Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| QUALCOMM INC/DEQCOM · Entity 2852 | EVP, Strategy and M&A | June 15, 2021 | June 16, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
QUALCOMM INC/DE
Report date June 15, 2021 · Filed June 16, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Trust | 77,036 |
Reported balance
After 2021-06-15 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-06-15 · Sale · Disposed 1,510 · Balance 77,036 F1: The transaction was conducted under a Rule 10b5-1 trading plan. F2: The sale prices for this transaction ranged from $135.44 to $137.20. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F3: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015. |
Filing footnotes · ownership attribution and instrument terms
F1: The transaction was conducted under a Rule 10b5-1 trading plan.
F2: The sale prices for this transaction ranged from $135.44 to $137.20. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F3: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 20, 2017 Filed Nov 21, 2017 21:03 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 6,896 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-17-000195 · edgardoc.xml · nonDerivative · entry 1 MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 20,805 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015. Read SEC document |
| October 19, 2017 Filed Oct 20, 2017 20:18 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 7,695.8385 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-17-000177 · edgardoc.xml · derivative · entry 3 MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,695.8385 Underlying: Common Stock · 7,695.8385 shares Expires 2018-10-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 19, 2016, 2017 and 2018. F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 19, 2016, 2017 and 2018. Read SEC document |
| October 19, 2017 Filed Oct 20, 2017 20:18 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 2,104 | $52.29 | $110,018.16 |
DisclosureSEC source: 0001234452-17-000177 · edgardoc.xml · nonDerivative · entry 2 MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 13,909 F2 · balance_after: Includes 202 shares acquired on January 31, 2017 and 235 shares acquired on July 31, 2017 under the Company's Employee Stock Purchase Plan. F1 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015. Read SEC document |
| October 19, 2017 Filed Oct 20, 2017 20:18 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 7,695 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-17-000177 · edgardoc.xml · nonDerivative · entry 1 MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 16,013 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015. Read SEC document |
| April 30, 2017 Filed May 1, 2017 18:09 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantRestricted Stock Unit · Derivative | 20,260.3371 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-17-000083 · edgardoc.xml · derivative · entry 1 MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,260.3371 Underlying: Common Stock · 20,260.3371 shares Expires 2019-11-20 F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F2 · date: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On April 30, 2017, the Compensation Committee certified that the performance vesting conditions were satisfied. F3 · shares: These Restricted Stock Units include an initial grant of 19,915 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units. F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2017, 2018 and 2019. F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2017, 2018 and 2019. Read SEC document |
| October 19, 2016 Filed Oct 20, 2016 16:51 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 7,407.6528 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-16-000536 · edgardoc.xml · derivative · entry 3 MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,815.3056 Underlying: Common Stock · 7,407.6528 shares Expires 2018-10-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 19, 2016, 2017 and 2018. F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 19, 2016, 2017 and 2018. Read SEC document |
| October 19, 2016 Filed Oct 20, 2016 16:51 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 2,026 | $65.79 | $133,290.54 |
DisclosureSEC source: 0001234452-16-000536 · edgardoc.xml · nonDerivative · entry 2 MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 7,881 F1 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015. Read SEC document |
| October 19, 2016 Filed Oct 20, 2016 16:51 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 7,407 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-16-000536 · edgardoc.xml · nonDerivative · entry 1 MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 9,907 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015. Read SEC document |
| May 01, 2016 Filed May 2, 2016 21:32 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantRestricted Stock Unit · Derivative | 21,825.1602 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-16-000432 · edgardoc.xml · derivative · entry 1 MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,825.1602 Underlying: Common Stock · 21,825.1602 shares Expires 2018-10-19 F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F2 · date: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On May 1, 2016, the Compensation Committee certified that the performance vesting conditions were satisfied. F3 · shares: These Restricted Stock Units include an initial grant of 21,405 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units. F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 19, 2016, 2017 and 2018. F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 19, 2016, 2017 and 2018. Read SEC document |
| January 29, 2016 Filed Feb 1, 2016 19:59 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | PurchaseCommon Stock | 2,500 | $44.76 | $111,891.25 |
DisclosureSEC source: 0001234452-16-000354 · edgardoc.xml · nonDerivative · entry 1 MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 2,500 F1 · ownership.nature: Securities held by Brian Modoff & Terry Modoff, Trustees of The Modoff Family Revocable Trust Dated 6/22/01. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.