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Paul Stuart M

Disclosed activity across 1 company

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155123
SEC CIK
0001375821

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ROCKWELL MEDICAL, INC.RMTI · Entity 7426Director · Chief Executive OfficerSeptember 04, 2019September 06, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ROCKWELL MEDICAL, INC.

Report date September 04, 2019 · Filed September 06, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect330,056 Reported balance After 2019-09-04 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2019-09-04 · Tax withholding · Disposed 33,742 · Balance 330,056

F1: Represents shares surrendered to the Issuer in satisfaction of the payment of required withholding taxes in connection with the vesting of restricted stock units.

F2: Includes 193,083 shares of common stock underlying unvested restricted stock unit awards.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares surrendered to the Issuer in satisfaction of the payment of required withholding taxes in connection with the vesting of restricted stock units.

F2: Includes 193,083 shares of common stock underlying unvested restricted stock unit awards.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 04, 2019 Filed Sep 6, 2019 20:09 UTC ROCKWELL MEDICAL, INC. RMTI · Entity 7426 Tax withholdingCommon Stock 33,742 $2.52 $85,029.84
Disclosure

SEC source: 0001104659-19-049087 · a4.xml · nonDerivative · entry 1

Paul Stuart M · CIK 0001375821 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,056

F1 · kind: Represents shares surrendered to the Issuer in satisfaction of the payment of required withholding taxes in connection with the vesting of restricted stock units.

F2 · balance_after: Includes 193,083 shares of common stock underlying unvested restricted stock unit awards.

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July 01, 2019 Filed Jul 3, 2019 00:58 UTC ROCKWELL MEDICAL, INC. RMTI · Entity 7426 PurchaseCommon Stock 10,000 $2.97 $29,700.00
Disclosure

SEC source: 0001104659-19-039159 · a4.xml · nonDerivative · entry 2

Paul Stuart M · CIK 0001375821 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,798

F2 · balance_after: Includes 289,625 shares of common stock underlying unvested restricted stock unit awards.

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March 15, 2019 Filed Jul 3, 2019 00:58 UTC ROCKWELL MEDICAL, INC. RMTI · Entity 7426 Tax withholdingCommon Stock 34,327 $5.21 $178,843.67
Disclosure

SEC source: 0001104659-19-039159 · a4.xml · nonDerivative · entry 1

Paul Stuart M · CIK 0001375821 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,798

F1 · kind: Represents shares surrendered to the Issuer in satisfaction of the payment of required withholding taxes in connection with the vesting of restricted stock units.

F2 · balance_after: Includes 289,625 shares of common stock underlying unvested restricted stock unit awards.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 19:59 UTC ROCKWELL MEDICAL, INC. RMTI · Entity 7426 GrantStock Option (Right to Buy) · Derivative 388,125 $0.00 Strike: $4.70 $0.00
Disclosure

SEC source: 0001567619-18-002194 · doc1.xml · derivative · entry 2

Paul Stuart M · CIK 0001375821 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,125

Underlying: Common Stock · 388,125 shares

Expires 2028-09-04

F2 · derivative.exercise_date: Stock options vest in three equal installments on the first, second and third anniversaries of September 4, 2018.

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September 04, 2018 Filed Sep 6, 2018 19:59 UTC ROCKWELL MEDICAL, INC. RMTI · Entity 7426 GrantCommon Stock 388,125 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-002194 · doc1.xml · nonDerivative · entry 1

Paul Stuart M · CIK 0001375821 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,125

F1 · kind: Restricted stock units vest with respect to 98,500 shares on December 31, 2018, with the remainder vesting in three equal installments on the first, second and third anniversaries of September 4, 2018.

F1 · shares: Restricted stock units vest with respect to 98,500 shares on December 31, 2018, with the remainder vesting in three equal installments on the first, second and third anniversaries of September 4, 2018.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.