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Nasdaq · USD

MIND

MIND TECHNOLOGY, INC

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Tapewire entity
7330
SEC CIK
0000926423
Parsed reports
92

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 29, 2026 Filed Jul 31, 2026 20:20 UTC GrantOption to Purchase Common Stock · Derivative 30,000 $4.77 Strike: $4.77 $143,100.00
Disclosure

SEC source: 0001437749-26-025248 · rdgdoc.xml · derivative · entry 1

Baden Alan Perry · CIK 0001923343 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: MII Common Stock · 30,000 shares

Expires 2036-07-29

F1 · derivative.exercise_date: Options vest 1/3 on July 29, 2027, 1/3 on July 29, 2028 and 1/3 July 29, 2029.

Read SEC document
July 29, 2026 Filed Jul 31, 2026 20:19 UTC GrantOption to Purchase Common Stock · Derivative 50,000 $4.77 Strike: $4.77 $238,500.00
Disclosure

SEC source: 0001437749-26-025247 · rdgdoc.xml · derivative · entry 1

COX MARK ALAN · CIK 0001545641 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: MII Common Stock · 50,000 shares

Expires 2036-07-26

F1 · derivative.exercise_date: Options vest 1/3 on July 29, 2027, 1/3 on July 29, 2028 and 1/3 July 29, 2029.

Read SEC document
July 29, 2026 Filed Jul 31, 2026 20:19 UTC
BLUM PETER HDirector
GrantOption to Purchase Common Stock · Derivative 30,000 $4.77 Strike: $4.77 $143,100.00
Disclosure

SEC source: 0001437749-26-025245 · rdgdoc.xml · derivative · entry 1

BLUM PETER H · CIK 0001062154 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: MII Common Stock · 30,000 shares

Expires 2036-07-29

F1 · derivative.exercise_date: Options vest 1/3 on July 29, 2027, 1/3 on July 29, 2028 and 1/3 July 29, 2029.

Read SEC document
July 29, 2026 Filed Jul 31, 2026 20:19 UTC
CAPPS ROBERT PPresident and CEO
GrantOption to Purchase Common Stock · Derivative 60,000 $4.77 Strike: $4.77 $286,200.00
Disclosure

SEC source: 0001437749-26-025244 · rdgdoc.xml · derivative · entry 1

CAPPS ROBERT P · CIK 0001233504 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: MII Common Stock · 60,000 shares

Expires 2036-07-26

F1 · derivative.exercise_date: Options vest 1/3 on July 29, 2027, 1/3 on July 29, 2028 and 1/3 July 29, 2029.

Read SEC document
July 29, 2026 Filed Jul 31, 2026 20:18 UTC GrantOption to Purchase Common Stock · Derivative 30,000 $4.77 Strike: $4.77 $143,100.00
Disclosure

SEC source: 0001437749-26-025243 · rdgdoc.xml · derivative · entry 1

GLANVILLE THOMAS S · CIK 0001192319 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: MII Common Stock · 30,000 shares

Expires 2036-07-29

F1 · derivative.exercise_date: Options vest 1/3 on July 29, 2027, 1/3 on July 29, 2028 and 1/3 July 29, 2029.

Read SEC document
July 29, 2026 Filed Jul 31, 2026 20:18 UTC GrantOption to Purchase Common Stock · Derivative 30,000 $4.77 Strike: $4.77 $143,100.00
Disclosure

SEC source: 0001437749-26-025242 · rdgdoc.xml · derivative · entry 1

Hilarides William Hunter · CIK 0001786174 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: MII Common Stock · 30,000 shares

Expires 2036-07-29

F1 · derivative.exercise_date: Options vest 1/3 on July 29, 2027, 1/3 on July 29, 2028 and 1/3 July 29, 2029.

Read SEC document
October 06, 2025 Filed Oct 8, 2025 20:19 UTC GrantOption to Purchase Common Stock · Derivative 30,000 $8.64 Strike: $8.64 $259,200.00
Disclosure

SEC source: 0001437749-25-030714 · rdgdoc.xml · derivative · entry 1

Baden Alan Perry · CIK 0001923343 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: MII Common Stock · 30,000 shares

Expires 2035-10-06

F1 · derivative.exercise_date: Options vest 1/3 on October 6, 2026, 1/3 on October 6, 2027 and 1/3 October 6, 2028.

Read SEC document
October 06, 2025 Filed Oct 8, 2025 20:19 UTC GrantOption to Purchase Common Stock · Derivative 30,000 $8.64 Strike: $8.64 $259,200.00
Disclosure

SEC source: 0001437749-25-030715 · rdgdoc.xml · derivative · entry 1

Hilarides William Hunter · CIK 0001786174 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: MII Common Stock · 30,000 shares

Expires 2035-10-06

F1 · derivative.exercise_date: Options vest 1/3 on October 6, 2026, 1/3 on October 6, 2027 and 1/3 October 6, 2028.

Read SEC document
October 06, 2025 Filed Oct 8, 2025 20:18 UTC GrantOption to Purchase Common Stock · Derivative 50,000 $8.64 Strike: $8.64 $432,000.00
Disclosure

SEC source: 0001437749-25-030712 · rdgdoc.xml · derivative · entry 1

COX MARK ALAN · CIK 0001545641 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: MII Common Stock · 50,000 shares

Expires 2035-10-06

F1 · derivative.exercise_date: Options vest 1/3 on October 6, 2026, 1/3 on October 6, 2027 and 1/3 October 6, 2028.

Read SEC document
October 06, 2025 Filed Oct 8, 2025 20:17 UTC GrantOption to Purchase Common Stock · Derivative 30,000 $8.64 Strike: $8.64 $259,200.00
Disclosure

SEC source: 0001437749-25-030711 · rdgdoc.xml · derivative · entry 1

GLANVILLE THOMAS S · CIK 0001192319 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: MII Common Stock · 30,000 shares

Expires 2035-10-06

F1 · derivative.exercise_date: Options vest 1/3 on October 6, 2026, 1/3 on October 6, 2027 and 1/3 October 6, 2028.

Read SEC document
October 06, 2025 Filed Oct 8, 2025 20:17 UTC
CAPPS ROBERT PPresident and CEO
GrantOption to Purchase Common Stock · Derivative 60,000 $8.64 Strike: $8.64 $518,400.00
Disclosure

SEC source: 0001437749-25-030710 · rdgdoc.xml · derivative · entry 1

CAPPS ROBERT P · CIK 0001233504 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: MII Common Stock · 60,000 shares

Expires 2035-10-06

F1 · derivative.exercise_date: Options vest 1/3 on October 6, 2026, 1/3 on October 6, 2027 and 1/3 October 6, 2028.

Read SEC document
October 06, 2025 Filed Oct 8, 2025 20:16 UTC
BLUM PETER HDirector
GrantOption to Purchase Common Stock · Derivative 30,000 $8.64 Strike: $8.64 $259,200.00
Disclosure

SEC source: 0001437749-25-030709 · rdgdoc.xml · derivative · entry 1

BLUM PETER H · CIK 0001062154 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: MII Common Stock · 30,000 shares

Expires 2035-10-06

F1 · derivative.exercise_date: Options vest 1/3 on October 6, 2026, 1/3 on October 6, 2027 and 1/3 October 6, 2028.

Read SEC document
January 20, 2025 Filed Jan 22, 2025 22:12 UTC GrantOption to Purchase Common Stock · Derivative 20,000 $7.47 Strike: $7.47 $149,400.00
Disclosure

SEC source: 0001437749-25-001589 · rdgdoc.xml · derivative · entry 1

Hilarides William Hunter · CIK 0001786174 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: MII Common Stock · 20,000 shares

Expires 2035-01-20

F1 · derivative.exercise_date: Options vest 1/3 on January 20, 2026, 1/3 on January 20, 2027 and 1/3 January 20, 2028.

Read SEC document
January 20, 2025 Filed Jan 22, 2025 22:12 UTC GrantOption to Purchase Common Stock · Derivative 20,000 $7.47 Strike: $7.47 $149,400.00
Disclosure

SEC source: 0001437749-25-001587 · rdgdoc.xml · derivative · entry 1

GLANVILLE THOMAS S · CIK 0001192319 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: MII Common Stock · 20,000 shares

Expires 2035-01-20

F1 · derivative.exercise_date: Options vest 1/3 on January 20, 2026, 1/3 on January 20, 2027 and 1/3 January 20, 2028.

Read SEC document
January 20, 2025 Filed Jan 22, 2025 22:11 UTC
BLUM PETER HDirector
GrantOption to Purchase Common Stock · Derivative 20,000 $7.47 Strike: $7.47 $149,400.00
Disclosure

SEC source: 0001437749-25-001584 · rdgdoc.xml · derivative · entry 1

BLUM PETER H · CIK 0001062154 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: MII Common Stock · 20,000 shares

Expires 2035-01-20

F1 · derivative.exercise_date: Options vest 1/3 on January 20, 2026, 1/3 on January 20, 2027 and 1/3 January 20, 2028.

Read SEC document
January 20, 2025 Filed Jan 22, 2025 22:11 UTC
CAPPS ROBERT PDirector · President and CEO
GrantOption to Purchase Common Stock · Derivative 30,000 $7.47 Strike: $7.47 $224,100.00
Disclosure

SEC source: 0001437749-25-001586 · rdgdoc.xml · derivative · entry 1

CAPPS ROBERT P · CIK 0001233504 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: MII Common Stock · 30,000 shares

Expires 2035-01-20

F1 · derivative.exercise_date: Options vest 1/3 on January 20, 2026, 1/3 on January 20, 2027 and 1/3 January 20, 2028.

Read SEC document
January 20, 2025 Filed Jan 22, 2025 22:10 UTC GrantOption to Purchase Common Stock · Derivative 30,000 $7.47 Strike: $7.47 $224,100.00
Disclosure

SEC source: 0001437749-25-001583 · rdgdoc.xml · derivative · entry 1

COX MARK ALAN · CIK 0001545641 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: MII Common Stock · 30,000 shares

Expires 2035-01-20

F1 · derivative.exercise_date: Options vest 1/3 on January 20, 2026, 1/3 on January 20, 2027 and 1/3 January 20, 2028.

Read SEC document
January 20, 2025 Filed Jan 22, 2025 22:10 UTC GrantOption to Purchase Common Stock · Derivative 20,000 $7.47 Strike: $7.47 $149,400.00
Disclosure

SEC source: 0001437749-25-001581 · rdgdoc.xml · derivative · entry 1

Baden Alan Perry · CIK 0001923343 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: MII Common Stock · 20,000 shares

Expires 2035-01-20

F1 · derivative.exercise_date: Options vest 1/3 on January 20, 2026, 1/3 on January 20, 2027 and 1/3 January 20, 2028.

Read SEC document
September 24, 2024 Filed Sep 26, 2024 20:19 UTC GrantOption to Purchase Common Stock · Derivative 17,000 $3.99 Strike: $3.99 $67,830.00
Disclosure

SEC source: 0001437749-24-030069 · rdgdoc.xml · derivative · entry 1

Baden Alan Perry · CIK 0001923343 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,000

Underlying: MII Common Stock · 17,000 shares

Expires 2034-09-24

F1 · derivative.exercise_date: Options vest 1/3 on September 24, 2025, 1/3 on September 24, 2026 and 1/3 September 24, 2027.

Read SEC document
September 24, 2024 Filed Sep 26, 2024 20:18 UTC GrantOption to Purchase Common Stock · Derivative 25,000 $3.99 Strike: $3.99 $99,750.00
Disclosure

SEC source: 0001437749-24-030068 · rdgdoc.xml · derivative · entry 1

COX MARK ALAN · CIK 0001545641 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: MII Common Stock · 25,000 shares

Expires 2034-09-24

F1 · derivative.exercise_date: Options vest 1/3 on September 24, 2025, 1/3 on September 24, 2026 and 1/3 September 24, 2027.

Read SEC document
September 24, 2024 Filed Sep 26, 2024 20:18 UTC
BLUM PETER HDirector
GrantOption to Purchase Common Stock · Derivative 17,000 $3.99 Strike: $3.99 $67,830.00
Disclosure

SEC source: 0001437749-24-030067 · rdgdoc.xml · derivative · entry 1

BLUM PETER H · CIK 0001062154 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,000

Underlying: MII Common Stock · 17,000 shares

Expires 2034-09-24

F1 · derivative.exercise_date: Options vest 1/3 on September 24, 2025, 1/3 on September 24, 2026 and 1/3 September 24, 2027.

Read SEC document
September 24, 2024 Filed Sep 26, 2024 20:17 UTC
CAPPS ROBERT PDirector · President and CEO
GrantOption to Purchase Common Stock · Derivative 35,000 $3.99 Strike: $3.99 $139,650.00
Disclosure

SEC source: 0001437749-24-030066 · rdgdoc.xml · derivative · entry 1

CAPPS ROBERT P · CIK 0001233504 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,000

Underlying: MII Common Stock · 35,000 shares

Expires 2034-09-24

F1 · derivative.exercise_date: Options vest 1/3 on September 24, 2025, 1/3 on September 24, 2026 and 1/3 September 24, 2027.

Read SEC document
September 24, 2024 Filed Sep 26, 2024 20:16 UTC GrantOption to Purchase Common Stock · Derivative 17,000 $3.99 Strike: $3.99 $67,830.00
Disclosure

SEC source: 0001437749-24-030065 · rdgdoc.xml · derivative · entry 1

GLANVILLE THOMAS S · CIK 0001192319 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,000

Underlying: MII Common Stock · 17,000 shares

Expires 2034-09-24

F1 · derivative.exercise_date: Options vest 1/3 on September 24, 2025, 1/3 on September 24, 2026 and 1/3 September 24, 2027.

Read SEC document
September 24, 2024 Filed Sep 26, 2024 20:16 UTC GrantOption to Purchase Common Stock · Derivative 17,000 $3.99 Strike: $3.99 $67,830.00
Disclosure

SEC source: 0001437749-24-030064 · rdgdoc.xml · derivative · entry 1

Hilarides William Hunter · CIK 0001786174 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,000

Underlying: MII Common Stock · 17,000 shares

Expires 2034-09-24

F1 · derivative.exercise_date: Options vest 1/3 on September 24, 2025, 1/3 on September 24, 2026 and 1/3 September 24, 2027.

Read SEC document
August 03, 2022 Filed Aug 5, 2022 20:09 UTC GrantOption to Purchase Common Stock · Derivative 45,000 $0.79 Strike: $0.79 $35,550.00
Disclosure

SEC source: 0001437749-22-019170 · rdgdoc.xml · derivative · entry 1

Baden Alan Perry · CIK 0001923343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: MII Common Stock · 45,000 shares

Expires 2032-08-03

F1 · derivative.exercise_date: Options vest 1/3 on August 3, 2023, 1/3 on August 3, 2024 and 1/3 August 3, 2025.

Read SEC document
August 03, 2022 Filed Aug 5, 2022 20:08 UTC GrantOption to Purchase Common Stock · Derivative 45,000 $0.79 Strike: $0.79 $35,550.00
Disclosure

SEC source: 0001437749-22-019169 · rdgdoc.xml · derivative · entry 1

Harned Nancy Jean · CIK 0001923338 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: MII Common Stock · 45,000 shares

Expires 2032-08-03

F1 · derivative.exercise_date: Options vest 1/3 on August 3, 2023, 1/3 on August 3, 2024 and 1/3 August 3, 2025.

Read SEC document
August 03, 2022 Filed Aug 5, 2022 20:07 UTC GrantOption to Purchase Common Stock · Derivative 45,000 $0.79 Strike: $0.79 $35,550.00
Disclosure

SEC source: 0001437749-22-019168 · rdgdoc.xml · derivative · entry 1

Hilarides William Hunter · CIK 0001786174 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: MII Common Stock · 45,000 shares

Expires 2032-08-03

F1 · derivative.exercise_date: Options vest 1/3 on August 3, 2023, 1/3 on August 3, 2024 and 1/3 August 3, 2025.

Read SEC document
August 03, 2022 Filed Aug 5, 2022 20:05 UTC
BLUM PETER HDirector
GrantOption to Purchase Common Stock · Derivative 70,000 $0.79 Strike: $0.79 $55,300.00
Disclosure

SEC source: 0001437749-22-019162 · rdgdoc.xml · derivative · entry 1

BLUM PETER H · CIK 0001062154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: MII Common Stock · 70,000 shares

Expires 2032-08-03

F1 · derivative.exercise_date: Options vest 1/3 on August 3, 2023, 1/3 on August 3, 2024 and 1/3 August 3, 2025.

Read SEC document
August 03, 2022 Filed Aug 5, 2022 20:06 UTC GrantOption to Purchase Common Stock · Derivative 45,000 $0.79 Strike: $0.79 $35,550.00
Disclosure

SEC source: 0001437749-22-019165 · rdgdoc.xml · derivative · entry 1

GLANVILLE THOMAS S · CIK 0001192319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: MII Common Stock · 45,000 shares

Expires 2032-08-03

F1 · derivative.exercise_date: Options vest 1/3 on August 3, 2023, 1/3 on August 3, 2024 and 1/3 August 3, 2025.

Read SEC document
August 03, 2022 Filed Aug 5, 2022 20:04 UTC
CAPPS ROBERT PDirector · President and CEO
GrantOption to Purchase Common Stock · Derivative 100,000 $0.79 Strike: $0.79 $79,000.00
Disclosure

SEC source: 0001437749-22-019159 · rdgdoc.xml · derivative · entry 1

CAPPS ROBERT P · CIK 0001233504 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: MII Common Stock · 100,000 shares

Expires 2032-08-03

F1 · derivative.exercise_date: Options vest 1/3 on August 3, 2023, 1/3 on August 3, 2024 and 1/3 August 3, 2025.

Read SEC document
August 03, 2022 Filed Aug 5, 2022 20:03 UTC GrantOption to Purchase Common Stock · Derivative 60,000 $0.79 Strike: $0.79 $47,400.00
Disclosure

SEC source: 0001437749-22-019156 · rdgdoc.xml · derivative · entry 1

COX MARK ALAN · CIK 0001545641 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: MII Common Stock · 60,000 shares

Expires 2032-08-03

F1 · derivative.exercise_date: Options vest 1/3 on August 3, 2023, 1/3 on August 3, 2024 and 1/3 August 3, 2025.

Read SEC document
July 18, 2022 Filed Jul 19, 2022 20:14 UTC
BLUM PETER HDirector
PurchaseMIND Series A Preferred Stock 8,000 $7.12 $56,960.00
Disclosure

SEC source: 0001437749-22-017344 · rdgdoc.xml · nonDerivative · entry 1

BLUM PETER H · CIK 0001062154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,696

Read SEC document
July 15, 2022 Filed Jul 18, 2022 20:07 UTC
BLUM PETER HDirector
PurchaseMIND Series A Preferred Stock 10,000 $7.27 $72,700.00
Disclosure

SEC source: 0001437749-22-017261 · rdgdoc.xml · nonDerivative · entry 1

BLUM PETER H · CIK 0001062154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,696

Read SEC document
June 23, 2022 Filed Jun 23, 2022 20:37 UTC
BLUM PETER HDirector
PurchaseMIND Series A Preferred Stock 2,000 $14.27 $28,540.00
Disclosure

SEC source: 0001437749-22-015760 · rdgdoc.xml · nonDerivative · entry 4

BLUM PETER H · CIK 0001062154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,696

F1 · price: These shares were purchased in multiple transactions each at a price of $14.27. The reporting person undertakes to provide to MIND Technology, Inc., or the staff of the Securities and Exchange Commission,upon request, full information regarding the number of shares purchased at each separate transaction of this Form 4.

Read SEC document
June 23, 2022 Filed Jun 23, 2022 20:37 UTC
BLUM PETER HDirector
PurchaseMIND Common Stock 10,000 $0.83 $8,300.00
Disclosure

SEC source: 0001437749-22-015760 · rdgdoc.xml · nonDerivative · entry 3

BLUM PETER H · CIK 0001062154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 729,528

Read SEC document
June 22, 2022 Filed Jun 23, 2022 20:37 UTC
BLUM PETER HDirector
PurchaseMIND Common Stock 10,000 $0.85 $8,500.00
Disclosure

SEC source: 0001437749-22-015760 · rdgdoc.xml · nonDerivative · entry 2

BLUM PETER H · CIK 0001062154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 719,528

Read SEC document
June 21, 2022 Filed Jun 23, 2022 20:37 UTC
BLUM PETER HDirector
PurchaseMIND Common Stock 10,000 $0.87 $8,700.00
Disclosure

SEC source: 0001437749-22-015760 · rdgdoc.xml · nonDerivative · entry 1

BLUM PETER H · CIK 0001062154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 709,528

Read SEC document
June 16, 2022 Filed Jun 21, 2022 20:15 UTC
BLUM PETER HDirector
PurchaseMIND Series A Preferred Stock 1,696 $12.64 $21,437.44
Disclosure

SEC source: 0001437749-22-015473 · rdgdoc.xml · nonDerivative · entry 1

BLUM PETER H · CIK 0001062154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,696

Read SEC document
December 16, 2021 Filed Dec 16, 2021 23:09 UTC
BLUM PETER HDirector
PurchaseMIND Common Stock 50,000 $1.50 $75,000.00
Disclosure

SEC source: 0001437749-21-028787 · rdgdoc.xml · nonDerivative · entry 1

BLUM PETER H · CIK 0001062154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 699,528

F1 · price: The price reported is an average price. These shares were purchased in multiple transactions at prices ranging from $1.50 to $1.49, inclusive. The reporting person undertakes to provide to MIND Technology, Inc., or the staff of the Securities and Exchange Commission,upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) of this Form 4.

Read SEC document
October 29, 2021 Filed Nov 1, 2021 20:14 UTC
BLUM PETER HDirector
PurchaseMIND Common Stock 10,000 $1.72 $17,200.00
Disclosure

SEC source: 0001437749-21-024742 · rdgdoc.xml · nonDerivative · entry 1

BLUM PETER H · CIK 0001062154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 649,528

Read SEC document
October 28, 2021 Filed Oct 29, 2021 20:17 UTC
BLUM PETER HDirector
PurchaseMIND Common Stock 10,000 $1.70 $17,000.00
Disclosure

SEC source: 0001437749-21-024658 · rdgdoc.xml · nonDerivative · entry 1

BLUM PETER H · CIK 0001062154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 639,528

Read SEC document
September 15, 2021 Filed Sep 16, 2021 20:31 UTC
BLUM PETER HDirector
PurchaseMIND Common Stock 30,000 $1.92 $57,600.00
Disclosure

SEC source: 0001628280-21-018766 · wf-form4_163182419829008.xml · nonDerivative · entry 1

BLUM PETER H · CIK 0001062154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 629,528

Read SEC document
August 05, 2021 Filed Aug 9, 2021 20:30 UTC
BLUM PETER HDirector
GrantOption to Purchase Common Stock · Derivative 70,000 $1.97 Strike: $1.97 $137,900.00
Disclosure

SEC source: 0000926423-21-000044 · wf-form4_162854100280802.xml · derivative · entry 1

BLUM PETER H · CIK 0001062154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: MIND Common Stock · 70,000 shares

Expires 2031-08-05

F1 · derivative.exercise_date: 1. Options vest 1/3 on August 5, 2022, 1/3 on August 5, 2023 and 1/3 on August 5, 2024.

Read SEC document
August 05, 2021 Filed Aug 9, 2021 20:31 UTC GrantOption to Purchase Common Stock · Derivative 45,000 $1.97 Strike: $1.97 $88,650.00
Disclosure

SEC source: 0000926423-21-000045 · wf-form4_162854103833458.xml · derivative · entry 1

ROWLAND MARCUS C · CIK 0001039535 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: MIND Common Stock · 45,000 shares

Expires 2031-08-05

F1 · derivative.exercise_date: 1. Options vest 1/3 on August 5, 2022, 1/3 on August 5, 2023 and 1/3 on August 5, 2024.

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August 05, 2021 Filed Aug 9, 2021 20:29 UTC
CAPPS ROBERT PDirector · Co-CEO and CFO
GrantMIND Common Stock · Derivative 70,000 $1.97 Strike: $1.97 $137,900.00
Disclosure

SEC source: 0000926423-21-000042 · wf-form4_162854094690726.xml · derivative · entry 1

CAPPS ROBERT P · CIK 0001233504 · Director · Co-CEO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: MIND Common Stock · 70,000 shares

Expires 2031-08-05

F1 · derivative.exercise_date: 1. Options vest 1/3 on August 5, 2022, 1/3 on August 5, 2023 and 1/3 on August 5, 2024.

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August 05, 2021 Filed Aug 9, 2021 20:29 UTC GrantOption to Purchase Common Stock · Derivative 45,000 $1.97 Strike: $1.97 $88,650.00
Disclosure

SEC source: 0000926423-21-000043 · wf-form4_162854097321696.xml · derivative · entry 1

GLANVILLE THOMAS S · CIK 0001192319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: MIND Common Stock · 45,000 shares

Expires 2031-08-05

F1 · derivative.exercise_date: 1. Options vest 1/3 on August 5, 2022, 1/3 on August 5, 2023 and 1/3 on August 5, 2024.

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August 05, 2021 Filed Aug 9, 2021 20:29 UTC
Morris Dennis PatrickChief Operating Officer
GrantOption to Purchase Common Stock · Derivative 60,000 $1.97 Strike: $1.97 $118,200.00
Disclosure

SEC source: 0000926423-21-000041 · wf-form4_162854092719405.xml · derivative · entry 1

Morris Dennis Patrick · CIK 0001809192 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: MIND Common Stock · 60,000 shares

Expires 2031-08-05

F1 · derivative.exercise_date: 1. Options vest 1/3 on August 5, 2022, 1/3 on August 5, 2023 and 1/3 on August 5, 2024.

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August 05, 2021 Filed Aug 9, 2021 20:28 UTC GrantOption to Purchase Common Stock · Derivative 45,000 $1.97 Strike: $1.97 $88,650.00
Disclosure

SEC source: 0000926423-21-000039 · wf-form4_162854088033848.xml · derivative · entry 1

Albers Robert John · CIK 0001425879 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: MIND Common Stock · 45,000 shares

Expires 2031-08-05

F1 · derivative.exercise_date: 1. Options vest 1/3 on August 5, 2022, 1/3 on August 5, 2023 and 1/3 on August 5, 2024.

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August 05, 2021 Filed Aug 9, 2021 20:28 UTC GrantOption to Purchase Common Stock · Derivative 45,000 $1.97 Strike: $1.97 $88,650.00
Disclosure

SEC source: 0000926423-21-000040 · wf-form4_162854090690903.xml · derivative · entry 1

Hilarides William Hunter · CIK 0001786174 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: MIND Common Stock · 45,000 shares

Expires 2031-08-05

F1 · derivative.exercise_date: 1. Options vest 1/3 on August 5, 2022, 1/3 on August 5, 2023 and 1/3 on August 5, 2024.

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August 05, 2021 Filed Aug 9, 2021 20:27 UTC
Malden GuyCo-CEO and EVP
GrantOption to Purchase Common Stock · Derivative 50,000 $1.97 Strike: $1.97 $98,500.00
Disclosure

SEC source: 0000926423-21-000038 · wf-form4_162854086181611.xml · derivative · entry 1

Malden Guy · CIK 0001312578 · Co-CEO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: MIND Common Stock · 50,000 shares

Expires 2031-08-05

F1 · derivative.exercise_date: 1. Options vest 1/3 on August 5, 2022, 1/3 on August 5, 2023 and 1/3 on August 5, 2024.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.