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person · Reporting owner

Pung Michael J

Disclosed activity across 1 company

Tapewire entity
155510
SEC CIK
0001301887

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
FAIR ISAAC CORPFICO · Entity 3206Vice President, FinanceAugust 09, 2019August 13, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

FAIR ISAAC CORP

Report date August 09, 2019 · Filed August 13, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectMichael and Debora Pung 2014 Living Trust123,351 Reported balance After 2019-08-09 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2019-08-09 · Exercise / conversion · Acquired 7,996 · Balance 123,351

F1: Exercised and sold pursuant to reporting person's 10b5-1 plan.

Common StockSEC Table I · non-derivativeIndirectMichael and Debora Pung 2014 Living Trust121,526 Reported balance After 2019-08-09 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2019-08-09 · Sale · Disposed 1,825 · Balance 121,526

F1: Exercised and sold pursuant to reporting person's 10b5-1 plan.

F2: This transaction was executed in multiple trades at prices ranging from $363.00-$363.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Common StockSEC Table I · non-derivativeIndirectMichael and Debora Pung 2014 Living Trust121,056 Reported balance After 2019-08-09 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2019-08-09 · Sale · Disposed 470 · Balance 121,056

F1: Exercised and sold pursuant to reporting person's 10b5-1 plan.

F3: This transaction was executed in multiple trades at prices ranging from $364.00-$364.62 The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Common StockSEC Table I · non-derivativeIndirectMichael and Debora Pung 2014 Living Trust118,459 Reported balance After 2019-08-09 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2019-08-09 · Sale · Disposed 2,597 · Balance 118,459

F1: Exercised and sold pursuant to reporting person's 10b5-1 plan.

F4: This transaction was executed in multiple trades at prices ranging from $365.00-$365.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Common StockSEC Table I · non-derivativeIndirectMichael and Debora Pung 2014 Living Trust117,859 Reported balance After 2019-08-09 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 5 · 2019-08-09 · Sale · Disposed 600 · Balance 117,859

F1: Exercised and sold pursuant to reporting person's 10b5-1 plan.

Common StockSEC Table I · non-derivativeIndirectMichael and Debora Pung 2014 Living Trust115,863 Reported balance After 2019-08-09 transaction · row 6 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 6 · 2019-08-09 · Sale · Disposed 1,996 · Balance 115,863

F1: Exercised and sold pursuant to reporting person's 10b5-1 plan.

F5: This transaction was executed in multiple trades at prices ranging from $367.00-$367.09. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Common StockSEC Table I · non-derivativeIndirectMichael and Debora Pung 2014 Living Trust115,355 Reported balance After 2019-08-09 transaction · row 7 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 7 · 2019-08-09 · Sale · Disposed 508 · Balance 115,355

F1: Exercised and sold pursuant to reporting person's 10b5-1 plan.

F6: This transaction was executed in multiple trades at prices ranging from $368.50-$368.58. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Non Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $72.06 · Expires 2021-12-07Direct7,996 Reported balance After 2019-08-09 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2019-08-09 · Exercise / conversion · Disposed 7,996 · Balance 7,996

F1: Exercised and sold pursuant to reporting person's 10b5-1 plan.

F7: This option vests in four equal annual installments commencing on this date.

Filing footnotes · ownership attribution and instrument terms

F1: Exercised and sold pursuant to reporting person's 10b5-1 plan.

F2: This transaction was executed in multiple trades at prices ranging from $363.00-$363.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F3: This transaction was executed in multiple trades at prices ranging from $364.00-$364.62 The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F4: This transaction was executed in multiple trades at prices ranging from $365.00-$365.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F5: This transaction was executed in multiple trades at prices ranging from $367.00-$367.09. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F6: This transaction was executed in multiple trades at prices ranging from $368.50-$368.58. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F7: This option vests in four equal annual installments commencing on this date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 09, 2019 Filed Aug 13, 2019 20:45 UTC FAIR ISAAC CORP FICO · Entity 3206 Exercise / conversionNon Qualified Stock Option (right to buy) · Derivative 7,996 $0.00 Strike: $72.06 $0.00
Disclosure

SEC source: 0001214659-19-005187 · marketforms-45158.xml · derivative · entry 8

Pung Michael J · CIK 0001301887 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,996

Underlying: Common Stock · 7,996 shares

Expires 2021-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercised and sold pursuant to reporting person's 10b5-1 plan.

F7 · derivative.exercise_date: This option vests in four equal annual installments commencing on this date.

Read SEC document
August 09, 2019 Filed Aug 13, 2019 20:45 UTC FAIR ISAAC CORP FICO · Entity 3206 SaleCommon Stock 508 $368.51 $187,203.08
Disclosure

SEC source: 0001214659-19-005187 · marketforms-45158.xml · nonDerivative · entry 7

Pung Michael J · CIK 0001301887 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Indirect · Michael and Debora Pung 2014 Living Trust

Disclosed balance after: 115,355

F1 · shares: Exercised and sold pursuant to reporting person's 10b5-1 plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $368.50-$368.58. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
August 09, 2019 Filed Aug 13, 2019 20:45 UTC FAIR ISAAC CORP FICO · Entity 3206 SaleCommon Stock 1,996 $367.01 $732,551.96
Disclosure

SEC source: 0001214659-19-005187 · marketforms-45158.xml · nonDerivative · entry 6

Pung Michael J · CIK 0001301887 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Indirect · Michael and Debora Pung 2014 Living Trust

Disclosed balance after: 115,863

F1 · shares: Exercised and sold pursuant to reporting person's 10b5-1 plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $367.00-$367.09. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
August 09, 2019 Filed Aug 13, 2019 20:45 UTC FAIR ISAAC CORP FICO · Entity 3206 SaleCommon Stock 600 $366.19 $219,714.00
Disclosure

SEC source: 0001214659-19-005187 · marketforms-45158.xml · nonDerivative · entry 5

Pung Michael J · CIK 0001301887 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Indirect · Michael and Debora Pung 2014 Living Trust

Disclosed balance after: 117,859

F1 · shares: Exercised and sold pursuant to reporting person's 10b5-1 plan.

Read SEC document
August 09, 2019 Filed Aug 13, 2019 20:45 UTC FAIR ISAAC CORP FICO · Entity 3206 SaleCommon Stock 2,597 $365.65 $949,593.05
Disclosure

SEC source: 0001214659-19-005187 · marketforms-45158.xml · nonDerivative · entry 4

Pung Michael J · CIK 0001301887 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Indirect · Michael and Debora Pung 2014 Living Trust

Disclosed balance after: 118,459

F1 · shares: Exercised and sold pursuant to reporting person's 10b5-1 plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $365.00-$365.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
August 09, 2019 Filed Aug 13, 2019 20:45 UTC FAIR ISAAC CORP FICO · Entity 3206 SaleCommon Stock 470 $364.29 $171,216.30
Disclosure

SEC source: 0001214659-19-005187 · marketforms-45158.xml · nonDerivative · entry 3

Pung Michael J · CIK 0001301887 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Indirect · Michael and Debora Pung 2014 Living Trust

Disclosed balance after: 121,056

F1 · shares: Exercised and sold pursuant to reporting person's 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $364.00-$364.62 The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
August 09, 2019 Filed Aug 13, 2019 20:45 UTC FAIR ISAAC CORP FICO · Entity 3206 SaleCommon Stock 1,825 $363.39 $663,186.75
Disclosure

SEC source: 0001214659-19-005187 · marketforms-45158.xml · nonDerivative · entry 2

Pung Michael J · CIK 0001301887 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Indirect · Michael and Debora Pung 2014 Living Trust

Disclosed balance after: 121,526

F1 · shares: Exercised and sold pursuant to reporting person's 10b5-1 plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $363.00-$363.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
August 09, 2019 Filed Aug 13, 2019 20:45 UTC FAIR ISAAC CORP FICO · Entity 3206 Exercise / conversionCommon Stock 7,996 $72.06 $576,191.76
Disclosure

SEC source: 0001214659-19-005187 · marketforms-45158.xml · nonDerivative · entry 1

Pung Michael J · CIK 0001301887 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Indirect · Michael and Debora Pung 2014 Living Trust

Disclosed balance after: 123,351

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercised and sold pursuant to reporting person's 10b5-1 plan.

Read SEC document
July 10, 2019 Filed Jul 11, 2019 20:05 UTC FAIR ISAAC CORP FICO · Entity 3206 Exercise / conversionNon Qualified Stock Option (right to buy) · Derivative 7,996 $0.00 Strike: $72.06 $0.00
Disclosure

SEC source: 0001214659-19-004604 · marketforms-45157.xml · derivative · entry 6

Pung Michael J · CIK 0001301887 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,992

Underlying: Common Stock · 7,996 shares

Expires 2021-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercised and sold pursuant to reporting person's 10b5-1 plan.

F6 · derivative.exercise_date: This option vests in four equal annual installments commencing on this date.

Read SEC document
July 10, 2019 Filed Jul 11, 2019 20:05 UTC FAIR ISAAC CORP FICO · Entity 3206 SaleCommon Stock 2,733 $341.26 $932,663.58
Disclosure

SEC source: 0001214659-19-004604 · marketforms-45157.xml · nonDerivative · entry 5

Pung Michael J · CIK 0001301887 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · Michael and Debora Pung 2014 Living Trust

Disclosed balance after: 115,355

F1 · shares: Exercised and sold pursuant to reporting person's 10b5-1 plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $340.72 to $341.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
July 10, 2019 Filed Jul 11, 2019 20:05 UTC FAIR ISAAC CORP FICO · Entity 3206 SaleCommon Stock 1,400 $340.27 $476,378.00
Disclosure

SEC source: 0001214659-19-004604 · marketforms-45157.xml · nonDerivative · entry 4

Pung Michael J · CIK 0001301887 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · Michael and Debora Pung 2014 Living Trust

Disclosed balance after: 118,088

F1 · shares: Exercised and sold pursuant to reporting person's 10b5-1 plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $339.57 to $340.515. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
July 10, 2019 Filed Jul 11, 2019 20:05 UTC FAIR ISAAC CORP FICO · Entity 3206 SaleCommon Stock 3,018 $338.83 $1,022,588.94
Disclosure

SEC source: 0001214659-19-004604 · marketforms-45157.xml · nonDerivative · entry 3

Pung Michael J · CIK 0001301887 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · Michael and Debora Pung 2014 Living Trust

Disclosed balance after: 119,488

F1 · shares: Exercised and sold pursuant to reporting person's 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $338.45 to $339.39. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
July 10, 2019 Filed Jul 11, 2019 20:05 UTC FAIR ISAAC CORP FICO · Entity 3206 SaleCommon Stock 845 $338.01 $285,618.45
Disclosure

SEC source: 0001214659-19-004604 · marketforms-45157.xml · nonDerivative · entry 2

Pung Michael J · CIK 0001301887 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · Michael and Debora Pung 2014 Living Trust

Disclosed balance after: 122,506

F1 · shares: Exercised and sold pursuant to reporting person's 10b5-1 plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $337.30 to $338.26. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
July 10, 2019 Filed Jul 11, 2019 20:05 UTC FAIR ISAAC CORP FICO · Entity 3206 Exercise / conversionCommon Stock 7,996 $72.06 $576,191.76
Disclosure

SEC source: 0001214659-19-004604 · marketforms-45157.xml · nonDerivative · entry 1

Pung Michael J · CIK 0001301887 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · Michael and Debora Pung 2014 Living Trust

Disclosed balance after: 123,351

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercised and sold pursuant to reporting person's 10b5-1 plan.

Read SEC document
June 14, 2019 Filed Jun 17, 2019 20:15 UTC FAIR ISAAC CORP FICO · Entity 3206 Exercise / conversionNon Qualified Stock Option (right to buy) · Derivative 7,996 $0.00 Strike: $72.06 $0.00
Disclosure

SEC source: 0001214659-19-004233 · marketforms-45101.xml · derivative · entry 8

Pung Michael J · CIK 0001301887 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,988

Underlying: Common Stock · 7,996 shares

Expires 2021-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercised and sold pursuant to reporting person's 10b5-1 plan.

F8 · derivative.exercise_date: This option vests in four equal annual installments commencing on this date.

Read SEC document
June 14, 2019 Filed Jun 17, 2019 20:15 UTC FAIR ISAAC CORP FICO · Entity 3206 SaleCommon Stock 500 $311.79 $155,893.00
Disclosure

SEC source: 0001214659-19-004233 · marketforms-45101.xml · nonDerivative · entry 7

Pung Michael J · CIK 0001301887 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · Michael and Debora Pung 2014 Living Trust

Disclosed balance after: 115,355

F1 · shares: Exercised and sold pursuant to reporting person's 10b5-1 plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $311.77 to $311.79. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
June 14, 2019 Filed Jun 17, 2019 20:15 UTC FAIR ISAAC CORP FICO · Entity 3206 SaleCommon Stock 500 $310.44 $155,221.00
Disclosure

SEC source: 0001214659-19-004233 · marketforms-45101.xml · nonDerivative · entry 6

Pung Michael J · CIK 0001301887 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · Michael and Debora Pung 2014 Living Trust

Disclosed balance after: 115,855

F1 · shares: Exercised and sold pursuant to reporting person's 10b5-1 plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $310.15 to $310.62. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
June 14, 2019 Filed Jun 17, 2019 20:15 UTC FAIR ISAAC CORP FICO · Entity 3206 SaleCommon Stock 1,400 $309.69 $433,572.72
Disclosure

SEC source: 0001214659-19-004233 · marketforms-45101.xml · nonDerivative · entry 5

Pung Michael J · CIK 0001301887 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · Michael and Debora Pung 2014 Living Trust

Disclosed balance after: 116,355

F1 · shares: Exercised and sold pursuant to reporting person's 10b5-1 plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $309.08 to $310.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
June 14, 2019 Filed Jun 17, 2019 20:15 UTC FAIR ISAAC CORP FICO · Entity 3206 SaleCommon Stock 1,368 $308.32 $421,786.27
Disclosure

SEC source: 0001214659-19-004233 · marketforms-45101.xml · nonDerivative · entry 4

Pung Michael J · CIK 0001301887 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · Michael and Debora Pung 2014 Living Trust

Disclosed balance after: 117,755

F1 · shares: Exercised and sold pursuant to reporting person's 10b5-1 plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $307.94 to $308.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
June 14, 2019 Filed Jun 17, 2019 20:15 UTC FAIR ISAAC CORP FICO · Entity 3206 SaleCommon Stock 2,168 $307.17 $665,935.24
Disclosure

SEC source: 0001214659-19-004233 · marketforms-45101.xml · nonDerivative · entry 3

Pung Michael J · CIK 0001301887 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · Michael and Debora Pung 2014 Living Trust

Disclosed balance after: 119,123

F1 · shares: Exercised and sold pursuant to reporting person's 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $306.81 to $307.79. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
June 14, 2019 Filed Jun 17, 2019 20:15 UTC FAIR ISAAC CORP FICO · Entity 3206 SaleCommon Stock 2,060 $306.13 $630,623.89
Disclosure

SEC source: 0001214659-19-004233 · marketforms-45101.xml · nonDerivative · entry 2

Pung Michael J · CIK 0001301887 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · Michael and Debora Pung 2014 Living Trust

Disclosed balance after: 121,291

F1 · shares: Exercised and sold pursuant to reporting person's 10b5-1 plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $305.73 to $306.64. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
June 14, 2019 Filed Jun 17, 2019 20:15 UTC FAIR ISAAC CORP FICO · Entity 3206 Exercise / conversionCommon Stock 7,996 $72.06 $576,191.76
Disclosure

SEC source: 0001214659-19-004233 · marketforms-45101.xml · nonDerivative · entry 1

Pung Michael J · CIK 0001301887 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · Michael and Debora Pung 2014 Living Trust

Disclosed balance after: 123,351

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercised and sold pursuant to reporting person's 10b5-1 plan.

Read SEC document
March 12, 2019 Filed Mar 12, 2019 21:54 UTC FAIR ISAAC CORP FICO · Entity 3206 SaleCommon Stock 3.6973 $255.00 $942.81
Disclosure

SEC source: 0001214659-19-002080 · marketforms-44560.xml · nonDerivative · entry 3

Pung Michael J · CIK 0001301887 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
March 11, 2019 Filed Mar 12, 2019 21:54 UTC FAIR ISAAC CORP FICO · Entity 3206 Exercise / conversionNon Qualified Stock Option (right to buy) · Derivative 7,500 $0.00 Strike: $41.89 $0.00
Disclosure

SEC source: 0001214659-19-002080 · marketforms-44560.xml · derivative · entry 4

Pung Michael J · CIK 0001301887 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2019-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests in four equal annual installments commencing on this date.

Read SEC document
March 11, 2019 Filed Mar 12, 2019 21:54 UTC FAIR ISAAC CORP FICO · Entity 3206 SaleCommon Stock 7,500 $252.53 $1,893,945.00
Disclosure

SEC source: 0001214659-19-002080 · marketforms-44560.xml · nonDerivative · entry 2

Pung Michael J · CIK 0001301887 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · Michael and Debora Pung 2014 Living Trust

Disclosed balance after: 115,355

F1 · price: This transaction was executed in multiple trades at prices ranging from $252.49 to $252.74. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
March 11, 2019 Filed Mar 12, 2019 21:54 UTC FAIR ISAAC CORP FICO · Entity 3206 Exercise / conversionCommon Stock 7,500 $41.89 $314,175.00
Disclosure

SEC source: 0001214659-19-002080 · marketforms-44560.xml · nonDerivative · entry 1

Pung Michael J · CIK 0001301887 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · Michael and Debora Pung 2014 Living Trust

Disclosed balance after: 122,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2018 Filed Dec 10, 2018 23:52 UTC FAIR ISAAC CORP FICO · Entity 3206 GrantRestricted Stock Units · Derivative 4,417 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-007624 · marketforms-43449.xml · derivative · entry 16

Pung Michael J · CIK 0001301887 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,417

Underlying: Common Stock · 4,417 shares

Expires not disclosed

F9 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.

F10 · derivative.exercise_date: The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter.

F4 · derivative.expiration_date: No expiration date.

Read SEC document
December 08, 2018 Filed Dec 10, 2018 23:52 UTC FAIR ISAAC CORP FICO · Entity 3206 Exercise / conversionRestricted Stock Units · Derivative 1,180 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-007624 · marketforms-43449.xml · derivative · entry 15

Pung Michael J · CIK 0001301887 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,540

Underlying: Common Stock · 1,180 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.

F10 · derivative.exercise_date: The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter.

F4 · derivative.expiration_date: No expiration date.

Read SEC document
December 08, 2018 Filed Dec 10, 2018 23:52 UTC FAIR ISAAC CORP FICO · Entity 3206 Exercise / conversionRestricted Stock Units · Derivative 1,563 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-007624 · marketforms-43449.xml · derivative · entry 14

Pung Michael J · CIK 0001301887 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,124

Underlying: Common Stock · 1,563 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.

F10 · derivative.exercise_date: The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter.

F4 · derivative.expiration_date: No expiration date.

Read SEC document
December 08, 2018 Filed Dec 10, 2018 23:52 UTC FAIR ISAAC CORP FICO · Entity 3206 Exercise / conversionRestricted Stock Units · Derivative 1,644 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-007624 · marketforms-43449.xml · derivative · entry 13

Pung Michael J · CIK 0001301887 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,644

Underlying: Common Stock · 1,644 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.

F10 · derivative.exercise_date: The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter.

F4 · derivative.expiration_date: No expiration date.

Read SEC document
December 08, 2018 Filed Dec 10, 2018 23:52 UTC FAIR ISAAC CORP FICO · Entity 3206 Exercise / conversionPerformance Share Units · Derivative 3,147 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-007624 · marketforms-43449.xml · derivative · entry 12

Pung Michael J · CIK 0001301887 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,293

Underlying: Common Stock · 3,147 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each earned performance share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.

F8 · derivative.exercise_date: The performance share units vest in three equal annual installments commencing on this date and one share will be delivered to the reporting person for each vested unit as soon as practicable thereafter.

F4 · derivative.expiration_date: No expiration date.

Read SEC document
December 08, 2018 Filed Dec 10, 2018 23:52 UTC FAIR ISAAC CORP FICO · Entity 3206 Exercise / conversionPerformance Share Units · Derivative 3,659 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-007624 · marketforms-43449.xml · derivative · entry 11

Pung Michael J · CIK 0001301887 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,659

Underlying: Common Stock · 3,659 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each earned performance share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.

F8 · derivative.exercise_date: The performance share units vest in three equal annual installments commencing on this date and one share will be delivered to the reporting person for each vested unit as soon as practicable thereafter.

F4 · derivative.expiration_date: No expiration date.

Read SEC document
December 08, 2018 Filed Dec 10, 2018 23:52 UTC FAIR ISAAC CORP FICO · Entity 3206 Exercise / conversionPerformance Share Units · Derivative 3,655 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-007624 · marketforms-43449.xml · derivative · entry 10

Pung Michael J · CIK 0001301887 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,655 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each earned performance share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.

F8 · derivative.exercise_date: The performance share units vest in three equal annual installments commencing on this date and one share will be delivered to the reporting person for each vested unit as soon as practicable thereafter.

F4 · derivative.expiration_date: No expiration date.

Read SEC document
December 08, 2018 Filed Dec 10, 2018 23:52 UTC FAIR ISAAC CORP FICO · Entity 3206 Exercise / conversionMarket Share Units · Derivative 2,848 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-007624 · marketforms-43449.xml · derivative · entry 9

Pung Michael J · CIK 0001301887 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,848 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each earned market share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.

F4 · derivative.expiration_date: No expiration date.

Read SEC document
December 08, 2018 Filed Dec 10, 2018 23:52 UTC FAIR ISAAC CORP FICO · Entity 3206 Exercise / conversionMarket Share Units · Derivative 4,166 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-007624 · marketforms-43449.xml · derivative · entry 7

Pung Michael J · CIK 0001301887 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,166 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each earned market share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.

F4 · derivative.expiration_date: No expiration date.

Read SEC document
December 08, 2018 Filed Dec 10, 2018 23:52 UTC FAIR ISAAC CORP FICO · Entity 3206 Exercise / conversionMarket Share Units · Derivative 4,801 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-007624 · marketforms-43449.xml · derivative · entry 5

Pung Michael J · CIK 0001301887 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,801 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each earned market share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.

F4 · derivative.expiration_date: No expiration date.

Read SEC document
December 08, 2018 Filed Dec 10, 2018 23:52 UTC FAIR ISAAC CORP FICO · Entity 3206 Tax withholdingCommon Stock 12,617 $182.41 $2,301,466.97
Disclosure

SEC source: 0001214659-18-007624 · marketforms-43449.xml · nonDerivative · entry 2

Pung Michael J · CIK 0001301887 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · Michael and Debora Pung 2014 Living Trust

Disclosed balance after: 115,355

F1 · shares: Shares withheld by Company for payment of taxes due at vesting from earned performance share units, earned market share units, and restricted stock units.

Read SEC document
December 08, 2018 Filed Dec 10, 2018 23:52 UTC FAIR ISAAC CORP FICO · Entity 3206 Exercise / conversionCommon Stock 26,663 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-007624 · marketforms-43449.xml · nonDerivative · entry 1

Pung Michael J · CIK 0001301887 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · Michael and Debora Pung 2014 Living Trust

Disclosed balance after: 127,972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2018 Filed Dec 10, 2018 23:52 UTC FAIR ISAAC CORP FICO · Entity 3206 GrantMarket Share Units · Derivative 2,848 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-007624 · marketforms-43449.xml · derivative · entry 8

Pung Michael J · CIK 0001301887 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,848

Underlying: Common Stock · 2,848 shares

Expires not disclosed

F2 · derivative.exercise_price: Each earned market share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.

F6 · shares: On December 8, 2017, the reporting person was granted a target award of 4,720 market share units. The award vests in three equal annual installments from the grant date based on the Company's satisfaction of certain performance criteria for each of the performance periods ending November 30, 2018, 2019, 2020. The performance criteria for 2018 were met, resulting in the award of market share units being reported herein.

F4 · derivative.expiration_date: No expiration date.

Read SEC document
December 07, 2018 Filed Dec 10, 2018 23:52 UTC FAIR ISAAC CORP FICO · Entity 3206 GrantMarket Share Units · Derivative 4,166 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-007624 · marketforms-43449.xml · derivative · entry 6

Pung Michael J · CIK 0001301887 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,166

Underlying: Common Stock · 4,166 shares

Expires not disclosed

F2 · derivative.exercise_price: Each earned market share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.

F5 · shares: On December 8, 2016, the reporting person was granted a target award of 6,250 market share units. The award vests in three equal annual installments from the grant date based on the Company's satisfaction of certain performance criteria for each of the performance periods ending November 30, 2017, 2018, 2019. The performance criteria for 2018 were met, resulting in the award of market share units being reported herein.

F4 · derivative.expiration_date: No expiration date.

Read SEC document
December 07, 2018 Filed Dec 10, 2018 23:52 UTC FAIR ISAAC CORP FICO · Entity 3206 GrantMarket Share Units · Derivative 4,801 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-007624 · marketforms-43449.xml · derivative · entry 4

Pung Michael J · CIK 0001301887 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,801

Underlying: Common Stock · 4,801 shares

Expires not disclosed

F2 · derivative.exercise_price: Each earned market share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.

F3 · shares: On December 8, 2015, the reporting person was granted a target award of 6,576 market share units. The award vests in three equal annual installments from the grant date based on the Company's satisfaction of certain performance criteria for each of the performance periods ending November 30, 2016, 2017, 2018. The performance criteria for 2018 were met, resulting in the award of market share units being reported herein.

F4 · derivative.expiration_date: No expiration date.

Read SEC document
November 06, 2018 Filed Nov 7, 2018 20:55 UTC FAIR ISAAC CORP FICO · Entity 3206 GrantPerformance Share Units · Derivative 9,440 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-006946 · marketforms-43085.xml · derivative · entry 1

Pung Michael J · CIK 0001301887 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,440

Underlying: Common Stock · 9,440 shares

Expires not disclosed

F1 · derivative.exercise_price: Each earned performance share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.

F2 · date: On November 6, 2018 the Leadership Development and Compensation Committee of the Board of Directors of Fair Isaac Corporation determined that the reporting person earned the number of performance share units reported on this Form 4 based on achievement of certain performance metrics.

F3 · derivative.exercise_date: The performance share units vest in three equal annual installments commencing on this date and one share will be delivered to the reporting person for each vested unit as soon as practicable thereafter.

F4 · derivative.expiration_date: No expiration date.

Read SEC document
June 14, 2018 Filed Jun 15, 2018 17:21 UTC FAIR ISAAC CORP FICO · Entity 3206 SaleCommon Stock 821 $199.37 $163,679.57
Disclosure

SEC source: 0001214659-18-004480 · marketforms-42257.xml · nonDerivative · entry 2

Pung Michael J · CIK 0001301887 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · Michael and Debora Pung 2014 Living Trust

Disclosed balance after: 101,309

F2 · price: This transaction was executed in multiple trades at prices ranging from $199.31 to $199.53. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
June 14, 2018 Filed Jun 15, 2018 17:21 UTC FAIR ISAAC CORP FICO · Entity 3206 SaleCommon Stock 13,800 $198.98 $2,745,930.90
Disclosure

SEC source: 0001214659-18-004480 · marketforms-42257.xml · nonDerivative · entry 1

Pung Michael J · CIK 0001301887 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · Michael and Debora Pung 2014 Living Trust

Disclosed balance after: 102,130

F1 · price: This transaction was executed in multiple trades at prices ranging from $198.30 to $199.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
December 13, 2017 Filed Dec 14, 2017 22:19 UTC FAIR ISAAC CORP FICO · Entity 3206 Exercise / conversionRestricted Stock Units · Derivative 2,180 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-007316 · marketforms-40457.xml · derivative · entry 4

Pung Michael J · CIK 0001301887 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,180 shares

Expires 2017-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter.

Read SEC document
December 13, 2017 Filed Dec 14, 2017 22:19 UTC FAIR ISAAC CORP FICO · Entity 3206 Tax withholdingCommon Stock 1,138 $155.64 $177,118.32
Disclosure

SEC source: 0001214659-17-007316 · marketforms-40457.xml · nonDerivative · entry 2

Pung Michael J · CIK 0001301887 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · Michael and Debora Pung 2014 Living Trust

Disclosed balance after: 115,930

F1 · shares: Shares withheld by Company for payment of taxes due at vesting from restricted stock units.

Read SEC document
December 13, 2017 Filed Dec 14, 2017 22:19 UTC FAIR ISAAC CORP FICO · Entity 3206 Exercise / conversionCommon Stock 2,180 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-007316 · marketforms-40457.xml · nonDerivative · entry 1

Pung Michael J · CIK 0001301887 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · Michael and Debora Pung 2014 Living Trust

Disclosed balance after: 117,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 00:53 UTC FAIR ISAAC CORP FICO · Entity 3206 GrantRestricted Stock Units · Derivative 4,720 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-007267 · marketforms-40399.xml · derivative · entry 15

Pung Michael J · CIK 0001301887 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,720

Underlying: Common Stock · 4,720 shares

Expires not disclosed

F10 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.

F11 · derivative.exercise_date: The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter.

F5 · derivative.expiration_date: No expiration date.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 00:53 UTC FAIR ISAAC CORP FICO · Entity 3206 Exercise / conversionRestricted Stock Units · Derivative 1,563 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-007267 · marketforms-40399.xml · derivative · entry 14

Pung Michael J · CIK 0001301887 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,687

Underlying: Common Stock · 1,563 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.

F11 · derivative.exercise_date: The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter.

F5 · derivative.expiration_date: No expiration date.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 00:53 UTC FAIR ISAAC CORP FICO · Entity 3206 Exercise / conversionRestricted Stock Units · Derivative 1,644 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-007267 · marketforms-40399.xml · derivative · entry 13

Pung Michael J · CIK 0001301887 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,288

Underlying: Common Stock · 1,644 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.

F11 · derivative.exercise_date: The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter.

F5 · derivative.expiration_date: No expiration date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.