Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| S&P Global Inc.SPGI · Entity 2879 | EVP, Public Affairs | May 01, 2020 | March 22, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
S&P Global Inc.
Report date May 01, 2020 · Filed March 22, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy Spouse | 524 |
Reported balance
After 2020-05-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-05-01 · Grant · Acquired 524 · Balance 524 F2: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F3: The reporting person's spouse was granted 524 restricted stock units on 05/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 05/01/2021, 33% on 05/01/2022 and 34% on 05/01/2023. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy Spouse | 448 |
Reported balance
Holding disclosure · report date 2020-05-01 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 448 F2: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F5: As previously reported, the reporting person's spouse was granted 448 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2020, 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2020-12-31 | IndirectBy Spouse | 191 |
Reported balance
Holding disclosure · report date 2020-05-01 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 191 F2: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F7: As previously reported, the reporting person's spouse was granted 563 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy Spouse | 330 |
Reported balance
Holding disclosure · report date 2020-05-01 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 330 F2: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F8: As previously reported, the reporting person's spouse was granted 493 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2020-12-01 | IndirectBy Spouse | 123 |
Reported balance
Holding disclosure · report date 2020-05-01 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 123 F2: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F10: As previously reported, the reporting person's spouse was granted 361 restricted stock units on 12/01/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/01/2018 and 33% on 12/01/2019 and the remaining 34% will vest on 12/01/2020. |
| Common StockSEC Table I · non-derivative | Direct | 10,972 |
Reported balance
Holding disclosure · report date 2020-05-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 10,972 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 4,233 |
Reported balance
Holding disclosure · report date 2020-05-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,233 F1: The reporting person acquired beneficial ownership of these shares as a result of her marriage to the owner of the shares on 07/14/2018. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 768 |
Reported balance
Holding disclosure · report date 2020-05-01 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 768 F2: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F4: As previously reported, the reporting person was granted 768 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2020, 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 472 |
Reported balance
Holding disclosure · report date 2020-05-01 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 472 F2: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F6: As previously reported, the reporting person was granted 705 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 260 |
Reported balance
Holding disclosure · report date 2020-05-01 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 260 F2: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F9: As previously reported, the reporting person was granted 764 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person acquired beneficial ownership of these shares as a result of her marriage to the owner of the shares on 07/14/2018.
F2: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F3: The reporting person's spouse was granted 524 restricted stock units on 05/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 05/01/2021, 33% on 05/01/2022 and 34% on 05/01/2023.
F4: As previously reported, the reporting person was granted 768 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2020, 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F5: As previously reported, the reporting person's spouse was granted 448 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2020, 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F6: As previously reported, the reporting person was granted 705 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F7: As previously reported, the reporting person's spouse was granted 563 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.
F8: As previously reported, the reporting person's spouse was granted 493 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.
F9: As previously reported, the reporting person was granted 764 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F10: As previously reported, the reporting person's spouse was granted 361 restricted stock units on 12/01/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/01/2018 and 33% on 12/01/2019 and the remaining 34% will vest on 12/01/2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2019 Filed Jan 3, 2020 22:29 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 85 | $273.05 | $23,209.25 |
DisclosureSEC source: 0000064040-20-000012 · wf-form4_157809053007262.xml · nonDerivative · entry 4 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,383 Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:29 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 252 | $273.05 | $68,808.60 |
DisclosureSEC source: 0000064040-20-000012 · wf-form4_157809053007262.xml · nonDerivative · entry 3 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,468 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:29 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 120 | $273.05 | $32,766.00 |
DisclosureSEC source: 0000064040-20-000012 · wf-form4_157809053007262.xml · nonDerivative · entry 2 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,216 Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:29 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 336 | $273.05 | $91,744.80 |
DisclosureSEC source: 0000064040-20-000012 · wf-form4_157809053007262.xml · nonDerivative · entry 1 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,336 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2019 Filed Dec 3, 2019 23:38 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 119 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-19-000209 · wf-form4_157541631970046.xml · derivative · entry 4 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 123 Underlying: Common Stock · 119 shares Expires 2020-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F3 · derivative.exercise_date: The reporting person's spouse was granted 361 restricted stock units on 12/01/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/01/2018 and 33% on 12/01/2019 and the remaining 34% will vest on 12/01/2020. F3 · derivative.expiration_date: The reporting person's spouse was granted 361 restricted stock units on 12/01/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/01/2018 and 33% on 12/01/2019 and the remaining 34% will vest on 12/01/2020. Read SEC document |
| December 01, 2019 Filed Dec 3, 2019 23:38 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 54 | $264.65 | $14,291.10 |
DisclosureSEC source: 0000064040-19-000209 · wf-form4_157541631970046.xml · nonDerivative · entry 2 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 1,718 F1 · balance_after: The reporting person acquired beneficial ownership of these shares upon her marriage to the owner of the shares on 07/14/2018. Read SEC document |
| December 01, 2019 Filed Dec 3, 2019 23:38 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 119 | $264.65 | $31,493.35 |
DisclosureSEC source: 0000064040-19-000209 · wf-form4_157541631970046.xml · nonDerivative · entry 1 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 1,772 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The reporting person acquired beneficial ownership of these shares upon her marriage to the owner of the shares on 07/14/2018. Read SEC document |
| August 27, 2019 Filed Aug 29, 2019 22:50 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionOptions (Right to Buy) · Derivative | 437 | $0.00 Strike: $77.81 | $0.00 |
DisclosureSEC source: 0000064040-19-000178 · wf-form4_156711898853406.xml · derivative · entry 6 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 437 shares Expires 2024-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: As previously reported, the reporting person was granted 1,283 options on 04/01/2014, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2015, the next 33% installment became exercisable on 04/01/2016 and the remaining 34% installment became exercisable on 04/01/2017. F3 · derivative.expiration_date: As previously reported, the reporting person was granted 1,283 options on 04/01/2014, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2015, the next 33% installment became exercisable on 04/01/2016 and the remaining 34% installment became exercisable on 04/01/2017. Read SEC document |
| August 27, 2019 Filed Aug 29, 2019 22:50 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 11 | $257.76 | $2,835.36 |
DisclosureSEC source: 0000064040-19-000178 · wf-form4_156711898853406.xml · nonDerivative · entry 4 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Read SEC document |
| August 27, 2019 Filed Aug 29, 2019 22:50 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 71 | $256.38 | $18,202.98 |
DisclosureSEC source: 0000064040-19-000178 · wf-form4_156711898853406.xml · nonDerivative · entry 3 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,011 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $256.34 to $256.76, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| August 27, 2019 Filed Aug 29, 2019 22:50 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 272 | $256.76 | $69,838.72 |
DisclosureSEC source: 0000064040-19-000178 · wf-form4_156711898853406.xml · nonDerivative · entry 2 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,082 Read SEC document |
| August 27, 2019 Filed Aug 29, 2019 22:50 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 437 | $77.81 | $34,002.97 |
DisclosureSEC source: 0000064040-19-000178 · wf-form4_156711898853406.xml · nonDerivative · entry 1 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,354 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2019 Filed May 9, 2019 12:52 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 1,400 | $217.57 | $304,598.00 |
DisclosureSEC source: 0000064040-19-000140 · wf-form4_155740632373219.xml · nonDerivative · entry 2 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 1,653 F1 · balance_after: The reporting person acquired beneficial ownership of these shares upon her marriage to the owner of the shares on 07/14/2018. Read SEC document |
| May 07, 2019 Filed May 9, 2019 12:52 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 2,705 | $217.57 | $588,526.85 |
DisclosureSEC source: 0000064040-19-000140 · wf-form4_155740632373219.xml · nonDerivative · entry 1 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,917 Read SEC document |
| April 01, 2019 Filed Apr 4, 2019 01:06 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantRestricted Stock Units · Derivative | 493 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-19-000104 · wf-form4_155433995157168.xml · derivative · entry 4 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 493 Underlying: Common Stock · 493 shares Expires not disclosed F2 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F4 · derivative.exercise_date: The reporting person's spouse was granted 493 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date. F4 · derivative.expiration_date: The reporting person's spouse was granted 493 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date. Read SEC document |
| April 01, 2019 Filed Apr 4, 2019 01:06 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantRestricted Stock Units · Derivative | 705 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-19-000104 · wf-form4_155433995157168.xml · derivative · entry 3 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 705 Underlying: Common Stock · 705 shares Expires not disclosed F2 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F3 · derivative.exercise_date: The reporting person was granted 705 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F3 · derivative.expiration_date: The reporting person was granted 705 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| February 26, 2019 Filed Mar 1, 2019 02:25 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 962 | $201.48 | $193,823.76 |
DisclosureSEC source: 0000064040-19-000086 · wf-form4_155140712650523.xml · nonDerivative · entry 5 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 3,053 F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3. F3 · balance_after: The reporting person acquired beneficial ownership of these shares upon her marriage to the owner of the shares on 07/14/2018. Read SEC document |
| February 26, 2019 Filed Mar 1, 2019 02:25 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantCommon Stock | 2,807 | $0.00 | $0.00 |
DisclosureSEC source: 0000064040-19-000086 · wf-form4_155140712650523.xml · nonDerivative · entry 4 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 4,015 F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award. F3 · balance_after: The reporting person acquired beneficial ownership of these shares upon her marriage to the owner of the shares on 07/14/2018. Read SEC document |
| February 26, 2019 Filed Mar 1, 2019 02:25 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 1,739 | $201.48 | $350,373.72 |
DisclosureSEC source: 0000064040-19-000086 · wf-form4_155140712650523.xml · nonDerivative · entry 2 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,622 F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3. Read SEC document |
| February 26, 2019 Filed Mar 1, 2019 02:25 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantCommon Stock | 4,991 | $0.00 | $0.00 |
DisclosureSEC source: 0000064040-19-000086 · wf-form4_155140712650523.xml · nonDerivative · entry 1 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,361 F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 01:59 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 252 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-19-000006 · wf-form4_154656714958897.xml · derivative · entry 9 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 512 Underlying: Common Stock · 252 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F3 · derivative.exercise_date: As previously reported, the reporting person was granted 764 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F3 · derivative.expiration_date: As previously reported, the reporting person was granted 764 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 01:59 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 325 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-19-000006 · wf-form4_154656714958897.xml · derivative · entry 8 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 336 Underlying: Common Stock · 325 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: As previously reported, the reporting person was granted 986 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F2 · derivative.expiration_date: As previously reported, the reporting person was granted 986 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 01:59 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 1,208 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-19-000006 · wf-form4_154656714958897.xml · derivative · entry 7 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,208 shares Expires 2018-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 01:59 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 76 | $169.94 | $12,915.44 |
DisclosureSEC source: 0000064040-19-000006 · wf-form4_154656714958897.xml · nonDerivative · entry 6 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,370 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 01:59 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 98 | $169.94 | $16,654.12 |
DisclosureSEC source: 0000064040-19-000006 · wf-form4_154656714958897.xml · nonDerivative · entry 5 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,446 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 01:59 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 402 | $169.94 | $68,315.88 |
DisclosureSEC source: 0000064040-19-000006 · wf-form4_154656714958897.xml · nonDerivative · entry 4 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,544 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 01:59 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 252 | $169.94 | $42,824.88 |
DisclosureSEC source: 0000064040-19-000006 · wf-form4_154656714958897.xml · nonDerivative · entry 3 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,946 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 01:59 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 325 | $169.94 | $55,230.50 |
DisclosureSEC source: 0000064040-19-000006 · wf-form4_154656714958897.xml · nonDerivative · entry 2 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,694 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 01:59 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 1,208 | $169.94 | $205,287.52 |
DisclosureSEC source: 0000064040-19-000006 · wf-form4_154656714958897.xml · nonDerivative · entry 1 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,369 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 22:14 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantRestricted Stock Units · Derivative | 764 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-18-000106 · wf-form4_152288005253919.xml · derivative · entry 2 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 764 Underlying: Common Stock · 764 shares Expires not disclosed F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: The restricted stock units will vest 33% on 12/31/2018, 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F2 · derivative.expiration_date: The restricted stock units will vest 33% on 12/31/2018, 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 19:24 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 1,848 | $193.14 | $356,922.72 |
DisclosureSEC source: 0000064040-18-000084 · wf-form4_151993222556853.xml · nonDerivative · entry 4 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,161 F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 19:24 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 304 | $193.14 | $58,714.56 |
DisclosureSEC source: 0000064040-18-000084 · wf-form4_151993222556853.xml · nonDerivative · entry 3 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,009 F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 19:24 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantCommon Stock | 5,338 | $0.00 | $0.00 |
DisclosureSEC source: 0000064040-18-000084 · wf-form4_151993222556853.xml · nonDerivative · entry 2 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,313 F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 19:24 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantCommon Stock | 674 | $0.00 | $0.00 |
DisclosureSEC source: 0000064040-18-000084 · wf-form4_151993222556853.xml · nonDerivative · entry 1 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,975 F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 20:49 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 325 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-18-000010 · wf-form4_151501257603717.xml · derivative · entry 9 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 661 Underlying: Common Stock · 325 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: The restricted stock units vested 33% on 12/31/2017 and will vest 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F2 · derivative.expiration_date: The restricted stock units vested 33% on 12/31/2017 and will vest 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 20:49 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 145 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-18-000010 · wf-form4_151501257603717.xml · derivative · entry 8 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 145 shares Expires 2017-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 20:49 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 1,144 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-18-000010 · wf-form4_151501257603717.xml · derivative · entry 7 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,144 shares Expires 2017-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 20:49 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 108 | $169.40 | $18,295.20 |
DisclosureSEC source: 0000064040-18-000010 · wf-form4_151501257603717.xml · nonDerivative · entry 6 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,301 Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 20:49 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 48 | $169.40 | $8,131.20 |
DisclosureSEC source: 0000064040-18-000010 · wf-form4_151501257603717.xml · nonDerivative · entry 5 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,409 Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 20:49 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 416 | $169.40 | $70,470.40 |
DisclosureSEC source: 0000064040-18-000010 · wf-form4_151501257603717.xml · nonDerivative · entry 4 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,457 Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 20:49 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 325 | $169.40 | $55,055.00 |
DisclosureSEC source: 0000064040-18-000010 · wf-form4_151501257603717.xml · nonDerivative · entry 3 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,873 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 20:49 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 145 | $169.40 | $24,563.00 |
DisclosureSEC source: 0000064040-18-000010 · wf-form4_151501257603717.xml · nonDerivative · entry 2 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,548 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 20:49 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 1,144 | $169.40 | $193,793.60 |
DisclosureSEC source: 0000064040-18-000010 · wf-form4_151501257603717.xml · nonDerivative · entry 1 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,403 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2017 Filed Nov 9, 2017 22:05 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 1,404 | $159.38 | $223,769.52 |
DisclosureSEC source: 0000064040-17-000075 · wf-form4_151026508309511.xml · nonDerivative · entry 1 Geduldig Courtney · CIK 0001639790 · EVP, Corp Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,259 Read SEC document |
| November 03, 2017 Filed Nov 6, 2017 16:05 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 1,596 | $156.50 | $249,774.00 |
DisclosureSEC source: 0000064040-17-000073 · wf-form4_150998434302642.xml · nonDerivative · entry 1 Geduldig Courtney · CIK 0001639790 · EVP, Corp Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,663 Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 14:36 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 1,194 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001639790-17-000002 · wf-form4_149926539005546.xml · derivative · entry 3 Geduldig Courtney · CIK 0001639790 · EVP, Corp Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,194 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: The restricted stock units will vest equally on July 1, 2015, July1, 2016 and July 1, 2017. F2 · derivative.expiration_date: The restricted stock units will vest equally on July 1, 2015, July1, 2016 and July 1, 2017. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 14:36 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 561 | $145.99 | $81,900.39 |
DisclosureSEC source: 0001639790-17-000002 · wf-form4_149926539005546.xml · nonDerivative · entry 2 Geduldig Courtney · CIK 0001639790 · EVP, Corp Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,259 Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 14:36 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 1,194 | $145.99 | $174,312.06 |
DisclosureSEC source: 0001639790-17-000002 · wf-form4_149926539005546.xml · nonDerivative · entry 1 Geduldig Courtney · CIK 0001639790 · EVP, Corp Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,820 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 20:53 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantRestricted Stock Units · Derivative | 986 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007446 · doc4.xml · derivative · entry 2 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 986 Underlying: Common Stock · 986 shares Expires 2019-12-31 F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: The restricted stock units will vest 33% on 12/31/2017, 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F2 · derivative.expiration_date: The restricted stock units will vest 33% on 12/31/2017, 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 20:55 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 477 | $130.76 | $62,372.52 |
DisclosureSEC source: 0001225208-17-004085 · doc4.xml · nonDerivative · entry 2 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,626 F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.