Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CAPITAL ONE FINANCIAL CORP
Report date February 03, 2022 · Filed February 07, 2022
Section 16 reporting ended · disclosed 2022-02-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 53,016 |
Reported balance
After 2022-02-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-02-03 · Grant · Acquired 5,999 · Balance 53,016 F1: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2023 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2023 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 23, 2004 Filed Sep 27, 2004 14:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 800 | $72.90 | $58,320.00 |
DisclosureSEC source: 0001242043-04-000044 · fin352.xml · nonDerivative · entry 4 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,765 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above. Read SEC document |
| September 23, 2004 Filed Sep 27, 2004 14:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 1,200 | $72.91 | $87,492.00 |
DisclosureSEC source: 0001242043-04-000044 · fin352.xml · nonDerivative · entry 3 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,565 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above. Read SEC document |
| September 23, 2004 Filed Sep 27, 2004 14:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 300 | $72.93 | $21,879.00 |
DisclosureSEC source: 0001242043-04-000044 · fin352.xml · nonDerivative · entry 2 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,765 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above. Read SEC document |
| September 23, 2004 Filed Sep 27, 2004 14:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 1,100 | $72.94 | $80,234.00 |
DisclosureSEC source: 0001242043-04-000044 · fin352.xml · nonDerivative · entry 1 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,065 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above. Read SEC document |
| September 16, 2004 Filed Sep 17, 2004 21:16 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 39,894 | $0.00 Strike: $48.54 | $0.00 |
DisclosureSEC source: 0001242043-04-000042 · fin347.xml · derivative · entry 5 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 39,894 shares Expires 2011-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became exercisable if, among other possible criteria, the Company achieved a cumulative earnings per share of more than $5.03 in four consecutive fiscal quarters prior to December 31, 2004. This criterion was fulfilled on March 31, 2004 and these stock options vested in their entirety on April 22, 2004. Read SEC document |
| September 16, 2004 Filed Sep 17, 2004 21:16 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,106 | $0.00 Strike: $48.54 | $0.00 |
DisclosureSEC source: 0001242043-04-000042 · fin347.xml · derivative · entry 4 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,894 Underlying: Common Stock · 10,106 shares Expires 2006-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on October 18, 2002 and annually from that date thereafter. Read SEC document |
| September 16, 2004 Filed Sep 17, 2004 21:16 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 50,000 | $71.75 | $3,587,500.00 |
DisclosureSEC source: 0001242043-04-000042 · fin347.xml · nonDerivative · entry 3 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,265 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 16, 2004 Filed Sep 17, 2004 21:16 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 10,106 | $48.54 | $490,545.24 |
DisclosureSEC source: 0001242043-04-000042 · fin347.xml · nonDerivative · entry 2 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,265 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 16, 2004 Filed Sep 17, 2004 21:16 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 39,894 | $48.54 | $1,936,454.76 |
DisclosureSEC source: 0001242043-04-000042 · fin347.xml · nonDerivative · entry 1 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,159 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 10, 2004 Filed Sep 14, 2004 11:35 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $48.54 | $0.00 |
DisclosureSEC source: 0001242043-04-000041 · fin345.xml · derivative · entry 3 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,894 Underlying: Common Stock · 50,000 shares Expires 2011-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option became exercisable if, among other possible criteria, the Company achieved a cumulative earnings per share of more than $5.03 in four consecutive fiscal quarters prior to December 31, 2004. This criterion was fulfilled on March 31, 2004 and these stock options vested in their entirety on April 22, 2004. Read SEC document |
| September 10, 2004 Filed Sep 14, 2004 11:35 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 50,000 | $71.50 | $3,575,000.00 |
DisclosureSEC source: 0001242043-04-000041 · fin345.xml · nonDerivative · entry 2 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,265 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 10, 2004 Filed Sep 14, 2004 11:35 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 50,000 | $48.54 | $2,427,000.00 |
DisclosureSEC source: 0001242043-04-000041 · fin345.xml · nonDerivative · entry 1 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,265 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| August 20, 2004 Filed Aug 23, 2004 22:26 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 8,691 | $0.00 Strike: $48.54 | $0.00 |
DisclosureSEC source: 0001242043-04-000039 · fin343.xml · derivative · entry 9 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,894 Underlying: Common Stock · 8,691 shares Expires 2011-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became exercisable if, among other possible criteria, the Company achieved a cumulative earnings per share of more than $5.03 in four consecutive fiscal quarters prior to December 31, 2004. This criterion was fulfilled on March 31, 2004 and these stock options vested in their entirety on April 22, 2004. Read SEC document |
| August 20, 2004 Filed Aug 23, 2004 22:26 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 36,000 | $0.00 Strike: $46.38 | $0.00 |
DisclosureSEC source: 0001242043-04-000039 · fin343.xml · derivative · entry 8 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 36,000 shares Expires 2010-05-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on May 30, 2001 and annually from that date thereafter. Read SEC document |
| August 20, 2004 Filed Aug 23, 2004 22:26 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,194 | $0.00 Strike: $47.66 | $0.00 |
DisclosureSEC source: 0001242043-04-000039 · fin343.xml · derivative · entry 7 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,194 shares Expires 2007-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 20, 2004 Filed Aug 23, 2004 22:26 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,115 | $0.00 Strike: $47.66 | $0.00 |
DisclosureSEC source: 0001242043-04-000039 · fin343.xml · derivative · entry 6 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,115 shares Expires 2005-09-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 20, 2004 Filed Aug 23, 2004 22:26 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 50,000 | $71.00 | $3,550,000.00 |
DisclosureSEC source: 0001242043-04-000039 · fin343.xml · nonDerivative · entry 5 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,265 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| August 20, 2004 Filed Aug 23, 2004 22:26 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 8,691 | $48.54 | $421,861.14 |
DisclosureSEC source: 0001242043-04-000039 · fin343.xml · nonDerivative · entry 4 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,265 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| August 20, 2004 Filed Aug 23, 2004 22:26 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 1,115 | $47.66 | $53,140.90 |
DisclosureSEC source: 0001242043-04-000039 · fin343.xml · nonDerivative · entry 3 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,574 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| August 20, 2004 Filed Aug 23, 2004 22:26 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 4,194 | $47.66 | $199,886.04 |
DisclosureSEC source: 0001242043-04-000039 · fin343.xml · nonDerivative · entry 2 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,459 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| August 20, 2004 Filed Aug 23, 2004 22:26 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 36,000 | $46.38 | $1,669,680.00 |
DisclosureSEC source: 0001242043-04-000039 · fin343.xml · nonDerivative · entry 1 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,265 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| June 24, 2004 Filed Jun 28, 2004 19:17 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 13,817 | $0.00 Strike: $37.08 | $0.00 |
DisclosureSEC source: 0001242043-04-000034 · fin335.xml · derivative · entry 5 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,817 shares Expires 2008-12-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on December 17, 1999 and annually from that date thereafter. Read SEC document |
| June 24, 2004 Filed Jun 28, 2004 19:17 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,831 | $0.00 Strike: $37.77 | $0.00 |
DisclosureSEC source: 0001242043-04-000034 · fin335.xml · derivative · entry 4 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,831 shares Expires 2005-09-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 24, 2004 Filed Jun 28, 2004 19:17 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 17,648 | $70.52 | $1,244,536.96 |
DisclosureSEC source: 0001242043-04-000034 · fin335.xml · nonDerivative · entry 3 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,265 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| June 24, 2004 Filed Jun 28, 2004 19:17 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 3,831 | $37.77 | $144,696.87 |
DisclosureSEC source: 0001242043-04-000034 · fin335.xml · nonDerivative · entry 2 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,913 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| June 24, 2004 Filed Jun 28, 2004 19:17 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 13,817 | $37.08 | $512,334.36 |
DisclosureSEC source: 0001242043-04-000034 · fin335.xml · nonDerivative · entry 1 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,082 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| June 17, 2004 Filed Jun 21, 2004 18:59 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $37.08 | $0.00 |
DisclosureSEC source: 0001242043-04-000028 · fin329.xml · derivative · entry 3 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,817 Underlying: Common Stock · 20,000 shares Expires 2008-12-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on December 17, 1999 and annually from that date thereafter. Read SEC document |
| June 17, 2004 Filed Jun 21, 2004 18:59 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 20,000 | $71.00 | $1,420,000.00 |
DisclosureSEC source: 0001242043-04-000028 · fin329.xml · nonDerivative · entry 2 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,265 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| June 17, 2004 Filed Jun 21, 2004 18:59 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 20,000 | $37.08 | $741,600.00 |
DisclosureSEC source: 0001242043-04-000028 · fin329.xml · nonDerivative · entry 1 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,265 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| June 10, 2004 Filed Jun 14, 2004 17:36 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 9,711 | $0.00 Strike: $34.13 | $0.00 |
DisclosureSEC source: 0001242043-04-000025 · fin326.xml · derivative · entry 5 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,400 Underlying: Common Stock · 9,711 shares Expires 2012-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options become exercisable in 33 1/3% increments on the anniversary of the grant in each of 2003, 2004 and 2005. Read SEC document |
| June 10, 2004 Filed Jun 14, 2004 17:36 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,289 | $0.00 Strike: $37.08 | $0.00 |
DisclosureSEC source: 0001242043-04-000025 · fin326.xml · derivative · entry 4 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,817 Underlying: Common Stock · 10,289 shares Expires 2008-12-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on December 17, 1999 and annually from that date thereafter. Read SEC document |
| June 10, 2004 Filed Jun 14, 2004 17:36 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 20,000 | $70.40 | $1,408,000.00 |
DisclosureSEC source: 0001242043-04-000025 · fin326.xml · nonDerivative · entry 3 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,265 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| June 10, 2004 Filed Jun 14, 2004 17:36 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 10,289 | $37.08 | $381,516.12 |
DisclosureSEC source: 0001242043-04-000025 · fin326.xml · nonDerivative · entry 2 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,265 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| June 10, 2004 Filed Jun 14, 2004 17:36 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 9,711 | $34.13 | $331,436.43 |
DisclosureSEC source: 0001242043-04-000025 · fin326.xml · nonDerivative · entry 1 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,976 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| June 03, 2004 Filed Jun 7, 2004 12:50 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 9,489 | $0.00 Strike: $34.13 | $0.00 |
DisclosureSEC source: 0001242043-04-000024 · fin325.xml · derivative · entry 5 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,111 Underlying: Common Stock · 9,489 shares Expires 2012-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options become exercisable in 33 1/3% increments on the anniversary of the grant in each of 2003, 2004 and 2005. Read SEC document |
| June 03, 2004 Filed Jun 7, 2004 12:50 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,511 | $0.00 Strike: $33.77 | $0.00 |
DisclosureSEC source: 0001242043-04-000024 · fin325.xml · derivative · entry 4 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,511 shares Expires 2008-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option became exercisable when the trading price of the Common Stock equalled or exceeded $175.00 (pre-stock split) for at least ten trading days in any thirty calendar-day period before the third anniversary of the grant date of this option. This criterion was fulfilled on September 06, 2000. Read SEC document |
| June 03, 2004 Filed Jun 7, 2004 12:50 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 20,000 | $69.07 | $1,381,400.00 |
DisclosureSEC source: 0001242043-04-000024 · fin325.xml · nonDerivative · entry 3 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,265 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| June 03, 2004 Filed Jun 7, 2004 12:50 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 9,489 | $34.13 | $323,859.57 |
DisclosureSEC source: 0001242043-04-000024 · fin325.xml · nonDerivative · entry 2 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,265 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| June 03, 2004 Filed Jun 7, 2004 12:50 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 10,511 | $33.77 | $354,956.47 |
DisclosureSEC source: 0001242043-04-000024 · fin325.xml · nonDerivative · entry 1 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,776 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 27, 2004 Filed Jun 1, 2004 22:01 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $33.77 | $0.00 |
DisclosureSEC source: 0001242043-04-000022 · fin322.xml · derivative · entry 3 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,511 Underlying: Common Stock · 20,000 shares Expires 2008-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option became exercisable when the trading price of the Common Stock equalled or exceeded $175.00 (pre-stock split) for at least ten trading days in any thirty calendar-day period before the third anniversary of the grant date of this option. This criterion was fulfilled on September 06, 2000. Read SEC document |
| May 27, 2004 Filed Jun 1, 2004 22:01 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 20,000 | $69.15 | $1,383,000.00 |
DisclosureSEC source: 0001242043-04-000022 · fin322.xml · nonDerivative · entry 2 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,265 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 27, 2004 Filed Jun 1, 2004 22:01 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 20,000 | $33.77 | $675,400.00 |
DisclosureSEC source: 0001242043-04-000022 · fin322.xml · nonDerivative · entry 1 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,265 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 25, 2004 Filed May 27, 2004 17:09 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 18,782 | $0.00 Strike: $33.77 | $0.00 |
DisclosureSEC source: 0001242043-04-000020 · fin320.xml · derivative · entry 5 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,511 Underlying: Common Stock · 18,782 shares Expires 2008-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option became exercisable when the trading price of the Common Stock equalled or exceeded $175.00 (pre-stock split) for at least ten trading days in any thirty calendar-day period before the third anniversary of the grant date of this option. This criterion was fulfilled on September 06, 2000. Read SEC document |
| May 25, 2004 Filed May 27, 2004 17:09 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,218 | $0.00 Strike: $33.41 | $0.00 |
DisclosureSEC source: 0001242043-04-000020 · fin320.xml · derivative · entry 4 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,218 shares Expires 2005-09-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 25, 2004 Filed May 27, 2004 17:09 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 20,000 | $68.00 | $1,360,000.00 |
DisclosureSEC source: 0001242043-04-000020 · fin320.xml · nonDerivative · entry 3 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,265 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 25, 2004 Filed May 27, 2004 17:09 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 18,782 | $33.77 | $634,268.14 |
DisclosureSEC source: 0001242043-04-000020 · fin320.xml · nonDerivative · entry 2 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,265 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 25, 2004 Filed May 27, 2004 17:09 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 1,218 | $33.41 | $40,693.38 |
DisclosureSEC source: 0001242043-04-000020 · fin320.xml · nonDerivative · entry 1 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,483 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| April 26, 2004 Filed Apr 28, 2004 20:46 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantEmployee Stock Option (Right to Buy) · Derivative | 2,934 | $0.00 Strike: $68.16 | $0.00 |
DisclosureSEC source: 0001242043-04-000017 · fin317.xml · derivative · entry 10 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,934 Underlying: Common Stock · 2,934 shares Expires 2011-12-13 Read SEC document |
| April 26, 2004 Filed Apr 28, 2004 20:46 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,076 | $0.00 Strike: $49.07 | $0.00 |
DisclosureSEC source: 0001242043-04-000017 · fin317.xml · derivative · entry 9 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,924 Underlying: Common Stock · 4,076 shares Expires 2011-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on December 13, 2002 and annually from that date thereafter. Read SEC document |
| April 26, 2004 Filed Apr 28, 2004 20:46 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantEmployee Stock Option (Right to Buy) · Derivative | 1,465 | $0.00 Strike: $68.16 | $0.00 |
DisclosureSEC source: 0001242043-04-000017 · fin317.xml · derivative · entry 8 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,465 Underlying: Common Stock · 1,465 shares Expires 2008-12-17 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.