Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CAPITAL ONE FINANCIAL CORP
Report date February 03, 2022 · Filed February 07, 2022
Section 16 reporting ended · disclosed 2022-02-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 53,016 |
Reported balance
After 2022-02-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-02-03 · Grant · Acquired 5,999 · Balance 53,016 F1: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2023 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2023 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 26, 2004 Filed Apr 28, 2004 20:46 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,694 | $0.00 Strike: $37.08 | $0.00 |
DisclosureSEC source: 0001242043-04-000017 · fin317.xml · derivative · entry 7 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,106 Underlying: Common Stock · 2,694 shares Expires 2008-12-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on December 17, 1999 and annually from that date thereafter. Read SEC document |
| April 26, 2004 Filed Apr 28, 2004 20:46 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3 | $0.00 Strike: $12.52 | $0.00 |
DisclosureSEC source: 0001242043-04-000017 · fin317.xml · derivative · entry 6 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3 shares Expires 2007-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on September 13, 1998 and annually from that date thereafter. Read SEC document |
| April 26, 2004 Filed Apr 28, 2004 20:46 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 2,934 | $68.16 | $199,981.44 |
DisclosureSEC source: 0001242043-04-000017 · fin317.xml · nonDerivative · entry 5 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,265 Read SEC document |
| April 26, 2004 Filed Apr 28, 2004 20:46 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,465 | $68.16 | $99,854.40 |
DisclosureSEC source: 0001242043-04-000017 · fin317.xml · nonDerivative · entry 4 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,199 Read SEC document |
| April 26, 2004 Filed Apr 28, 2004 20:46 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 3 | $12.52 | $37.56 |
DisclosureSEC source: 0001242043-04-000017 · fin317.xml · nonDerivative · entry 3 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,664 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 26, 2004 Filed Apr 28, 2004 20:46 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 4,076 | $49.07 | $200,009.32 |
DisclosureSEC source: 0001242043-04-000017 · fin317.xml · nonDerivative · entry 2 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,661 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 26, 2004 Filed Apr 28, 2004 20:46 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 2,694 | $37.08 | $99,893.52 |
DisclosureSEC source: 0001242043-04-000017 · fin317.xml · nonDerivative · entry 1 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,585 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2004 Filed Feb 24, 2004 22:05 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GiftCommon Stock | 350 | $0.00 | $0.00 |
DisclosureSEC source: 0001242043-04-000012 · fin312.xml · nonDerivative · entry 1 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,891 Read SEC document |
| December 15, 2003 Filed Dec 18, 2003 00:32 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantEmployee Stock Option (Right to Buy) · Derivative | 45,000 | $0.00 Strike: $56.27 | $0.00 |
DisclosureSEC source: 0001242043-03-000137 · fin289.xml · derivative · entry 2 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 45,000 shares Expires 2013-12-15 F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on December 15, 2004 and annually from that date thereafter. Read SEC document |
| December 15, 2003 Filed Dec 18, 2003 00:32 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 22,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001242043-03-000137 · fin289.xml · nonDerivative · entry 1 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,241 F1 · security: This grant of resticted stock will vest in the following manner: 25% will vest on December 15, 2004, 25% will vest on December 15, 2005 and 50% will vest on December 15, 2006. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.