CCID

SEC source: 0001971028-26-000003 · wk-form4_1782331847.xml · nonDerivative · entry 1

Joseph Nelson · CIK 0001971028 · PFO, PAO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,700

SEC source: 0001717844-26-000002 · wk-form4_1773779119.xml · nonDerivative · entry 1

Basmadjian Lauren Michelle · CIK 0001717844 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,448

SEC source: 0001735373-26-000003 · wk-form5_1770931983.xml · nonDerivative · entry 2

Handa Sanjeev · CIK 0001735373 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,226.988

F2 · security: Held in IRA.

F1 · kind: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2025 reporting year.

F1 · price: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2025 reporting year.

SEC source: 0001735373-26-000003 · wk-form5_1770931983.xml · nonDerivative · entry 1

Handa Sanjeev · CIK 0001735373 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,945.305

F1 · kind: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2025 reporting year.

F1 · price: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2025 reporting year.

SEC source: 0001971028-25-000005 · wk-form4_1766523612.xml · nonDerivative · entry 1

Joseph Nelson · CIK 0001971028 · PFO, PAO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,700

SEC source: 0001628280-25-033494 · wk-form4_1751313780.xml · nonDerivative · entry 1

MCCABE JOAN Y · CIK 0001254339 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,180

SEC source: 0001628280-25-033802 · wk-form4_1751403977.xml · nonDerivative · entry 1

Basmadjian Lauren Michelle · CIK 0001717844 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,448

SEC source: 0001628280-25-033019 · wk-form4_1750882649.xml · nonDerivative · entry 1

Mehta Nishil · CIK 0001986143 · Director · President and PEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,754.209

F1 · price: Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $6.015 to $6.020 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

SEC source: 0001628280-25-005734 · wk-form5_1739568133.xml · nonDerivative · entry 1

Lefkowitz Joshua · CIK 0001807938 · CCO, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,123.64

F1 · kind: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2024 reporting year.

F1 · price: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2024 reporting year.

SEC source: 0001628280-25-005740 · wk-form5_1739568254.xml · nonDerivative · entry 1

Mehta Nishil · CIK 0001986143 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,104.209

F1 · kind: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2024 reporting year.

F1 · price: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2024 reporting year.

SEC source: 0001628280-25-005737 · wk-form5_1739568197.xml · nonDerivative · entry 1

Handa Sanjeev · CIK 0001735373 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,709.454

F1 · kind: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2024 reporting year.

F1 · price: Shares were acquired through dividend reinvestments at various prices at fair market value throughout the 2024 reporting year.

SEC source: 0001628280-24-052206 · wk-form4_1734728473.xml · nonDerivative · entry 1

Handa Sanjeev · CIK 0001735373 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,387.889

SEC source: 0001628280-24-052210 · wk-form4_1734728536.xml · nonDerivative · entry 1

MCCABE JOAN Y · CIK 0001254339 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,358

SEC source: 0001254339-24-000008 · wk-form4_1719261040.xml · nonDerivative · entry 1

MCCABE JOAN Y · CIK 0001254339 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,279

SEC source: 0001971028-23-000010 · wk-form4_1703202218.xml · nonDerivative · entry 1

Joseph Nelson · CIK 0001971028 · PFO, PAO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

SEC source: 0001807938-23-000004 · wk-form4_1703202525.xml · nonDerivative · entry 2

Lefkowitz Joshua · CIK 0001807938 · CCO, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,118

SEC source: 0001807938-23-000004 · wk-form4_1703202525.xml · nonDerivative · entry 1

Lefkowitz Joshua · CIK 0001807938 · CCO, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 468

SEC source: 0001717844-23-000006 · wk-form4_1703108773.xml · nonDerivative · entry 2

Basmadjian Lauren Michelle · CIK 0001717844 · Director · Principal Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,550

SEC source: 0001717844-23-000006 · wk-form4_1703108773.xml · nonDerivative · entry 1

Basmadjian Lauren Michelle · CIK 0001717844 · Director · Principal Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,550

F1 · price: Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $7.85 to $7.86 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

SEC source: 0001986143-23-000004 · wk-form4_1698783807.xml · nonDerivative · entry 1

Mehta Nishil · CIK 0001986143 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,300

F1 · price: Represents the average purchase price per share. The shares were purchased at prices ranging from $7.62 to $7.66 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer

SEC source: 0001254339-23-000004 · wk-form4_1698351437.xml · nonDerivative · entry 1

MCCABE JOAN Y · CIK 0001254339 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,329

SEC source: 0001735373-23-000004 · wk-form4_1697747225.xml · nonDerivative · entry 1

Handa Sanjeev · CIK 0001735373 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,000

SEC source: 0000950170-23-048165 · ownership.xml · nonDerivative · entry 1

CG Subsidiary Holdings L.L.C. · CIK 0001790577 · 10% owner

Carlyle Group Inc. · CIK 0001527166 · 10% owner

Carlyle Holdings I GP Inc. · CIK 0001548626 · 10% owner

Carlyle Holdings I GP Sub L.L.C. · CIK 0001548627 · 10% owner

Carlyle Holdings I L.P. · CIK 0001548628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,785,628

F1 · ownership.direct: Pursuant to a transaction that closed on September 12, 2023, CG Subsidiary Holdings, L.L.C. ("CG Sub Holdings") purchased newly-issued shares of beneficial interest in the Issuer (the "Shares") on September 13, 2023 from the Issuer at a price of 8.52 per Share, which equaled the net asset value per Share on September 12, 2023, for a total purchase price of $10,816,451.40.

F2 · ownership.direct: The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq, is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities reported herein, is the managing member of CG Sub Holdings (each of the foregoing entities, the "Carlyle Entities"). Each of the Carlyle Entities may be deemed to share beneficial ownership of the securities beneficially owned by CG Sub Holdings. Each of them disclaims beneficial ownership of such securities, except to the extent of their pecuniary interest therein.

SEC source: 0000899243-23-018608 · doc4.xml · derivative · entry 3

CG Subsidiary Holdings L.L.C. · CIK 0001790577 · 10% owner

Carlyle Group Inc. · CIK 0001527166 · 10% owner

Carlyle Holdings I GP Inc. · CIK 0001548626 · 10% owner

Carlyle Holdings I GP Sub L.L.C. · CIK 0001548627 · 10% owner

Carlyle Holdings I L.P. · CIK 0001548628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 1,303,187

Underlying: Shares of Beneficial Interest · 1,303,187 shares

Expires 2023-09-12

F3 · derivative.exercise_price: In connection with the Tender Offer and related transactions, CG Sub Holdings will purchase an additional number of newly issued Shares from the Issuer at a price equal to the greater of the Offer Price and the net asset value per Share on September 12, 2023 for a total purchase price of $10,816,451.40. The number of Shares reflected above is calculated assuming such purchase occurs at the Offer Price. To the extent the purchase price is greater than the Offer Price, a fewer number of Shares will be purchased.

F3 · shares: In connection with the Tender Offer and related transactions, CG Sub Holdings will purchase an additional number of newly issued Shares from the Issuer at a price equal to the greater of the Offer Price and the net asset value per Share on September 12, 2023 for a total purchase price of $10,816,451.40. The number of Shares reflected above is calculated assuming such purchase occurs at the Offer Price. To the extent the purchase price is greater than the Offer Price, a fewer number of Shares will be purchased.

F3 · price: In connection with the Tender Offer and related transactions, CG Sub Holdings will purchase an additional number of newly issued Shares from the Issuer at a price equal to the greater of the Offer Price and the net asset value per Share on September 12, 2023 for a total purchase price of $10,816,451.40. The number of Shares reflected above is calculated assuming such purchase occurs at the Offer Price. To the extent the purchase price is greater than the Offer Price, a fewer number of Shares will be purchased.

F3 · derivative.underlying_shares: In connection with the Tender Offer and related transactions, CG Sub Holdings will purchase an additional number of newly issued Shares from the Issuer at a price equal to the greater of the Offer Price and the net asset value per Share on September 12, 2023 for a total purchase price of $10,816,451.40. The number of Shares reflected above is calculated assuming such purchase occurs at the Offer Price. To the extent the purchase price is greater than the Offer Price, a fewer number of Shares will be purchased.

F3 · balance_after: In connection with the Tender Offer and related transactions, CG Sub Holdings will purchase an additional number of newly issued Shares from the Issuer at a price equal to the greater of the Offer Price and the net asset value per Share on September 12, 2023 for a total purchase price of $10,816,451.40. The number of Shares reflected above is calculated assuming such purchase occurs at the Offer Price. To the extent the purchase price is greater than the Offer Price, a fewer number of Shares will be purchased.

F3 · ownership.nature: In connection with the Tender Offer and related transactions, CG Sub Holdings will purchase an additional number of newly issued Shares from the Issuer at a price equal to the greater of the Offer Price and the net asset value per Share on September 12, 2023 for a total purchase price of $10,816,451.40. The number of Shares reflected above is calculated assuming such purchase occurs at the Offer Price. To the extent the purchase price is greater than the Offer Price, a fewer number of Shares will be purchased.

F4 · ownership.nature: The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq, is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities reported herein, is the managing member of CG Sub Holdings (each of the foregoing entities, the "Carlyle Entities"). Each of the Carlyle Entities may be deemed to share beneficial ownership of the securities beneficially owned by CG Sub Holdings. Each of them disclaims beneficial ownership of such securities, except to the extent of their pecuniary interest therein.

SEC source: 0000899243-23-018608 · doc4.xml · nonDerivative · entry 2

CG Subsidiary Holdings L.L.C. · CIK 0001790577 · 10% owner

Carlyle Group Inc. · CIK 0001527166 · 10% owner

Carlyle Holdings I GP Inc. · CIK 0001548626 · 10% owner

Carlyle Holdings I GP Sub L.L.C. · CIK 0001548627 · 10% owner

Carlyle Holdings I L.P. · CIK 0001548628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 504,042

F1 · ownership.nature: On July 18, 2023, CG Subsidiary Holdings, L.L.C. ("CG Sub Holdings"), commenced a tender offer (as amended and supplemented from time to time, the "Tender Offer") to purchase up to $25,000,006.70 in value of outstanding shares of beneficial interest in the Issuer (the "Shares"). The Tender Offer expired at 11:59 P.M., New York City time, on August 28, 2023 (the "Expiration Date"). A total of approximately 7,477,489 Shares were validly tendered and not withdrawn in connection with the Tender Offer. CG Sub Holdings accepted for purchase 3,012,049 of such Shares. The price per Share paid by CG Sub Holdings was $8.30 (the "Offer Price"), which equaled the net asset value per Share on August 14, 2023 and calculated on the following day.

F2 · ownership.nature: In connection with the Tender Offer and related transactions, CG Sub Holdings will purchase an additional 504,042 Shares from existing shareholders of the Issuer for the Offer Price. Such purchase is expected to close on September 12, 2023.

F4 · ownership.nature: The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq, is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities reported herein, is the managing member of CG Sub Holdings (each of the foregoing entities, the "Carlyle Entities"). Each of the Carlyle Entities may be deemed to share beneficial ownership of the securities beneficially owned by CG Sub Holdings. Each of them disclaims beneficial ownership of such securities, except to the extent of their pecuniary interest therein.

SEC source: 0000899243-23-018608 · doc4.xml · nonDerivative · entry 1

CG Subsidiary Holdings L.L.C. · CIK 0001790577 · 10% owner

Carlyle Group Inc. · CIK 0001527166 · 10% owner

Carlyle Holdings I GP Inc. · CIK 0001548626 · 10% owner

Carlyle Holdings I GP Sub L.L.C. · CIK 0001548627 · 10% owner

Carlyle Holdings I L.P. · CIK 0001548628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,012,049

F1 · ownership.direct: On July 18, 2023, CG Subsidiary Holdings, L.L.C. ("CG Sub Holdings"), commenced a tender offer (as amended and supplemented from time to time, the "Tender Offer") to purchase up to $25,000,006.70 in value of outstanding shares of beneficial interest in the Issuer (the "Shares"). The Tender Offer expired at 11:59 P.M., New York City time, on August 28, 2023 (the "Expiration Date"). A total of approximately 7,477,489 Shares were validly tendered and not withdrawn in connection with the Tender Offer. CG Sub Holdings accepted for purchase 3,012,049 of such Shares. The price per Share paid by CG Sub Holdings was $8.30 (the "Offer Price"), which equaled the net asset value per Share on August 14, 2023 and calculated on the following day.

F4 · ownership.direct: The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq, is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities reported herein, is the managing member of CG Sub Holdings (each of the foregoing entities, the "Carlyle Entities"). Each of the Carlyle Entities may be deemed to share beneficial ownership of the securities beneficially owned by CG Sub Holdings. Each of them disclaims beneficial ownership of such securities, except to the extent of their pecuniary interest therein.

SEC source: 0001580642-19-002981 · ownership.xml · nonDerivative · entry 1

Cohen Michael D · CIK 0001531468 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · In Spouse's Trust

Disclosed balance after: 7,119

SEC source: 0001580642-19-002953 · ownership.xml · nonDerivative · entry 1

MATTOX M JASON · CIK 0001218935 · COO of Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,110

SEC source: 0001580642-19-002828 · ownership.xml · nonDerivative · entry 2

Oakline Advisor, LLC · CIK 0001704412 · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3.223

SEC source: 0001580642-19-002828 · ownership.xml · nonDerivative · entry 1

Oakline Advisor, LLC · CIK 0001704412 · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001580642-19-002827 · ownership.xml · nonDerivative · entry 6

Oakline Advisor, LLC · CIK 0001704412 · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2.075

SEC source: 0001580642-19-002827 · ownership.xml · nonDerivative · entry 5

Oakline Advisor, LLC · CIK 0001704412 · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001580642-19-002827 · ownership.xml · nonDerivative · entry 4

Oakline Advisor, LLC · CIK 0001704412 · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001580642-19-002827 · ownership.xml · nonDerivative · entry 3

Oakline Advisor, LLC · CIK 0001704412 · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001580642-19-002827 · ownership.xml · nonDerivative · entry 2

Oakline Advisor, LLC · CIK 0001704412 · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001580642-19-002827 · ownership.xml · nonDerivative · entry 1

Oakline Advisor, LLC · CIK 0001704412 · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1.022

SEC source: 0001580642-17-005579 · primary_doc.xml · nonDerivative · entry 1

Cohen Michael D · CIK 0001531468 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse's Trust

Disclosed balance after: 3,992.985