Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
NetApp, Inc.
Report date August 21, 2019 · Filed August 22, 2019
Section 16 reporting ended · disclosed 2019-08-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,249 |
Reported balance
After 2019-08-21 transaction · row 1
1 source rowRow 1 · 2019-08-21 · Sale · Disposed 3,963 · Balance 12,249 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 26, 2017 Filed May 31, 2017 20:36 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 718 | $40.18 | $28,849.24 |
DisclosureSEC source: 0001614094-17-000035 · edgardoc.xml · nonDerivative · entry 2 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 26, 2017 Filed May 31, 2017 20:36 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 12,400 | $40.19 | $498,294.00 |
DisclosureSEC source: 0001614094-17-000035 · edgardoc.xml · nonDerivative · entry 1 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 718 Read SEC document |
| May 17, 2017 Filed May 19, 2017 21:12 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 3,474 | $40.34 | $140,141.16 |
DisclosureSEC source: 0001614094-17-000029 · edgardoc.xml · nonDerivative · entry 4 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,118 Read SEC document |
| May 17, 2017 Filed May 19, 2017 21:12 UTC | NetApp, Inc. NTAP · Entity 3101 | GrantCommon Stock | 10,642 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-17-000029 · edgardoc.xml · nonDerivative · entry 3 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,592 F1 · shares: Represents the settlement of performance share units originally granted on June 23, 2015. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 17, 2017 Filed May 19, 2017 21:12 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 2,884 | $40.34 | $116,340.56 |
DisclosureSEC source: 0001614094-17-000029 · edgardoc.xml · nonDerivative · entry 2 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,950 Read SEC document |
| May 17, 2017 Filed May 19, 2017 21:12 UTC | NetApp, Inc. NTAP · Entity 3101 | GrantCommon Stock | 8,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-17-000029 · edgardoc.xml · nonDerivative · entry 1 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,834 F1 · shares: Represents the settlement of performance share units originally granted on June 23, 2015. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:19 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 7,709 | $41.06 Strike: $37.62 | $316,493.00 |
DisclosureSEC source: 0001614094-17-000010 · edgardoc.xml · derivative · entry 5 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,709 shares Expires 2017-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: On June 1, 2010, the reporting person was granted 10,000 nonqualified stock options, subject to the option vesting monthly in equal installments over four years beginning on July 1, 2010, subject to continued service on each applicable vesting date. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:19 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 4,500 | $41.06 Strike: $29.44 | $184,747.50 |
DisclosureSEC source: 0001614094-17-000010 · edgardoc.xml · derivative · entry 4 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,500 shares Expires 2019-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: On June 1, 2012, the reporting person was granted 14,400 nonqualified stock options, subject to the option vesting monthly in equal installments over four years beginning on July 1, 2012, subject to continued service on each applicable vesting date. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:19 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 12,209 | $41.01 | $500,636.15 |
DisclosureSEC source: 0001614094-17-000010 · edgardoc.xml · nonDerivative · entry 3 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $41.00 to $41.04. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:19 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 4,500 | $29.44 | $132,480.00 |
DisclosureSEC source: 0001614094-17-000010 · edgardoc.xml · nonDerivative · entry 2 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,209 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:19 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 7,709 | $37.62 | $290,012.58 |
DisclosureSEC source: 0001614094-17-000010 · edgardoc.xml · nonDerivative · entry 1 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,709 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 21:25 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 393 | $36.04 | $14,164.66 |
DisclosureSEC source: 0001614094-17-000004 · edgardoc.xml · nonDerivative · entry 2 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| November 30, 2016 Filed Jan 4, 2017 21:25 UTC | NetApp, Inc. NTAP · Entity 3101 | OtherCommon Stock | 393 | $21.31 | $8,374.63 |
DisclosureSEC source: 0001614094-17-000004 · edgardoc.xml · nonDerivative · entry 1 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 393 F1 · security: Shares purchased under the NetApp 1999 Employee Stock Purchase Plan. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 21:17 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 1,403 | $37.05 | $51,983.96 |
DisclosureSEC source: 0001614094-16-000186 · edgardoc.xml · nonDerivative · entry 1 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:10 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 2,083 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-16-000184 · edgardoc.xml · derivative · entry 3 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,083 Underlying: Common Stock · 2,083 shares Expires 2020-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On November 15, 2013, the reporting person was granted 8,333 restricted stock units, vesting in four equal annual installments beginning on November 15, 2014 and subject to continued service on each applicable vesting date. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:10 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 680 | $34.87 | $23,711.60 |
DisclosureSEC source: 0001614094-16-000184 · edgardoc.xml · nonDerivative · entry 2 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,403 Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:10 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 2,083 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-16-000184 · edgardoc.xml · nonDerivative · entry 1 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,083 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.