Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CAPITAL ONE FINANCIAL CORP
Report date February 03, 2022 · Filed February 07, 2022
Section 16 reporting ended · disclosed 2022-02-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 53,016 |
Reported balance
After 2022-02-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-02-03 · Grant · Acquired 5,999 · Balance 53,016 F1: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2023 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2023 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 07, 2004 Filed Oct 12, 2004 12:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 1,300 | $74.53 | $96,889.00 |
DisclosureSEC source: 0001179230-04-000037 · fin372.xml · nonDerivative · entry 9 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,865 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 07, 2004 Filed Oct 12, 2004 12:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 1,900 | $74.54 | $141,626.00 |
DisclosureSEC source: 0001179230-04-000037 · fin372.xml · nonDerivative · entry 8 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,165 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 07, 2004 Filed Oct 12, 2004 12:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 7,200 | $74.55 | $536,760.00 |
DisclosureSEC source: 0001179230-04-000037 · fin372.xml · nonDerivative · entry 7 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,065 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 07, 2004 Filed Oct 12, 2004 12:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 4,600 | $74.56 | $342,976.00 |
DisclosureSEC source: 0001179230-04-000037 · fin372.xml · nonDerivative · entry 6 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,265 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 07, 2004 Filed Oct 12, 2004 12:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 300 | $74.57 | $22,371.00 |
DisclosureSEC source: 0001179230-04-000037 · fin372.xml · nonDerivative · entry 5 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,865 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 07, 2004 Filed Oct 12, 2004 12:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 1,100 | $74.59 | $82,049.00 |
DisclosureSEC source: 0001179230-04-000037 · fin372.xml · nonDerivative · entry 4 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,165 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 07, 2004 Filed Oct 12, 2004 12:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 1,000 | $74.60 | $74,600.00 |
DisclosureSEC source: 0001179230-04-000037 · fin372.xml · nonDerivative · entry 3 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,265 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 07, 2004 Filed Oct 12, 2004 12:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 43,440 | $49.07 | $2,131,600.80 |
DisclosureSEC source: 0001179230-04-000037 · fin372.xml · nonDerivative · entry 2 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,265 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 07, 2004 Filed Oct 12, 2004 12:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 6,560 | $48.54 | $318,422.40 |
DisclosureSEC source: 0001179230-04-000037 · fin372.xml · nonDerivative · entry 1 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,825 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 30, 2004 Filed Oct 4, 2004 20:41 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 50,000 | $48.54 Strike: $48.54 | $2,427,000.00 |
DisclosureSEC source: 0001179230-04-000036 · fin366.xml · derivative · entry 5 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,894 Underlying: Common Stock · 50,000 shares Expires 2006-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3 % increments beginning on October 18, 2002 and annually thereafter. Read SEC document |
| September 30, 2004 Filed Oct 4, 2004 20:41 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 41,000 | $73.70 | $3,021,700.00 |
DisclosureSEC source: 0001179230-04-000036 · fin366.xml · nonDerivative · entry 4 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,265 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 30, 2004 Filed Oct 4, 2004 20:41 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 7,900 | $73.71 | $582,309.00 |
DisclosureSEC source: 0001179230-04-000036 · fin366.xml · nonDerivative · entry 3 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,265 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 30, 2004 Filed Oct 4, 2004 20:41 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 1,100 | $73.75 | $81,125.00 |
DisclosureSEC source: 0001179230-04-000036 · fin366.xml · nonDerivative · entry 2 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,165 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 30, 2004 Filed Oct 4, 2004 20:41 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 50,000 | $48.54 | $2,427,000.00 |
DisclosureSEC source: 0001179230-04-000036 · fin366.xml · nonDerivative · entry 1 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,265 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 23, 2004 Filed Sep 27, 2004 14:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $48.54 | $0.00 |
DisclosureSEC source: 0001242043-04-000043 · fin351.xml · derivative · entry 31 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,894 Underlying: Common Stock · 50,000 shares Expires 2006-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on October 18, 2002 and annually from that date thereafter. Read SEC document |
| September 23, 2004 Filed Sep 27, 2004 14:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 100 | $72.95 | $7,295.00 |
DisclosureSEC source: 0001242043-04-000043 · fin351.xml · nonDerivative · entry 30 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,165 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 23, 2004 Filed Sep 27, 2004 14:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,800 | $72.96 | $204,288.00 |
DisclosureSEC source: 0001242043-04-000043 · fin351.xml · nonDerivative · entry 29 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,265 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 23, 2004 Filed Sep 27, 2004 14:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 1,000 | $72.97 | $72,970.00 |
DisclosureSEC source: 0001242043-04-000043 · fin351.xml · nonDerivative · entry 28 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,065 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 23, 2004 Filed Sep 27, 2004 14:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 100 | $72.98 | $7,298.00 |
DisclosureSEC source: 0001242043-04-000043 · fin351.xml · nonDerivative · entry 27 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,065 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 23, 2004 Filed Sep 27, 2004 14:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 700 | $72.99 | $51,093.00 |
DisclosureSEC source: 0001242043-04-000043 · fin351.xml · nonDerivative · entry 26 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,165 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 23, 2004 Filed Sep 27, 2004 14:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 1,100 | $73.00 | $80,300.00 |
DisclosureSEC source: 0001242043-04-000043 · fin351.xml · nonDerivative · entry 25 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,865 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 23, 2004 Filed Sep 27, 2004 14:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,400 | $73.01 | $175,224.00 |
DisclosureSEC source: 0001242043-04-000043 · fin351.xml · nonDerivative · entry 24 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,965 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 23, 2004 Filed Sep 27, 2004 14:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 900 | $73.02 | $65,718.00 |
DisclosureSEC source: 0001242043-04-000043 · fin351.xml · nonDerivative · entry 23 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,365 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 23, 2004 Filed Sep 27, 2004 14:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 700 | $73.03 | $51,121.00 |
DisclosureSEC source: 0001242043-04-000043 · fin351.xml · nonDerivative · entry 22 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,265 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 23, 2004 Filed Sep 27, 2004 14:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,400 | $73.05 | $175,320.00 |
DisclosureSEC source: 0001242043-04-000043 · fin351.xml · nonDerivative · entry 21 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,965 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 23, 2004 Filed Sep 27, 2004 14:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,600 | $73.06 | $189,956.00 |
DisclosureSEC source: 0001242043-04-000043 · fin351.xml · nonDerivative · entry 20 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,365 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 23, 2004 Filed Sep 27, 2004 14:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,600 | $73.07 | $189,982.00 |
DisclosureSEC source: 0001242043-04-000043 · fin351.xml · nonDerivative · entry 19 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,965 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 23, 2004 Filed Sep 27, 2004 14:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,300 | $73.08 | $168,084.00 |
DisclosureSEC source: 0001242043-04-000043 · fin351.xml · nonDerivative · entry 18 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,565 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 23, 2004 Filed Sep 27, 2004 14:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 200 | $73.09 | $14,618.00 |
DisclosureSEC source: 0001242043-04-000043 · fin351.xml · nonDerivative · entry 17 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,865 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 23, 2004 Filed Sep 27, 2004 14:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 100 | $73.10 | $7,310.00 |
DisclosureSEC source: 0001242043-04-000043 · fin351.xml · nonDerivative · entry 16 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,065 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 23, 2004 Filed Sep 27, 2004 14:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 600 | $73.11 | $43,866.00 |
DisclosureSEC source: 0001242043-04-000043 · fin351.xml · nonDerivative · entry 15 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,165 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 23, 2004 Filed Sep 27, 2004 14:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 600 | $73.13 | $43,878.00 |
DisclosureSEC source: 0001242043-04-000043 · fin351.xml · nonDerivative · entry 14 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,765 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 23, 2004 Filed Sep 27, 2004 14:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 1,800 | $73.14 | $131,652.00 |
DisclosureSEC source: 0001242043-04-000043 · fin351.xml · nonDerivative · entry 13 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,365 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 23, 2004 Filed Sep 27, 2004 14:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 900 | $73.15 | $65,835.00 |
DisclosureSEC source: 0001242043-04-000043 · fin351.xml · nonDerivative · entry 12 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,165 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 23, 2004 Filed Sep 27, 2004 14:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 900 | $73.16 | $65,844.00 |
DisclosureSEC source: 0001242043-04-000043 · fin351.xml · nonDerivative · entry 11 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,065 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 23, 2004 Filed Sep 27, 2004 14:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 800 | $73.18 | $58,544.00 |
DisclosureSEC source: 0001242043-04-000043 · fin351.xml · nonDerivative · entry 10 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,965 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 23, 2004 Filed Sep 27, 2004 14:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 3,200 | $73.26 | $234,432.00 |
DisclosureSEC source: 0001242043-04-000043 · fin351.xml · nonDerivative · entry 9 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,765 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 23, 2004 Filed Sep 27, 2004 14:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 5,000 | $73.27 | $366,350.00 |
DisclosureSEC source: 0001242043-04-000043 · fin351.xml · nonDerivative · entry 8 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,965 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 23, 2004 Filed Sep 27, 2004 14:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 100 | $73.28 | $7,328.00 |
DisclosureSEC source: 0001242043-04-000043 · fin351.xml · nonDerivative · entry 7 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,965 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 23, 2004 Filed Sep 27, 2004 14:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 100 | $73.30 | $7,330.00 |
DisclosureSEC source: 0001242043-04-000043 · fin351.xml · nonDerivative · entry 6 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,065 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 23, 2004 Filed Sep 27, 2004 14:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 100 | $73.31 | $7,331.00 |
DisclosureSEC source: 0001242043-04-000043 · fin351.xml · nonDerivative · entry 5 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,165 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 23, 2004 Filed Sep 27, 2004 14:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 300 | $73.32 | $21,996.00 |
DisclosureSEC source: 0001242043-04-000043 · fin351.xml · nonDerivative · entry 4 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,265 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 23, 2004 Filed Sep 27, 2004 14:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 200 | $73.34 | $14,668.00 |
DisclosureSEC source: 0001242043-04-000043 · fin351.xml · nonDerivative · entry 3 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,565 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 23, 2004 Filed Sep 27, 2004 14:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 500 | $73.37 | $36,685.00 |
DisclosureSEC source: 0001242043-04-000043 · fin351.xml · nonDerivative · entry 2 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,765 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 23, 2004 Filed Sep 27, 2004 14:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 50,000 | $48.54 | $2,427,000.00 |
DisclosureSEC source: 0001242043-04-000043 · fin351.xml · nonDerivative · entry 1 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,265 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 23, 2004 Filed Sep 27, 2004 14:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 5,400 | $72.85 | $393,390.00 |
DisclosureSEC source: 0001242043-04-000044 · fin352.xml · nonDerivative · entry 9 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,265 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above. Read SEC document |
| September 23, 2004 Filed Sep 27, 2004 14:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,000 | $72.86 | $145,720.00 |
DisclosureSEC source: 0001242043-04-000044 · fin352.xml · nonDerivative · entry 8 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,665 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above. Read SEC document |
| September 23, 2004 Filed Sep 27, 2004 14:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 300 | $72.87 | $21,861.00 |
DisclosureSEC source: 0001242043-04-000044 · fin352.xml · nonDerivative · entry 7 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,665 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above. Read SEC document |
| September 23, 2004 Filed Sep 27, 2004 14:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 1,100 | $72.88 | $80,168.00 |
DisclosureSEC source: 0001242043-04-000044 · fin352.xml · nonDerivative · entry 6 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,965 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above. Read SEC document |
| September 23, 2004 Filed Sep 27, 2004 14:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,700 | $72.89 | $196,803.00 |
DisclosureSEC source: 0001242043-04-000044 · fin352.xml · nonDerivative · entry 5 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,065 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.