Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CAPITAL ONE FINANCIAL CORP
Report date February 03, 2022 · Filed February 07, 2022
Section 16 reporting ended · disclosed 2022-02-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 53,016 |
Reported balance
After 2022-02-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-02-03 · Grant · Acquired 5,999 · Balance 53,016 F1: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2023 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2023 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 26, 2011 Filed Jan 28, 2011 22:14 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2007 Performance Share Units · Derivative | 42,560 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-004169 · doc4.xml · derivative · entry 6 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 42,560 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: These performance share units for the December 10, 2007 grant were settled at the end of a three-year performance period based on the Company's total shareholder return as compared to the total shareholder return of a peer group of companies. F6 · derivative.exercise_date: These performance share units for the December 10, 2007 grant were settled at the end of a three-year performance period based on the Company's total shareholder return as compared to the total shareholder return of a peer group of companies. F6 · derivative.expiration_date: These performance share units for the December 10, 2007 grant were settled at the end of a three-year performance period based on the Company's total shareholder return as compared to the total shareholder return of a peer group of companies. Read SEC document |
| January 26, 2011 Filed Jan 28, 2011 22:14 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 31,882 | $48.28 | $1,539,262.96 |
DisclosureSEC source: 0001225208-11-004169 · doc4.xml · nonDerivative · entry 5 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,151 F5 · kind: These shares are automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares for the December 10, 2007 grant. This is authorized in the performance share award agreement. Read SEC document |
| January 26, 2011 Filed Jan 28, 2011 22:14 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 10,411 | $48.28 | $502,643.08 |
DisclosureSEC source: 0001225208-11-004169 · doc4.xml · nonDerivative · entry 4 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,033 F4 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation on the above restricted stock grant, as a result of the reporting person's eligibility for retirement. This is authorized in the applicable grant agreement. Read SEC document |
| January 26, 2011 Filed Jan 28, 2011 22:14 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 22,681 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-004169 · doc4.xml · nonDerivative · entry 3 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,444 F3 · security: This restricted stock will vest in 1/3 increments beginning on January 26, 2012 and annually thereafter. Read SEC document |
| January 26, 2011 Filed Jan 28, 2011 22:14 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 26,899 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-004169 · doc4.xml · nonDerivative · entry 2 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,763 F2 · security: The performance shares for the December 10, 2007 grant were reported at 100% target. These shares represent the number of additional shares paid out based on actual performance plus the dividend shares accrued under the same grant. Read SEC document |
| January 26, 2011 Filed Jan 28, 2011 22:14 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 42,560 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-004169 · doc4.xml · nonDerivative · entry 1 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,864 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These performance shares for the December 10, 2007 grant were settled at the end of a three-year performance period based on the Company's total shareholder return as compared to the total shareholder return of a peer group of companies. Read SEC document |
| January 14, 2011 Filed Jan 18, 2011 22:19 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 72,105 | $0.00 Strike: $18.28 | $0.00 |
DisclosureSEC source: 0001225208-11-003212 · doc4.xml · derivative · entry 4 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,214 Underlying: Common Stock · 72,105 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 14, 2010, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: This option vests in 33 1/3 increments beginning on January 29, 2010 and annually thereafter. Read SEC document |
| January 14, 2011 Filed Jan 18, 2011 22:19 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 36,053 | $47.75 | $1,721,530.75 |
DisclosureSEC source: 0001225208-11-003212 · doc4.xml · nonDerivative · entry 3 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,304 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 14, 2010, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 14, 2011 Filed Jan 18, 2011 22:19 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 36,052 | $48.50 | $1,748,522.00 |
DisclosureSEC source: 0001225208-11-003212 · doc4.xml · nonDerivative · entry 2 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,357 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 14, 2010, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 14, 2011 Filed Jan 18, 2011 22:19 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 72,105 | $18.28 | $1,318,079.40 |
DisclosureSEC source: 0001225208-11-003212 · doc4.xml · nonDerivative · entry 1 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,409 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 14, 2010, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 31, 2010 Filed Jan 5, 2011 00:29 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionRestricted Stock Units · Derivative | 14,583 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001225208-11-000802 · doc4.xml · derivative · entry 3 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,583 shares Expires 2010-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit is settled in cash at $41.23 representing the Company's average stock price over the twenty trading days preceding the vesting date. F1 · price: Each restricted stock unit is settled in cash at $41.23 representing the Company's average stock price over the twenty trading days preceding the vesting date. Read SEC document |
| December 31, 2010 Filed Jan 5, 2011 00:29 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 14,583 | $41.23 | $601,257.09 |
DisclosureSEC source: 0001225208-11-000802 · doc4.xml · nonDerivative · entry 2 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,304 Read SEC document |
| December 31, 2010 Filed Jan 5, 2011 00:29 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 14,583 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-000802 · doc4.xml · nonDerivative · entry 1 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,887 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is settled in cash at $41.23 representing the Company's average stock price over the twenty trading days preceding the vesting date. Read SEC document |
| January 27, 2010 Filed Jan 30, 2010 00:35 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantRestricted Stock Units · Derivative | 14,583 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-002684 · doc4.xml · derivative · entry 3 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,583 Underlying: Common Stock · 14,583 shares Expires 2010-12-31 F3 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average stock price over the twenty trading days preceding the vesting date. F4 · derivative.exercise_date: The restricted stock units will vest in full on December 31, 2010. Read SEC document |
| January 27, 2010 Filed Jan 30, 2010 00:35 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 9,682 | $36.55 | $353,877.10 |
DisclosureSEC source: 0001225208-10-002684 · doc4.xml · nonDerivative · entry 2 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,304 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation on the above restricted stock grant, as a resullt of the reporting person's eligibility for retirement. This is authorized in the applicable grant agreement. Read SEC document |
| January 27, 2010 Filed Jan 30, 2010 00:35 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 26,969 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-002684 · doc4.xml · nonDerivative · entry 1 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,986 F1 · security: This restricted stock will vest in 33 1/3 increments beginning on January 27, 2011 and annually thereafter. Read SEC document |
| October 27, 2009 Filed Oct 28, 2009 22:29 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-021083 · doc4.xml · nonDerivative · entry 1 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,017 Read SEC document |
| January 29, 2009 Filed Feb 3, 2009 01:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantStock Options · Derivative | 216,319 | $0.00 Strike: $18.28 | $0.00 |
DisclosureSEC source: 0001225208-09-002552 · doc4.xml · derivative · entry 5 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,319 Underlying: Common Stock · 216,319 shares Expires 2019-01-28 F7 · derivative.exercise_date: The options will vest in 33 1/3 increments beginning on January 29, 2010 and annually thereafter. Read SEC document |
| January 29, 2009 Filed Feb 3, 2009 01:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantPerformance Share Units · Derivative | 42,462 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-002552 · doc4.xml · derivative · entry 4 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,462 Underlying: Common Stock · 42,462 shares Expires 2012-03-15 F4 · derivative.exercise_price: Each performance unit represents the right to receive one performance share upon satisfaction of the performance conditions. F5 · shares: The number of performance units shown represents the maximum number of performance shares that may be issuable at the end of the performance period. F6 · derivative.exercise_date: The performance shares may be issuable at the end of a three-year performance period (January 1, 2009 to December 31, 2011) based on the Company's total shareholder return as compared to the total shareholder return for a peer group of companies. Read SEC document |
| January 29, 2009 Filed Feb 3, 2009 01:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 62,353 | $18.28 | $1,139,812.84 |
DisclosureSEC source: 0001225208-09-002552 · doc4.xml · nonDerivative · entry 3 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,017 F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation on the above restricted stock grants, as a resullt of the reporting person's eligibility for retirement. This is authorized in the applicable grant agreement. Read SEC document |
| January 29, 2009 Filed Feb 3, 2009 01:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 18,566 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-002552 · doc4.xml · nonDerivative · entry 2 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,370 F2 · security: This restricted stock will vest on July 29, 2009. Read SEC document |
| January 29, 2009 Filed Feb 3, 2009 01:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 128,864 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-002552 · doc4.xml · nonDerivative · entry 1 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,804 F1 · security: This restricted stock will vest in 33 1/3 increments beginning on January 29, 2010 and annually thereafter. Read SEC document |
| January 29, 2009 Filed Feb 4, 2009 22:32 UTC Amendment | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 36,858 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-002998 · doc4a.xml · nonDerivative · entry 2 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,370 F3 · shares: This restricted stock will vest on July 29, 2009. Read SEC document |
| January 29, 2009 Filed Feb 4, 2009 22:32 UTC Amendment | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 110,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-002998 · doc4a.xml · nonDerivative · entry 1 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,512 F1 · security: The reporting person is filing this amendment to reflect different amounts with respect to the grants reported on the original Form 4. The reporting person's total beneficial holdings remain the same. F2 · shares: This restricted stock will vest in 33 1/3 increments beginning on January 29, 2010 and annually thereafter. Read SEC document |
| March 17, 2008 Filed Mar 19, 2008 21:54 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 10,452 | $46.29 | $483,823.08 |
DisclosureSEC source: 0001225208-08-005279 · doc4.xml · nonDerivative · entry 1 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,940 F1 · kind: Represents the withholding by the issuer to satisfy the reporting person's tax obligation on the restricted stock grant awarded on February 21, 2008, associated with the reporting person's eligibility for retirement. Read SEC document |
| February 21, 2008 Filed Feb 26, 2008 02:55 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantStock Options · Derivative | 149,890 | $0.00 Strike: $48.95 | $0.00 |
DisclosureSEC source: 0001225208-08-003478 · doc4.xml · derivative · entry 3 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,890 Underlying: Common Stock · 149,890 shares Expires 2018-02-20 F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3 increments beginning on February 21, 2009 and annually thereafter. Read SEC document |
| February 21, 2008 Filed Feb 26, 2008 02:55 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 24,810 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-08-003478 · doc4.xml · nonDerivative · entry 2 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,392 F1 · security: This grant of restricted stock is contingent upon the achievement by the issuer of a predetermined earnings per share for 2007. The shares vest in the following manner: 25% of the shares will vest on February 21, 2009; 25% will vest on February 21, 2010 and the remaining 50% will vest on February 21, 2011. Read SEC document |
| February 13, 2008 Filed Feb 26, 2008 02:55 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GiftCommon Stock | 2,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-08-003478 · doc4.xml · nonDerivative · entry 1 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,582 Read SEC document |
| January 23, 2008 Filed Jan 25, 2008 16:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 5,033 | $41.16 | $207,158.28 |
DisclosureSEC source: 0001225208-08-001505 · doc4.xml · nonDerivative · entry 1 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,182 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax withholding obligation on the restricted stock grant awarded on March 2, 2007. This is authorized in the applicable stock award agreement. Read SEC document |
| December 10, 2007 Filed Dec 12, 2007 22:35 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantPerformance Share Units · Derivative | 42,560 | $0.00 Strike: $54.05 | $0.00 |
DisclosureSEC source: 0000927628-07-000057 · fin1085.xml · derivative · entry 1 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,560 Underlying: Common Stock · 42,560 shares Expires 2011-03-15 F1 · derivative.exercise_date: The performance shares may be issuable at the end of a three-year performance period (January 1, 2008 to December 31, 2010) based on the Company's total shareholder return as compared to the total shareholder return for a peer group of companies. Read SEC document |
| March 02, 2007 Filed Mar 7, 2007 01:08 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock · Derivative | 88,510 | $0.00 Strike: $76.79 | $0.00 |
DisclosureSEC source: 0001181431-07-017467 · rrd150265.xml · derivative · entry 2 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,510 Underlying: Common Stock · 88,510 shares Expires 2017-03-01 F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on March 2, 2008 and annually thereafter. Read SEC document |
| March 02, 2007 Filed Mar 7, 2007 01:08 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 14,940 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-017467 · rrd150265.xml · nonDerivative · entry 1 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed F1 · kind: This grant of restricted stock will vest in the following manner, provided that the issuer achieves a predetermined earnings per share for 2007: 25% of the shares will vest on March 2, 2008; 25% will vest on March 2, 2009 and the remaining 50% will vest on March 2, 2010. Read SEC document |
| February 01, 2007 Filed Feb 5, 2007 17:09 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantEmployee Stock Option (Right to Buy) · Derivative | 1,250 | $0.00 Strike: $79.94 | $0.00 |
DisclosureSEC source: 0000927628-07-000009 · fin958.xml · derivative · entry 5 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2013-12-14 Read SEC document |
| February 01, 2007 Filed Feb 5, 2007 17:09 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,776 | $56.28 Strike: $56.28 | $99,953.28 |
DisclosureSEC source: 0000927628-07-000009 · fin958.xml · derivative · entry 4 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,224 Underlying: Common Stock · 1,776 shares Expires 2013-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on December 15, 2004 and annually from that date thereafter. Read SEC document |
| February 01, 2007 Filed Feb 5, 2007 17:09 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,250 | $79.94 | $99,925.00 |
DisclosureSEC source: 0000927628-07-000009 · fin958.xml · nonDerivative · entry 3 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,275 Read SEC document |
| February 01, 2007 Filed Feb 5, 2007 17:09 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 1,776 | $56.28 | $99,953.28 |
DisclosureSEC source: 0000927628-07-000009 · fin958.xml · nonDerivative · entry 2 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,525 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2007 Filed Feb 5, 2007 17:09 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GiftCommon Stock | 930 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-07-000009 · fin958.xml · nonDerivative · entry 1 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,749 Read SEC document |
| March 17, 2006 Filed Mar 21, 2006 22:55 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 168 | $88.81 | $14,920.08 |
DisclosureSEC source: 0000927628-06-000030 · fin861.xml · nonDerivative · entry 1 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,679 F1 · kind: Represents the additional withholding by the issuer to satisfy the reporting person's tax obligation on the restricted stock grant awarded on March 3, 2006, upon reaching the retirement age. This is authorized in the applicable stock award agreement. Read SEC document |
| March 03, 2006 Filed Mar 8, 2006 00:31 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantEmployee Stock Option (Right to Buy) · Derivative | 63,650 | $0.00 Strike: $88.81 | $0.00 |
DisclosureSEC source: 0000927628-06-000017 · fin841.xml · derivative · entry 3 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,650 Underlying: Common Stock · 63,650 shares Expires 2016-03-02 F3 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on March 3, 2007 and annually thereafter. Read SEC document |
| March 03, 2006 Filed Mar 8, 2006 00:31 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 5,609 | $88.81 | $498,135.29 |
DisclosureSEC source: 0000927628-06-000017 · fin841.xml · nonDerivative · entry 2 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,847 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax withholding obligation on the above grant, upon reaching the retirement age. This is authorized in the applicable stock award agreement. Read SEC document |
| March 03, 2006 Filed Mar 8, 2006 00:31 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 13,450 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-06-000017 · fin841.xml · nonDerivative · entry 1 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,456 F1 · security: This grant of restricted stock will vest in the following manner: 25% of the shares will vest on March 3, 2007, 25% will vest on March 3, 2008 and the remaining 50% will vest on March 3, 2009 (less the shares automatically withheld by the issuer to satisfy the reporting person's tax withholding obligation upon reaching the retirement age). Read SEC document |
| January 03, 2006 Filed Jan 5, 2006 21:56 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 16,271 | $0.00 Strike: $34.13 | $0.00 |
DisclosureSEC source: 0000927628-06-000003 · fin776.xml · derivative · entry 3 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,271 shares Expires 2012-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on December 6, 2003 and annually from that date thereafter. Read SEC document |
| January 03, 2006 Filed Jan 5, 2006 21:56 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 38,242 | $86.40 | $3,304,108.80 |
DisclosureSEC source: 0000927628-06-000003 · fin776.xml · nonDerivative · entry 2 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,567 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 14, 2005 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 03, 2006 Filed Jan 5, 2006 21:56 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 16,271 | $34.13 | $555,329.23 |
DisclosureSEC source: 0000927628-06-000003 · fin776.xml · nonDerivative · entry 1 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,809 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 14, 2005 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 16, 2005 Filed Feb 15, 2006 01:20 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GiftCommon Stock | 1,562 | $85.45 | $133,472.90 |
DisclosureSEC source: 0000927628-06-000007 · fin791.xml · nonDerivative · entry 1 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,977 Read SEC document |
| December 15, 2005 Filed Dec 19, 2005 23:04 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 6,155 | $78.71 | $484,460.05 |
DisclosureSEC source: 0000927628-05-000125 · fin748.xml · nonDerivative · entry 2 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,278 F1 · kind: Represents the automatic withholding by the issuer of restricted stock to satisfy the reporting person's tax withholding obligation upon reaching the retirement age. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| December 15, 2005 Filed Dec 19, 2005 23:04 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 19,647 | $78.68 | $1,545,825.96 |
DisclosureSEC source: 0000927628-05-000125 · fin748.xml · nonDerivative · entry 1 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,433 F1 · kind: Represents the automatic withholding by the issuer of restricted stock to satisfy the reporting person's tax withholding obligation upon reaching the retirement age. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| December 15, 2005 Filed Jan 5, 2006 21:55 UTC Amendment | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,433 | $78.71 | $112,791.43 |
DisclosureSEC source: 0000927628-06-000001 · fin774.xml · nonDerivative · entry 2 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,538 F1 · kind: The purpose of this Form is solely to amend the reporting person's original Form 4 filed on December 19, 2005 which over reported the number of shares that were whithheld by the issuer to satisfy the reporting person's tax obligations. Read SEC document |
| December 15, 2005 Filed Jan 5, 2006 21:55 UTC Amendment | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 7,109 | $78.68 | $559,336.12 |
DisclosureSEC source: 0000927628-06-000001 · fin774.xml · nonDerivative · entry 1 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,971 F1 · kind: The purpose of this Form is solely to amend the reporting person's original Form 4 filed on December 19, 2005 which over reported the number of shares that were whithheld by the issuer to satisfy the reporting person's tax obligations. Read SEC document |
| December 06, 2005 Filed Dec 7, 2005 21:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantEmployee Stock Option (Right to Buy) · Derivative | 1,180 | $0.00 Strike: $84.70 | $0.00 |
DisclosureSEC source: 0000927628-05-000113 · fin734.xml · derivative · entry 4 FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,180 Underlying: Common Stock · 1,180 shares Expires 2012-12-05 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.