person · Reporting owner
Santiago Karen Murphy
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BRISTOL MYERS SQUIBB COBMY · Entity 1662 | SVP & Controller | March 14, 2022 | March 16, 2022 |
| Catalent, Inc.CTLT · Entity 16279 | VP & Chief Accounting Officer | August 01, 2023 | August 03, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BRISTOL MYERS SQUIBB CO
Report date March 14, 2022 · Filed March 16, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.10 par valueSEC Table I · non-derivative | Direct | 16,704 |
Reported balance
After 2022-03-14 transaction · row 1
1 source rowRow 1 · 2022-03-14 · Sale · Disposed 6,577 · Balance 16,704 |
Catalent, Inc.
Report date August 01, 2023 · Filed August 03, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,763 |
Reported balance
After 2023-08-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-08-01 · Grant · Acquired 2,342 · Balance 4,763 F1: Restricted stock units received by the reporting person pursuant to the Issuer's annual grant to executive officers and other personnel under its long-term incentive plan. Each restricted stock unit represents the right to receive one share of the Issuer's common stock as of the date of vesting, which will occur in three equal annual installments beginning on August 1, 2024. F2: Represents restricted stock units. |
| Options to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $46.51 · Expires 2033-08-01 | Direct | 5,216 |
Reported balance
After 2023-08-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-08-01 · Grant · Acquired 5,216 · Balance 5,216 F3: Received by the reporting person pursuant to the Issuer's annual grant to executive officers and other personnel under its long-term incentive plan. F4: The options vest and become exercisable in four equal annual installments beginning on August 1, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units received by the reporting person pursuant to the Issuer's annual grant to executive officers and other personnel under its long-term incentive plan. Each restricted stock unit represents the right to receive one share of the Issuer's common stock as of the date of vesting, which will occur in three equal annual installments beginning on August 1, 2024.
F2: Represents restricted stock units.
F3: Received by the reporting person pursuant to the Issuer's annual grant to executive officers and other personnel under its long-term incentive plan.
F4: The options vest and become exercisable in four equal annual installments beginning on August 1, 2024.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 10, 2021 Filed Mar 12, 2021 23:50 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 138 | $60.93 | $8,408.34 |
DisclosureSEC source: 0000014272-21-000087 · wf-form4_161559304200650.xml · nonDerivative · entry 3 Santiago Karen Murphy · CIK 0001732137 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,470 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:50 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 27 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000087 · wf-form4_161559304200650.xml · nonDerivative · entry 2 Santiago Karen Murphy · CIK 0001732137 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,608 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:50 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 411 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000087 · wf-form4_161559304200650.xml · nonDerivative · entry 1 Santiago Karen Murphy · CIK 0001732137 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2017. Read SEC document |
| September 01, 2020 Filed Sep 2, 2020 20:33 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionRestricted Stock Units · Derivative | 642 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000238 · wf-form4_159907876937346.xml · derivative · entry 3 Santiago Karen Murphy · CIK 0001732137 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 642 shares Expires 2020-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F1 · shares: Represents vesting of one-quarter of restricted stock units granted on September 1, 2016. F1 · derivative.exercise_date: Represents vesting of one-quarter of restricted stock units granted on September 1, 2016. F1 · derivative.expiration_date: Represents vesting of one-quarter of restricted stock units granted on September 1, 2016. Read SEC document |
| September 01, 2020 Filed Sep 2, 2020 20:33 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 220 | $60.97 | $13,413.40 |
DisclosureSEC source: 0000014272-20-000238 · wf-form4_159907876937346.xml · nonDerivative · entry 2 Santiago Karen Murphy · CIK 0001732137 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,170 F2 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| September 01, 2020 Filed Sep 2, 2020 20:33 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 642 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000238 · wf-form4_159907876937346.xml · nonDerivative · entry 1 Santiago Karen Murphy · CIK 0001732137 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,390 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of restricted stock units granted on September 1, 2016. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 20:54 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionRestricted Stock Units · Derivative | 1,069 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000210 · wf-form4_159372325985864.xml · derivative · entry 3 Santiago Karen Murphy · CIK 0001732137 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,208 Underlying: Common Stock, $0.10 par value · 1,069 shares Expires 2023-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F1 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on July 1, 2020. F1 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on July 1, 2020. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 20:54 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 367 | $59.43 | $21,810.81 |
DisclosureSEC source: 0000014272-20-000210 · wf-form4_159372325985864.xml · nonDerivative · entry 2 Santiago Karen Murphy · CIK 0001732137 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,748 F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 20:54 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 1,069 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000210 · wf-form4_159372325985864.xml · nonDerivative · entry 1 Santiago Karen Murphy · CIK 0001732137 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,115 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The restricted stock units vest in four equal annual installments beginning on July 1, 2020. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:17 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 6,847 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000125 · wf-form4_158405145926845.xml · derivative · entry 22 Santiago Karen Murphy · CIK 0001732137 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,847 Underlying: Common Stock, $0.10 par value · 6,847 shares Expires 2023-03-10 F13 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2023. F13 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2023. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:17 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionPerformance Shares · Derivative | 2,461 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000125 · wf-form4_158405145926845.xml · derivative · entry 21 Santiago Karen Murphy · CIK 0001732137 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 2,461 shares Expires 2020-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2020, subject to a Total Shareholder Return. F12 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2020, subject to a Total Shareholder Return. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:17 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantMarket Share Units · Derivative | 4,564 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000125 · wf-form4_158405145926845.xml · derivative · entry 20 Santiago Karen Murphy · CIK 0001732137 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,564 Underlying: Common Stock, $0.10 par value · 4,564 shares Expires 2024-03-10 F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F11 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:17 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 1,156 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000125 · wf-form4_158405145926845.xml · derivative · entry 19 Santiago Karen Murphy · CIK 0001732137 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,470 Underlying: Common Stock, $0.10 par value · 1,156 shares Expires 2023-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F7 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2019. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:17 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 682 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000125 · wf-form4_158405145926845.xml · derivative · entry 18 Santiago Karen Murphy · CIK 0001732137 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,365 Underlying: Common Stock, $0.10 par value · 682 shares Expires 2022-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F6 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2018. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:17 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 410 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000125 · wf-form4_158405145926845.xml · derivative · entry 17 Santiago Karen Murphy · CIK 0001732137 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411 Underlying: Common Stock, $0.10 par value · 410 shares Expires 2021-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2017. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:17 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 354 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000125 · wf-form4_158405145926845.xml · derivative · entry 16 Santiago Karen Murphy · CIK 0001732137 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 354 shares Expires 2020-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2016. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:17 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 979 | $57.93 | $56,713.47 |
DisclosureSEC source: 0000014272-20-000125 · wf-form4_158405145926845.xml · nonDerivative · entry 15 Santiago Karen Murphy · CIK 0001732137 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,046 F3 · shares: Shares withheld for payment of taxes upon vesting. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:17 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 247 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000125 · wf-form4_158405145926845.xml · nonDerivative · entry 14 Santiago Karen Murphy · CIK 0001732137 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,025 F9 · shares: Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:17 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 2,461 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000125 · wf-form4_158405145926845.xml · nonDerivative · entry 13 Santiago Karen Murphy · CIK 0001732137 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,778 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · shares: Amount represents distribution of performance shares earned under the 2017-2019 Long-Term Performance Award. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:17 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 512 | $57.93 | $29,660.16 |
DisclosureSEC source: 0000014272-20-000125 · wf-form4_158405145926845.xml · nonDerivative · entry 12 Santiago Karen Murphy · CIK 0001732137 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,317 F3 · shares: Shares withheld for payment of taxes upon vesting. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:17 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 259 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000125 · wf-form4_158405145926845.xml · nonDerivative · entry 11 Santiago Karen Murphy · CIK 0001732137 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,829 F5 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:17 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 1,156 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000125 · wf-form4_158405145926845.xml · nonDerivative · entry 10 Santiago Karen Murphy · CIK 0001732137 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,570 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2019. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:17 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 235 | $57.93 | $13,613.55 |
DisclosureSEC source: 0000014272-20-000125 · wf-form4_158405145926845.xml · nonDerivative · entry 9 Santiago Karen Murphy · CIK 0001732137 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,414 F3 · shares: Shares withheld for payment of taxes upon vesting. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:17 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 33 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000125 · wf-form4_158405145926845.xml · nonDerivative · entry 8 Santiago Karen Murphy · CIK 0001732137 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,649 F2 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:17 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 682 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000125 · wf-form4_158405145926845.xml · nonDerivative · entry 7 Santiago Karen Murphy · CIK 0001732137 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,682 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2018. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:17 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 165 | $57.93 | $9,558.45 |
DisclosureSEC source: 0000014272-20-000125 · wf-form4_158405145926845.xml · nonDerivative · entry 6 Santiago Karen Murphy · CIK 0001732137 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 F3 · shares: Shares withheld for payment of taxes upon vesting. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:17 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 46 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000125 · wf-form4_158405145926845.xml · nonDerivative · entry 5 Santiago Karen Murphy · CIK 0001732137 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,165 F5 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:17 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 410 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000125 · wf-form4_158405145926845.xml · nonDerivative · entry 4 Santiago Karen Murphy · CIK 0001732137 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,119 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2017. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:17 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 126 | $57.93 | $7,299.18 |
DisclosureSEC source: 0000014272-20-000125 · wf-form4_158405145926845.xml · nonDerivative · entry 3 Santiago Karen Murphy · CIK 0001732137 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,709 F3 · shares: Shares withheld for payment of taxes upon vesting. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:17 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 6 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000125 · wf-form4_158405145926845.xml · nonDerivative · entry 2 Santiago Karen Murphy · CIK 0001732137 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,835 F2 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:17 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 354 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000125 · wf-form4_158405145926845.xml · nonDerivative · entry 1 Santiago Karen Murphy · CIK 0001732137 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,841 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2016. Read SEC document |
| September 01, 2019 Filed Sep 4, 2019 21:17 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionRestricted Stock Units · Derivative | 641 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000164 · wf-form4_156763183889624.xml · derivative · entry 3 Santiago Karen Murphy · CIK 0001732137 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 642 Underlying: Common Stock, $0.10 par value · 641 shares Expires 2020-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F1 · shares: Represents vesting of one-quarter of restricted stock units granted on September 1, 2016. F1 · derivative.exercise_date: Represents vesting of one-quarter of restricted stock units granted on September 1, 2016. F1 · derivative.expiration_date: Represents vesting of one-quarter of restricted stock units granted on September 1, 2016. Read SEC document |
| September 01, 2019 Filed Sep 4, 2019 21:17 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 220 | $48.07 | $10,575.40 |
DisclosureSEC source: 0000014272-19-000164 · wf-form4_156763183889624.xml · nonDerivative · entry 2 Santiago Karen Murphy · CIK 0001732137 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,487 F2 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| September 01, 2019 Filed Sep 4, 2019 21:17 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 641 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000164 · wf-form4_156763183889624.xml · nonDerivative · entry 1 Santiago Karen Murphy · CIK 0001732137 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,707 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of restricted stock units granted on September 1, 2016. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 17:36 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantRestricted Stock Units · Derivative | 4,277 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000150 · wf-form4_156217534731587.xml · derivative · entry 1 Santiago Karen Murphy · CIK 0001732137 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,277 Underlying: Common Stock, $0.10 par value · 4,277 shares Expires 2023-07-01 F1 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on July 1, 2020. F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on July 1, 2020. Read SEC document |
| May 16, 2019 Filed May 20, 2019 20:37 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 3,065 | $47.56 | $145,771.40 |
DisclosureSEC source: 0000014272-19-000115 · wf-form4_155838462347109.xml · nonDerivative · entry 1 Santiago Karen Murphy · CIK 0001732137 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,066 Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:37 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 6,939 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000074 · wf-form4_155247701689524.xml · derivative · entry 21 Santiago Karen Murphy · CIK 0001732137 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,939 Underlying: Common Stock, $0.10 par value · 6,939 shares Expires 2022-03-10 F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2022. F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2022. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:37 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionPerformance Shares · Derivative | 2,102 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000074 · wf-form4_155247701689524.xml · derivative · entry 20 Santiago Karen Murphy · CIK 0001732137 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 2,102 shares Expires 2019-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2019, subject to a Total Shareholder Return modifier. F7 · shares: Amount represents distribution of performance shares earned under the 2016-2018 Long-Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board. F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2019, subject to a Total Shareholder Return modifier. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:37 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantMarket Share Units · Derivative | 4,626 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000074 · wf-form4_155247701689524.xml · derivative · entry 19 Santiago Karen Murphy · CIK 0001732137 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,626 Underlying: Common Stock, $0.10 par value · 4,626 shares Expires 2023-03-10 F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F9 · derivative.exercise_date: Twenty-five percent of these market share units will vest on each of the first, second, third, and fourth anniversaries of the grant date Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:37 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 682 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000074 · wf-form4_155247701689524.xml · derivative · entry 18 Santiago Karen Murphy · CIK 0001732137 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,047 Underlying: Common Stock, $0.10 par value · 682 shares Expires 2022-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F6 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2018. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:37 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 410 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000074 · wf-form4_155247701689524.xml · derivative · entry 17 Santiago Karen Murphy · CIK 0001732137 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 821 Underlying: Common Stock, $0.10 par value · 410 shares Expires 2021-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F5 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2017 Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:37 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 354 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000074 · wf-form4_155247701689524.xml · derivative · entry 16 Santiago Karen Murphy · CIK 0001732137 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354 Underlying: Common Stock, $0.10 par value · 354 shares Expires 2020-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2016. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:37 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 277 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000074 · wf-form4_155247701689524.xml · derivative · entry 15 Santiago Karen Murphy · CIK 0001732137 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 277 shares Expires 2019-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2015. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:37 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 719 | $51.39 | $36,949.41 |
DisclosureSEC source: 0000014272-19-000074 · wf-form4_155247701689524.xml · nonDerivative · entry 14 Santiago Karen Murphy · CIK 0001732137 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,131 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:37 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 2,102 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000074 · wf-form4_155247701689524.xml · nonDerivative · entry 13 Santiago Karen Murphy · CIK 0001732137 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: Amount represents distribution of performance shares earned under the 2016-2018 Long-Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:37 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 179 | $51.39 | $9,198.81 |
DisclosureSEC source: 0000014272-19-000074 · wf-form4_155247701689524.xml · nonDerivative · entry 12 Santiago Karen Murphy · CIK 0001732137 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,748 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:37 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 161 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000074 · wf-form4_155247701689524.xml · nonDerivative · entry 11 Santiago Karen Murphy · CIK 0001732137 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,927 F2 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:37 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 682 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000074 · wf-form4_155247701689524.xml · nonDerivative · entry 10 Santiago Karen Murphy · CIK 0001732137 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,088 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2018. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:37 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 126 | $51.39 | $6,475.14 |
DisclosureSEC source: 0000014272-19-000074 · wf-form4_155247701689524.xml · nonDerivative · entry 9 Santiago Karen Murphy · CIK 0001732137 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,406 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:37 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 44 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000074 · wf-form4_155247701689524.xml · nonDerivative · entry 8 Santiago Karen Murphy · CIK 0001732137 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,532 F2 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.