Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CORNING INC /NYGLW · Entity 2883 | Retired Vice Chair &Strat. Adv | January 07, 2022 | January 11, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CORNING INC /NY
Report date January 07, 2022 · Filed January 11, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 85,064.24 |
Ending reported balance
After 2022-01-07 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-01-07 · Exercise / conversion · Acquired 672 · Balance 85,736.24 F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. Row 2 · 2022-01-07 · Tax withholding · Disposed 672 · Balance 85,064.24 |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 9,472 |
Reported balance
After 2022-01-07 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-01-07 · Exercise / conversion · Disposed 672 · Balance 9,472 F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2: Vesting to satisfy tax requirement pursuant to the April 2021 agreement. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 17,460 |
Reported balance
Holding disclosure · report date 2022-01-07 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 17,460 F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F3: The Restricted Stock Units vest 100% on April 15, 2022. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2022. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2022. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 37,662 |
Reported balance
Holding disclosure · report date 2022-01-07 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 37,662 F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F4: The Restricted Stock Units vest 100% on April 14, 2023. Vested shares will be delivered to the reporting person within thirty (30) days after April 14, 2023. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 14, 2023. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 189 |
Reported balance
Holding disclosure · report date 2022-01-07 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 189 F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F5: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates. |
| Common StockSEC Table I · non-derivative | IndirectTrustee u/Employee Benefit Plan | 1,929.9675 |
Reported balance
Holding disclosure · report date 2022-01-07 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,929.9675 |
| Common Stock - Jt. Tenant W/wifeSEC Table I · non-derivative | Direct | 9,797 |
Reported balance
Holding disclosure · report date 2022-01-07 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 9,797 |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.
F2: Vesting to satisfy tax requirement pursuant to the April 2021 agreement.
F3: The Restricted Stock Units vest 100% on April 15, 2022. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2022. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2022.
F4: The Restricted Stock Units vest 100% on April 14, 2023. Vested shares will be delivered to the reporting person within thirty (30) days after April 14, 2023. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 14, 2023.
F5: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 17, 2015 Filed Feb 19, 2015 21:02 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 29,026 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-007111 · form4.xml · nonDerivative · entry 1 Clappin James P · CIK 0001606367 · President, Corning Glass Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,689.24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. Read SEC document |
| February 09, 2015 Filed Feb 11, 2015 21:04 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 16,250 | $0.00 Strike: $19.68 | $0.00 |
DisclosureSEC source: 0001127602-15-005486 · form4.xml · derivative · entry 5 Clappin James P · CIK 0001606367 · President, Corning Glass Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,250 shares Expires 2016-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2015 Filed Feb 11, 2015 21:04 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 32,500 | $0.00 Strike: $21.08 | $0.00 |
DisclosureSEC source: 0001127602-15-005486 · form4.xml · derivative · entry 4 Clappin James P · CIK 0001606367 · President, Corning Glass Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,500 shares Expires 2015-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2015 Filed Feb 11, 2015 21:04 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 48,750 | $24.34 | $1,186,706.63 |
DisclosureSEC source: 0001127602-15-005486 · form4.xml · nonDerivative · entry 3 Clappin James P · CIK 0001606367 · President, Corning Glass Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,663.24 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.305 to $24.425, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| February 09, 2015 Filed Feb 11, 2015 21:04 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 16,250 | $19.68 | $319,800.00 |
DisclosureSEC source: 0001127602-15-005486 · form4.xml · nonDerivative · entry 2 Clappin James P · CIK 0001606367 · President, Corning Glass Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,413.24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2015 Filed Feb 11, 2015 21:04 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 32,500 | $21.08 | $685,100.00 |
DisclosureSEC source: 0001127602-15-005486 · form4.xml · nonDerivative · entry 1 Clappin James P · CIK 0001606367 · President, Corning Glass Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,163.24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2015 Filed Feb 6, 2015 21:23 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 1,334 | $24.48 | $32,656.32 |
DisclosureSEC source: 0001127602-15-004851 · form4.xml · nonDerivative · entry 1 Clappin James P · CIK 0001606367 · President, Corning Glass Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,663.24 Read SEC document |
| January 02, 2015 Filed Jan 6, 2015 21:02 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 826 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-15-001171 · form4.xml · derivative · entry 3 Clappin James P · CIK 0001606367 · President, Corning Glass Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,189 Underlying: Common Stock · 826 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the March 2014 agreement. F2 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the March 2014 agreement. Read SEC document |
| January 02, 2015 Filed Jan 6, 2015 21:02 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 826 | $23.01 | $19,006.26 |
DisclosureSEC source: 0001127602-15-001171 · form4.xml · nonDerivative · entry 2 Clappin James P · CIK 0001606367 · President, Corning Glass Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,997.24 Read SEC document |
| January 02, 2015 Filed Jan 6, 2015 21:02 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 826 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-001171 · form4.xml · nonDerivative · entry 1 Clappin James P · CIK 0001606367 · President, Corning Glass Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,823.24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. Read SEC document |
| May 30, 2014 Filed Jun 2, 2014 20:05 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 11,737 | $0.00 Strike: $21.30 | $0.00 |
DisclosureSEC source: 0001127602-14-019389 · form4.xml · derivative · entry 1 Clappin James P · CIK 0001606367 · President, Corning Glass Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,737 Underlying: Common Stock · 11,737 shares Expires 2024-05-29 F1 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.