Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| J C PENNEY CO INCJCP · Entity 16599 | Director | August 21, 2020 | August 21, 2020 |
| Nielsen Holdings plcNLSN · Entity 16431 | Director | March 18, 2021 | March 22, 2021 |
| STARBUCKS CORPSBUX · Entity 2886 | Director | March 16, 2022 | March 19, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
J C PENNEY CO INC
Report date August 21, 2020 · Filed August 21, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock of 50 cents Par ValueSEC Table I · non-derivative | Direct | 523,971.374 |
Reported balance
After 2020-08-21 transaction · row 1
1 source rowRow 1 · 2020-08-21 · Sale · Disposed 802,230 · Balance 523,971.374 F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.311 to $0.3275, inclusive. The reporting person undertakes to provide any security holder of J. C. Penney Company, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote to this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.311 to $0.3275, inclusive. The reporting person undertakes to provide any security holder of J. C. Penney Company, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote to this Form 4.
Nielsen Holdings plc
Report date March 18, 2021 · Filed March 22, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 71,820.711 |
Reported balance
After 2021-03-18 transaction · row 1
1 source rowRow 1 · 2021-03-18 · Grant · Acquired 145.105 · Balance 71,820.711 F1: Represents dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the reporting person on deferred stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the reporting person on deferred stock units.
STARBUCKS CORP
Report date March 16, 2022 · Filed March 19, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 122,585.125 |
Reported balance
After 2022-03-16 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-03-16 · Grant · Acquired 3,832 · Balance 122,585.125 F1: Represents restricted stock units granted on March 16, 2022, fully vested at the time of the grant and deferred until termination of service as a director pursuant to the Deferred Compensation Plan for Non-Employee Directors. F2: Includes 293.556 deferred stock units acquired representing dividends on deferred stock units pursuant to a dividend reinvestment plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units granted on March 16, 2022, fully vested at the time of the grant and deferred until termination of service as a director pursuant to the Deferred Compensation Plan for Non-Employee Directors.
F2: Includes 293.556 deferred stock units acquired representing dividends on deferred stock units pursuant to a dividend reinvestment plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 05, 2015 Filed Nov 9, 2015 18:22 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 39,448 | $15.21 | $600,004.08 |
DisclosureSEC source: 0001127602-15-030901 · form4.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,498 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: On April 9, 2015, Starbucks Corporation effected a 2-for-1 stock split. The number of shares reported has been adjusted to reflect the stock split. Read SEC document |
| September 08, 2015 Filed Sep 10, 2015 18:32 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 120,000 | $0.00 Strike: $11.54 | $0.00 |
DisclosureSEC source: 0001127602-15-026850 · form4.xml · derivative · entry 3 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 120,000 shares Expires 2015-09-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: In accordance with the terms of the stock option plan, the exercise price of the option and number of shares subject to the option have been adjusted to reflect the stock split referenced above. F3 · shares: In accordance with the terms of the stock option plan, the exercise price of the option and number of shares subject to the option have been adjusted to reflect the stock split referenced above. F4 · derivative.exercise_date: The option vested in three equal annual installments beginning on the first anniversary date of the grant. F3 · derivative.underlying_shares: In accordance with the terms of the stock option plan, the exercise price of the option and number of shares subject to the option have been adjusted to reflect the stock split referenced above. Read SEC document |
| September 08, 2015 Filed Sep 10, 2015 18:32 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 61,534 | $54.89 | $3,377,601.26 |
DisclosureSEC source: 0001127602-15-026850 · form4.xml · nonDerivative · entry 2 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,050 Read SEC document |
| September 08, 2015 Filed Sep 10, 2015 18:32 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 120,000 | $11.54 | $1,384,800.00 |
DisclosureSEC source: 0001127602-15-026850 · form4.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,584 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On April 9, 2015, Starbucks Corporation effected a 2-for-1 stock split. The number of shares reported throughout this Form 4 have been adjusted to reflect the stock split. F2 · balance_after: Includes 66 deferred stock units acquired on November 29, 2013, 76 deferred stock units acquired on February 21, 2014, 76 deferred stock units acquired on May 23, 2014, 70 deferred stock units acquired on August 22, 2014, 106 deferred stock units acquired on November 28, 2014, 92 deferred stock units acquired on February 20, 2015, 85 deferred stock units acquired on May 22, 2015, and 83 deferred stock units acquired on August 21, 2015, representing a dividend on deferred stock units pursuant to a dividend reinvestment plan. All deferred stock units acquired prior to April 9, 2015 have been adjusted to reflect the stock split. Total shares reported reflects the 2-for-1 stock split described above. Read SEC document |
| November 17, 2014 Filed Nov 19, 2014 18:42 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 9,249 | $0.00 Strike: $77.83 | $0.00 |
DisclosureSEC source: 0001127602-14-032916 · form4.xml · derivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,249 Underlying: Common Stock · 9,249 shares Expires 2024-11-17 F1 · shares: The option, representing the right to buy a total of 9,249 shares, becomes exercisable in one increment of 9,249 shares on November 17, 2015. Read SEC document |
| November 11, 2013 Filed Nov 13, 2013 20:36 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantCommon Stock | 2,963 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-031570 · form4.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,965 F1 · shares: Represents 2,963 Restricted Stock Units granted on November 11, 2103 and vesting on November 11, 2014. F2 · balance_after: Includes 22 deferred stock untis acquired on November 30, 2012, 22 deferred stock units acquired on February 22, 2013, 18 deferred stock units acquired on May 24, 2013, and 16 deferred stock units acquired on August 23, 2013, representing dividends on deferred stock units pursuant to a dividend reinvestment plan. Read SEC document |
| November 19, 2012 Filed Nov 21, 2012 19:51 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantCommon Stock | 4,825 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-031880 · form4.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,924 F1 · shares: Represents 4,825 Restricted Stock Units ("RSUs") granted on November 19, 2012 and vesting on November 19, 2013. F2 · balance_after: On the Reporting Person's Form 4 filed November 16, 2011, the number of RSUs granted on November 14, 2011 was overreported by 1 share due to a rounding error. The number of shares has been corrected on this Form 4 filing. Read SEC document |
| November 14, 2011 Filed Nov 16, 2011 21:02 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantCommon Stock | 5,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-029835 · form4.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,100 F1 · shares: Represents 5,500 Restricted Stock Units granted on November 14, 2011 and vest on November 14, 2012. Read SEC document |
| November 15, 2010 Filed Nov 17, 2010 19:59 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 23,389 | $0.00 Strike: $30.79 | $0.00 |
DisclosureSEC source: 0001127602-10-028288 · form4.xml · derivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,389 Underlying: Common Stock · 23,389 shares Expires 2020-11-15 Read SEC document |
| November 16, 2009 Filed Nov 18, 2009 19:38 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 29,919 | $0.00 Strike: $22.06 | $0.00 |
DisclosureSEC source: 0001127602-09-022979 · form4.xml · derivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,919 Underlying: Common Stock · 29,919 shares Expires 2019-11-16 Read SEC document |
| September 08, 2009 Filed Sep 9, 2009 12:07 UTC | STARBUCKS CORP SBUX · Entity 2886 | PurchaseCommon Stock | 12,600 | $19.09 | $240,542.82 |
DisclosureSEC source: 0001225208-09-018617 · doc4.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,600 F1 · price: The price in Column 4 is a weighted average purchase price. The prices actually paid ranged from $19.0800 to $19.1000. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. Read SEC document |
| November 17, 2008 Filed Nov 19, 2008 17:56 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantNon-qualified Stock Option (right to buy) · Derivative | 83,333 | $0.00 Strike: $8.64 | $0.00 |
DisclosureSEC source: 0001209191-08-061648 · doc4.xml · derivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,333 Underlying: Common Stock · 83,333 shares Expires 2018-11-17 Read SEC document |
| November 19, 2007 Filed Nov 21, 2007 15:13 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantNon-qualified Stock Option (right to buy) · Derivative | 31,483 | $0.00 Strike: $22.87 | $0.00 |
DisclosureSEC source: 0001209191-07-065708 · doc4.xml · derivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,483 Underlying: Common Stock · 31,483 shares Expires 2017-11-19 Read SEC document |
| November 20, 2006 Filed Nov 22, 2006 15:12 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantNon-qualified Stock Option (right to buy) · Derivative | 16,327 | $0.00 Strike: $36.75 | $0.00 |
DisclosureSEC source: 0001209191-06-061165 · doc4.xml · derivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,327 Underlying: Common Stock · 16,327 shares Expires 2016-11-20 Read SEC document |
| November 16, 2005 Filed Nov 18, 2005 19:37 UTC | STARBUCKS CORP SBUX · Entity 2886 | Grant(Non-Qualified) Stock Option (right to buy) · Derivative | 19,724 | $0.00 Strike: $30.42 | $0.00 |
DisclosureSEC source: 0001209191-05-058517 · doc4.xml · derivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,724 Underlying: Common · 19,724 shares Expires 2015-11-16 Read SEC document |
| September 20, 2005 Filed Sep 22, 2005 12:14 UTC | STARBUCKS CORP SBUX · Entity 2886 | Grant(Non-Qualified) Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $46.16 | $0.00 |
DisclosureSEC source: 0001209191-05-048421 · doc4.xml · derivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2015-09-20 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on the first anniversary date of the grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.