Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FAIR ISAAC CORPFICO · Entity 3206 | Vice President, Finance | August 09, 2019 | August 13, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FAIR ISAAC CORP
Report date August 09, 2019 · Filed August 13, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectMichael and Debora Pung 2014 Living Trust | 123,351 |
Reported balance
After 2019-08-09 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-08-09 · Exercise / conversion · Acquired 7,996 · Balance 123,351 F1: Exercised and sold pursuant to reporting person's 10b5-1 plan. |
| Common StockSEC Table I · non-derivative | IndirectMichael and Debora Pung 2014 Living Trust | 121,526 |
Reported balance
After 2019-08-09 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2019-08-09 · Sale · Disposed 1,825 · Balance 121,526 F1: Exercised and sold pursuant to reporting person's 10b5-1 plan. F2: This transaction was executed in multiple trades at prices ranging from $363.00-$363.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| Common StockSEC Table I · non-derivative | IndirectMichael and Debora Pung 2014 Living Trust | 121,056 |
Reported balance
After 2019-08-09 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2019-08-09 · Sale · Disposed 470 · Balance 121,056 F1: Exercised and sold pursuant to reporting person's 10b5-1 plan. F3: This transaction was executed in multiple trades at prices ranging from $364.00-$364.62 The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| Common StockSEC Table I · non-derivative | IndirectMichael and Debora Pung 2014 Living Trust | 118,459 |
Reported balance
After 2019-08-09 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2019-08-09 · Sale · Disposed 2,597 · Balance 118,459 F1: Exercised and sold pursuant to reporting person's 10b5-1 plan. F4: This transaction was executed in multiple trades at prices ranging from $365.00-$365.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| Common StockSEC Table I · non-derivative | IndirectMichael and Debora Pung 2014 Living Trust | 117,859 |
Reported balance
After 2019-08-09 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2019-08-09 · Sale · Disposed 600 · Balance 117,859 F1: Exercised and sold pursuant to reporting person's 10b5-1 plan. |
| Common StockSEC Table I · non-derivative | IndirectMichael and Debora Pung 2014 Living Trust | 115,863 |
Reported balance
After 2019-08-09 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2019-08-09 · Sale · Disposed 1,996 · Balance 115,863 F1: Exercised and sold pursuant to reporting person's 10b5-1 plan. F5: This transaction was executed in multiple trades at prices ranging from $367.00-$367.09. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| Common StockSEC Table I · non-derivative | IndirectMichael and Debora Pung 2014 Living Trust | 115,355 |
Reported balance
After 2019-08-09 transaction · row 7
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 7 · 2019-08-09 · Sale · Disposed 508 · Balance 115,355 F1: Exercised and sold pursuant to reporting person's 10b5-1 plan. F6: This transaction was executed in multiple trades at prices ranging from $368.50-$368.58. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| Non Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $72.06 · Expires 2021-12-07 | Direct | 7,996 |
Reported balance
After 2019-08-09 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-08-09 · Exercise / conversion · Disposed 7,996 · Balance 7,996 F1: Exercised and sold pursuant to reporting person's 10b5-1 plan. F7: This option vests in four equal annual installments commencing on this date. |
Filing footnotes · ownership attribution and instrument terms
F1: Exercised and sold pursuant to reporting person's 10b5-1 plan.
F2: This transaction was executed in multiple trades at prices ranging from $363.00-$363.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3: This transaction was executed in multiple trades at prices ranging from $364.00-$364.62 The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F4: This transaction was executed in multiple trades at prices ranging from $365.00-$365.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F5: This transaction was executed in multiple trades at prices ranging from $367.00-$367.09. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F6: This transaction was executed in multiple trades at prices ranging from $368.50-$368.58. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F7: This option vests in four equal annual installments commencing on this date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 08, 2017 Filed Dec 12, 2017 00:53 UTC | FAIR ISAAC CORP FICO · Entity 3206 | Exercise / conversionPerformance Share Units · Derivative | 3,659 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-007267 · marketforms-40399.xml · derivative · entry 12 Pung Michael J · CIK 0001301887 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,318 Underlying: Common Stock · 3,659 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each earned performance share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. F9 · derivative.exercise_date: The performance share units vest in three equal annual installments commencing on this date and one share will be delivered to the reporting person for each vested unit as soon as practicable thereafter. F5 · derivative.expiration_date: No expiration date. Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 00:53 UTC | FAIR ISAAC CORP FICO · Entity 3206 | Exercise / conversionPerformance Share Units · Derivative | 3,656 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-007267 · marketforms-40399.xml · derivative · entry 11 Pung Michael J · CIK 0001301887 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,655 Underlying: Common Stock · 3,656 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each earned performance share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. F9 · derivative.exercise_date: The performance share units vest in three equal annual installments commencing on this date and one share will be delivered to the reporting person for each vested unit as soon as practicable thereafter. F5 · derivative.expiration_date: No expiration date. Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 00:53 UTC | FAIR ISAAC CORP FICO · Entity 3206 | Exercise / conversionPerformance Share Units · Derivative | 2,665 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-007267 · marketforms-40399.xml · derivative · entry 10 Pung Michael J · CIK 0001301887 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,665 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each earned performance share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. F9 · derivative.exercise_date: The performance share units vest in three equal annual installments commencing on this date and one share will be delivered to the reporting person for each vested unit as soon as practicable thereafter. F5 · derivative.expiration_date: No expiration date. Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 00:53 UTC | FAIR ISAAC CORP FICO · Entity 3206 | Exercise / conversionMarket Share Units · Derivative | 2,459 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-007267 · marketforms-40399.xml · derivative · entry 9 Pung Michael J · CIK 0001301887 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,459 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each earned market share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. F5 · derivative.expiration_date: No expiration date. Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 00:53 UTC | FAIR ISAAC CORP FICO · Entity 3206 | GrantMarket Share Units · Derivative | 2,459 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-007267 · marketforms-40399.xml · derivative · entry 8 Pung Michael J · CIK 0001301887 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,459 Underlying: Common Stock · 2,459 shares Expires not disclosed F3 · derivative.exercise_price: Each earned market share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. F7 · shares: On December 8, 2016, the reporting person was granted a target award of 6,250 market share units. The award vests in three equal annual installments from the grant date based on the Company's satisfaction of certain performance criteria for each of the performance periods ending November 30, 2017, 2018, 2019. The performance criteria for 2017 were met, resulting in the award of market share units being reported herein. F5 · derivative.expiration_date: No expiration date. Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 00:53 UTC | FAIR ISAAC CORP FICO · Entity 3206 | Exercise / conversionMarket Share Units · Derivative | 4,384 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-007267 · marketforms-40399.xml · derivative · entry 7 Pung Michael J · CIK 0001301887 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,384 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each earned market share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. F5 · derivative.expiration_date: No expiration date. Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 00:53 UTC | FAIR ISAAC CORP FICO · Entity 3206 | GrantMarket Share Units · Derivative | 4,384 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-007267 · marketforms-40399.xml · derivative · entry 6 Pung Michael J · CIK 0001301887 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,384 Underlying: Common Stock · 4,384 shares Expires not disclosed F3 · derivative.exercise_price: Each earned market share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. F6 · shares: On December 8, 2015, the reporting person was granted a target award of 6,576 market share units. The award vests in three equal annual installments from the grant date based on the Company's satisfaction of certain performance criteria for each of the performance periods ending November 30, 2016, 2017, 2018. The performance criteria for 2017 were met, resulting in the award of market share units being reported herein. F5 · derivative.expiration_date: No expiration date. Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 00:53 UTC | FAIR ISAAC CORP FICO · Entity 3206 | Exercise / conversionMarket Share Units · Derivative | 5,784 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-007267 · marketforms-40399.xml · derivative · entry 5 Pung Michael J · CIK 0001301887 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,784 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each earned market share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. F5 · derivative.expiration_date: No expiration date. Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 00:53 UTC | FAIR ISAAC CORP FICO · Entity 3206 | GrantMarket Share Units · Derivative | 5,784 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-007267 · marketforms-40399.xml · derivative · entry 4 Pung Michael J · CIK 0001301887 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,784 Underlying: Common Stock · 5,784 shares Expires not disclosed F3 · derivative.exercise_price: Each earned market share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. F4 · shares: On December 8, 2014, the reporting person was granted a target award of 8,676 market share units. The award vests in three equal annual installments from the grant date based on the Company's satisfaction of certain performance criteria for each of the performance periods ending November 30, 2015, 2016, 2017. The performance criteria for 2017 were met, resulting in the award of market share units being reported herein. F5 · derivative.expiration_date: No expiration date. Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 00:53 UTC | FAIR ISAAC CORP FICO · Entity 3206 | Tax withholdingCommon Stock | 13,474 | $157.31 | $2,119,594.94 |
DisclosureSEC source: 0001214659-17-007267 · marketforms-40399.xml · nonDerivative · entry 2 Pung Michael J · CIK 0001301887 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Michael and Debora Pung 2014 Living Trust Disclosed balance after: 114,888 F1 · shares: Shares withheld by Company for payment of taxes due at vesting from earned performance share units, earned market share units, and restricted stock units. Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 00:53 UTC | FAIR ISAAC CORP FICO · Entity 3206 | Exercise / conversionCommon Stock | 25,814 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-007267 · marketforms-40399.xml · nonDerivative · entry 1 Pung Michael J · CIK 0001301887 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Michael and Debora Pung 2014 Living Trust Disclosed balance after: 128,362 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2017 Filed Nov 8, 2017 01:13 UTC | FAIR ISAAC CORP FICO · Entity 3206 | GrantPerformance Share Units · Derivative | 10,977 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-006496 · marketforms-39989.xml · derivative · entry 1 Pung Michael J · CIK 0001301887 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,977 Underlying: Common Stock · 10,977 shares Expires not disclosed F1 · derivative.exercise_price: Each earned performance share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. F2 · date: On November 7, 2017 the Leadership Development and Compensation Committee of the Board of Directors of Fair Isaac Corporation determined that the reporting person earned the number of performance share units reported on this Form 4 based on achievement of certain performance metrics. F3 · derivative.exercise_date: The performance share units vest in three equal annual installments commencing on this date and one share will be delivered to the reporting person for each vested unit as soon as practicable thereafter. F4 · derivative.expiration_date: No expiration date. Read SEC document |
| March 15, 2017 Filed Mar 15, 2017 23:27 UTC | FAIR ISAAC CORP FICO · Entity 3206 | Exercise / conversionNon Qualified Stock Option (right to buy) · Derivative | 11,801 | $0.00 Strike: $35.99 | $0.00 |
DisclosureSEC source: 0001214659-17-001986 · marketforms-38399.xml · derivative · entry 4 Pung Michael J · CIK 0001301887 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,801 shares Expires 2018-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option vests in four equal annual installments commencing on this date. Read SEC document |
| March 15, 2017 Filed Mar 15, 2017 23:27 UTC | FAIR ISAAC CORP FICO · Entity 3206 | SaleCommon Stock | 11,801 | $130.98 | $1,545,654.86 |
DisclosureSEC source: 0001214659-17-001986 · marketforms-38399.xml · nonDerivative · entry 2 Pung Michael J · CIK 0001301887 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Michael and Debora Pung 2014 Living Trust Disclosed balance after: 102,548 F1 · price: This transaction was executed in multiple trades at prices ranging from $130.42 to $131.0105. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| March 15, 2017 Filed Mar 15, 2017 23:27 UTC | FAIR ISAAC CORP FICO · Entity 3206 | Exercise / conversionCommon Stock | 11,801 | $35.99 | $424,717.99 |
DisclosureSEC source: 0001214659-17-001986 · marketforms-38399.xml · nonDerivative · entry 1 Pung Michael J · CIK 0001301887 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Michael and Debora Pung 2014 Living Trust Disclosed balance after: 114,349 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2017 Filed Mar 11, 2017 00:27 UTC | FAIR ISAAC CORP FICO · Entity 3206 | Exercise / conversionNon Qualified Stock Option (right to buy) · Derivative | 699 | $0.00 Strike: $35.99 | $0.00 |
DisclosureSEC source: 0001214659-17-001878 · marketforms-38305.xml · derivative · entry 4 Pung Michael J · CIK 0001301887 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,801 Underlying: Common Stock · 699 shares Expires 2018-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vests in four equal annual installments commencing on this date. Read SEC document |
| March 09, 2017 Filed Mar 11, 2017 00:27 UTC | FAIR ISAAC CORP FICO · Entity 3206 | SaleCommon Stock | 699 | $130.32 | $91,090.25 |
DisclosureSEC source: 0001214659-17-001878 · marketforms-38305.xml · nonDerivative · entry 2 Pung Michael J · CIK 0001301887 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Michael and Debora Pung 2014 Living Trust Disclosed balance after: 102,548 F1 · price: This transaction was executed in multiple trades at prices ranging from $130.30 to $130.40. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| March 09, 2017 Filed Mar 11, 2017 00:27 UTC | FAIR ISAAC CORP FICO · Entity 3206 | Exercise / conversionCommon Stock | 699 | $35.99 | $25,157.01 |
DisclosureSEC source: 0001214659-17-001878 · marketforms-38305.xml · nonDerivative · entry 1 Pung Michael J · CIK 0001301887 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Michael and Debora Pung 2014 Living Trust Disclosed balance after: 103,247 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 21:24 UTC | FAIR ISAAC CORP FICO · Entity 3206 | Exercise / conversionMarket Share Units · Derivative | 8,955 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-015328 · marketforms-37352.xml · derivative · entry 12 Pung Michael J · CIK 0001301887 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,955 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each earned market share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. F4 · derivative.expiration_date: No expiration date. Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 21:24 UTC | FAIR ISAAC CORP FICO · Entity 3206 | Exercise / conversionPerformance Share Units · Derivative | 5,815 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-015328 · marketforms-37352.xml · derivative · entry 11 Pung Michael J · CIK 0001301887 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,815 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each earned performance share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. F7 · derivative.exercise_date: The performance share units vest in three equal annual installments commencing on this date and one share will be delivered to the reporting person for each vested unit as soon as practicable thereafter. F4 · derivative.expiration_date: No expiration date. Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 21:24 UTC | FAIR ISAAC CORP FICO · Entity 3206 | Exercise / conversionPerformance Share Units · Derivative | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-015328 · marketforms-37352.xml · derivative · entry 10 Pung Michael J · CIK 0001301887 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each earned performance share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. F6 · derivative.exercise_date: The performance share units vest in four equal annual installments commencing on this date and one share will be delivered to the reporting person for each vested unit as soon as practicable thereafter. F4 · derivative.expiration_date: No expiration date. Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 21:24 UTC | FAIR ISAAC CORP FICO · Entity 3206 | Exercise / conversionRestricted Stock Units · Derivative | 2,181 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-015328 · marketforms-37352.xml · derivative · entry 9 Pung Michael J · CIK 0001301887 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,180 Underlying: Common Stock · 2,181 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter. F4 · derivative.expiration_date: No expiration date. Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 21:24 UTC | FAIR ISAAC CORP FICO · Entity 3206 | Exercise / conversionRestricted Stock Units · Derivative | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-015328 · marketforms-37352.xml · derivative · entry 8 Pung Michael J · CIK 0001301887 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter. F4 · derivative.expiration_date: No expiration date. Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 21:24 UTC | FAIR ISAAC CORP FICO · Entity 3206 | Tax withholdingCommon Stock | 12,235 | $121.67 | $1,488,632.45 |
DisclosureSEC source: 0001214659-16-015328 · marketforms-37352.xml · nonDerivative · entry 6 Pung Michael J · CIK 0001301887 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Michael and Debora Pung 2014 Living Trust Disclosed balance after: 102,548 F1 · shares: Shares withheld by Company for payment of taxes due at vesting from restricted stock units, earned performance share units and earned market share units. Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 21:24 UTC | FAIR ISAAC CORP FICO · Entity 3206 | Exercise / conversionCommon Stock | 8,955 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-015328 · marketforms-37352.xml · nonDerivative · entry 5 Pung Michael J · CIK 0001301887 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Michael and Debora Pung 2014 Living Trust Disclosed balance after: 114,783 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 21:24 UTC | FAIR ISAAC CORP FICO · Entity 3206 | Exercise / conversionCommon Stock | 5,815 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-015328 · marketforms-37352.xml · nonDerivative · entry 4 Pung Michael J · CIK 0001301887 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Michael and Debora Pung 2014 Living Trust Disclosed balance after: 105,828 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 21:24 UTC | FAIR ISAAC CORP FICO · Entity 3206 | Exercise / conversionCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-015328 · marketforms-37352.xml · nonDerivative · entry 3 Pung Michael J · CIK 0001301887 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Michael and Debora Pung 2014 Living Trust Disclosed balance after: 100,013 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 21:24 UTC | FAIR ISAAC CORP FICO · Entity 3206 | Exercise / conversionCommon Stock | 2,181 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-015328 · marketforms-37352.xml · nonDerivative · entry 2 Pung Michael J · CIK 0001301887 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Michael and Debora Pung 2014 Living Trust Disclosed balance after: 96,013 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 21:24 UTC | FAIR ISAAC CORP FICO · Entity 3206 | Exercise / conversionCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-015328 · marketforms-37352.xml · nonDerivative · entry 1 Pung Michael J · CIK 0001301887 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Michael and Debora Pung 2014 Living Trust Disclosed balance after: 93,832 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2016 Filed Dec 10, 2016 01:05 UTC | FAIR ISAAC CORP FICO · Entity 3206 | GrantRestricted Stock Units · Derivative | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-015281 · marketforms-37321.xml · derivative · entry 16 Pung Michael J · CIK 0001301887 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,250 Underlying: Common Stock · 6,250 shares Expires not disclosed F10 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. F11 · derivative.exercise_date: The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter. F5 · derivative.expiration_date: No expiration date. Read SEC document |
| December 08, 2016 Filed Dec 10, 2016 01:05 UTC | FAIR ISAAC CORP FICO · Entity 3206 | Exercise / conversionRestricted Stock Units · Derivative | 1,644 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-015281 · marketforms-37321.xml · derivative · entry 15 Pung Michael J · CIK 0001301887 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,932 Underlying: Common Stock · 1,644 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. F11 · derivative.exercise_date: The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter. F5 · derivative.expiration_date: No expiration date. Read SEC document |
| December 08, 2016 Filed Dec 10, 2016 01:05 UTC | FAIR ISAAC CORP FICO · Entity 3206 | Exercise / conversionPerformance Share Units · Derivative | 3,656 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-015281 · marketforms-37321.xml · derivative · entry 14 Pung Michael J · CIK 0001301887 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,311 Underlying: Common Stock · 3,656 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each earned performance share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment F9 · derivative.exercise_date: The performance share units vest in three equal annual installments commencing on this date and one share will be delivered to the reporting person for each vested unit as soon as practicable thereafter. F5 · derivative.expiration_date: No expiration date. Read SEC document |
| December 08, 2016 Filed Dec 10, 2016 01:05 UTC | FAIR ISAAC CORP FICO · Entity 3206 | Exercise / conversionPerformance Share Units · Derivative | 2,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-015281 · marketforms-37321.xml · derivative · entry 13 Pung Michael J · CIK 0001301887 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,665 Underlying: Common Stock · 2,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each earned performance share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment F9 · derivative.exercise_date: The performance share units vest in three equal annual installments commencing on this date and one share will be delivered to the reporting person for each vested unit as soon as practicable thereafter. F5 · derivative.expiration_date: No expiration date. Read SEC document |
| December 08, 2016 Filed Dec 10, 2016 01:05 UTC | FAIR ISAAC CORP FICO · Entity 3206 | Exercise / conversionMarket Share Units · Derivative | 3,967 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-015281 · marketforms-37321.xml · derivative · entry 12 Pung Michael J · CIK 0001301887 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,967 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each earned market share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. F5 · derivative.expiration_date: No expiration date. Read SEC document |
| December 08, 2016 Filed Dec 10, 2016 01:05 UTC | FAIR ISAAC CORP FICO · Entity 3206 | GrantMarket Share Units · Derivative | 3,967 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-015281 · marketforms-37321.xml · derivative · entry 11 Pung Michael J · CIK 0001301887 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,967 Underlying: Common Stock · 3,967 shares Expires not disclosed F3 · derivative.exercise_price: Each earned market share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. F7 · shares: On December 8, 2015, the reporting person was granted a target award of 6,576 market share units. The award is scheduled to vest in three equal annual installments from the grant date based on the Company's satisfaction of certain performance criteria for each of the performance periods ending November 30, 2016, 2017 and 2018. The performance criteria for 2016 were met, resulting in the award of 3,967 market share units that will vest immediately on December 8, 2016. F5 · derivative.expiration_date: No expiration date. Read SEC document |
| December 08, 2016 Filed Dec 10, 2016 01:05 UTC | FAIR ISAAC CORP FICO · Entity 3206 | Exercise / conversionMarket Share Units · Derivative | 5,784 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-015281 · marketforms-37321.xml · derivative · entry 10 Pung Michael J · CIK 0001301887 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,784 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each earned market share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. F5 · derivative.expiration_date: No expiration date. Read SEC document |
| December 08, 2016 Filed Dec 10, 2016 01:05 UTC | FAIR ISAAC CORP FICO · Entity 3206 | GrantMarket Share Units · Derivative | 5,784 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-015281 · marketforms-37321.xml · derivative · entry 9 Pung Michael J · CIK 0001301887 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,784 Underlying: Common Stock · 5,784 shares Expires not disclosed F3 · derivative.exercise_price: Each earned market share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. F6 · shares: As previously reported in a prior Form 4 footnote, on December 8, 2014, the reporting person was granted a target award of 8,676 market share units. The award is scheduled to vest in three equal annual installments from the grant date based on the Company's satisfaction of certain performance criteria for each of the performance periods ending November 30, 2015, 2016 and 2017. The performance criteria for 2015 were met, resulting in the award of 5,784 market share units which vested on December 8, 2015. The performance criteria for 2016 were met, resulting in the award of 5,784 market share units which will vest immediately on December 8, 2016. F5 · derivative.expiration_date: No expiration date. Read SEC document |
| December 08, 2016 Filed Dec 10, 2016 01:05 UTC | FAIR ISAAC CORP FICO · Entity 3206 | GrantMarket Share Units · Derivative | 8,955 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-015281 · marketforms-37321.xml · derivative · entry 8 Pung Michael J · CIK 0001301887 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,955 Underlying: Common Stock · 8,955 shares Expires not disclosed F3 · derivative.exercise_price: Each earned market share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. F4 · shares: As previously reported in a prior Form 4 footnote, on December 13, 2013, the reporting person was granted a target award of 8,723 market share units. The award vests in three equal annual installments from the grant date based on the Company's satisfaction of certain performance criteria for each of the performance periods ending November 30, 2014, 2015 and 2016. The performance criteria for 2014 were met and reported, resulting in an award of 2,675 market share units which vested on December 13, 2014. The performance criteria for 2015 were met, resulting in the award of 5,816 market share units which vested on December 13, 2015. The performance criteria for 2016 were met, resulting in the award of 8,955 market share units which will vest on December 13, 2016. F5 · derivative.expiration_date: No expiration date. Read SEC document |
| December 08, 2016 Filed Dec 10, 2016 01:05 UTC | FAIR ISAAC CORP FICO · Entity 3206 | Tax withholdingCommon Stock | 9,242 | $121.48 | $1,122,718.16 |
DisclosureSEC source: 0001214659-16-015281 · marketforms-37321.xml · nonDerivative · entry 6 Pung Michael J · CIK 0001301887 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Michael and Debora Pung 2014 Living Trust Disclosed balance after: 91,332 F1 · shares: Shares withheld by Company for payment of taxes due at vesting from earned performance share units, earned market share units and restricted stock units. Read SEC document |
| December 08, 2016 Filed Dec 10, 2016 01:05 UTC | FAIR ISAAC CORP FICO · Entity 3206 | Exercise / conversionCommon Stock | 1,644 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-015281 · marketforms-37321.xml · nonDerivative · entry 5 Pung Michael J · CIK 0001301887 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Michael and Debora Pung 2014 Living Trust Disclosed balance after: 100,574 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2016 Filed Dec 10, 2016 01:05 UTC | FAIR ISAAC CORP FICO · Entity 3206 | Exercise / conversionCommon Stock | 3,656 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-015281 · marketforms-37321.xml · nonDerivative · entry 4 Pung Michael J · CIK 0001301887 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Michael and Debora Pung 2014 Living Trust Disclosed balance after: 98,930 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2016 Filed Dec 10, 2016 01:05 UTC | FAIR ISAAC CORP FICO · Entity 3206 | Exercise / conversionCommon Stock | 2,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-015281 · marketforms-37321.xml · nonDerivative · entry 3 Pung Michael J · CIK 0001301887 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Michael and Debora Pung 2014 Living Trust Disclosed balance after: 95,274 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2016 Filed Dec 10, 2016 01:05 UTC | FAIR ISAAC CORP FICO · Entity 3206 | Exercise / conversionCommon Stock | 3,967 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-015281 · marketforms-37321.xml · nonDerivative · entry 2 Pung Michael J · CIK 0001301887 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Michael and Debora Pung 2014 Living Trust Disclosed balance after: 92,608 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2016 Filed Dec 10, 2016 01:05 UTC | FAIR ISAAC CORP FICO · Entity 3206 | Exercise / conversionCommon Stock | 5,784 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-015281 · marketforms-37321.xml · nonDerivative · entry 1 Pung Michael J · CIK 0001301887 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Michael and Debora Pung 2014 Living Trust Disclosed balance after: 88,641 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 00:58 UTC | FAIR ISAAC CORP FICO · Entity 3206 | GrantPerformance Share Units · Derivative | 10,967 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-014867 · marketforms-36450.xml · derivative · entry 1 Pung Michael J · CIK 0001301887 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,967 Underlying: Common Stock · 10,967 shares Expires not disclosed F1 · derivative.exercise_price: Each earned performance share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. F2 · date: On November 21, 2016 the Leadership Development and Compensation Committee of the Board of Directors of Fair Isaac Corporation determined that the reporting person earned the number of performance share units reported on this Form 4 based on achievement of certain performance metrics. F3 · derivative.exercise_date: The performance share units vest in three equal annual installments commencing on this date and one share will be delivered to the reporting person for each vested unit as soon as practicable thereafter. F4 · derivative.expiration_date: No expiration date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.