Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
NetApp, Inc.
Report date August 21, 2019 · Filed August 22, 2019
Section 16 reporting ended · disclosed 2019-08-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,249 |
Reported balance
After 2019-08-21 transaction · row 1
1 source rowRow 1 · 2019-08-21 · Sale · Disposed 3,963 · Balance 12,249 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 21, 2019 Filed Aug 22, 2019 20:14 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 3,963 | $47.29 | $187,394.42 |
DisclosureSEC source: 0001614094-19-000049 · edgardoc.xml · nonDerivative · entry 1 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,249 Read SEC document |
| June 18, 2019 Filed Jun 20, 2019 20:36 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 23,650 | $61.49 | $1,454,302.36 |
DisclosureSEC source: 0001614094-19-000029 · edgardoc.xml · nonDerivative · entry 1 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,212 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from 61.45 to $61.55. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| June 04, 2019 Filed Jun 4, 2019 20:25 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 30,000 | $60.59 | $1,817,742.00 |
DisclosureSEC source: 0001614094-19-000026 · edgardoc.xml · nonDerivative · entry 12 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,862 F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $60.56 to $60.68. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 20:25 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 4,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-19-000026 · edgardoc.xml · derivative · entry 17 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 4,000 shares Expires 2025-06-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F8 · derivative.exercise_date: On June 4, 2018, the reporting person was granted 16,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date. Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 20:25 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 7,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-19-000026 · edgardoc.xml · derivative · entry 16 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,500 Underlying: Common Stock · 7,250 shares Expires 2024-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F7 · derivative.exercise_date: On June 1, 2017, the reporting person was granted 29,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date. Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 20:25 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 9,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-19-000026 · edgardoc.xml · derivative · entry 15 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 9,000 shares Expires 2023-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F6 · derivative.exercise_date: On June 1, 2016, the reporting person was granted 36,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date. Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 20:25 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 3,425 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-19-000026 · edgardoc.xml · derivative · entry 14 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,425 shares Expires 2022-06-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: On June 23, 2015, the reporting person was granted 13,700 restricted stock units, vesting in four equal annual installments beginning on June 1, 2016, subject to continued service on each applicable vesting date. Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 20:25 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 2,850 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-19-000026 · edgardoc.xml · derivative · entry 13 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,850 shares Expires 2022-06-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On June 23, 2015, the reporting person was granted 11,400 restricted stock units, vesting in four equal annual installments beginning on June 1, 2016, subject to continued service on each applicable vesting date. Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 20:25 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 1,813 | $59.20 | $107,329.60 |
DisclosureSEC source: 0001614094-19-000026 · edgardoc.xml · nonDerivative · entry 11 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,862 Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 20:25 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-19-000026 · edgardoc.xml · nonDerivative · entry 10 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,675 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 20:25 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 3,287 | $59.20 | $194,590.40 |
DisclosureSEC source: 0001614094-19-000026 · edgardoc.xml · nonDerivative · entry 9 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,675 Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 20:25 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 7,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-19-000026 · edgardoc.xml · nonDerivative · entry 8 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,962 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 20:25 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 4,080 | $59.20 | $241,536.00 |
DisclosureSEC source: 0001614094-19-000026 · edgardoc.xml · nonDerivative · entry 7 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,712 Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 20:25 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-19-000026 · edgardoc.xml · nonDerivative · entry 6 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,792 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 20:25 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 1,552 | $59.20 | $91,878.40 |
DisclosureSEC source: 0001614094-19-000026 · edgardoc.xml · nonDerivative · entry 5 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,792 Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 20:25 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 3,425 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-19-000026 · edgardoc.xml · nonDerivative · entry 4 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,344 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 20:25 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 1,292 | $59.20 | $76,486.40 |
DisclosureSEC source: 0001614094-19-000026 · edgardoc.xml · nonDerivative · entry 3 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,919 Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 20:25 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 2,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-19-000026 · edgardoc.xml · nonDerivative · entry 2 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,211 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 20:25 UTC | NetApp, Inc. NTAP · Entity 3101 | OtherCommon Stock | 358 | $50.32 | $18,014.56 |
DisclosureSEC source: 0001614094-19-000026 · edgardoc.xml · nonDerivative · entry 1 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,361 F1 · kind: Shares purchased under the NetApp 1999 Employee Stock Purchase plan on May 31, 2019. Read SEC document |
| May 16, 2019 Filed May 20, 2019 20:40 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 23,391 | $69.69 | $1,630,118.79 |
DisclosureSEC source: 0001614094-19-000015 · edgardoc.xml · nonDerivative · entry 4 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,003 Read SEC document |
| May 16, 2019 Filed May 20, 2019 20:40 UTC | NetApp, Inc. NTAP · Entity 3101 | GrantCommon Stock | 54,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-19-000015 · edgardoc.xml · nonDerivative · entry 3 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,394 F3 · shares: Represents the settlement of performance share units originally granted on June 1, 2016. F2 · price: Performance stock units convert into stock on a one-for-one basis. Read SEC document |
| May 16, 2019 Filed May 20, 2019 20:40 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 19,617 | $69.69 | $1,367,108.73 |
DisclosureSEC source: 0001614094-19-000015 · edgardoc.xml · nonDerivative · entry 2 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,394 Read SEC document |
| May 16, 2019 Filed May 20, 2019 20:40 UTC | NetApp, Inc. NTAP · Entity 3101 | GrantCommon Stock | 43,267 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-19-000015 · edgardoc.xml · nonDerivative · entry 1 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,011 F1 · shares: Represents the settlement of performance share unites originally granted on June 1, 2017. F2 · price: Performance stock units convert into stock on a one-for-one basis. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:15 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 20,000 | $64.04 Strike: $41.42 | $1,280,794.00 |
DisclosureSEC source: 0001614094-19-000007 · edgardoc.xml · derivative · entry 4 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 20,000 shares Expires 2020-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:15 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 20,000 | $64.04 | $1,280,794.00 |
DisclosureSEC source: 0001614094-19-000007 · edgardoc.xml · nonDerivative · entry 3 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 744 F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $$64.01 to $64.0615. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:15 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 20,000 | $41.42 | $828,400.00 |
DisclosureSEC source: 0001614094-19-000007 · edgardoc.xml · nonDerivative · entry 2 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,744 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2018 Filed Feb 21, 2019 21:15 UTC | NetApp, Inc. NTAP · Entity 3101 | OtherCommon Stock | 141 | $56.84 | $8,014.37 |
DisclosureSEC source: 0001614094-19-000007 · edgardoc.xml · nonDerivative · entry 1 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 744 F1 · kind: Shares purchased under the NetApp 1999 Employee Stock Purchase Plan on November 30, 2018. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 20:57 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 7,157 | $86.83 | $621,443.03 |
DisclosureSEC source: 0001614094-18-000092 · edgardoc.xml · nonDerivative · entry 1 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 603 Read SEC document |
| June 27, 2018 Filed Jun 29, 2018 20:56 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 25,000 | $78.04 | $1,951,000.00 |
DisclosureSEC source: 0001614094-18-000077 · edgardoc.xml · nonDerivative · entry 1 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,760 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $77.76 to $78.54. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 20:38 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 12,000 | $73.13 | $877,612.80 |
DisclosureSEC source: 0001614094-18-000066 · edgardoc.xml · nonDerivative · entry 1 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,760 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $73.01 to $73.23. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 20:23 UTC | NetApp, Inc. NTAP · Entity 3101 | GrantRestricted Stock Unit · Derivative | 16,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000061 · edgardoc.xml · derivative · entry 1 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Underlying: Common Stock · 16,000 shares Expires 2025-06-04 F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On June 4, 2018, the reporting person was granted 16,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date. Read SEC document |
| June 03, 2018 Filed Jun 5, 2018 20:40 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 3,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000051 · edgardoc.xml · derivative · entry 12 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,250 shares Expires 2021-06-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On June 3, 2014, the reporting person was granted 13,000 restricted stock units, vesting in four equal annual installments beginning on June 3, 2015, and subject to continued service on each applicable vesting date. Read SEC document |
| June 03, 2018 Filed Jun 5, 2018 20:40 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 1,451 | $69.71 | $101,149.21 |
DisclosureSEC source: 0001614094-18-000051 · edgardoc.xml · nonDerivative · entry 11 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,760 Read SEC document |
| June 03, 2018 Filed Jun 5, 2018 20:40 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 3,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000051 · edgardoc.xml · nonDerivative · entry 10 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,211 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 7,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000051 · edgardoc.xml · derivative · entry 16 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,750 Underlying: Common Stock · 7,250 shares Expires 2024-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F7 · derivative.exercise_date: On June 1, 2017, the reporting person was granted 29,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 9,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000051 · edgardoc.xml · derivative · entry 15 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000 Underlying: Common Stock · 9,000 shares Expires 2023-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F6 · derivative.exercise_date: On June 1, 2016, the reporting person was granted 36,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 3,425 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000051 · edgardoc.xml · derivative · entry 14 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,425 Underlying: Common Stock · 3,425 shares Expires 2022-06-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: On June 23, 2015, the reporting person was granted 13,700 restricted stock units, vesting in four equal annual installments beginning on June 1, 2016, subject to continued service on each applicable vesting date. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 2,850 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000051 · edgardoc.xml · derivative · entry 13 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,850 Underlying: Common Stock · 2,850 shares Expires 2022-06-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On June 23, 2015, the reporting person was granted 11,400 restricted stock units, vesting in four equal annual installments beginning on June 1, 2016, subject to continued service on each applicable vesting date. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 3,237 | $69.71 | $225,651.27 |
DisclosureSEC source: 0001614094-18-000051 · edgardoc.xml · nonDerivative · entry 9 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,961 Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 7,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000051 · edgardoc.xml · nonDerivative · entry 8 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,198 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 4,018 | $69.71 | $280,094.78 |
DisclosureSEC source: 0001614094-18-000051 · edgardoc.xml · nonDerivative · entry 7 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,948 Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000051 · edgardoc.xml · nonDerivative · entry 6 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,966 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 1,272 | $69.71 | $88,671.12 |
DisclosureSEC source: 0001614094-18-000051 · edgardoc.xml · nonDerivative · entry 5 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,966 Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 2,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000051 · edgardoc.xml · nonDerivative · entry 4 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,238 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 1,529 | $69.71 | $106,586.59 |
DisclosureSEC source: 0001614094-18-000051 · edgardoc.xml · nonDerivative · entry 3 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,388 Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 3,425 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000051 · edgardoc.xml · nonDerivative · entry 2 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,917 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2018 Filed Jun 5, 2018 20:40 UTC | NetApp, Inc. NTAP · Entity 3101 | OtherCommon Stock | 603 | $21.31 | $12,849.63 |
DisclosureSEC source: 0001614094-18-000051 · edgardoc.xml · nonDerivative · entry 1 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,492 F1 · kind: Shares purchased under the NetApp 1999 Employee Stock Purchase Plan on May 31, 2018. Read SEC document |
| May 29, 2018 Filed May 31, 2018 21:41 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $67.71 Strike: $53.22 | $338,529.00 |
DisclosureSEC source: 0001614094-18-000042 · edgardoc.xml · derivative · entry 4 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2018-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: On June 1, 2011, the reporting person was granted 10,000 nonqualified stock options, subject to the option vesting monthly in equal installments over four years beginning on July 1, 2011, subject to continued service on each applicable vesting date. Read SEC document |
| May 29, 2018 Filed May 31, 2018 21:41 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 18,108 | $67.72 | $1,226,235.73 |
DisclosureSEC source: 0001614094-18-000042 · edgardoc.xml · nonDerivative · entry 3 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,889 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $67.71 to $67.83. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| May 29, 2018 Filed May 31, 2018 21:41 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 5,000 | $67.71 | $338,529.00 |
DisclosureSEC source: 0001614094-18-000042 · edgardoc.xml · nonDerivative · entry 2 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,997 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.