Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CORNING INC /NYGLW · Entity 2883 | Retired Vice Chair &Strat. Adv | January 07, 2022 | January 11, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CORNING INC /NY
Report date January 07, 2022 · Filed January 11, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 85,064.24 |
Ending reported balance
After 2022-01-07 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-01-07 · Exercise / conversion · Acquired 672 · Balance 85,736.24 F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. Row 2 · 2022-01-07 · Tax withholding · Disposed 672 · Balance 85,064.24 |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 9,472 |
Reported balance
After 2022-01-07 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-01-07 · Exercise / conversion · Disposed 672 · Balance 9,472 F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2: Vesting to satisfy tax requirement pursuant to the April 2021 agreement. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 17,460 |
Reported balance
Holding disclosure · report date 2022-01-07 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 17,460 F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F3: The Restricted Stock Units vest 100% on April 15, 2022. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2022. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2022. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 37,662 |
Reported balance
Holding disclosure · report date 2022-01-07 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 37,662 F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F4: The Restricted Stock Units vest 100% on April 14, 2023. Vested shares will be delivered to the reporting person within thirty (30) days after April 14, 2023. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 14, 2023. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 189 |
Reported balance
Holding disclosure · report date 2022-01-07 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 189 F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F5: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates. |
| Common StockSEC Table I · non-derivative | IndirectTrustee u/Employee Benefit Plan | 1,929.9675 |
Reported balance
Holding disclosure · report date 2022-01-07 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,929.9675 |
| Common Stock - Jt. Tenant W/wifeSEC Table I · non-derivative | Direct | 9,797 |
Reported balance
Holding disclosure · report date 2022-01-07 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 9,797 |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.
F2: Vesting to satisfy tax requirement pursuant to the April 2021 agreement.
F3: The Restricted Stock Units vest 100% on April 15, 2022. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2022. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2022.
F4: The Restricted Stock Units vest 100% on April 14, 2023. Vested shares will be delivered to the reporting person within thirty (30) days after April 14, 2023. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 14, 2023.
F5: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 17, 2017 Filed Feb 17, 2017 21:54 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 16,000 | $23.37 | $373,920.00 |
DisclosureSEC source: 0001127602-17-006976 · form4.xml · nonDerivative · entry 3 Clappin James P · CIK 0001606367 · President, Corning Glass Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,610.24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2017 Filed Feb 17, 2017 21:54 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 32,000 | $24.92 | $797,440.00 |
DisclosureSEC source: 0001127602-17-006976 · form4.xml · nonDerivative · entry 2 Clappin James P · CIK 0001606367 · President, Corning Glass Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,610.24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2017 Filed Feb 17, 2017 21:54 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 500 | $26.73 | $13,365.00 |
DisclosureSEC source: 0001127602-17-006976 · form4.xml · nonDerivative · entry 1 Clappin James P · CIK 0001606367 · President, Corning Glass Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,610.24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:08 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 1,479 | $26.71 | $39,504.09 |
DisclosureSEC source: 0001127602-17-004583 · form4.xml · nonDerivative · entry 1 Clappin James P · CIK 0001606367 · President, Corning Glass Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,110.24 Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:05 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 1,407 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-001037 · form4.xml · derivative · entry 3 Clappin James P · CIK 0001606367 · President, Corning Glass Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,725 Underlying: Common Stock · 1,407 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the March 2016 agreement. F2 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the March 2016 agreement. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:05 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 1,407 | $24.30 | $34,190.10 |
DisclosureSEC source: 0001127602-17-001037 · form4.xml · nonDerivative · entry 2 Clappin James P · CIK 0001606367 · President, Corning Glass Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,589.24 Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:05 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 1,407 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-001037 · form4.xml · nonDerivative · entry 1 Clappin James P · CIK 0001606367 · President, Corning Glass Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,996.24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 19:13 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 24,785 | $0.00 Strike: $15.37 | $0.00 |
DisclosureSEC source: 0001127602-16-068313 · form4.xml · derivative · entry 9 Clappin James P · CIK 0001606367 · President, Corning Glass Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,785 shares Expires 2023-05-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 19:13 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 26,273 | $0.00 Strike: $14.50 | $0.00 |
DisclosureSEC source: 0001127602-16-068313 · form4.xml · derivative · entry 8 Clappin James P · CIK 0001606367 · President, Corning Glass Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,273 shares Expires 2023-04-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 19:13 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 28,579 | $0.00 Strike: $13.33 | $0.00 |
DisclosureSEC source: 0001127602-16-068313 · form4.xml · derivative · entry 7 Clappin James P · CIK 0001606367 · President, Corning Glass Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,579 shares Expires 2023-03-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 19:13 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 14,666 | $0.00 Strike: $17.82 | $0.00 |
DisclosureSEC source: 0001127602-16-068313 · form4.xml · derivative · entry 6 Clappin James P · CIK 0001606367 · President, Corning Glass Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,666 shares Expires 2019-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 19:13 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 94,303 | $24.01 | $2,264,290.47 |
DisclosureSEC source: 0001127602-16-068313 · form4.xml · nonDerivative · entry 5 Clappin James P · CIK 0001606367 · President, Corning Glass Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,589.24 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.00 to $24.05, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 19:13 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 24,785 | $15.37 | $380,945.45 |
DisclosureSEC source: 0001127602-16-068313 · form4.xml · nonDerivative · entry 4 Clappin James P · CIK 0001606367 · President, Corning Glass Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,892.24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 19:13 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 26,273 | $14.50 | $380,958.50 |
DisclosureSEC source: 0001127602-16-068313 · form4.xml · nonDerivative · entry 3 Clappin James P · CIK 0001606367 · President, Corning Glass Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,107.24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 19:13 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 28,579 | $13.33 | $380,958.07 |
DisclosureSEC source: 0001127602-16-068313 · form4.xml · nonDerivative · entry 2 Clappin James P · CIK 0001606367 · President, Corning Glass Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,834.24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 19:13 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 14,666 | $17.82 | $261,348.12 |
DisclosureSEC source: 0001127602-16-068313 · form4.xml · nonDerivative · entry 1 Clappin James P · CIK 0001606367 · President, Corning Glass Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,255.24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 21:06 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 25,700 | $0.00 Strike: $12.97 | $0.00 |
DisclosureSEC source: 0001127602-16-067184 · form4.xml · derivative · entry 7 Clappin James P · CIK 0001606367 · President, Corning Glass Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,700 shares Expires 2022-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 21:06 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 25,840 | $0.00 Strike: $12.90 | $0.00 |
DisclosureSEC source: 0001127602-16-067184 · form4.xml · derivative · entry 6 Clappin James P · CIK 0001606367 · President, Corning Glass Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,840 shares Expires 2022-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 21:06 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 25,562 | $0.00 Strike: $13.04 | $0.00 |
DisclosureSEC source: 0001127602-16-067184 · form4.xml · derivative · entry 5 Clappin James P · CIK 0001606367 · President, Corning Glass Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,562 shares Expires 2022-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 21:06 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 77,102 | $23.23 | $1,791,079.46 |
DisclosureSEC source: 0001127602-16-067184 · form4.xml · nonDerivative · entry 4 Clappin James P · CIK 0001606367 · President, Corning Glass Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,589.24 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.19 to $23.26, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 21:06 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 25,700 | $12.97 | $333,329.00 |
DisclosureSEC source: 0001127602-16-067184 · form4.xml · nonDerivative · entry 3 Clappin James P · CIK 0001606367 · President, Corning Glass Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,691.24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 21:06 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 25,840 | $12.90 | $333,336.00 |
DisclosureSEC source: 0001127602-16-067184 · form4.xml · nonDerivative · entry 2 Clappin James P · CIK 0001606367 · President, Corning Glass Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,991.24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 21:06 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 25,562 | $13.04 | $333,328.48 |
DisclosureSEC source: 0001127602-16-067184 · form4.xml · nonDerivative · entry 1 Clappin James P · CIK 0001606367 · President, Corning Glass Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,151.24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 24, 2016 Filed Oct 26, 2016 20:06 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $21.89 | $0.00 |
DisclosureSEC source: 0001127602-16-065267 · form4.xml · derivative · entry 3 Clappin James P · CIK 0001606367 · President, Corning Glass Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2016-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 24, 2016 Filed Oct 26, 2016 20:06 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 30,000 | $24.00 | $720,000.00 |
DisclosureSEC source: 0001127602-16-065267 · form4.xml · nonDerivative · entry 2 Clappin James P · CIK 0001606367 · President, Corning Glass Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,589.24 Read SEC document |
| October 24, 2016 Filed Oct 26, 2016 20:06 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 30,000 | $21.89 | $656,700.00 |
DisclosureSEC source: 0001127602-16-065267 · form4.xml · nonDerivative · entry 1 Clappin James P · CIK 0001606367 · President, Corning Glass Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,589.24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2016 Filed Aug 17, 2016 20:05 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $20.86 | $0.00 |
DisclosureSEC source: 0001127602-16-060488 · form4.xml · derivative · entry 3 Clappin James P · CIK 0001606367 · President, Corning Glass Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2017-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2016 Filed Aug 17, 2016 20:05 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 15,000 | $23.00 | $345,000.00 |
DisclosureSEC source: 0001127602-16-060488 · form4.xml · nonDerivative · entry 2 Clappin James P · CIK 0001606367 · President, Corning Glass Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,589.24 Read SEC document |
| August 15, 2016 Filed Aug 17, 2016 20:05 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 15,000 | $20.86 | $312,900.00 |
DisclosureSEC source: 0001127602-16-060488 · form4.xml · nonDerivative · entry 1 Clappin James P · CIK 0001606367 · President, Corning Glass Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,589.24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2016 Filed Aug 1, 2016 20:08 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $18.85 | $0.00 |
DisclosureSEC source: 0001127602-16-059056 · form4.xml · derivative · entry 3 Clappin James P · CIK 0001606367 · President, Corning Glass Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2017-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2016 Filed Aug 1, 2016 20:08 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 15,000 | $22.00 | $330,000.00 |
DisclosureSEC source: 0001127602-16-059056 · form4.xml · nonDerivative · entry 2 Clappin James P · CIK 0001606367 · President, Corning Glass Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,589.24 Read SEC document |
| July 28, 2016 Filed Aug 1, 2016 20:08 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 15,000 | $18.85 | $282,750.00 |
DisclosureSEC source: 0001127602-16-059056 · form4.xml · nonDerivative · entry 1 Clappin James P · CIK 0001606367 · President, Corning Glass Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,589.24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2016 Filed Jun 1, 2016 20:05 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 12,566 | $0.00 Strike: $20.89 | $0.00 |
DisclosureSEC source: 0001127602-16-054112 · form4.xml · derivative · entry 1 Clappin James P · CIK 0001606367 · President, Corning Glass Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,566 Underlying: Common Stock · 12,566 shares Expires 2026-05-31 F1 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date. Read SEC document |
| April 29, 2016 Filed May 2, 2016 20:06 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 14,060 | $0.00 Strike: $18.67 | $0.00 |
DisclosureSEC source: 0001127602-16-050452 · form4.xml · derivative · entry 1 Clappin James P · CIK 0001606367 · President, Corning Glass Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,060 Underlying: Common Stock · 14,060 shares Expires 2026-04-29 F1 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date. Read SEC document |
| April 18, 2016 Filed Apr 19, 2016 20:10 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 28,414 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-049462 · form4.xml · derivative · entry 3 Clappin James P · CIK 0001606367 · President, Corning Glass Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,414 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: Earned Restricted Stock Units awarded March 28, 2013 remained restricted until April 18, 2016, when they vested and converted into GLW common stock per terms of March 2013 Agreement approved by Compensation Committee. F2 · derivative.expiration_date: Earned Restricted Stock Units awarded March 28, 2013 remained restricted until April 18, 2016, when they vested and converted into GLW common stock per terms of March 2013 Agreement approved by Compensation Committee. Read SEC document |
| April 18, 2016 Filed Apr 19, 2016 20:10 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 13,986 | $20.92 | $292,587.12 |
DisclosureSEC source: 0001127602-16-049462 · form4.xml · nonDerivative · entry 2 Clappin James P · CIK 0001606367 · President, Corning Glass Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,589.24 Read SEC document |
| April 18, 2016 Filed Apr 19, 2016 20:10 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 28,414 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-049462 · form4.xml · nonDerivative · entry 1 Clappin James P · CIK 0001606367 · President, Corning Glass Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,575.24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. Read SEC document |
| March 31, 2016 Filed Apr 1, 2016 20:09 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 12,566 | $0.00 Strike: $20.89 | $0.00 |
DisclosureSEC source: 0001127602-16-048127 · form4.xml · derivative · entry 2 Clappin James P · CIK 0001606367 · President, Corning Glass Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,566 Underlying: Common Stock · 12,566 shares Expires 2026-03-31 F3 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date. Read SEC document |
| March 31, 2016 Filed Apr 1, 2016 20:09 UTC | CORNING INC /NY GLW · Entity 2883 | GrantRestricted Stock Unit · Derivative | 25,132 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-048127 · form4.xml · derivative · entry 1 Clappin James P · CIK 0001606367 · President, Corning Glass Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,132 Underlying: Common Stock · 25,132 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on April 15, 2019. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2019. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2019. F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on April 15, 2019. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2019. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2019. Read SEC document |
| February 05, 2016 Filed Feb 9, 2016 20:02 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 1,479 | $18.34 | $27,124.86 |
DisclosureSEC source: 0001127602-16-040187 · form4.xml · nonDerivative · entry 1 Clappin James P · CIK 0001606367 · President, Corning Glass Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,161.24 Read SEC document |
| January 04, 2016 Filed Jan 6, 2016 21:25 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 1,344 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-036371 · form4.xml · derivative · entry 3 Clappin James P · CIK 0001606367 · President, Corning Glass Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,804 Underlying: Common Stock · 1,344 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the March 2015 agreement. F2 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the March 2015 agreement. Read SEC document |
| January 04, 2016 Filed Jan 6, 2016 21:25 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 1,344 | $17.91 | $24,071.04 |
DisclosureSEC source: 0001127602-16-036371 · form4.xml · nonDerivative · entry 2 Clappin James P · CIK 0001606367 · President, Corning Glass Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,640.24 Read SEC document |
| January 04, 2016 Filed Jan 6, 2016 21:25 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 1,344 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-036371 · form4.xml · nonDerivative · entry 1 Clappin James P · CIK 0001606367 · President, Corning Glass Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,984.24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. Read SEC document |
| May 29, 2015 Filed Jun 1, 2015 20:07 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 12,614 | $0.00 Strike: $20.81 | $0.00 |
DisclosureSEC source: 0001127602-15-019125 · form4.xml · derivative · entry 1 Clappin James P · CIK 0001606367 · President, Corning Glass Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,614 Underlying: Common Stock · 12,614 shares Expires 2025-05-29 F1 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date. Read SEC document |
| May 29, 2015 Filed Jun 26, 2015 20:10 UTC Amendment | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 12,548 | $0.00 Strike: $20.92 | $0.00 |
DisclosureSEC source: 0001127602-15-021452 · form4a.xml · derivative · entry 1 Clappin James P · CIK 0001606367 · President, Corning Glass Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,548 Underlying: Common Stock · 12,548 shares Expires 2025-05-29 F1 · derivative.exercise_price: Due to administrative error, the number of stock options, which is derived by dividing the value of the options granted by the closing stock price of the Issuer's shares on 5/29/15, was misstated on the original report due to the use of an incorrect closing stock price. The 5/29/15 grant date closing stock price was $20.92. F1 · shares: Due to administrative error, the number of stock options, which is derived by dividing the value of the options granted by the closing stock price of the Issuer's shares on 5/29/15, was misstated on the original report due to the use of an incorrect closing stock price. The 5/29/15 grant date closing stock price was $20.92. F2 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date. F1 · derivative.underlying_shares: Due to administrative error, the number of stock options, which is derived by dividing the value of the options granted by the closing stock price of the Issuer's shares on 5/29/15, was misstated on the original report due to the use of an incorrect closing stock price. The 5/29/15 grant date closing stock price was $20.92. F1 · balance_after: Due to administrative error, the number of stock options, which is derived by dividing the value of the options granted by the closing stock price of the Issuer's shares on 5/29/15, was misstated on the original report due to the use of an incorrect closing stock price. The 5/29/15 grant date closing stock price was $20.92. Read SEC document |
| April 30, 2015 Filed May 1, 2015 20:08 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 12,542 | $0.00 Strike: $20.93 | $0.00 |
DisclosureSEC source: 0001127602-15-015784 · form4.xml · derivative · entry 1 Clappin James P · CIK 0001606367 · President, Corning Glass Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,542 Underlying: Common Stock · 12,542 shares Expires 2025-04-30 F1 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date. Read SEC document |
| March 31, 2015 Filed Apr 2, 2015 20:25 UTC | CORNING INC /NY GLW · Entity 2883 | GrantRestricted Stock Unit · Derivative | 23,148 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-013577 · form4.xml · derivative · entry 2 Clappin James P · CIK 0001606367 · President, Corning Glass Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,148 Underlying: Common Stock · 23,148 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F3 · derivative.exercise_date: The Restricted Stock Units vest 100% on April 16, 2018. Vested shares will be delivered to the reporting person within thirty (30) days after April 16, 2018. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 16, 2018. F3 · derivative.expiration_date: The Restricted Stock Units vest 100% on April 16, 2018. Vested shares will be delivered to the reporting person within thirty (30) days after April 16, 2018. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 16, 2018. Read SEC document |
| March 31, 2015 Filed Apr 2, 2015 20:25 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 11,574 | $0.00 Strike: $22.68 | $0.00 |
DisclosureSEC source: 0001127602-15-013577 · form4.xml · derivative · entry 1 Clappin James P · CIK 0001606367 · President, Corning Glass Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,574 Underlying: Common Stock · 11,574 shares Expires 2025-03-31 F1 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date. Read SEC document |
| February 17, 2015 Filed Feb 19, 2015 21:02 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 29,026 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-15-007111 · form4.xml · derivative · entry 3 Clappin James P · CIK 0001606367 · President, Corning Glass Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,026 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: Earned Restricted Stock Units awarded January 3, 2012 remained restricted until February 17, 2015, when they vested and converted into GLW common stock per terms of January 2012 Agreement approved by Compensation Committee. F2 · derivative.expiration_date: Earned Restricted Stock Units awarded January 3, 2012 remained restricted until February 17, 2015, when they vested and converted into GLW common stock per terms of January 2012 Agreement approved by Compensation Committee. Read SEC document |
| February 17, 2015 Filed Feb 19, 2015 21:02 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 10,049 | $24.60 | $247,205.40 |
DisclosureSEC source: 0001127602-15-007111 · form4.xml · nonDerivative · entry 2 Clappin James P · CIK 0001606367 · President, Corning Glass Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,640.24 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.