Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Comstock Holding Companies, Inc.CHCI · Entity 6294 | Director · Chairman & CEO · 10% owner | January 15, 2026 | January 20, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Comstock Holding Companies, Inc.
Report date January 15, 2026 · Filed January 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectSee footnote | 91,021 |
Reported balance
After 2026-01-15 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2026-01-15 · Exercise / conversion · Acquired 1,739 · Balance 91,021 F1: By the reporting person's spouse |
| Class A Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectSee footnote | 752,749 |
Reported balance
Holding disclosure · report date 2026-01-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 752,749 F2: By CP Real Estate Services, LC, an entity wholly owned by the reporting person |
| Class A Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectSee footnote | 924,126 |
Reported balance
Holding disclosure · report date 2026-01-15 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 924,126 F3: By Clemente Investment Management, LC, an entity controlled by the reporting person |
| Class A Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectSee footnote | 684,601 |
Reported balance
Holding disclosure · report date 2026-01-15 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 684,601 F4: By FR 54, LLC, an entity controlled by the reporting person |
| Class A Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectSee footnote | 124,465 |
Reported balance
Holding disclosure · report date 2026-01-15 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 124,465 F5: By Stonehenge Funding, LC, an entity controlled by the reporting person |
| Class A Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectSee footnote | 74,676 |
Reported balance
Holding disclosure · report date 2026-01-15 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 74,676 F6: By various trusts for the benefit of the reporting person's children, of which the reporting person is currently the custodian |
| Restricted Stock Units (RSUs)SEC Table II · derivative / convertible security | IndirectSee footnote | 5,516 |
Reported balance
After 2026-01-15 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2026-01-15 · Grant · Acquired 5,516 · Balance 5,516 F7: Each restricted stock unit represents a contingent right to receive one share of CHCI Class A common stock F8: Time-based restricted stock units that vest and convert into common stock evenly over a four-year period in annual installments that occur on each subsequent anniversary of the grant date F1: By the reporting person's spouse |
| Restricted Stock Units (RSUs)SEC Table II · derivative / convertible security | IndirectSee footnote | 5,214 |
Reported balance
After 2026-01-15 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2026-01-15 · Exercise / conversion · Disposed 1,739 · Balance 5,214 F7: Each restricted stock unit represents a contingent right to receive one share of CHCI Class A common stock F8: Time-based restricted stock units that vest and convert into common stock evenly over a four-year period in annual installments that occur on each subsequent anniversary of the grant date F1: By the reporting person's spouse |
| Class A Common Stock, $0.01 par valueSEC Table I · non-derivative | Direct | 174,990 |
Reported balance
Holding disclosure · report date 2026-01-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 174,990 |
| Class B Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectSee footnote | 220,250 |
Reported balance
Holding disclosure · report date 2026-01-15 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 220,250 F4: By FR 54, LLC, an entity controlled by the reporting person |
Filing footnotes · ownership attribution and instrument terms
F1: By the reporting person's spouse
F2: By CP Real Estate Services, LC, an entity wholly owned by the reporting person
F3: By Clemente Investment Management, LC, an entity controlled by the reporting person
F4: By FR 54, LLC, an entity controlled by the reporting person
F5: By Stonehenge Funding, LC, an entity controlled by the reporting person
F6: By various trusts for the benefit of the reporting person's children, of which the reporting person is currently the custodian
F7: Each restricted stock unit represents a contingent right to receive one share of CHCI Class A common stock
F8: Time-based restricted stock units that vest and convert into common stock evenly over a four-year period in annual installments that occur on each subsequent anniversary of the grant date
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 15, 2026 Filed Jan 20, 2026 21:14 UTC | Comstock Holding Companies, Inc. CHCI · Entity 6294 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 1,739 | $0.00 | $0.00 |
DisclosureSEC source: 0001311081-26-000002 · primarydocument.xml · derivative · entry 10 Clemente Christopher · CIK 0001311081 · Director · Chairman & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 5,214 Underlying: Class A Common Stock, $0.01 par value · 1,739 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CHCI Class A common stock F8 · derivative.exercise_date: Time-based restricted stock units that vest and convert into common stock evenly over a four-year period in annual installments that occur on each subsequent anniversary of the grant date F8 · derivative.expiration_date: Time-based restricted stock units that vest and convert into common stock evenly over a four-year period in annual installments that occur on each subsequent anniversary of the grant date F1 · ownership.nature: By the reporting person's spouse Read SEC document |
| January 15, 2026 Filed Jan 20, 2026 21:14 UTC | Comstock Holding Companies, Inc. CHCI · Entity 6294 | GrantRestricted Stock Units (RSUs) · Derivative | 5,516 | $0.00 | $0.00 |
DisclosureSEC source: 0001311081-26-000002 · primarydocument.xml · derivative · entry 9 Clemente Christopher · CIK 0001311081 · Director · Chairman & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 5,516 Underlying: Class A Common Stock, $0.01 par value · 5,516 shares Expires not disclosed F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CHCI Class A common stock F8 · derivative.exercise_date: Time-based restricted stock units that vest and convert into common stock evenly over a four-year period in annual installments that occur on each subsequent anniversary of the grant date F8 · derivative.expiration_date: Time-based restricted stock units that vest and convert into common stock evenly over a four-year period in annual installments that occur on each subsequent anniversary of the grant date F1 · ownership.nature: By the reporting person's spouse Read SEC document |
| January 15, 2026 Filed Jan 20, 2026 21:14 UTC | Comstock Holding Companies, Inc. CHCI · Entity 6294 | Exercise / conversionClass A Common Stock, $0.01 par value | 1,739 | $0.00 | $0.00 |
DisclosureSEC source: 0001311081-26-000002 · primarydocument.xml · nonDerivative · entry 1 Clemente Christopher · CIK 0001311081 · Director · Chairman & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 91,021 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: By the reporting person's spouse Read SEC document |
| January 11, 2026 Filed Jan 12, 2026 21:51 UTC | Comstock Holding Companies, Inc. CHCI · Entity 6294 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 2,724 | $0.00 | $0.00 |
DisclosureSEC source: 0001311081-26-000001 · primarydocument.xml · derivative · entry 13 Clemente Christopher · CIK 0001311081 · Director · Chairman & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 5,447 Underlying: Class A Common Stock, $0.01 par value · 2,724 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CHCI Class A common stock F8 · derivative.exercise_date: Time-based restricted stock units that vest and convert into common stock evenly over a four-year period in annual installments that occur on each subsequent anniversary of the grant date F8 · derivative.expiration_date: Time-based restricted stock units that vest and convert into common stock evenly over a four-year period in annual installments that occur on each subsequent anniversary of the grant date F1 · ownership.nature: By the reporting person's spouse Read SEC document |
| January 11, 2026 Filed Jan 12, 2026 21:51 UTC | Comstock Holding Companies, Inc. CHCI · Entity 6294 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 2,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001311081-26-000001 · primarydocument.xml · derivative · entry 12 Clemente Christopher · CIK 0001311081 · Director · Chairman & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 2,729 Underlying: Class A Common Stock, $0.01 par value · 2,729 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CHCI Class A common stock F8 · derivative.exercise_date: Time-based restricted stock units that vest and convert into common stock evenly over a four-year period in annual installments that occur on each subsequent anniversary of the grant date F8 · derivative.expiration_date: Time-based restricted stock units that vest and convert into common stock evenly over a four-year period in annual installments that occur on each subsequent anniversary of the grant date F1 · ownership.nature: By the reporting person's spouse Read SEC document |
| January 11, 2026 Filed Jan 12, 2026 21:51 UTC | Comstock Holding Companies, Inc. CHCI · Entity 6294 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001311081-26-000001 · primarydocument.xml · derivative · entry 11 Clemente Christopher · CIK 0001311081 · Director · Chairman & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock, $0.01 par value · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CHCI Class A common stock F8 · derivative.exercise_date: Time-based restricted stock units that vest and convert into common stock evenly over a four-year period in annual installments that occur on each subsequent anniversary of the grant date F8 · derivative.expiration_date: Time-based restricted stock units that vest and convert into common stock evenly over a four-year period in annual installments that occur on each subsequent anniversary of the grant date F1 · ownership.nature: By the reporting person's spouse Read SEC document |
| January 11, 2026 Filed Jan 12, 2026 21:51 UTC | Comstock Holding Companies, Inc. CHCI · Entity 6294 | Exercise / conversionClass A Common Stock, $0.01 par value | 2,724 | $0.00 | $0.00 |
DisclosureSEC source: 0001311081-26-000001 · primarydocument.xml · nonDerivative · entry 3 Clemente Christopher · CIK 0001311081 · Director · Chairman & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 89,282 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: By the reporting person's spouse Read SEC document |
| January 11, 2026 Filed Jan 12, 2026 21:51 UTC | Comstock Holding Companies, Inc. CHCI · Entity 6294 | Exercise / conversionClass A Common Stock, $0.01 par value | 2,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001311081-26-000001 · primarydocument.xml · nonDerivative · entry 2 Clemente Christopher · CIK 0001311081 · Director · Chairman & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 86,558 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: By the reporting person's spouse Read SEC document |
| January 11, 2026 Filed Jan 12, 2026 21:51 UTC | Comstock Holding Companies, Inc. CHCI · Entity 6294 | Exercise / conversionClass A Common Stock, $0.01 par value | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001311081-26-000001 · primarydocument.xml · nonDerivative · entry 1 Clemente Christopher · CIK 0001311081 · Director · Chairman & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 83,829 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: By the reporting person's spouse Read SEC document |
| December 31, 2025 Filed Dec 31, 2025 21:09 UTC | Comstock Holding Companies, Inc. CHCI · Entity 6294 | GiftClass A Common Stock, $0.01 par value | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001311081-25-000003 · primarydocument.xml · nonDerivative · entry 3 Clemente Christopher · CIK 0001311081 · Director · Chairman & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 752,749 F1 · kind: The reported transaction involves a transfer of securities by gift for which no consideration was received by the reporting person F2 · ownership.nature: By CP Real Estate Services, LC, an entity wholly owned by the reporting person Read SEC document |
| December 30, 2025 Filed Dec 31, 2025 21:09 UTC | Comstock Holding Companies, Inc. CHCI · Entity 6294 | GiftClass A Common Stock, $0.01 par value | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001311081-25-000003 · primarydocument.xml · nonDerivative · entry 2 Clemente Christopher · CIK 0001311081 · Director · Chairman & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 756,749 F1 · kind: The reported transaction involves a transfer of securities by gift for which no consideration was received by the reporting person F2 · ownership.nature: By CP Real Estate Services, LC, an entity wholly owned by the reporting person Read SEC document |
| December 29, 2025 Filed Dec 31, 2025 21:09 UTC | Comstock Holding Companies, Inc. CHCI · Entity 6294 | GiftClass A Common Stock, $0.01 par value | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001311081-25-000003 · primarydocument.xml · nonDerivative · entry 1 Clemente Christopher · CIK 0001311081 · Director · Chairman & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 762,749 F1 · kind: The reported transaction involves a transfer of securities by gift for which no consideration was received by the reporting person F2 · ownership.nature: By CP Real Estate Services, LC, an entity wholly owned by the reporting person Read SEC document |
| January 15, 2025 Filed Jan 18, 2025 00:39 UTC | Comstock Holding Companies, Inc. CHCI · Entity 6294 | GrantRestricted Stock Units (RSUs) · Derivative | 6,953 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-000425 · primarydocument.xml · derivative · entry 1 Clemente Christopher · CIK 0001311081 · Director · Chairman & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 6,953 Underlying: Common Stock, $0.01 par value · 6,953 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CHCI Class A common stock F2 · derivative.exercise_date: Time-based restricted stock units that vest and convert into common stock evenly over a four-year period in annual installments that occur on each subsequent anniversary of the grant date F2 · derivative.expiration_date: Time-based restricted stock units that vest and convert into common stock evenly over a four-year period in annual installments that occur on each subsequent anniversary of the grant date F3 · ownership.nature: By the reporting person's spouse Read SEC document |
| January 11, 2025 Filed Jan 15, 2025 02:25 UTC | Comstock Holding Companies, Inc. CHCI · Entity 6294 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 2,724 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-000370 · primarydocument.xml · derivative · entry 20 Clemente Christopher · CIK 0001311081 · Director · Chairman & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 8,171 Underlying: Class A Common Stock, $0.01 par value · 2,724 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CHCI Class A common stock F9 · derivative.exercise_date: Time-based restricted stock units that vest and convert into common stock evenly over a four-year period in annual installments that occur on each subsequent anniversary of the grant date F9 · derivative.expiration_date: Time-based restricted stock units that vest and convert into common stock evenly over a four-year period in annual installments that occur on each subsequent anniversary of the grant date F1 · ownership.nature: By the reporting person's spouse Read SEC document |
| January 11, 2025 Filed Jan 15, 2025 02:25 UTC | Comstock Holding Companies, Inc. CHCI · Entity 6294 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 2,730 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-000370 · primarydocument.xml · derivative · entry 19 Clemente Christopher · CIK 0001311081 · Director · Chairman & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 5,458 Underlying: Class A Common Stock, $0.01 par value · 2,730 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CHCI Class A common stock F9 · derivative.exercise_date: Time-based restricted stock units that vest and convert into common stock evenly over a four-year period in annual installments that occur on each subsequent anniversary of the grant date F9 · derivative.expiration_date: Time-based restricted stock units that vest and convert into common stock evenly over a four-year period in annual installments that occur on each subsequent anniversary of the grant date F1 · ownership.nature: By the reporting person's spouse Read SEC document |
| January 11, 2025 Filed Jan 15, 2025 02:25 UTC | Comstock Holding Companies, Inc. CHCI · Entity 6294 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-000370 · primarydocument.xml · derivative · entry 18 Clemente Christopher · CIK 0001311081 · Director · Chairman & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 2,500 Underlying: Class A Common Stock, $0.01 par value · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CHCI Class A common stock F9 · derivative.exercise_date: Time-based restricted stock units that vest and convert into common stock evenly over a four-year period in annual installments that occur on each subsequent anniversary of the grant date F9 · derivative.expiration_date: Time-based restricted stock units that vest and convert into common stock evenly over a four-year period in annual installments that occur on each subsequent anniversary of the grant date F1 · ownership.nature: By the reporting person's spouse Read SEC document |
| January 11, 2025 Filed Jan 15, 2025 02:25 UTC | Comstock Holding Companies, Inc. CHCI · Entity 6294 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 1,980 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-000370 · primarydocument.xml · derivative · entry 17 Clemente Christopher · CIK 0001311081 · Director · Chairman & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock, $0.01 par value · 1,980 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CHCI Class A common stock F9 · derivative.exercise_date: Time-based restricted stock units that vest and convert into common stock evenly over a four-year period in annual installments that occur on each subsequent anniversary of the grant date F9 · derivative.expiration_date: Time-based restricted stock units that vest and convert into common stock evenly over a four-year period in annual installments that occur on each subsequent anniversary of the grant date F1 · ownership.nature: By the reporting person's spouse Read SEC document |
| January 11, 2025 Filed Jan 15, 2025 02:25 UTC | Comstock Holding Companies, Inc. CHCI · Entity 6294 | Exercise / conversionClass A Common Stock, $0.01 par value | 2,724 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-000370 · primarydocument.xml · nonDerivative · entry 7 Clemente Christopher · CIK 0001311081 · Director · Chairman & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 81,329 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: By the reporting person's spouse Read SEC document |
| January 11, 2025 Filed Jan 15, 2025 02:25 UTC | Comstock Holding Companies, Inc. CHCI · Entity 6294 | Exercise / conversionClass A Common Stock, $0.01 par value | 2,730 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-000370 · primarydocument.xml · nonDerivative · entry 6 Clemente Christopher · CIK 0001311081 · Director · Chairman & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 78,605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: By the reporting person's spouse Read SEC document |
| January 11, 2025 Filed Jan 15, 2025 02:25 UTC | Comstock Holding Companies, Inc. CHCI · Entity 6294 | Exercise / conversionClass A Common Stock, $0.01 par value | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-000370 · primarydocument.xml · nonDerivative · entry 5 Clemente Christopher · CIK 0001311081 · Director · Chairman & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 75,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: By the reporting person's spouse Read SEC document |
| January 11, 2025 Filed Jan 15, 2025 02:25 UTC | Comstock Holding Companies, Inc. CHCI · Entity 6294 | Exercise / conversionClass A Common Stock, $0.01 par value | 1,980 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-000370 · primarydocument.xml · nonDerivative · entry 4 Clemente Christopher · CIK 0001311081 · Director · Chairman & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 73,375 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: By the reporting person's spouse Read SEC document |
| January 10, 2025 Filed Jan 15, 2025 02:25 UTC | Comstock Holding Companies, Inc. CHCI · Entity 6294 | OtherWarrants (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $7.27 | $0.00 |
DisclosureSEC source: 0001562180-25-000370 · primarydocument.xml · derivative · entry 16 Clemente Christopher · CIK 0001311081 · Director · Chairman & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock, $0.01 par value · 5,000 shares Expires 2025-01-12 F2 · derivative.exercise_price: The reporting person's spouse paid the exercise price on a cashless basis. The warrant strike price was $7.27, however the cashless exercise price per the terms of the warrant agreement was calculated to be $8.18, which is the average close price of CHCI common stock for the 20 days preceding the transaction date. F1 · ownership.nature: By the reporting person's spouse Read SEC document |
| January 10, 2025 Filed Jan 15, 2025 02:25 UTC | Comstock Holding Companies, Inc. CHCI · Entity 6294 | Exercise / conversionStock Options (Right to Buy) · Derivative | 12,000 | $0.00 Strike: $2.14 | $0.00 |
DisclosureSEC source: 0001562180-25-000370 · primarydocument.xml · derivative · entry 15 Clemente Christopher · CIK 0001311081 · Director · Chairman & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock, $0.01 par value · 12,000 shares Expires 2027-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: By the reporting person's spouse Read SEC document |
| January 10, 2025 Filed Jan 15, 2025 02:25 UTC | Comstock Holding Companies, Inc. CHCI · Entity 6294 | SaleClass A Common Stock, $0.01 par value | 4,443 | $8.18 | $36,343.74 |
DisclosureSEC source: 0001562180-25-000370 · primarydocument.xml · nonDerivative · entry 3 Clemente Christopher · CIK 0001311081 · Director · Chairman & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 71,395 F2 · price: The reporting person's spouse paid the exercise price on a cashless basis. The warrant strike price was $7.27, however the cashless exercise price per the terms of the warrant agreement was calculated to be $8.18, which is the average close price of CHCI common stock for the 20 days preceding the transaction date. F1 · ownership.nature: By the reporting person's spouse Read SEC document |
| January 10, 2025 Filed Jan 15, 2025 02:25 UTC | Comstock Holding Companies, Inc. CHCI · Entity 6294 | OtherClass A Common Stock, $0.01 par value | 5,000 | $8.18 | $40,900.00 |
DisclosureSEC source: 0001562180-25-000370 · primarydocument.xml · nonDerivative · entry 2 Clemente Christopher · CIK 0001311081 · Director · Chairman & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 75,838 F2 · price: The reporting person's spouse paid the exercise price on a cashless basis. The warrant strike price was $7.27, however the cashless exercise price per the terms of the warrant agreement was calculated to be $8.18, which is the average close price of CHCI common stock for the 20 days preceding the transaction date. F1 · ownership.nature: By the reporting person's spouse Read SEC document |
| January 10, 2025 Filed Jan 15, 2025 02:25 UTC | Comstock Holding Companies, Inc. CHCI · Entity 6294 | Exercise / conversionClass A Common Stock, $0.01 par value | 12,000 | $2.14 | $25,680.00 |
DisclosureSEC source: 0001562180-25-000370 · primarydocument.xml · nonDerivative · entry 1 Clemente Christopher · CIK 0001311081 · Director · Chairman & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 70,838 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: By the reporting person's spouse Read SEC document |
| December 31, 2024 Filed Jan 3, 2025 22:56 UTC | Comstock Holding Companies, Inc. CHCI · Entity 6294 | GiftClass A Common Stock, $0.01 par value | 8,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-000115 · primarydocument.xml · nonDerivative · entry 1 Clemente Christopher · CIK 0001311081 · Director · Chairman & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 684,601 F1 · kind: The reported transaction involves a transfer of securities by gift for which no consideration was received by the reporting person F2 · ownership.nature: By FR 54, LLC, an entity controlled by the reporting person Read SEC document |
| December 26, 2024 Filed Dec 31, 2024 02:54 UTC | Comstock Holding Companies, Inc. CHCI · Entity 6294 | GiftClass A Common Stock, $0.01 par value | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-008616 · primarydocument.xml · nonDerivative · entry 1 Clemente Christopher · CIK 0001311081 · Director · Chairman & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 174,990 F1 · kind: The reported transaction involves a transfer of securities by gift for which no consideration was received by the reporting person Read SEC document |
| December 11, 2024 Filed Dec 13, 2024 21:52 UTC | Comstock Holding Companies, Inc. CHCI · Entity 6294 | Exercise / conversionStock Option (Right to Buy) · Derivative | 3,571 | $0.00 Strike: $7.63 | $0.00 |
DisclosureSEC source: 0001562180-24-008396 · primarydocument.xml · derivative · entry 9 Clemente Christopher · CIK 0001311081 · Director · Chairman & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock, $0.01 par value · 3,571 shares Expires 2024-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The stock options vested in four (4) equal annual installments, beginning on 12/11/2015 (the first anniversary of the grant date) and became fully vested snf exercisable on this date. Read SEC document |
| December 11, 2024 Filed Dec 13, 2024 21:52 UTC | Comstock Holding Companies, Inc. CHCI · Entity 6294 | Exercise / conversionClass A Common Stock, $0.01 par value | 3,571 | $7.63 | $27,246.73 |
DisclosureSEC source: 0001562180-24-008396 · primarydocument.xml · nonDerivative · entry 1 Clemente Christopher · CIK 0001311081 · Director · Chairman & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 184,990 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 22, 2023 Filed Dec 28, 2023 00:24 UTC | Comstock Holding Companies, Inc. CHCI · Entity 6294 | GiftClass A Common Stock, $0.01 par value | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-008567 · primarydocument.xml · nonDerivative · entry 1 Clemente Christopher · CIK 0001311081 · Director · Chairman & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 181,419 F1 · kind: The reported transaction involves a transfer of securities by gift for which no consideration was received by the reporting person Read SEC document |
| December 23, 2022 Filed Dec 28, 2022 22:22 UTC | Comstock Holding Companies, Inc. CHCI · Entity 6294 | GiftClass A Common Stock | 27,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-032653 · wf-form4_167226612106496.xml · nonDerivative · entry 4 Clemente Christopher · CIK 0001311081 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,419 F4 · kind: On December 23, 2022, Mr. Clemente gifted 3,000 shares of Class A Common Stock to members of his family, 15,000 of which are indirectly beneficially owned by Mr. Clemente. Read SEC document |
| December 23, 2022 Filed Dec 28, 2022 22:22 UTC | Comstock Holding Companies, Inc. CHCI · Entity 6294 | OtherClass A Common Stock | 2,039,233 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-22-032653 · wf-form4_167226612106496.xml · nonDerivative · entry 2 Clemente Christopher · CIK 0001311081 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 772,749 F1 · kind: On December, 23, 2022, (i) CP Real Estate Services, LC ("CPRES"), an entity wholly-owned by Mr. Clemente, transferred 1,848,253 shares of the Company's Class A Common Stock to 11465 SH I, LLC ("11465"), an entity controlled by Mr. Clemente, who then immediately distributed the shares on a pro rata basis to Clemente Investment Management, L.C. ("CIM"), an entity controlled by Mr. Clemente, and Schar Holdings, Inc. (the "Pro Rata Distribution) and (ii) CPRES transferred 2,039,233 shares of the Company's Class A Common Stock to Schar Holdings, LLC (collectively, the "Transactions"). The Transactions are related to that certain Share Exchange and Purchase Agreement by and between the Company and CPRES for the consideration described in the Form 8-K filed by the Company with the SEC on June 13, 2022. F1 · price: On December, 23, 2022, (i) CP Real Estate Services, LC ("CPRES"), an entity wholly-owned by Mr. Clemente, transferred 1,848,253 shares of the Company's Class A Common Stock to 11465 SH I, LLC ("11465"), an entity controlled by Mr. Clemente, who then immediately distributed the shares on a pro rata basis to Clemente Investment Management, L.C. ("CIM"), an entity controlled by Mr. Clemente, and Schar Holdings, Inc. (the "Pro Rata Distribution) and (ii) CPRES transferred 2,039,233 shares of the Company's Class A Common Stock to Schar Holdings, LLC (collectively, the "Transactions"). The Transactions are related to that certain Share Exchange and Purchase Agreement by and between the Company and CPRES for the consideration described in the Form 8-K filed by the Company with the SEC on June 13, 2022. F2 · ownership.nature: By CPRES. Read SEC document |
| December 23, 2022 Filed Dec 28, 2022 22:22 UTC | Comstock Holding Companies, Inc. CHCI · Entity 6294 | OtherClass A Common Stock | 1,848,253 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-22-032653 · wf-form4_167226612106496.xml · nonDerivative · entry 1 Clemente Christopher · CIK 0001311081 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,811,982 F1 · kind: On December, 23, 2022, (i) CP Real Estate Services, LC ("CPRES"), an entity wholly-owned by Mr. Clemente, transferred 1,848,253 shares of the Company's Class A Common Stock to 11465 SH I, LLC ("11465"), an entity controlled by Mr. Clemente, who then immediately distributed the shares on a pro rata basis to Clemente Investment Management, L.C. ("CIM"), an entity controlled by Mr. Clemente, and Schar Holdings, Inc. (the "Pro Rata Distribution) and (ii) CPRES transferred 2,039,233 shares of the Company's Class A Common Stock to Schar Holdings, LLC (collectively, the "Transactions"). The Transactions are related to that certain Share Exchange and Purchase Agreement by and between the Company and CPRES for the consideration described in the Form 8-K filed by the Company with the SEC on June 13, 2022. F1 · price: On December, 23, 2022, (i) CP Real Estate Services, LC ("CPRES"), an entity wholly-owned by Mr. Clemente, transferred 1,848,253 shares of the Company's Class A Common Stock to 11465 SH I, LLC ("11465"), an entity controlled by Mr. Clemente, who then immediately distributed the shares on a pro rata basis to Clemente Investment Management, L.C. ("CIM"), an entity controlled by Mr. Clemente, and Schar Holdings, Inc. (the "Pro Rata Distribution) and (ii) CPRES transferred 2,039,233 shares of the Company's Class A Common Stock to Schar Holdings, LLC (collectively, the "Transactions"). The Transactions are related to that certain Share Exchange and Purchase Agreement by and between the Company and CPRES for the consideration described in the Form 8-K filed by the Company with the SEC on June 13, 2022. F2 · ownership.nature: By CPRES. Read SEC document |
| June 13, 2022 Filed Jun 15, 2022 20:41 UTC | Comstock Holding Companies, Inc. CHCI · Entity 6294 | GrantClass A Common Stock | 1,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-22-017245 · wf-form4_165532566889061.xml · nonDerivative · entry 1 Clemente Christopher · CIK 0001311081 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,660,235 F1 · kind: By CP Real Estate Services, LC ("CPRES"), an entity wholly-owned by the reporting person. On June 13, 2022, the Issuer and CPRES entered into a Share Exchange and Purchase Agreement (the "SEPA") pursuant to which the Issuer acquired from CPRES 3,440,689 shares of the Issuer's Series C Non-Convertible Preferred Stock, par value $0.01 per share, ("Series C Preferred Stock") valued at $5.00 per share, for a total value of $17,230,445, in exchange for (i) 1,000,000 shares of the Issuer's Class A Common Stock, valued at the consolidated closing bid price of the shares of Class A Common Stock on Nasdaq on the day immediately preceding the entry into the SEPA, and (ii) $4,000,000 in cash. F1 · price: By CP Real Estate Services, LC ("CPRES"), an entity wholly-owned by the reporting person. On June 13, 2022, the Issuer and CPRES entered into a Share Exchange and Purchase Agreement (the "SEPA") pursuant to which the Issuer acquired from CPRES 3,440,689 shares of the Issuer's Series C Non-Convertible Preferred Stock, par value $0.01 per share, ("Series C Preferred Stock") valued at $5.00 per share, for a total value of $17,230,445, in exchange for (i) 1,000,000 shares of the Issuer's Class A Common Stock, valued at the consolidated closing bid price of the shares of Class A Common Stock on Nasdaq on the day immediately preceding the entry into the SEPA, and (ii) $4,000,000 in cash. F1 · ownership.nature: By CP Real Estate Services, LC ("CPRES"), an entity wholly-owned by the reporting person. On June 13, 2022, the Issuer and CPRES entered into a Share Exchange and Purchase Agreement (the "SEPA") pursuant to which the Issuer acquired from CPRES 3,440,689 shares of the Issuer's Series C Non-Convertible Preferred Stock, par value $0.01 per share, ("Series C Preferred Stock") valued at $5.00 per share, for a total value of $17,230,445, in exchange for (i) 1,000,000 shares of the Issuer's Class A Common Stock, valued at the consolidated closing bid price of the shares of Class A Common Stock on Nasdaq on the day immediately preceding the entry into the SEPA, and (ii) $4,000,000 in cash. Read SEC document |
| December 29, 2021 Filed Jan 4, 2022 22:23 UTC | Comstock Holding Companies, Inc. CHCI · Entity 6294 | GiftClass A Common Stock | 22,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-000210 · wf-form4_164133499690201.xml · nonDerivative · entry 1 Clemente Christopher · CIK 0001311081 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 693,351 F1 · kind: The reported transaction involves a transfer of securities by gift for which no payment of consideration was received by the reporting person. F2 · ownership.nature: By FR54. Read SEC document |
| December 22, 2020 Filed Jan 7, 2021 21:41 UTC | Comstock Holding Companies, Inc. CHCI · Entity 6294 | GiftClass A Common Stock | 17,803 | $0.00 | $0.00 |
DisclosureSEC source: 0001299969-21-000001 · wf-form4_161005566729575.xml · nonDerivative · entry 1 Clemente Christopher · CIK 0001311081 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 715,851 F1 · kind: The reported transaction involves a transfer of securities by gift for which no payment of consideration was received by the reporting person F2 · ownership.nature: By FR54. Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 19:37 UTC | Comstock Holding Companies, Inc. CHCI · Entity 6294 | OtherClass B Common Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-002204 · doc4.xml · nonDerivative · entry 2 Clemente Christopher · CIK 0001311081 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Shares were transferred from Mr. Clemente's direct ownership into indirect ownership by FR54, an entity managed by Mr. Clemente. Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 19:37 UTC | Comstock Holding Companies, Inc. CHCI · Entity 6294 | OtherClass B Common Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-002204 · doc4.xml · nonDerivative · entry 1 Clemente Christopher · CIK 0001311081 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 220,250 F1 · shares: Shares were transferred from Mr. Clemente's direct ownership into indirect ownership by FR54, an entity managed by Mr. Clemente. F2 · ownership.nature: By FR54 Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 18:34 UTC | Comstock Holding Companies, Inc. CHCI · Entity 6294 | GiftClass A Common Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-060584 · doc4.xml · nonDerivative · entry 1 Clemente Christopher · CIK 0001311081 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,419 F1 · kind: The reported transaction involves a transfer of securities by gift for which no payment of consideration was received by the reporting person Read SEC document |
| April 30, 2019 Filed Jul 8, 2019 20:30 UTC | Comstock Holding Companies, Inc. CHCI · Entity 6294 | OtherWarrant · Derivative | 150,000 | $0.00 Strike: $1.76 | $0.00 |
DisclosureSEC source: 0000899243-19-019315 · doc4.xml · derivative · entry 17 Clemente Christopher · CIK 0001311081 · Director · CEO · 10% owner Comstock Development Services, L.C. · CIK 0001780362 · 10% owner FR 54, L.C. · CIK 0001780355 · 10% owner Stonehenge Funding, L.C. · CIK 0001780405 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 150,000 shares Expires 2026-08-15 F4 · ownership.nature: By CDS. Read SEC document |
| April 30, 2019 Filed Jul 8, 2019 20:30 UTC | Comstock Holding Companies, Inc. CHCI · Entity 6294 | OtherWarrant · Derivative | 50,000 | $0.00 Strike: $1.93 | $0.00 |
DisclosureSEC source: 0000899243-19-019315 · doc4.xml · derivative · entry 16 Clemente Christopher · CIK 0001311081 · Director · CEO · 10% owner Comstock Development Services, L.C. · CIK 0001780362 · 10% owner FR 54, L.C. · CIK 0001780355 · 10% owner Stonehenge Funding, L.C. · CIK 0001780405 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2026-07-12 F4 · ownership.nature: By CDS. Read SEC document |
| April 30, 2019 Filed Jul 8, 2019 20:30 UTC | Comstock Holding Companies, Inc. CHCI · Entity 6294 | OtherClass A Common Stock | 150,000 | $1.76 | $263,400.00 |
DisclosureSEC source: 0000899243-19-019315 · doc4.xml · nonDerivative · entry 4 Clemente Christopher · CIK 0001311081 · Director · CEO · 10% owner Comstock Development Services, L.C. · CIK 0001780362 · 10% owner FR 54, L.C. · CIK 0001780355 · 10% owner Stonehenge Funding, L.C. · CIK 0001780405 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,660,235 F4 · ownership.nature: By CDS. Read SEC document |
| April 30, 2019 Filed Jul 8, 2019 20:30 UTC | Comstock Holding Companies, Inc. CHCI · Entity 6294 | OtherClass A Common Stock | 50,000 | $1.93 | $96,500.00 |
DisclosureSEC source: 0000899243-19-019315 · doc4.xml · nonDerivative · entry 3 Clemente Christopher · CIK 0001311081 · Director · CEO · 10% owner Comstock Development Services, L.C. · CIK 0001780362 · 10% owner FR 54, L.C. · CIK 0001780355 · 10% owner Stonehenge Funding, L.C. · CIK 0001780405 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,510,235 F4 · ownership.nature: By CDS. Read SEC document |
| April 30, 2019 Filed Jul 8, 2019 20:30 UTC | Comstock Holding Companies, Inc. CHCI · Entity 6294 | OtherClass A Common Stock | 723,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-019315 · doc4.xml · nonDerivative · entry 2 Clemente Christopher · CIK 0001311081 · Director · CEO · 10% owner Comstock Development Services, L.C. · CIK 0001780362 · 10% owner FR 54, L.C. · CIK 0001780355 · 10% owner Stonehenge Funding, L.C. · CIK 0001780405 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 733,654 F3 · kind: Previously, Stonehenge Funding, L.C., a former lender to the Issuer ("Stonehenge") and controlled by the Reporting Person, received shares of the Issuer's Series C Stock from the Issuer in lieu of repayment of a portion of an unsecured loan payable to Stonehenge, and FR54, a member of Stonehenge, received a distribution of shares of Series C Stock from Stonehenge. Pursuant to the MTA, FR54 transferred to the Issuer 579,158 shares of Series C Stock, which were immediately cancelled by the Issuer, in exchange for the issuance of 723,750 newly issued shares of Class A Common Stock valued at an above market price of $4.00 per share for purposes of the transaction. F3 · price: Previously, Stonehenge Funding, L.C., a former lender to the Issuer ("Stonehenge") and controlled by the Reporting Person, received shares of the Issuer's Series C Stock from the Issuer in lieu of repayment of a portion of an unsecured loan payable to Stonehenge, and FR54, a member of Stonehenge, received a distribution of shares of Series C Stock from Stonehenge. Pursuant to the MTA, FR54 transferred to the Issuer 579,158 shares of Series C Stock, which were immediately cancelled by the Issuer, in exchange for the issuance of 723,750 newly issued shares of Class A Common Stock valued at an above market price of $4.00 per share for purposes of the transaction. F5 · ownership.nature: By FR54. Read SEC document |
| April 30, 2019 Filed Jul 8, 2019 20:30 UTC | Comstock Holding Companies, Inc. CHCI · Entity 6294 | OtherClass A Common Stock | 3,100,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-019315 · doc4.xml · nonDerivative · entry 1 Clemente Christopher · CIK 0001311081 · Director · CEO · 10% owner Comstock Development Services, L.C. · CIK 0001780362 · 10% owner FR 54, L.C. · CIK 0001780355 · 10% owner Stonehenge Funding, L.C. · CIK 0001780405 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,460,235 F1 · kind: On April 30, 2019, the Issuer entered into a Master Transfer Agreement (the "MTA") with Comstock Development Services, LLC ("CDS"), which is wholly-owned by the Reporting Person, and FR 54, LLC ("FR54"), an entity controlled by the Reporting Person, that sets forth certain transactions to complete the Issuer's exit from the homebuilding and land development business in favor of a migration to an asset management model (the "Transition Transactions"). As set forth in the MTA, the Issuer transferred to CDS the management of and its Class A membership interests ("Class A Units") and associated liabilities in Comstock Investors X, L.C. ("Investors X"), the entity that owns the Issuer's residual homebuilding operations, in exchange for the transfer of CDS' Class B membership interests in Investors X, which entitle the Issuer to priority distribution of distributable cash flow from Investor X's projects ("Class B Units"). F2 · kind: (Continued from Footnote 1) As of the date of the MTA, the Class B Units had a capital account balance of approximately $18,500,000 (the "Capital Account"). As additional consideration for the transfer of the Class B Units, the Issuer issued to CDS (i) 1,220,000 shares of the Company's Series C Non-Convertible Preferred Stock, par value $0.01 per share, valued at a price of $5.00 per share for purposes of this transaction ("Series C Stock"), and (ii) 3,100,000 shares of Class A Common Stock, par value $0.01 per share, valued at an above market price of $4.00 per share for purposes of this transaction. F1 · price: On April 30, 2019, the Issuer entered into a Master Transfer Agreement (the "MTA") with Comstock Development Services, LLC ("CDS"), which is wholly-owned by the Reporting Person, and FR 54, LLC ("FR54"), an entity controlled by the Reporting Person, that sets forth certain transactions to complete the Issuer's exit from the homebuilding and land development business in favor of a migration to an asset management model (the "Transition Transactions"). As set forth in the MTA, the Issuer transferred to CDS the management of and its Class A membership interests ("Class A Units") and associated liabilities in Comstock Investors X, L.C. ("Investors X"), the entity that owns the Issuer's residual homebuilding operations, in exchange for the transfer of CDS' Class B membership interests in Investors X, which entitle the Issuer to priority distribution of distributable cash flow from Investor X's projects ("Class B Units"). F2 · price: (Continued from Footnote 1) As of the date of the MTA, the Class B Units had a capital account balance of approximately $18,500,000 (the "Capital Account"). As additional consideration for the transfer of the Class B Units, the Issuer issued to CDS (i) 1,220,000 shares of the Company's Series C Non-Convertible Preferred Stock, par value $0.01 per share, valued at a price of $5.00 per share for purposes of this transaction ("Series C Stock"), and (ii) 3,100,000 shares of Class A Common Stock, par value $0.01 per share, valued at an above market price of $4.00 per share for purposes of this transaction. F4 · ownership.nature: By CDS. Read SEC document |
| April 06, 2017 Filed Apr 10, 2017 20:55 UTC | Comstock Holding Companies, Inc. CHCI · Entity 6294 | PurchaseClass B Common Stock | 25,000 | $1.00 | $25,000.00 |
DisclosureSEC source: 0000899243-17-009850 · doc4.xml · nonDerivative · entry 1 Clemente Christopher · CIK 0001311081 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,250 F7 · balance_after: The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015. Read SEC document |
| March 06, 2017 Filed Jun 15, 2017 19:46 UTC | Comstock Holding Companies, Inc. CHCI · Entity 6294 | GrantEmployee Stock Option (right to buy) · Derivative | 12,000 | $0.00 Strike: $2.14 | $0.00 |
DisclosureSEC source: 0000899243-17-016447 · doc4.xml · derivative · entry 2 Clemente Christopher · CIK 0001311081 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 12,000 Underlying: Class A Common Stock · 12,000 shares Expires 2027-03-06 F3 · deemedExecutionDate: The options vest in four annual equal installments commencing in March 2018. F3 · derivative.exercise_date: The options vest in four annual equal installments commencing in March 2018. F3 · balance_after: The options vest in four annual equal installments commencing in March 2018. F2 · ownership.nature: The reporting person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for Section 16 or for any other purpose. Read SEC document |
| March 06, 2017 Filed Jun 15, 2017 19:46 UTC | Comstock Holding Companies, Inc. CHCI · Entity 6294 | GrantClass A Common Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-016447 · doc4.xml · nonDerivative · entry 1 Clemente Christopher · CIK 0001311081 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 35,984 F1 · shares: The stock awards were granted on March 6, 2017, and vest in four equal installments commencing in March 2018. F2 · ownership.nature: The reporting person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for Section 16 or for any other purpose. Read SEC document |
| August 15, 2016 Filed Apr 10, 2017 20:55 UTC | Comstock Holding Companies, Inc. CHCI · Entity 6294 | GrantA warrant to purchase Class A Common Stock · Derivative | 150,000 | $0.00 Strike: $1.76 | $0.00 |
DisclosureSEC source: 0000899243-17-009850 · doc4.xml · derivative · entry 18 Clemente Christopher · CIK 0001311081 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Comstock Development Services Disclosed balance after: 150,000 Underlying: Class A Common Stock · 150,000 shares Expires 2026-08-15 F9 · deemedExecutionDate: These warrants were issued in connection with the Comstock Investors X Private Placement Offering. F9 · shares: These warrants were issued in connection with the Comstock Investors X Private Placement Offering. F7 · balance_after: The totals listed in Column 5 of Table I and Column 9 of Table II of this Form 5 reflect a 7-for-1 reverse stock split that occurred with respect to Comstock's common stock on September 25, 2015. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.