person · Reporting owner
Stonehenge Funding, L.C.
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Comstock Holding Companies, Inc.CHCI · Entity 6294 | 10% owner | April 30, 2019 | July 08, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Comstock Holding Companies, Inc.
Report date April 30, 2019 · Filed July 08, 2019
Jointly reported with Clemente Christopher, Comstock Development Services, L.C., FR 54, L.C.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 3,460,235 |
Reported balance
After 2019-04-30 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2019-04-30 · Other · Acquired 3,100,000 · Balance 3,460,235 F1: On April 30, 2019, the Issuer entered into a Master Transfer Agreement (the "MTA") with Comstock Development Services, LLC ("CDS"), which is wholly-owned by the Reporting Person, and FR 54, LLC ("FR54"), an entity controlled by the Reporting Person, that sets forth certain transactions to complete the Issuer's exit from the homebuilding and land development business in favor of a migration to an asset management model (the "Transition Transactions"). As set forth in the MTA, the Issuer transferred to CDS the management of and its Class A membership interests ("Class A Units") and associated liabilities in Comstock Investors X, L.C. ("Investors X"), the entity that owns the Issuer's residual homebuilding operations, in exchange for the transfer of CDS' Class B membership interests in Investors X, which entitle the Issuer to priority distribution of distributable cash flow from Investor X's projects ("Class B Units"). F2: (Continued from Footnote 1) As of the date of the MTA, the Class B Units had a capital account balance of approximately $18,500,000 (the "Capital Account"). As additional consideration for the transfer of the Class B Units, the Issuer issued to CDS (i) 1,220,000 shares of the Company's Series C Non-Convertible Preferred Stock, par value $0.01 per share, valued at a price of $5.00 per share for purposes of this transaction ("Series C Stock"), and (ii) 3,100,000 shares of Class A Common Stock, par value $0.01 per share, valued at an above market price of $4.00 per share for purposes of this transaction. F4: By CDS. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 733,654 |
Reported balance
After 2019-04-30 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2019-04-30 · Other · Acquired 723,750 · Balance 733,654 F3: Previously, Stonehenge Funding, L.C., a former lender to the Issuer ("Stonehenge") and controlled by the Reporting Person, received shares of the Issuer's Series C Stock from the Issuer in lieu of repayment of a portion of an unsecured loan payable to Stonehenge, and FR54, a member of Stonehenge, received a distribution of shares of Series C Stock from Stonehenge. Pursuant to the MTA, FR54 transferred to the Issuer 579,158 shares of Series C Stock, which were immediately cancelled by the Issuer, in exchange for the issuance of 723,750 newly issued shares of Class A Common Stock valued at an above market price of $4.00 per share for purposes of the transaction. F5: By FR54. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 3,510,235 |
Reported balance
After 2019-04-30 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2019-04-30 · Other · Acquired 50,000 · Balance 3,510,235 F4: By CDS. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 3,660,235 |
Reported balance
After 2019-04-30 transaction · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · 2019-04-30 · Other · Acquired 150,000 · Balance 3,660,235 F4: By CDS. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 29,984 |
Reported balance
Holding disclosure · report date 2019-04-30 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 29,984 F6: By the reporting person's spouse. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 2,142 |
Reported balance
Holding disclosure · report date 2019-04-30 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 2,142 F7: By a trust for the benefit of the reporting person's children, of which the reporting person is custodian. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 2,142 |
Reported balance
Holding disclosure · report date 2019-04-30 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 2,142 F7: By a trust for the benefit of the reporting person's children, of which the reporting person is custodian. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 2,142 |
Reported balance
Holding disclosure · report date 2019-04-30 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 2,142 F7: By a trust for the benefit of the reporting person's children, of which the reporting person is custodian. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 2,142 |
Reported balance
Holding disclosure · report date 2019-04-30 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 2,142 F7: By a trust for the benefit of the reporting person's children, of which the reporting person is custodian. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 2,142 |
Reported balance
Holding disclosure · report date 2019-04-30 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 2,142 F7: By a trust for the benefit of the reporting person's children, of which the reporting person is custodian. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 2,142 |
Reported balance
Holding disclosure · report date 2019-04-30 · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · Balance 2,142 F7: By a trust for the benefit of the reporting person's children, of which the reporting person is custodian. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 124,465 |
Reported balance
Holding disclosure · report date 2019-04-30 · row 12
Holding and transaction disclosures are not merged.
1 source rowRow 12 · Balance 124,465 F8: By Stonehenge. |
| WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $1.93 · Expires 2026-07-12 | IndirectSee Footnote | 0 |
Reported balance
After 2019-04-30 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2019-04-30 · Other · Disposed 50,000 · Balance 0 F4: By CDS. |
| WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $1.76 · Expires 2026-08-15 | IndirectSee Footnote | 0 |
Reported balance
After 2019-04-30 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2019-04-30 · Other · Disposed 150,000 · Balance 0 F4: By CDS. |
| Class A Common StockSEC Table I · non-derivative | Direct | 238,419 |
Reported balance
Holding disclosure · report date 2019-04-30 · row 13
Holding and transaction disclosures are not merged.
1 source rowRow 13 · Balance 238,419 |
| Class B Common StockSEC Table I · non-derivative | Direct | 25,000 |
Reported balance
Holding disclosure · report date 2019-04-30 · row 14
Holding and transaction disclosures are not merged.
1 source rowRow 14 · Balance 25,000 F9: Shares of Class B common stock are convertible at any time by the holder into shares of Class A common stock on a share-for-share basis. |
| Class B Common StockSEC Table I · non-derivative | IndirectSee Footnote | 195,250 |
Reported balance
Holding disclosure · report date 2019-04-30 · row 15
Holding and transaction disclosures are not merged.
1 source rowRow 15 · Balance 195,250 F5: By FR54. |
Filing footnotes · ownership attribution and instrument terms
F1: On April 30, 2019, the Issuer entered into a Master Transfer Agreement (the "MTA") with Comstock Development Services, LLC ("CDS"), which is wholly-owned by the Reporting Person, and FR 54, LLC ("FR54"), an entity controlled by the Reporting Person, that sets forth certain transactions to complete the Issuer's exit from the homebuilding and land development business in favor of a migration to an asset management model (the "Transition Transactions"). As set forth in the MTA, the Issuer transferred to CDS the management of and its Class A membership interests ("Class A Units") and associated liabilities in Comstock Investors X, L.C. ("Investors X"), the entity that owns the Issuer's residual homebuilding operations, in exchange for the transfer of CDS' Class B membership interests in Investors X, which entitle the Issuer to priority distribution of distributable cash flow from Investor X's projects ("Class B Units").
F2: (Continued from Footnote 1) As of the date of the MTA, the Class B Units had a capital account balance of approximately $18,500,000 (the "Capital Account"). As additional consideration for the transfer of the Class B Units, the Issuer issued to CDS (i) 1,220,000 shares of the Company's Series C Non-Convertible Preferred Stock, par value $0.01 per share, valued at a price of $5.00 per share for purposes of this transaction ("Series C Stock"), and (ii) 3,100,000 shares of Class A Common Stock, par value $0.01 per share, valued at an above market price of $4.00 per share for purposes of this transaction.
F3: Previously, Stonehenge Funding, L.C., a former lender to the Issuer ("Stonehenge") and controlled by the Reporting Person, received shares of the Issuer's Series C Stock from the Issuer in lieu of repayment of a portion of an unsecured loan payable to Stonehenge, and FR54, a member of Stonehenge, received a distribution of shares of Series C Stock from Stonehenge. Pursuant to the MTA, FR54 transferred to the Issuer 579,158 shares of Series C Stock, which were immediately cancelled by the Issuer, in exchange for the issuance of 723,750 newly issued shares of Class A Common Stock valued at an above market price of $4.00 per share for purposes of the transaction.
F4: By CDS.
F5: By FR54.
F6: By the reporting person's spouse.
F7: By a trust for the benefit of the reporting person's children, of which the reporting person is custodian.
F8: By Stonehenge.
F9: Shares of Class B common stock are convertible at any time by the holder into shares of Class A common stock on a share-for-share basis.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 30, 2019 Filed Jul 8, 2019 20:30 UTC | Comstock Holding Companies, Inc. CHCI · Entity 6294 | OtherWarrant · Derivative | 150,000 | $0.00 Strike: $1.76 | $0.00 |
DisclosureSEC source: 0000899243-19-019315 · doc4.xml · derivative · entry 17 Clemente Christopher · CIK 0001311081 · Director · CEO · 10% owner Comstock Development Services, L.C. · CIK 0001780362 · 10% owner FR 54, L.C. · CIK 0001780355 · 10% owner Stonehenge Funding, L.C. · CIK 0001780405 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 150,000 shares Expires 2026-08-15 F4 · ownership.nature: By CDS. Read SEC document |
| April 30, 2019 Filed Jul 8, 2019 20:30 UTC | Comstock Holding Companies, Inc. CHCI · Entity 6294 | OtherWarrant · Derivative | 50,000 | $0.00 Strike: $1.93 | $0.00 |
DisclosureSEC source: 0000899243-19-019315 · doc4.xml · derivative · entry 16 Clemente Christopher · CIK 0001311081 · Director · CEO · 10% owner Comstock Development Services, L.C. · CIK 0001780362 · 10% owner FR 54, L.C. · CIK 0001780355 · 10% owner Stonehenge Funding, L.C. · CIK 0001780405 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2026-07-12 F4 · ownership.nature: By CDS. Read SEC document |
| April 30, 2019 Filed Jul 8, 2019 20:30 UTC | Comstock Holding Companies, Inc. CHCI · Entity 6294 | OtherClass A Common Stock | 150,000 | $1.76 | $263,400.00 |
DisclosureSEC source: 0000899243-19-019315 · doc4.xml · nonDerivative · entry 4 Clemente Christopher · CIK 0001311081 · Director · CEO · 10% owner Comstock Development Services, L.C. · CIK 0001780362 · 10% owner FR 54, L.C. · CIK 0001780355 · 10% owner Stonehenge Funding, L.C. · CIK 0001780405 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,660,235 F4 · ownership.nature: By CDS. Read SEC document |
| April 30, 2019 Filed Jul 8, 2019 20:30 UTC | Comstock Holding Companies, Inc. CHCI · Entity 6294 | OtherClass A Common Stock | 50,000 | $1.93 | $96,500.00 |
DisclosureSEC source: 0000899243-19-019315 · doc4.xml · nonDerivative · entry 3 Clemente Christopher · CIK 0001311081 · Director · CEO · 10% owner Comstock Development Services, L.C. · CIK 0001780362 · 10% owner FR 54, L.C. · CIK 0001780355 · 10% owner Stonehenge Funding, L.C. · CIK 0001780405 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,510,235 F4 · ownership.nature: By CDS. Read SEC document |
| April 30, 2019 Filed Jul 8, 2019 20:30 UTC | Comstock Holding Companies, Inc. CHCI · Entity 6294 | OtherClass A Common Stock | 723,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-019315 · doc4.xml · nonDerivative · entry 2 Clemente Christopher · CIK 0001311081 · Director · CEO · 10% owner Comstock Development Services, L.C. · CIK 0001780362 · 10% owner FR 54, L.C. · CIK 0001780355 · 10% owner Stonehenge Funding, L.C. · CIK 0001780405 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 733,654 F3 · kind: Previously, Stonehenge Funding, L.C., a former lender to the Issuer ("Stonehenge") and controlled by the Reporting Person, received shares of the Issuer's Series C Stock from the Issuer in lieu of repayment of a portion of an unsecured loan payable to Stonehenge, and FR54, a member of Stonehenge, received a distribution of shares of Series C Stock from Stonehenge. Pursuant to the MTA, FR54 transferred to the Issuer 579,158 shares of Series C Stock, which were immediately cancelled by the Issuer, in exchange for the issuance of 723,750 newly issued shares of Class A Common Stock valued at an above market price of $4.00 per share for purposes of the transaction. F3 · price: Previously, Stonehenge Funding, L.C., a former lender to the Issuer ("Stonehenge") and controlled by the Reporting Person, received shares of the Issuer's Series C Stock from the Issuer in lieu of repayment of a portion of an unsecured loan payable to Stonehenge, and FR54, a member of Stonehenge, received a distribution of shares of Series C Stock from Stonehenge. Pursuant to the MTA, FR54 transferred to the Issuer 579,158 shares of Series C Stock, which were immediately cancelled by the Issuer, in exchange for the issuance of 723,750 newly issued shares of Class A Common Stock valued at an above market price of $4.00 per share for purposes of the transaction. F5 · ownership.nature: By FR54. Read SEC document |
| April 30, 2019 Filed Jul 8, 2019 20:30 UTC | Comstock Holding Companies, Inc. CHCI · Entity 6294 | OtherClass A Common Stock | 3,100,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-019315 · doc4.xml · nonDerivative · entry 1 Clemente Christopher · CIK 0001311081 · Director · CEO · 10% owner Comstock Development Services, L.C. · CIK 0001780362 · 10% owner FR 54, L.C. · CIK 0001780355 · 10% owner Stonehenge Funding, L.C. · CIK 0001780405 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,460,235 F1 · kind: On April 30, 2019, the Issuer entered into a Master Transfer Agreement (the "MTA") with Comstock Development Services, LLC ("CDS"), which is wholly-owned by the Reporting Person, and FR 54, LLC ("FR54"), an entity controlled by the Reporting Person, that sets forth certain transactions to complete the Issuer's exit from the homebuilding and land development business in favor of a migration to an asset management model (the "Transition Transactions"). As set forth in the MTA, the Issuer transferred to CDS the management of and its Class A membership interests ("Class A Units") and associated liabilities in Comstock Investors X, L.C. ("Investors X"), the entity that owns the Issuer's residual homebuilding operations, in exchange for the transfer of CDS' Class B membership interests in Investors X, which entitle the Issuer to priority distribution of distributable cash flow from Investor X's projects ("Class B Units"). F2 · kind: (Continued from Footnote 1) As of the date of the MTA, the Class B Units had a capital account balance of approximately $18,500,000 (the "Capital Account"). As additional consideration for the transfer of the Class B Units, the Issuer issued to CDS (i) 1,220,000 shares of the Company's Series C Non-Convertible Preferred Stock, par value $0.01 per share, valued at a price of $5.00 per share for purposes of this transaction ("Series C Stock"), and (ii) 3,100,000 shares of Class A Common Stock, par value $0.01 per share, valued at an above market price of $4.00 per share for purposes of this transaction. F1 · price: On April 30, 2019, the Issuer entered into a Master Transfer Agreement (the "MTA") with Comstock Development Services, LLC ("CDS"), which is wholly-owned by the Reporting Person, and FR 54, LLC ("FR54"), an entity controlled by the Reporting Person, that sets forth certain transactions to complete the Issuer's exit from the homebuilding and land development business in favor of a migration to an asset management model (the "Transition Transactions"). As set forth in the MTA, the Issuer transferred to CDS the management of and its Class A membership interests ("Class A Units") and associated liabilities in Comstock Investors X, L.C. ("Investors X"), the entity that owns the Issuer's residual homebuilding operations, in exchange for the transfer of CDS' Class B membership interests in Investors X, which entitle the Issuer to priority distribution of distributable cash flow from Investor X's projects ("Class B Units"). F2 · price: (Continued from Footnote 1) As of the date of the MTA, the Class B Units had a capital account balance of approximately $18,500,000 (the "Capital Account"). As additional consideration for the transfer of the Class B Units, the Issuer issued to CDS (i) 1,220,000 shares of the Company's Series C Non-Convertible Preferred Stock, par value $0.01 per share, valued at a price of $5.00 per share for purposes of this transaction ("Series C Stock"), and (ii) 3,100,000 shares of Class A Common Stock, par value $0.01 per share, valued at an above market price of $4.00 per share for purposes of this transaction. F4 · ownership.nature: By CDS. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.