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REICH JOEL D

Disclosed activity across 1 company

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155355
SEC CIK
0001648861

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

NetApp, Inc.

Report date August 21, 2019 · Filed August 22, 2019

Section 16 reporting ended · disclosed 2019-08-22. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect12,249 Reported balance After 2019-08-21 transaction · row 1
1 source row

Row 1 · 2019-08-21 · Sale · Disposed 3,963 · Balance 12,249

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 29, 2018 Filed May 31, 2018 21:41 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Stock 5,000 $53.22 $266,100.00
Disclosure

SEC source: 0001614094-18-000042 · edgardoc.xml · nonDerivative · entry 1

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2018 Filed May 18, 2018 20:52 UTC NetApp, Inc. NTAP · Entity 3101 Tax withholdingCommon Stock 24,111 $70.68 $1,704,165.48
Disclosure

SEC source: 0001614094-18-000036 · edgardoc.xml · nonDerivative · entry 6

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,997

Read SEC document
May 16, 2018 Filed May 18, 2018 20:52 UTC NetApp, Inc. NTAP · Entity 3101 GrantCommon Stock 54,000 $0.00 $0.00
Disclosure

SEC source: 0001614094-18-000036 · edgardoc.xml · nonDerivative · entry 5

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,108

F3 · shares: Represents the settlement of performance share units originally granted on June 1, 2016.

F2 · price: Performance stock units convert into stock on a one-for-one basis.

Read SEC document
May 16, 2018 Filed May 18, 2018 20:52 UTC NetApp, Inc. NTAP · Entity 3101 Tax withholdingCommon Stock 7,358 $70.68 $520,063.44
Disclosure

SEC source: 0001614094-18-000036 · edgardoc.xml · nonDerivative · entry 4

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,108

Read SEC document
May 16, 2018 Filed May 18, 2018 20:52 UTC NetApp, Inc. NTAP · Entity 3101 GrantCommon Stock 16,480 $0.00 $0.00
Disclosure

SEC source: 0001614094-18-000036 · edgardoc.xml · nonDerivative · entry 3

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,466

F1 · shares: Represents the settlement of performance share units originally granted on June 23, 2015.

F2 · price: Performance stock units convert into stock on a one-for-one basis.

Read SEC document
May 16, 2018 Filed May 18, 2018 20:52 UTC NetApp, Inc. NTAP · Entity 3101 Tax withholdingCommon Stock 4,694 $70.68 $331,771.92
Disclosure

SEC source: 0001614094-18-000036 · edgardoc.xml · nonDerivative · entry 2

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,986

Read SEC document
May 16, 2018 Filed May 18, 2018 20:52 UTC NetApp, Inc. NTAP · Entity 3101 GrantCommon Stock 13,680 $0.00 $0.00
Disclosure

SEC source: 0001614094-18-000036 · edgardoc.xml · nonDerivative · entry 1

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,680

F1 · shares: Represents the settlement of performance share units originally granted on June 23, 2015.

F2 · price: Performance stock units convert into stock on a one-for-one basis.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 21:19 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,000 $60.02 Strike: $53.22 $300,092.00
Disclosure

SEC source: 0001614094-18-000015 · edgardoc.xml · derivative · entry 7

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2018-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: On June 1, 2011, the reporting person was granted 10,000 nonqualified stock options, subject to the option vesting monthly in equal installments over four years beginning on July 1, 2011, subject to continued service on each applicable vesting date.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 21:19 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,391 $60.02 Strike: $37.64 $203,522.39
Disclosure

SEC source: 0001614094-18-000015 · edgardoc.xml · derivative · entry 6

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,391 shares

Expires 2020-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On June 3, 2013, the reporting person was granted 14,400 nonqualified stock options, subject to the option vesting monthly in equal installments over four years beginning on July 3, 2013, subject to continued service on each applicable vesting date.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 21:19 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,250 $60.02 Strike: $36.59 $195,059.80
Disclosure

SEC source: 0001614094-18-000015 · edgardoc.xml · derivative · entry 5

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,400

Underlying: Common Stock · 3,250 shares

Expires 2021-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On June 3, 2014, the reporting person was granted 16,800 nonqualified stock options, subject to the option vesting monthly in equal installments over four years beginning on July 3, 2014, subject to continued service on each applicable vesting date.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 21:19 UTC NetApp, Inc. NTAP · Entity 3101 SaleCommon Stock 11,641 $60.02 $698,674.19
Disclosure

SEC source: 0001614094-18-000015 · edgardoc.xml · nonDerivative · entry 4

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $60.01 to $60.06. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 21:19 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Stock 3,250 $36.59 $118,917.50
Disclosure

SEC source: 0001614094-18-000015 · edgardoc.xml · nonDerivative · entry 3

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,641

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 21:19 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Stock 3,391 $37.64 $127,637.24
Disclosure

SEC source: 0001614094-18-000015 · edgardoc.xml · nonDerivative · entry 2

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,391

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 21:19 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Stock 5,000 $53.22 $266,100.00
Disclosure

SEC source: 0001614094-18-000015 · edgardoc.xml · nonDerivative · entry 1

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2018 Filed Jan 4, 2018 21:19 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,509 $55.79 Strike: $37.64 $195,767.46
Disclosure

SEC source: 0001614094-18-000006 · edgardoc.xml · derivative · entry 6

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,391

Underlying: Common Stock · 3,509 shares

Expires 2020-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On June 3, 2013, the reporting person was granted 14,400 nonqualified stock options, subject to the option vesting monthly in equal installments over four years beginning on July 3, 2013, subject to continued service on each applicable vesting date.

Read SEC document
January 03, 2018 Filed Jan 4, 2018 21:19 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,550 $55.79 Strike: $36.59 $142,264.76
Disclosure

SEC source: 0001614094-18-000006 · edgardoc.xml · derivative · entry 5

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,650

Underlying: Common Stock · 2,550 shares

Expires 2021-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On June 3, 2014, the reporting person was granted 16,800 nonqualified stock options, subject to the option vesting monthly in equal installments over four years beginning on July 3, 2014, subject to continued service on each applicable vesting date.

Read SEC document
January 03, 2018 Filed Jan 4, 2018 21:19 UTC NetApp, Inc. NTAP · Entity 3101 SaleCommon Stock 441 $55.90 $24,653.66
Disclosure

SEC source: 0001614094-18-000006 · edgardoc.xml · nonDerivative · entry 4

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
January 03, 2018 Filed Jan 4, 2018 21:19 UTC NetApp, Inc. NTAP · Entity 3101 SaleCommon Stock 6,059 $55.79 $338,032.22
Disclosure

SEC source: 0001614094-18-000006 · edgardoc.xml · nonDerivative · entry 3

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441

Read SEC document
January 03, 2018 Filed Jan 4, 2018 21:19 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Stock 2,550 $36.59 $93,304.50
Disclosure

SEC source: 0001614094-18-000006 · edgardoc.xml · nonDerivative · entry 2

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2018 Filed Jan 4, 2018 21:19 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Stock 3,509 $37.64 $132,078.76
Disclosure

SEC source: 0001614094-18-000006 · edgardoc.xml · nonDerivative · entry 1

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,950

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2017 Filed Dec 11, 2017 21:19 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,500 $56.99 Strike: $37.64 $427,455.00
Disclosure

SEC source: 0001614094-17-000131 · edgardoc.xml · derivative · entry 6

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,900

Underlying: Common Stock · 7,500 shares

Expires 2020-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: On June 3, 2013, the reporting person was granted 14,400 nonqualified stock options, subject to the option vesting monthly in equal installments over four years beginning on July 3, 2013, subject to continued service on each applicable vesting date.

Read SEC document
December 07, 2017 Filed Dec 11, 2017 21:19 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,500 $56.99 Strike: $36.59 $427,455.00
Disclosure

SEC source: 0001614094-17-000131 · edgardoc.xml · derivative · entry 5

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,200

Underlying: Common Stock · 7,500 shares

Expires 2021-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On June 3, 2014, the reporting person was granted 16,800 nonqualified stock options, subject to the option vesting monthly in equal installments over four years beginning on July 3, 2014, subject to continued service on each applicable vesting date.

Read SEC document
December 07, 2017 Filed Dec 11, 2017 21:19 UTC NetApp, Inc. NTAP · Entity 3101 SaleCommon Stock 15,000 $56.99 $854,910.00
Disclosure

SEC source: 0001614094-17-000131 · edgardoc.xml · nonDerivative · entry 4

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $56.97 to $57.07. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
December 07, 2017 Filed Dec 11, 2017 21:19 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Stock 7,500 $36.59 $274,425.00
Disclosure

SEC source: 0001614094-17-000131 · edgardoc.xml · nonDerivative · entry 3

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,441

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2017 Filed Dec 11, 2017 21:19 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Stock 7,500 $37.64 $282,300.00
Disclosure

SEC source: 0001614094-17-000131 · edgardoc.xml · nonDerivative · entry 2

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,941

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2017 Filed Dec 11, 2017 21:19 UTC NetApp, Inc. NTAP · Entity 3101 OtherCommon Stock 441 $21.31 $9,397.49
Disclosure

SEC source: 0001614094-17-000131 · edgardoc.xml · nonDerivative · entry 1

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441

F1 · kind: Shares acquired under the NetApp's 1999 Employee Stock Purchase Plan on November 30, 2017.

Read SEC document
November 17, 2017 Filed Nov 20, 2017 21:30 UTC NetApp, Inc. NTAP · Entity 3101 SaleCommon Stock 557 $53.30 $29,685.32
Disclosure

SEC source: 0001614094-17-000123 · edgardoc.xml · nonDerivative · entry 4

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 17, 2017 Filed Nov 20, 2017 21:30 UTC NetApp, Inc. NTAP · Entity 3101 SaleCommon Stock 2,814 $53.14 $149,543.84
Disclosure

SEC source: 0001614094-17-000123 · edgardoc.xml · nonDerivative · entry 3

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 557

Read SEC document
November 15, 2017 Filed Nov 20, 2017 21:30 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 2,083 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-17-000123 · edgardoc.xml · derivative · entry 5

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,083 shares

Expires 2020-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On November 15, 2013, the reporting person was granted 8,333 restricted stock units, vesting in four equal annual installments beginning on November 15, 2014 and subject to continued service on each applicable vesting date.

Read SEC document
November 15, 2017 Filed Nov 20, 2017 21:30 UTC NetApp, Inc. NTAP · Entity 3101 Tax withholdingCommon Stock 984 $45.82 $45,086.88
Disclosure

SEC source: 0001614094-17-000123 · edgardoc.xml · nonDerivative · entry 2

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,371

Read SEC document
November 15, 2017 Filed Nov 20, 2017 21:30 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Stock 2,083 $0.00 $0.00
Disclosure

SEC source: 0001614094-17-000123 · edgardoc.xml · nonDerivative · entry 1

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 20:16 UTC NetApp, Inc. NTAP · Entity 3101 SaleCommon Stock 8,630 $39.81 $343,560.30
Disclosure

SEC source: 0001614094-17-000061 · edgardoc.xml · nonDerivative · entry 2

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,272

Read SEC document
June 30, 2017 Filed Jul 5, 2017 20:16 UTC NetApp, Inc. NTAP · Entity 3101 SaleCommon Stock 401 $39.82 $15,967.82
Disclosure

SEC source: 0001614094-17-000061 · edgardoc.xml · nonDerivative · entry 1

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,902

Read SEC document
June 03, 2017 Filed Jun 6, 2017 20:39 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 3,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-17-000055 · edgardoc.xml · derivative · entry 6

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,250

Underlying: Common Stock · 3,250 shares

Expires 2021-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On June 3, 2014, the reporting person was granted 13,000 restricted stock units, vesting in four equal annual installments beginning on June 3, 2015, and subject to continued service on each applicable vesting date.

F3 · derivative.expiration_date: On June 3, 2014, the reporting person was granted 13,000 restricted stock units, vesting in four equal annual installments beginning on June 3, 2015, and subject to continued service on each applicable vesting date.

Read SEC document
June 03, 2017 Filed Jun 6, 2017 20:39 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 1,200 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-17-000055 · edgardoc.xml · derivative · entry 5

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,200 shares

Expires 2020-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On June 3, 2013, the reporting person was granted 4,800 restricted stock units, vesting in four equal annual installments beginning on June 3, 2014 and subject to continued service on each applicable vesting date.

F2 · derivative.expiration_date: On June 3, 2013, the reporting person was granted 4,800 restricted stock units, vesting in four equal annual installments beginning on June 3, 2014 and subject to continued service on each applicable vesting date.

Read SEC document
June 03, 2017 Filed Jun 6, 2017 20:39 UTC NetApp, Inc. NTAP · Entity 3101 Tax withholdingCommon Stock 1,535 $39.41 $60,494.35
Disclosure

SEC source: 0001614094-17-000055 · edgardoc.xml · nonDerivative · entry 4

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,303

Read SEC document
June 03, 2017 Filed Jun 6, 2017 20:39 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Stock 3,250 $0.00 $0.00
Disclosure

SEC source: 0001614094-17-000055 · edgardoc.xml · nonDerivative · entry 3

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2017 Filed Jun 6, 2017 20:39 UTC NetApp, Inc. NTAP · Entity 3101 Tax withholdingCommon Stock 567 $39.41 $22,345.47
Disclosure

SEC source: 0001614094-17-000055 · edgardoc.xml · nonDerivative · entry 2

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,588

Read SEC document
June 03, 2017 Filed Jun 6, 2017 20:39 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Stock 1,200 $0.00 $0.00
Disclosure

SEC source: 0001614094-17-000055 · edgardoc.xml · nonDerivative · entry 1

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:35 UTC NetApp, Inc. NTAP · Entity 3101 GrantRestricted Stock Unit · Derivative 29,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-17-000048 · edgardoc.xml · derivative · entry 11

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,000

Underlying: Common Stock · 29,000 shares

Expires 2024-06-01

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: On June 1, 2017, the reporting person was granted 29,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:35 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-17-000048 · edgardoc.xml · derivative · entry 10

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

Underlying: Common Stock · 9,000 shares

Expires 2023-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: On June 1, 2016, the reporting person was granted 36,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date.

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June 01, 2017 Filed Jun 5, 2017 20:35 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 3,425 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-17-000048 · edgardoc.xml · derivative · entry 9

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,850

Underlying: Common Stock · 3,425 shares

Expires 2022-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On June 23, 2015, the reporting person was granted 13,700 restricted stock units, vesting in four equal annual installments beginning on June 1, 2016, subject to continued service on each applicable vesting date.

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June 01, 2017 Filed Jun 5, 2017 20:35 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 2,850 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-17-000048 · edgardoc.xml · derivative · entry 8

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,700

Underlying: Common Stock · 2,850 shares

Expires 2022-06-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On June 23, 2015, the reporting person was granted 11,400 restricted stock units, vesting in four equal annual installments beginning on June 1, 2016, subject to continued service on each applicable vesting date.

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June 01, 2017 Filed Jun 5, 2017 20:35 UTC NetApp, Inc. NTAP · Entity 3101 Tax withholdingCommon Stock 4,252 $39.61 $168,421.72
Disclosure

SEC source: 0001614094-17-000048 · edgardoc.xml · nonDerivative · entry 7

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,955

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June 01, 2017 Filed Jun 5, 2017 20:35 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001614094-17-000048 · edgardoc.xml · nonDerivative · entry 6

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 01, 2017 Filed Jun 5, 2017 20:35 UTC NetApp, Inc. NTAP · Entity 3101 Tax withholdingCommon Stock 1,618 $39.61 $64,088.98
Disclosure

SEC source: 0001614094-17-000048 · edgardoc.xml · nonDerivative · entry 5

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,207

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June 01, 2017 Filed Jun 5, 2017 20:35 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Stock 3,425 $0.00 $0.00
Disclosure

SEC source: 0001614094-17-000048 · edgardoc.xml · nonDerivative · entry 4

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:35 UTC NetApp, Inc. NTAP · Entity 3101 Tax withholdingCommon Stock 1,007 $39.61 $39,887.27
Disclosure

SEC source: 0001614094-17-000048 · edgardoc.xml · nonDerivative · entry 3

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,400

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June 01, 2017 Filed Jun 5, 2017 20:35 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Stock 2,850 $0.00 $0.00
Disclosure

SEC source: 0001614094-17-000048 · edgardoc.xml · nonDerivative · entry 2

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2017 Filed Jun 5, 2017 20:35 UTC NetApp, Inc. NTAP · Entity 3101 OtherCommon Stock 557 $21.31 $11,869.39
Disclosure

SEC source: 0001614094-17-000048 · edgardoc.xml · nonDerivative · entry 1

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 557

F1 · kind: Shares acquired under the NetApp's 1999 Employee Stock Purchase Plan on May 31, 2017.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.