Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PFIZER INCPFE · Entity 2863 | Executive Vice President | December 02, 2021 | December 06, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PFIZER INC
Report date December 02, 2021 · Filed December 06, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 87,280 |
Reported balance
After 2021-12-02 transaction · row 1
1 source rowRow 1 · 2021-12-02 · Sale · Disposed 41,360 · Balance 87,280 |
| Common StockSEC Table I · non-derivative | IndirectBy Rule 16b-3 Plan | 10,349 |
Reported balance
Holding disclosure · report date 2021-12-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 10,349 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 23, 2019 Filed Feb 27, 2019 00:10 UTC | PFIZER INC PFE · Entity 2863 | Tax withholdingCommon Stock | 12,925 | $42.96 | $555,258.00 |
DisclosureSEC source: 0001225208-19-003772 · doc4.xml · nonDerivative · entry 2 MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,239 F2 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations in connection with earn-out of stock appreciation rights. F3 · price: Price is the closing price of Pfizer common stock on February 22, 2019 Read SEC document |
| February 23, 2019 Filed Feb 27, 2019 00:10 UTC | PFIZER INC PFE · Entity 2863 | Exercise / conversionCommon Stock | 41,615 | $21.03 | $875,163.45 |
DisclosureSEC source: 0001225208-19-003772 · doc4.xml · nonDerivative · entry 1 MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,164 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reported transaction constitutes the earn-out of stock appreciation rights (including dividend equivalents thereon). Read SEC document |
| August 03, 2018 Filed Aug 6, 2018 19:19 UTC | PFIZER INC PFE · Entity 2863 | SaleCommon Stock | 12,442 | $39.50 | $491,459.00 |
DisclosureSEC source: 0001225208-18-012323 · doc4.xml · nonDerivative · entry 6 MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,412 Read SEC document |
| August 03, 2018 Filed Aug 6, 2018 19:19 UTC | PFIZER INC PFE · Entity 2863 | SaleCommon Stock | 6,400 | $39.51 | $252,864.00 |
DisclosureSEC source: 0001225208-18-012323 · doc4.xml · nonDerivative · entry 5 MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,854 Read SEC document |
| August 03, 2018 Filed Aug 6, 2018 19:19 UTC | PFIZER INC PFE · Entity 2863 | SaleCommon Stock | 4,500 | $39.53 | $177,885.00 |
DisclosureSEC source: 0001225208-18-012323 · doc4.xml · nonDerivative · entry 4 MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,254 Read SEC document |
| August 03, 2018 Filed Aug 6, 2018 19:19 UTC | PFIZER INC PFE · Entity 2863 | SaleCommon Stock | 2,100 | $39.55 | $83,055.00 |
DisclosureSEC source: 0001225208-18-012323 · doc4.xml · nonDerivative · entry 3 MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,754 Read SEC document |
| August 03, 2018 Filed Aug 6, 2018 19:19 UTC | PFIZER INC PFE · Entity 2863 | SaleCommon Stock | 100 | $39.52 | $3,952.00 |
DisclosureSEC source: 0001225208-18-012323 · doc4.xml · nonDerivative · entry 2 MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,854 Read SEC document |
| August 03, 2018 Filed Aug 6, 2018 19:19 UTC | PFIZER INC PFE · Entity 2863 | SaleCommon Stock | 100 | $39.56 | $3,956.00 |
DisclosureSEC source: 0001225208-18-012323 · doc4.xml · nonDerivative · entry 1 MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,954 Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 20:51 UTC | PFIZER INC PFE · Entity 2863 | Tax withholdingCommon Stock | 12,567 | $36.31 | $456,307.77 |
DisclosureSEC source: 0001225208-18-005111 · doc4.xml · nonDerivative · entry 2 MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,902 F2 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the earn-out of Performance Share Awards (including dividend equivalents thereon). Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 20:51 UTC | PFIZER INC PFE · Entity 2863 | GrantCommon Stock | 23,613 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-005111 · doc4.xml · nonDerivative · entry 1 MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,469 F1 · shares: The reported transaction constitutes the earn-out of Performance Share Awards (including dividend equivalents thereon). Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 00:38 UTC | PFIZER INC PFE · Entity 2863 | Tax withholdingCommon Stock | 2,413 | $37.09 | $89,498.17 |
DisclosureSEC source: 0001225208-18-004460 · doc4.xml · nonDerivative · entry 4 MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,856 F6 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the vesting of restricted stock units (including dividend equivalents thereon). Read SEC document |
| February 24, 2018 Filed Feb 28, 2018 00:38 UTC | PFIZER INC PFE · Entity 2863 | Exercise / conversionStock Appreciation Rights · Derivative | 39,555 | $0.00 Strike: $18.90 | $0.00 |
DisclosureSEC source: 0001225208-18-004460 · doc4.xml · derivative · entry 6 MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 39,555 shares Expires 2018-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant. F7 · derivative.expiration_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant. Read SEC document |
| February 24, 2018 Filed Feb 28, 2018 00:38 UTC | PFIZER INC PFE · Entity 2863 | Tax withholdingCommon Stock | 12,621 | $35.98 | $454,103.58 |
DisclosureSEC source: 0001225208-18-004460 · doc4.xml · nonDerivative · entry 3 MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,269 F4 · shares: The reported transaction constitutes the withholding of shares to cover payment of exercise price in connection with earn-out of stock appreciation rights (including dividend equivalents thereon). F5 · price: Under the terms of the settlement of the stock appreciation rights the 20-day average of the closing prices of Pfizer common stock ending on the settlement date is used. Read SEC document |
| February 24, 2018 Filed Feb 28, 2018 00:38 UTC | PFIZER INC PFE · Entity 2863 | Tax withholdingCommon Stock | 11,262 | $36.26 | $408,360.12 |
DisclosureSEC source: 0001225208-18-004460 · doc4.xml · nonDerivative · entry 2 MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,890 F2 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations in connection with earn-out of stock appreciation rights. F3 · price: Price is the closing price of Pfizer common stock on February 23, 2018 Read SEC document |
| February 24, 2018 Filed Feb 28, 2018 00:38 UTC | PFIZER INC PFE · Entity 2863 | Exercise / conversionCommon Stock | 39,555 | $18.90 | $747,589.50 |
DisclosureSEC source: 0001225208-18-004460 · doc4.xml · nonDerivative · entry 1 MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,152 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reported transaction constitutes the earn-out of stock appreciation rights (including dividend equivalents thereon). Read SEC document |
| February 22, 2018 Filed Feb 23, 2018 20:50 UTC | PFIZER INC PFE · Entity 2863 | GrantStock Appreciation Rights · Derivative | 40,767 | $0.00 Strike: $35.74 | $0.00 |
DisclosureSEC source: 0001225208-18-003970 · doc4.xml · derivative · entry 2 MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,767 Underlying: Common Stock · 40,767 shares Expires 2025-02-22 F2 · derivative.exercise_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant. F2 · derivative.expiration_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant. Read SEC document |
| February 22, 2018 Filed Feb 23, 2018 20:50 UTC | PFIZER INC PFE · Entity 2863 | GrantStock Appreciation Rights · Derivative | 48,764 | $0.00 Strike: $35.74 | $0.00 |
DisclosureSEC source: 0001225208-18-003970 · doc4.xml · derivative · entry 1 MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,764 Underlying: Common Stock · 48,764 shares Expires 2023-02-22 F1 · derivative.exercise_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant. F1 · derivative.expiration_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant. Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 23:17 UTC | PFIZER INC PFE · Entity 2863 | SaleCommon Stock | 6,750 | $37.00 | $249,750.00 |
DisclosureSEC source: 0001225208-17-018819 · doc4.xml · nonDerivative · entry 1 MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,458 F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 17, 2016. Read SEC document |
| November 01, 2017 Filed Nov 2, 2017 23:03 UTC | PFIZER INC PFE · Entity 2863 | SaleCommon Stock | 7,350 | $34.94 | $256,809.00 |
DisclosureSEC source: 0001225208-17-016838 · doc4.xml · nonDerivative · entry 2 MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,082 F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 17, 2016. Read SEC document |
| October 02, 2017 Filed Nov 2, 2017 23:03 UTC | PFIZER INC PFE · Entity 2863 | SaleCommon Stock | 7,350 | $35.65 | $262,027.50 |
DisclosureSEC source: 0001225208-17-016838 · doc4.xml · nonDerivative · entry 1 MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,432 F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 17, 2016. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 22:15 UTC | PFIZER INC PFE · Entity 2863 | SaleCommon Stock | 7,350 | $34.00 | $249,900.00 |
DisclosureSEC source: 0001225208-17-014619 · doc4.xml · nonDerivative · entry 1 MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,774 F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 17, 2016. Read SEC document |
| August 31, 2017 Filed Sep 1, 2017 22:37 UTC | PFIZER INC PFE · Entity 2863 | SaleCommon Stock | 7,350 | $34.00 | $249,900.00 |
DisclosureSEC source: 0001225208-17-014481 · doc4.xml · nonDerivative · entry 1 MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,124 F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 17, 2016. Read SEC document |
| August 07, 2017 Filed Aug 9, 2017 21:00 UTC | PFIZER INC PFE · Entity 2863 | SaleCommon Stock | 12,000 | $33.49 | $401,880.00 |
DisclosureSEC source: 0001225208-17-013436 · doc4.xml · nonDerivative · entry 2 MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,474 F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 17, 2016. Read SEC document |
| August 07, 2017 Filed Aug 9, 2017 21:00 UTC | PFIZER INC PFE · Entity 2863 | SaleCommon Stock | 3,000 | $33.56 | $100,680.00 |
DisclosureSEC source: 0001225208-17-013436 · doc4.xml · nonDerivative · entry 1 MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,474 F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 17, 2016. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 22:10 UTC | PFIZER INC PFE · Entity 2863 | Tax withholdingCommon Stock | 3,857 | $34.28 | $132,217.96 |
DisclosureSEC source: 0001225208-17-005108 · doc4.xml · nonDerivative · entry 1 MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,192 F1 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the vesting of restricted stock units (including dividend equivalents thereon). Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 23:47 UTC | PFIZER INC PFE · Entity 2863 | GrantStock Appreciation Rights · Derivative | 45,485 | $0.00 Strike: $34.06 | $0.00 |
DisclosureSEC source: 0001225208-17-004780 · doc4.xml · derivative · entry 5 MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,485 Underlying: Common Stock · 45,485 shares Expires 2024-02-23 F4 · derivative.exercise_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant. F4 · derivative.expiration_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 23:47 UTC | PFIZER INC PFE · Entity 2863 | GrantStock Appreciation Rights · Derivative | 54,789 | $0.00 Strike: $34.06 | $0.00 |
DisclosureSEC source: 0001225208-17-004780 · doc4.xml · derivative · entry 4 MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,789 Underlying: Common Stock · 54,789 shares Expires 2022-02-23 F3 · derivative.exercise_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant. F3 · derivative.expiration_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 23:47 UTC | PFIZER INC PFE · Entity 2863 | Tax withholdingCommon Stock | 12,983 | $34.06 | $442,200.98 |
DisclosureSEC source: 0001225208-17-004780 · doc4.xml · nonDerivative · entry 2 MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,049 F2 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the earn-out of Performance Share Awards (including dividend equivalents thereon). Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 23:47 UTC | PFIZER INC PFE · Entity 2863 | GrantCommon Stock | 30,839 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-004780 · doc4.xml · nonDerivative · entry 1 MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,032 F1 · shares: The reported transaction constitutes the earn-out of Performance Share Awards (including dividend equivalents thereon). Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 02:48 UTC | PFIZER INC PFE · Entity 2863 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $25.87 | $0.00 |
DisclosureSEC source: 0001225208-16-042930 · doc4.xml · derivative · entry 4 MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2017-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 02:48 UTC | PFIZER INC PFE · Entity 2863 | Tax withholdingCommon Stock | 27,934 | $30.65 | $856,177.10 |
DisclosureSEC source: 0001225208-16-042930 · doc4.xml · nonDerivative · entry 2 MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,753 F1 · shares: The reported transaction constitutes the withholding of shares which were retained by the Issuer to satisfy the payment of the exercise price and tax obligations in connection with an exercise of stock options through a net settlement. Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 02:48 UTC | PFIZER INC PFE · Entity 2863 | Exercise / conversionCommon Stock | 30,000 | $25.87 | $776,100.00 |
DisclosureSEC source: 0001225208-16-042930 · doc4.xml · nonDerivative · entry 1 MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,687 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.