Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| J C PENNEY CO INCJCP · Entity 16599 | Director | August 21, 2020 | August 21, 2020 |
| Nielsen Holdings plcNLSN · Entity 16431 | Director | March 18, 2021 | March 22, 2021 |
| STARBUCKS CORPSBUX · Entity 2886 | Director | March 16, 2022 | March 19, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
J C PENNEY CO INC
Report date August 21, 2020 · Filed August 21, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock of 50 cents Par ValueSEC Table I · non-derivative | Direct | 523,971.374 |
Reported balance
After 2020-08-21 transaction · row 1
1 source rowRow 1 · 2020-08-21 · Sale · Disposed 802,230 · Balance 523,971.374 F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.311 to $0.3275, inclusive. The reporting person undertakes to provide any security holder of J. C. Penney Company, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote to this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.311 to $0.3275, inclusive. The reporting person undertakes to provide any security holder of J. C. Penney Company, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote to this Form 4.
Nielsen Holdings plc
Report date March 18, 2021 · Filed March 22, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 71,820.711 |
Reported balance
After 2021-03-18 transaction · row 1
1 source rowRow 1 · 2021-03-18 · Grant · Acquired 145.105 · Balance 71,820.711 F1: Represents dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the reporting person on deferred stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the reporting person on deferred stock units.
STARBUCKS CORP
Report date March 16, 2022 · Filed March 19, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 122,585.125 |
Reported balance
After 2022-03-16 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-03-16 · Grant · Acquired 3,832 · Balance 122,585.125 F1: Represents restricted stock units granted on March 16, 2022, fully vested at the time of the grant and deferred until termination of service as a director pursuant to the Deferred Compensation Plan for Non-Employee Directors. F2: Includes 293.556 deferred stock units acquired representing dividends on deferred stock units pursuant to a dividend reinvestment plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units granted on March 16, 2022, fully vested at the time of the grant and deferred until termination of service as a director pursuant to the Deferred Compensation Plan for Non-Employee Directors.
F2: Includes 293.556 deferred stock units acquired representing dividends on deferred stock units pursuant to a dividend reinvestment plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 24, 2018 Filed Aug 28, 2018 23:21 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 166,666 | $0.00 Strike: $4.32 | $0.00 |
DisclosureSEC source: 0001127602-18-026440 · form4.xml · derivative · entry 3 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 166,666 shares Expires 2018-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Exercise price and number of option awards have been adjusted to reflect the issuer's 2-for-1 stock split effected April 9, 2015. F3 · shares: Exercise price and number of option awards have been adjusted to reflect the issuer's 2-for-1 stock split effected April 9, 2015. Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 23:21 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 166,666 | $52.70 | $8,783,981.53 |
DisclosureSEC source: 0001127602-18-026440 · form4.xml · nonDerivative · entry 2 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,787 F2 · price: This transaction was executed in multiple trades at prices ranging from $52.445 to $52.865. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 23:21 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 166,666 | $4.32 | $719,997.12 |
DisclosureSEC source: 0001127602-18-026440 · form4.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,453 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 53 deferred stock units acquired on December 1, 2017, 54 deferred stock units acquired on February 23, 2018, 54 deferred stock units acquired on May 25, 2018, and 71 deferred stock units acquired on August 24, 2018 representing dividends on deferred stock units pursuant to the dividend reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors. Also includes 510 shares acquired on August 24, 2018 pursuant to a dividend reinvestment plan. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 16:15 UTC | Nielsen Holdings plc NLSN · Entity 16431 | GrantCommon Stock | 646.62 | $30.93 | $19,999.96 |
DisclosureSEC source: 0000899243-18-019182 · doc4.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,430.017 F1 · shares: Represents deferred stock units issued to the Reporting Person at the closing trading price as of June 29, 2018 in lieu of cash compensation pursuant to the terms of the Directors Deferred Compensation Plan (the "Plan"). Each deferred stock unit represents one share of Nielsen common stock and is fully vested. The shares subject to the units will be issued to the Reporting Person at a future date in accordance with the terms of the Plan, and the Reporting Person's plan election. Read SEC document |
| June 20, 2018 Filed Jun 22, 2018 16:17 UTC | Nielsen Holdings plc NLSN · Entity 16431 | GrantCommon Stock | 349.394 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-039185 · doc4.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,783.397 F1 · shares: Represents dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the reporting person on deferred stock units. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 16:47 UTC | J C PENNEY CO INC JCP · Entity 16599 | GrantCommon Stock of 50 cents Par Value | 7,044 | $2.36 | $16,623.84 |
DisclosureSEC source: 0001140361-18-027119 · doc1.xml · nonDerivative · entry 2 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 601,351.374 F2 · shares: The reporting person received JCPenney common stock pursuant to the 2018 Long-Term Incentive Plan in lieu of cash for his services as a director. F3 · price: Based on the closing price of JCPenney common stock on the date of issuance. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 16:47 UTC | J C PENNEY CO INC JCP · Entity 16599 | GrantCommon Stock of 50 cents Par Value | 61,983 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-027119 · doc1.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 594,307.374 F1 · shares: Annual grant of restricted stock units pursuant to the Company's 2018 Long-Term Incentive Plan. Read SEC document |
| May 02, 2018 Filed May 3, 2018 16:16 UTC | Nielsen Holdings plc NLSN · Entity 16431 | Exercise / conversionOptions to Purchase Common Stock (right to buy) · Derivative | 9,157 | $0.00 Strike: $29.83 | $0.00 |
DisclosureSEC source: 0001209191-18-027603 · doc4.xml · derivative · entry 4 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,157 shares Expires 2018-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Reflects the auto-exercise of options immediately prior to their expiration. F3 · derivative.exercise_date: These options to purchase shares of common stock were fully vested. Read SEC document |
| May 02, 2018 Filed May 3, 2018 16:16 UTC | Nielsen Holdings plc NLSN · Entity 16431 | Tax withholdingCommon Stock | 9,042 | $30.21 | $273,158.82 |
DisclosureSEC source: 0001209191-18-027603 · doc4.xml · nonDerivative · entry 3 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,434.003 Read SEC document |
| May 02, 2018 Filed May 3, 2018 16:16 UTC | Nielsen Holdings plc NLSN · Entity 16431 | Exercise / conversionCommon Stock | 9,157 | $29.83 | $273,153.31 |
DisclosureSEC source: 0001209191-18-027603 · doc4.xml · nonDerivative · entry 2 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,476.003 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Reflects the auto-exercise of options immediately prior to their expiration. Read SEC document |
| May 01, 2018 Filed May 3, 2018 16:16 UTC | Nielsen Holdings plc NLSN · Entity 16431 | GrantCommon Stock | 5,204.94 | $30.74 | $159,999.86 |
DisclosureSEC source: 0001209191-18-027603 · doc4.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,319.003 F1 · shares: Represents deferred stock units issued to the Reporting Person at the closing trading price as of May 1, 2018. The deferred stock units each represent one share of Nielsen common stock and vest in four substantially equal installments on each of August 1, 2018, November 1, 2018, February 1, 2019 and May 1, 2019. Read SEC document |
| April 02, 2018 Filed Apr 2, 2018 16:24 UTC | Nielsen Holdings plc NLSN · Entity 16431 | GrantCommon Stock | 629.13 | $31.79 | $20,000.04 |
DisclosureSEC source: 0001209191-18-022377 · doc4.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,114.063 F1 · shares: Represents deferred stock units issued to the Reporting Person at the closing trading price as of March 29, 2018 in lieu of cash compensation pursuant to the terms of the Directors Deferred Compensation Plan (the "Plan"). Each deferred stock unit represents one share of Nielsen common stock and is fully vested. The shares subject to the units will be issued to the Reporting Person at a future date in accordance with the terms of the Plan, and the Reporting Person's plan election. Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 16:24 UTC | Nielsen Holdings plc NLSN · Entity 16431 | GrantCommon Stock | 257.777 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-021404 · doc4.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,484.933 F1 · shares: Represents dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the reporting person on deferred stock units. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 16:38 UTC | J C PENNEY CO INC JCP · Entity 16599 | GrantCommon Stock of 50 cents Par Value | 4,241 | $3.92 | $16,624.72 |
DisclosureSEC source: 0001140361-18-011978 · doc1.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 532,324.374 F1 · shares: The reporting person received JCPenney common stock pursuant to the 2016 Long-Term Incentive Plan in lieu of cash for his services as a director. F2 · price: Based on the closing price of JCPenney common stock on the date of issuance. Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 16:41 UTC | Nielsen Holdings plc NLSN · Entity 16431 | Exercise / conversionOptions to Purchase Common Stock (right to buy) · Derivative | 12,515 | $0.00 Strike: $23.00 | $0.00 |
DisclosureSEC source: 0001209191-18-005872 · doc4.xml · derivative · entry 3 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,515 shares Expires 2018-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the auto-exercise of options immediately prior to their expiration. F2 · derivative.exercise_date: These options to purchase shares of common stock were fully vested. Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 16:41 UTC | Nielsen Holdings plc NLSN · Entity 16431 | Tax withholdingCommon Stock | 7,738 | $37.20 | $287,853.60 |
DisclosureSEC source: 0001209191-18-005872 · doc4.xml · nonDerivative · entry 2 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,227.156 Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 16:41 UTC | Nielsen Holdings plc NLSN · Entity 16431 | Exercise / conversionCommon Stock | 12,515 | $23.00 | $287,845.00 |
DisclosureSEC source: 0001209191-18-005872 · doc4.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,965.156 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the auto-exercise of options immediately prior to their expiration. Read SEC document |
| January 02, 2018 Filed Jan 2, 2018 16:22 UTC | Nielsen Holdings plc NLSN · Entity 16431 | GrantCommon Stock | 549.45 | $36.40 | $19,999.98 |
DisclosureSEC source: 0001209191-18-000201 · doc4.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,450.156 F1 · shares: Represents deferred stock units issued to the Reporting Person at the closing trading price as of December 29, 2017 in lieu of cash compensation pursuant to the terms of the Directors Deferred Compensation Plan (the "Plan"). Each deferred stock unit represents one share of Nielsen common stock and is fully vested. The shares subject to the units will be issued to the Reporting Person at a future date in accordance with the terms of the Plan, and the Reporting Person's plan election. Read SEC document |
| December 05, 2017 Filed Dec 6, 2017 17:05 UTC | Nielsen Holdings plc NLSN · Entity 16431 | GrantCommon Stock | 214.192 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-064213 · doc4.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,900.706 F1 · shares: Represents dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the reporting person on deferred stock units. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 17:12 UTC | J C PENNEY CO INC JCP · Entity 16599 | GrantCommon Stock of 50 cents Par Value | 4,947 | $3.36 | $16,621.92 |
DisclosureSEC source: 0001140361-17-044893 · doc1.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 528,083.374 F1 · shares: The reporting person received JCPenney common stock pursuant to the 2016 Long-Term Incentive Plan in lieu of cash for his services as a director. F2 · price: Based on the closing price of JCPenney common stock on the date of issuance. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 23:39 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 13,755 | $0.00 Strike: $56.70 | $0.00 |
DisclosureSEC source: 0001127602-17-032732 · form4.xml · derivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,755 Underlying: Common Stock · 13,755 shares Expires 2027-11-15 F1 · shares: The option, representing the right to buy a total of 13,755 shares, becomes exercisable in one increment on November 15, 2018. Read SEC document |
| November 13, 2017 Filed Nov 16, 2017 00:45 UTC | STARBUCKS CORP SBUX · Entity 2886 | Tax withholdingCommon Stock | 1,269 | $56.64 | $71,876.16 |
DisclosureSEC source: 0001127602-17-032272 · form4.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,103 F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon the expiration of the deferral period; not an open market transaction. Read SEC document |
| November 13, 2017 Filed Feb 22, 2018 23:27 UTC Amendment | STARBUCKS CORP SBUX · Entity 2886 | Tax withholdingCommon Stock | 1,327 | $56.64 | $75,161.28 |
DisclosureSEC source: 0001127602-18-007819 · form4a.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,045 F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon the expiration of the deferral period; not an open market transaction. This amendment is to correct the number of shares withheld. Read SEC document |
| November 08, 2017 Filed Nov 10, 2017 00:46 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 62,966 | $0.00 Strike: $11.44 | $0.00 |
DisclosureSEC source: 0001127602-17-031790 · form4.xml · derivative · entry 3 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 62,966 shares Expires 2017-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Exercise price and number of share/option awards has been adjusted to reflect the issuer's 2-for-1 stock split effected April 9, 2015. F3 · shares: Exercise price and number of share/option awards has been adjusted to reflect the issuer's 2-for-1 stock split effected April 9, 2015. Read SEC document |
| November 08, 2017 Filed Nov 10, 2017 00:46 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 62,966 | $57.61 | $3,627,219.40 |
DisclosureSEC source: 0001127602-17-031790 · form4.xml · nonDerivative · entry 2 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,372 F2 · price: This transaction was executed in multiple trades at prices ranging from $57.25 to $57.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 08, 2017 Filed Nov 10, 2017 00:46 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 62,966 | $11.44 | $720,016.21 |
DisclosureSEC source: 0001127602-17-031790 · form4.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,338 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 71 deferred stock units acquired on December 2, 2016, 71 deferred stock units acquired on February 24, 2017, 64 deferred stock units acquired on May 26, 2017 and 76 deferred stock units acquired on August 25, 2017 representing a dividend on deferred stock units pursuant to a dividend reinvestment plan. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 17:46 UTC | Nielsen Holdings plc NLSN · Entity 16431 | GrantCommon Stock | 482.51 | $41.45 | $20,000.04 |
DisclosureSEC source: 0001209191-17-055338 · doc4.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,686.514 F1 · shares: Represents deferred stock units issued to the Reporting Person at the closing trading price as of September 29, 2017 in lieu of cash compensation pursuant to the terms of the Directors Deferred Compensation Plan (the "Plan"). Each deferred stock unit represents one share of Nielsen common stock and is fully vested. The shares subject to the units will be issued to the Reporting Person at a future date in accordance with the terms of the Plan, and the Reporting Person's plan election. Read SEC document |
| September 07, 2017 Filed Sep 8, 2017 16:53 UTC | Nielsen Holdings plc NLSN · Entity 16431 | GrantCommon Stock | 204.126 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-052071 · doc4.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,163.876 F1 · shares: Represents dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the reporting person on deferred stock units. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 16:34 UTC | J C PENNEY CO INC JCP · Entity 16599 | GrantCommon Stock of 50 cents Par Value | 4,166 | $3.99 | $16,622.34 |
DisclosureSEC source: 0001140361-17-034315 · doc1.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 523,136.374 F1 · shares: The reporting person received JCPenney common stock pursuant to the 2016 Long-Term Incentive Plan in lieu of cash for his services as a director. F2 · price: Based on the closing price of JCPenney common stock on the date of issuance. Read SEC document |
| August 22, 2017 Filed Aug 22, 2017 15:12 UTC | J C PENNEY CO INC JCP · Entity 16599 | PurchaseCommon Stock of 50 cents Par Value | 135,135 | $3.64 | $492,229.24 |
DisclosureSEC source: 0001140361-17-032989 · doc1.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 518,970.374 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.60 to $3.685, inclusive. The reporting person undertakes to provide any security holder of J. C. Penney Company, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 15:43 UTC | Nielsen Holdings plc NLSN · Entity 16431 | GrantCommon Stock | 517.33 | $38.66 | $19,999.98 |
DisclosureSEC source: 0001209191-17-043160 · doc4.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,959.75 F1 · shares: Represents deferred stock units issued to the Reporting Person at the closing trading price as of June 30, 2017 in lieu of cash compensation pursuant to the terms of the Directors Deferred Compensation Plan (the "Plan"). Each deferred stock unit represents one share of Nielsen common stock and is fully vested. The shares subject to the units will be issued to the Reporting Person at a future date in accordance with the terms of the Plan, and the Reporting Person's plan election. Read SEC document |
| June 16, 2017 Filed Jun 20, 2017 09:53 UTC | Nielsen Holdings plc NLSN · Entity 16431 | GrantCommon Stock | 198.847 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-040999 · doc4.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,442.42 F1 · shares: Represents dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the reporting person on deferred stock units. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 16:35 UTC | J C PENNEY CO INC JCP · Entity 16599 | GrantCommon Stock of 50 cents Par Value | 3,442 | $4.83 | $16,624.86 |
DisclosureSEC source: 0001140361-17-023597 · doc1.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383,835.374 F1 · shares: The reporting person received JCPenney common stock pursuant to the 2016 Long-Term Incentive Plan in lieu of cash for his services as a director. F2 · price: Based on the closing price of JCPenney common stock on the date of issuance. Read SEC document |
| May 24, 2017 Filed May 25, 2017 16:53 UTC | J C PENNEY CO INC JCP · Entity 16599 | GrantCommon Stock of 50 cents Par Value | 32,258 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-022372 · doc1.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380,393.374 F1 · shares: Annual grant of restricted stock units pursuant to the Company's 2016 Long-Term Incentive Plan. Read SEC document |
| May 01, 2017 Filed May 3, 2017 15:38 UTC | Nielsen Holdings plc NLSN · Entity 16431 | GrantCommon Stock | 3,947.69 | $40.53 | $159,999.88 |
DisclosureSEC source: 0001209191-17-029577 · doc4.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,243.573 F1 · shares: Represents deferred stock units issued to the Reporting Person at the closing trading price as of May 1, 2017. The deferred stock units each represent one share of Nielsen common stock and vest in four substantially equal installments on each of August 1, 2017, November 1, 2017, February 1, 2018 and May 1, 2018. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 15:48 UTC | Nielsen Holdings plc NLSN · Entity 16431 | GrantCommon Stock | 484.14 | $41.31 | $19,999.82 |
DisclosureSEC source: 0001209191-17-024106 · doc4.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,295.883 F1 · shares: Represents deferred stock units issued to the Reporting Person at the closing trading price as of March 31, 2017 in lieu of cash compensation pursuant to the terms of the Directors Deferred Compensation Plan (the "Plan"). Each deferred stock unit represents one share of Nielsen common stock and is fully vested. The shares subject to the units will be issued to the Reporting Person at a future date in accordance with the terms of the Plan, and the Reporting Person's plan election. Read SEC document |
| March 16, 2017 Filed Mar 21, 2017 21:13 UTC | Nielsen Holdings plc NLSN · Entity 16431 | GrantCommon Stock | 125.855 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022159 · doc4.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,811.743 F1 · shares: Represents dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the reporting person on deferred stock units. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 16:57 UTC | J C PENNEY CO INC JCP · Entity 16599 | GrantCommon Stock of 50 cents Par Value | 2,664 | $6.24 | $16,623.36 |
DisclosureSEC source: 0001140361-17-010569 · doc1.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,135.374 F1 · shares: The reporting person received JCPenney common stock pursuant to the 2016 Long-Term Incentive Plan in lieu of cash for his services as a director. F2 · price: Based on the closing price of JCPenney common stock on the date of issuance. Read SEC document |
| December 06, 2016 Filed Dec 8, 2016 10:33 UTC | Nielsen Holdings plc NLSN · Entity 16431 | GrantCommon Stock | 129.713 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-154050 · doc4.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,685.888 F1 · shares: Represents dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the reporting person on deferred stock units. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 16:42 UTC | J C PENNEY CO INC JCP · Entity 16599 | GrantCommon Stock of 50 cents Par Value | 1,744 | $9.53 | $16,620.32 |
DisclosureSEC source: 0001140361-16-088833 · doc1.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 345,471.374 F1 · shares: The reporting person received JCPenney common stock pursuant to the 2016 Long-Term Incentive Plan in lieu of cash for his services as a director. F2 · price: Based on the closing price of JCPenney common stock on the date of issuance. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 21:52 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 13,902 | $0.00 Strike: $56.10 | $0.00 |
DisclosureSEC source: 0001127602-16-068370 · form4.xml · derivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,902 Underlying: Common Stock · 13,902 shares Expires 2026-11-21 F1 · shares: The option, representing the right to buy a total of 13,902 shares, becomes exercisable in one increment on November 21, 2017. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 23:26 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 32,654 | $0.00 Strike: $18.38 | $0.00 |
DisclosureSEC source: 0001127602-16-067670 · form4.xml · derivative · entry 3 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,654 shares Expires 2016-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Exercise price and number of share/option awards has been adjusted to reflect the issuer's 2-for-1 stock split effected April 9, 2015. F3 · shares: Exercise price and number of share/option awards has been adjusted to reflect the issuer's 2-for-1 stock split effected April 9, 2015. F4 · derivative.exercise_date: The option, representing the right to buy a total of 32,654 shares, became exercisable in one increment on November 20, 2007. F3 · derivative.underlying_shares: Exercise price and number of share/option awards has been adjusted to reflect the issuer's 2-for-1 stock split effected April 9, 2015. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 23:26 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 32,654 | $54.38 | $1,775,793.09 |
DisclosureSEC source: 0001127602-16-067670 · form4.xml · nonDerivative · entry 2 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,090 F2 · price: This transaction was executed in multiple trades at prices ranging from $54.36 to $54.40. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 23:26 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 32,654 | $18.38 | $600,017.25 |
DisclosureSEC source: 0001127602-16-067670 · form4.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,744 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 50 deferred stock units acquired on November 27, 2015, 56 deferred stock units acquired on February 19, 2016, 58 deferred stock units acquired on May 20, 2016 and 59 deferred stock units acquired on August 19, 2016, representing a dividend on deferred stock units pursuant to a dividend reinvestment plan. Read SEC document |
| September 08, 2016 Filed Sep 12, 2016 10:15 UTC | Nielsen Holdings plc NLSN · Entity 16431 | GrantCommon Stock | 104.422 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-140877 · doc4.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,556.175 F1 · shares: Represents dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the reporting person on deferred stock units. Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 16:45 UTC | J C PENNEY CO INC JCP · Entity 16599 | GrantCommon Stock of 50 cents Par Value | 1,575 | $9.44 | $14,868.00 |
DisclosureSEC source: 0001140361-16-078953 · doc1.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343,727.374 F1 · shares: The reporting person received JCPenney common stock pursuant to the 2016 Long-Term Incentive Plan in lieu of cash for his services as a director. F2 · price: Based on the closing price of JCPenney common stock on the date of issuance. Read SEC document |
| November 16, 2015 Filed Nov 19, 2015 00:34 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 12,852 | $0.00 Strike: $60.68 | $0.00 |
DisclosureSEC source: 0001127602-15-031927 · form4.xml · derivative · entry 2 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,852 Underlying: Common Stock · 12,852 shares Expires 2025-11-16 F3 · shares: The option, representing the right to buy a total of 12,852 shares, becomes exercisable in one increment of 12,852 shares on November 16, 2016. Read SEC document |
| November 16, 2015 Filed Nov 19, 2015 00:34 UTC | STARBUCKS CORP SBUX · Entity 2886 | Tax withholdingCommon Stock | 1,220 | $60.68 | $74,029.60 |
DisclosureSEC source: 0001127602-15-031927 · form4.xml · nonDerivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,867 F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon the expiration of deferral period; not an open market transaction. F2 · balance_after: Includes 37 deferred stock units acquired on November 16, 2015, representing a dividend on deferred stock units pursuant to a dividend reinvestment plan. Read SEC document |
| November 05, 2015 Filed Nov 9, 2015 18:22 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 39,448 | $0.00 Strike: $15.21 | $0.00 |
DisclosureSEC source: 0001127602-15-030901 · form4.xml · derivative · entry 3 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 39,448 shares Expires 2015-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Exercise price and number of share/option awards has been adjusted to reflect the issuer's 2-for-1 stock split effected April 9, 2015. F3 · shares: Exercise price and number of share/option awards has been adjusted to reflect the issuer's 2-for-1 stock split effected April 9, 2015. F3 · derivative.underlying_shares: Exercise price and number of share/option awards has been adjusted to reflect the issuer's 2-for-1 stock split effected April 9, 2015. Read SEC document |
| November 05, 2015 Filed Nov 9, 2015 18:22 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 39,448 | $62.16 | $2,452,146.85 |
DisclosureSEC source: 0001127602-15-030901 · form4.xml · nonDerivative · entry 2 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,050 F2 · price: This transaction was executed in multiple trades at prices ranging from $62.15 to $62.19. The price reported above relfects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full innformation regarding the number of shares sold at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.