdings, LLC (nka Stratera Holdings, LLC). Mr. Cohen disclaims beneficial ownership of these shares. F1 · ownership.nature: Represents pecuniary interests of a family trust of shares held by Behringer Harvard Holdings, LLC (nka Stratera Holdings, LLC). Mr. Cohen disclaims beneficial ownership of these shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.