Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CAPITAL ONE FINANCIAL CORP
Report date February 03, 2022 · Filed February 07, 2022
Section 16 reporting ended · disclosed 2022-02-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 53,016 |
Reported balance
After 2022-02-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-02-03 · Grant · Acquired 5,999 · Balance 53,016 F1: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2023 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2023 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 06, 2005 Filed Dec 7, 2005 21:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,929 | $0.00 Strike: $34.13 | $0.00 |
DisclosureSEC source: 0000927628-05-000113 · fin734.xml · derivative · entry 3 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,271 Underlying: Common Stock · 2,929 shares Expires 2012-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option became fully exercisable on December 6, 2005. Read SEC document |
| December 06, 2005 Filed Dec 7, 2005 21:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,180 | $84.70 | $99,946.00 |
DisclosureSEC source: 0000927628-05-000113 · fin734.xml · nonDerivative · entry 2 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,080 Read SEC document |
| December 06, 2005 Filed Dec 7, 2005 21:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 2,929 | $34.13 | $99,966.77 |
DisclosureSEC source: 0000927628-05-000113 · fin734.xml · nonDerivative · entry 1 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,260 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 16, 2005 Filed Mar 18, 2005 20:16 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 4,722 | $77.50 | $365,955.00 |
DisclosureSEC source: 0000927628-05-000047 · fin622.xml · nonDerivative · entry 1 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,331 F1 · kind: Represents the automatic withholding by the issuer of restricted stock to satisfy the reporting person's tax withholding obligation associated with the restricted stock award granted on March 15, 2005. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| March 15, 2005 Filed Mar 17, 2005 23:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantEmployee Stock Option (Right to Buy) · Derivative | 57,760 | $0.00 Strike: $78.71 | $0.00 |
DisclosureSEC source: 0000927628-05-000039 · fin595.xml · derivative · entry 2 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,760 Underlying: Common Stock · 57,760 shares Expires 2015-03-14 F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on March 15, 2006 and annually from that date thereafter. Read SEC document |
| March 15, 2005 Filed Mar 17, 2005 23:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 14,330 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-05-000039 · fin595.xml · nonDerivative · entry 1 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,053 F1 · security: This grant of resticted stock will vest in the following manner: 25% will vest on March 15, 2006, 25% will vest on March 15, 2007 and 50% will vest on March 15, 2008. Read SEC document |
| February 14, 2005 Filed Feb 16, 2005 23:16 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 7,027 | $78.68 | $552,884.36 |
DisclosureSEC source: 0000927628-05-000017 · fin480.xml · nonDerivative · entry 2 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,723 F1 · kind: Represents the automatic withholding by the issuer of restricted stock to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 14, 2005 Filed Feb 16, 2005 23:16 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 5,511 | $78.68 | $433,605.48 |
DisclosureSEC source: 0000927628-05-000017 · fin480.xml · nonDerivative · entry 1 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,750 F1 · kind: Represents the automatic withholding by the issuer of restricted stock to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| December 23, 2004 Filed Dec 29, 2004 00:32 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,829 | $81.92 | $149,831.68 |
DisclosureSEC source: 0000927628-04-000016 · fin436.xml · nonDerivative · entry 1 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,261 F1 · kind: Represents the withholding by the issuer of restricted stock to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| December 20, 2004 Filed Dec 22, 2004 22:33 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantEmployee Stock Option (Right to Buy) · Derivative | 1,213 | $0.00 Strike: $82.39 | $0.00 |
DisclosureSEC source: 0000927628-04-000013 · fin430.xml · derivative · entry 4 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,213 Underlying: Common Stock · 1,213 shares Expires 2011-12-13 Read SEC document |
| December 20, 2004 Filed Dec 22, 2004 22:33 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,038 | $0.00 Strike: $49.07 | $0.00 |
DisclosureSEC source: 0000927628-04-000013 · fin430.xml · derivative · entry 3 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,038 shares Expires 2011-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on December 13, 2002 and annually from that date thereafter. Read SEC document |
| December 20, 2004 Filed Dec 22, 2004 22:33 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 2,038 | $49.07 | $100,004.66 |
DisclosureSEC source: 0000927628-04-000013 · fin430.xml · nonDerivative · entry 2 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,090 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 20, 2004 Filed Dec 22, 2004 22:33 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,213 | $82.39 | $99,939.07 |
DisclosureSEC source: 0000927628-04-000013 · fin430.xml · nonDerivative · entry 1 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,052 Read SEC document |
| December 13, 2004 Filed Dec 14, 2004 22:57 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 32,962 | $49.07 Strike: $49.07 | $1,617,445.34 |
DisclosureSEC source: 0000927628-04-000010 · fin428.xml · derivative · entry 7 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,038 Underlying: Common Stock · 32,962 shares Expires 2011-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on December 13, 2002 and annually from that date thereafter. Read SEC document |
| December 13, 2004 Filed Dec 14, 2004 22:57 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 14,500 | $80.65 | $1,169,425.00 |
DisclosureSEC source: 0000927628-04-000010 · fin428.xml · nonDerivative · entry 6 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,265 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 10, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 13, 2004 Filed Dec 14, 2004 22:57 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 3,462 | $81.70 | $282,845.40 |
DisclosureSEC source: 0000927628-04-000010 · fin428.xml · nonDerivative · entry 5 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,765 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 10, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 13, 2004 Filed Dec 14, 2004 22:57 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 5,000 | $81.00 | $405,000.00 |
DisclosureSEC source: 0000927628-04-000010 · fin428.xml · nonDerivative · entry 4 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,227 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 10, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 13, 2004 Filed Dec 14, 2004 22:57 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 5,000 | $81.25 | $406,250.00 |
DisclosureSEC source: 0000927628-04-000010 · fin428.xml · nonDerivative · entry 3 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,227 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 10, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 13, 2004 Filed Dec 14, 2004 22:57 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 5,000 | $81.51 | $407,550.00 |
DisclosureSEC source: 0000927628-04-000010 · fin428.xml · nonDerivative · entry 2 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,227 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 10, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 13, 2004 Filed Dec 14, 2004 22:57 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 32,962 | $49.07 | $1,617,445.34 |
DisclosureSEC source: 0000927628-04-000010 · fin428.xml · nonDerivative · entry 1 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,227 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 10, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 06, 2004 Filed Dec 8, 2004 22:46 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 19,200 | $34.13 Strike: $34.13 | $655,296.00 |
DisclosureSEC source: 0000927628-04-000008 · fin420.xml · derivative · entry 6 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,200 Underlying: Common Stock · 19,200 shares Expires 2012-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options become exercisable in 33 1/3% increments beginning on December 6, 2003 and annually from that date thereafter. Read SEC document |
| December 06, 2004 Filed Dec 8, 2004 22:46 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 58,334 | $48.54 Strike: $48.54 | $2,831,532.36 |
DisclosureSEC source: 0000927628-04-000008 · fin420.xml · derivative · entry 5 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 58,334 shares Expires 2006-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on October 18, 2002 and annually from that date thereafter. Read SEC document |
| December 06, 2004 Filed Dec 8, 2004 22:46 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 58,334 | $78.75 | $4,593,802.50 |
DisclosureSEC source: 0000927628-04-000008 · fin420.xml · nonDerivative · entry 4 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,265 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 10, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 06, 2004 Filed Dec 8, 2004 22:46 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 19,200 | $78.15 | $1,500,480.00 |
DisclosureSEC source: 0000927628-04-000008 · fin420.xml · nonDerivative · entry 3 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,599 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 10, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 06, 2004 Filed Dec 8, 2004 22:46 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 58,334 | $48.54 | $2,831,532.36 |
DisclosureSEC source: 0000927628-04-000008 · fin420.xml · nonDerivative · entry 2 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,799 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 10, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 06, 2004 Filed Dec 8, 2004 22:46 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 19,200 | $34.13 | $655,296.00 |
DisclosureSEC source: 0000927628-04-000008 · fin420.xml · nonDerivative · entry 1 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,465 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 10, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 21, 2004 Filed Oct 25, 2004 20:49 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 22,484 | $49.07 Strike: $49.07 | $1,103,289.88 |
DisclosureSEC source: 0001179230-04-000038 · fin373.xml · derivative · entry 6 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 22,484 shares Expires 2011-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on December 13, 2002 and annually from that date thereafter. Read SEC document |
| October 21, 2004 Filed Oct 25, 2004 20:49 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,198 | $51.13 Strike: $51.13 | $61,253.74 |
DisclosureSEC source: 0001179230-04-000038 · fin373.xml · derivative · entry 5 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,198 shares Expires 2005-09-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 21, 2004 Filed Oct 25, 2004 20:49 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 1,198 | $71.00 | $85,058.00 |
DisclosureSEC source: 0001179230-04-000038 · fin373.xml · nonDerivative · entry 4 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,265 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 21, 2004 Filed Oct 25, 2004 20:49 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 22,484 | $71.00 | $1,596,364.00 |
DisclosureSEC source: 0001179230-04-000038 · fin373.xml · nonDerivative · entry 3 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,463 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 21, 2004 Filed Oct 25, 2004 20:49 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 1,198 | $51.13 | $61,253.74 |
DisclosureSEC source: 0001179230-04-000038 · fin373.xml · nonDerivative · entry 2 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,947 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 21, 2004 Filed Oct 25, 2004 20:49 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 22,484 | $49.07 | $1,103,289.88 |
DisclosureSEC source: 0001179230-04-000038 · fin373.xml · nonDerivative · entry 1 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,749 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 07, 2004 Filed Oct 12, 2004 12:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 43,440 | $49.07 Strike: $49.07 | $2,131,600.80 |
DisclosureSEC source: 0001179230-04-000037 · fin372.xml · derivative · entry 27 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,484 Underlying: Common Stock · 43,440 shares Expires 2011-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on December 13, 2002 and annually from that date thereafter. Read SEC document |
| October 07, 2004 Filed Oct 12, 2004 12:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,560 | $48.54 Strike: $48.54 | $318,422.40 |
DisclosureSEC source: 0001179230-04-000037 · fin372.xml · derivative · entry 26 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,334 Underlying: Common Stock · 6,560 shares Expires 2006-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on October 18, 2002 and annually from that date thereafter. Read SEC document |
| October 07, 2004 Filed Oct 12, 2004 12:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 100 | $74.37 | $7,437.00 |
DisclosureSEC source: 0001179230-04-000037 · fin372.xml · nonDerivative · entry 25 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,265 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 07, 2004 Filed Oct 12, 2004 12:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 3,500 | $74.38 | $260,330.00 |
DisclosureSEC source: 0001179230-04-000037 · fin372.xml · nonDerivative · entry 24 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,365 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 07, 2004 Filed Oct 12, 2004 12:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 600 | $74.39 | $44,634.00 |
DisclosureSEC source: 0001179230-04-000037 · fin372.xml · nonDerivative · entry 23 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,865 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 07, 2004 Filed Oct 12, 2004 12:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 6,200 | $74.40 | $461,280.00 |
DisclosureSEC source: 0001179230-04-000037 · fin372.xml · nonDerivative · entry 22 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,465 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 07, 2004 Filed Oct 12, 2004 12:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 3,800 | $74.41 | $282,758.00 |
DisclosureSEC source: 0001179230-04-000037 · fin372.xml · nonDerivative · entry 21 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,665 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 07, 2004 Filed Oct 12, 2004 12:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 1,400 | $74.42 | $104,188.00 |
DisclosureSEC source: 0001179230-04-000037 · fin372.xml · nonDerivative · entry 20 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,465 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 07, 2004 Filed Oct 12, 2004 12:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 1,000 | $74.43 | $74,430.00 |
DisclosureSEC source: 0001179230-04-000037 · fin372.xml · nonDerivative · entry 19 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,865 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 07, 2004 Filed Oct 12, 2004 12:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 4,800 | $74.44 | $357,312.00 |
DisclosureSEC source: 0001179230-04-000037 · fin372.xml · nonDerivative · entry 18 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,865 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 07, 2004 Filed Oct 12, 2004 12:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 100 | $74.45 | $7,445.00 |
DisclosureSEC source: 0001179230-04-000037 · fin372.xml · nonDerivative · entry 17 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,665 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 07, 2004 Filed Oct 12, 2004 12:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 300 | $74.46 | $22,338.00 |
DisclosureSEC source: 0001179230-04-000037 · fin372.xml · nonDerivative · entry 16 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,765 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 07, 2004 Filed Oct 12, 2004 12:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 700 | $74.47 | $52,129.00 |
DisclosureSEC source: 0001179230-04-000037 · fin372.xml · nonDerivative · entry 15 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,065 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 07, 2004 Filed Oct 12, 2004 12:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 4,100 | $74.48 | $305,368.00 |
DisclosureSEC source: 0001179230-04-000037 · fin372.xml · nonDerivative · entry 14 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,765 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 07, 2004 Filed Oct 12, 2004 12:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 1,800 | $74.49 | $134,082.00 |
DisclosureSEC source: 0001179230-04-000037 · fin372.xml · nonDerivative · entry 13 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,865 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 07, 2004 Filed Oct 12, 2004 12:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,100 | $74.50 | $156,450.00 |
DisclosureSEC source: 0001179230-04-000037 · fin372.xml · nonDerivative · entry 12 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,665 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 07, 2004 Filed Oct 12, 2004 12:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 1,300 | $74.51 | $96,863.00 |
DisclosureSEC source: 0001179230-04-000037 · fin372.xml · nonDerivative · entry 11 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,765 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 07, 2004 Filed Oct 12, 2004 12:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 800 | $74.52 | $59,616.00 |
DisclosureSEC source: 0001179230-04-000037 · fin372.xml · nonDerivative · entry 10 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,065 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.