Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MIND TECHNOLOGY, INCMIND · Entity 7330 | Director | July 29, 2019 | July 31, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MIND TECHNOLOGY, INC
Report date July 29, 2019 · Filed July 31, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| MII Common StockSEC Table I · non-derivative | Direct | 31,300 |
Reported balance
After 2019-07-29 transaction · row 1
1 source rowRow 1 · 2019-07-29 · Grant · Acquired 5,500 · Balance 31,300 F1: Restricted Stock vests 1/3 on July 29, 2020, 1/3 on July 29, 2021 and 1/3 on July 29 2022. |
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $3.98 · Expires 2029-07-29 | Direct | 20,000 |
Reported balance
After 2019-07-29 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-07-29 · Grant · Acquired 20,000 · Balance 20,000 F2: Options vest 1/3 on July 29, 2020, 1/3 on July 29, 2021, and 1/3 on July 29, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock vests 1/3 on July 29, 2020, 1/3 on July 29, 2021 and 1/3 on July 29 2022.
F2: Options vest 1/3 on July 29, 2020, 1/3 on July 29, 2021, and 1/3 on July 29, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 29, 2019 Filed Jul 31, 2019 20:26 UTC | MIND TECHNOLOGY, INC MIND · Entity 7330 | GrantOption to Purchase Common Stock · Derivative | 20,000 | $3.98 Strike: $3.98 | $79,600.00 |
DisclosureSEC source: 0001628280-19-009425 · wf-form4_156460474337928.xml · derivative · entry 2 LEWIS R DEAN · CIK 0001256005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: MII Common Stock · 20,000 shares Expires 2029-07-29 F2 · derivative.exercise_date: Options vest 1/3 on July 29, 2020, 1/3 on July 29, 2021, and 1/3 on July 29, 2022. Read SEC document |
| July 29, 2019 Filed Jul 31, 2019 20:26 UTC | MIND TECHNOLOGY, INC MIND · Entity 7330 | GrantMII Common Stock | 5,500 | $3.98 | $21,890.00 |
DisclosureSEC source: 0001628280-19-009425 · wf-form4_156460474337928.xml · nonDerivative · entry 1 LEWIS R DEAN · CIK 0001256005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,300 F1 · shares: Restricted Stock vests 1/3 on July 29, 2020, 1/3 on July 29, 2021 and 1/3 on July 29 2022. Read SEC document |
| July 12, 2018 Filed Jul 17, 2018 01:25 UTC | MIND TECHNOLOGY, INC MIND · Entity 7330 | GrantMII Common Stock | 5,000 | $3.79 | $18,950.00 |
DisclosureSEC source: 0001628280-18-009272 · wf-form4_153179071372385.xml · nonDerivative · entry 1 LEWIS R DEAN · CIK 0001256005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,800 Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 23:06 UTC | MIND TECHNOLOGY, INC MIND · Entity 7330 | GrantOption to Purchase Common Stock · Derivative | 21,000 | $4.79 Strike: $4.79 | $100,590.00 |
DisclosureSEC source: 0001209191-17-010752 · doc4.xml · derivative · entry 1 LEWIS R DEAN · CIK 0001256005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,000 Underlying: MII Common Stock · 21,000 shares Expires 2027-02-10 F1 · derivative.exercise_date: Options vest 1/3 on February 10,2018, 1/3 on February 10,2019 and 1/3 on February 10,2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.