Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| S&P Global Inc.SPGI · Entity 2879 | EVP, Public Affairs | May 01, 2020 | March 22, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
S&P Global Inc.
Report date May 01, 2020 · Filed March 22, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy Spouse | 524 |
Reported balance
After 2020-05-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-05-01 · Grant · Acquired 524 · Balance 524 F2: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F3: The reporting person's spouse was granted 524 restricted stock units on 05/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 05/01/2021, 33% on 05/01/2022 and 34% on 05/01/2023. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy Spouse | 448 |
Reported balance
Holding disclosure · report date 2020-05-01 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 448 F2: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F5: As previously reported, the reporting person's spouse was granted 448 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2020, 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2020-12-31 | IndirectBy Spouse | 191 |
Reported balance
Holding disclosure · report date 2020-05-01 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 191 F2: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F7: As previously reported, the reporting person's spouse was granted 563 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy Spouse | 330 |
Reported balance
Holding disclosure · report date 2020-05-01 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 330 F2: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F8: As previously reported, the reporting person's spouse was granted 493 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2020-12-01 | IndirectBy Spouse | 123 |
Reported balance
Holding disclosure · report date 2020-05-01 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 123 F2: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F10: As previously reported, the reporting person's spouse was granted 361 restricted stock units on 12/01/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/01/2018 and 33% on 12/01/2019 and the remaining 34% will vest on 12/01/2020. |
| Common StockSEC Table I · non-derivative | Direct | 10,972 |
Reported balance
Holding disclosure · report date 2020-05-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 10,972 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 4,233 |
Reported balance
Holding disclosure · report date 2020-05-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,233 F1: The reporting person acquired beneficial ownership of these shares as a result of her marriage to the owner of the shares on 07/14/2018. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 768 |
Reported balance
Holding disclosure · report date 2020-05-01 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 768 F2: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F4: As previously reported, the reporting person was granted 768 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2020, 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 472 |
Reported balance
Holding disclosure · report date 2020-05-01 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 472 F2: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F6: As previously reported, the reporting person was granted 705 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 260 |
Reported balance
Holding disclosure · report date 2020-05-01 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 260 F2: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F9: As previously reported, the reporting person was granted 764 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person acquired beneficial ownership of these shares as a result of her marriage to the owner of the shares on 07/14/2018.
F2: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F3: The reporting person's spouse was granted 524 restricted stock units on 05/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 05/01/2021, 33% on 05/01/2022 and 34% on 05/01/2023.
F4: As previously reported, the reporting person was granted 768 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2020, 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F5: As previously reported, the reporting person's spouse was granted 448 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2020, 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F6: As previously reported, the reporting person was granted 705 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F7: As previously reported, the reporting person's spouse was granted 563 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.
F8: As previously reported, the reporting person's spouse was granted 493 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.
F9: As previously reported, the reporting person was granted 764 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F10: As previously reported, the reporting person's spouse was granted 361 restricted stock units on 12/01/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/01/2018 and 33% on 12/01/2019 and the remaining 34% will vest on 12/01/2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 21, 2017 Filed Feb 22, 2017 20:55 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantCommon Stock | 1,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-004085 · doc4.xml · nonDerivative · entry 1 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,103 F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 16:12 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionOptions (Right to Buy) · Derivative | 846 | $0.00 Strike: $77.81 | $0.00 |
DisclosureSEC source: 0001225208-17-002743 · doc4.xml · derivative · entry 7 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 437 Underlying: Common Stock · 846 shares Expires 2024-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 16:12 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionOptions (Right to Buy) · Derivative | 2,080 | $0.00 Strike: $51.55 | $0.00 |
DisclosureSEC source: 0001225208-17-002743 · doc4.xml · derivative · entry 6 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,080 shares Expires 2023-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 16:12 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 2,080 | $124.98 | $259,964.64 |
DisclosureSEC source: 0001225208-17-002743 · doc4.xml · nonDerivative · entry 5 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,663 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.9300 to $125.0700, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 16:12 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 846 | $124.98 | $105,735.62 |
DisclosureSEC source: 0001225208-17-002743 · doc4.xml · nonDerivative · entry 4 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,743 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.9300 to $125.0700, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 16:12 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 798 | $124.93 | $99,694.94 |
DisclosureSEC source: 0001225208-17-002743 · doc4.xml · nonDerivative · entry 3 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,589 Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 16:12 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 846 | $77.81 | $65,827.26 |
DisclosureSEC source: 0001225208-17-002743 · doc4.xml · nonDerivative · entry 2 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,387 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 16:12 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 2,080 | $51.55 | $107,224.00 |
DisclosureSEC source: 0001225208-17-002743 · doc4.xml · nonDerivative · entry 1 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,541 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2016 Filed Jul 6, 2016 13:08 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 1,193 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-036238 · doc4.xml · derivative · entry 3 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,194 Underlying: Common Stock · 1,193 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: The restricted stock units will vest equally on July 1, 2015, July1, 2016 and July 1, 2017. F2 · derivative.expiration_date: The restricted stock units will vest equally on July 1, 2015, July1, 2016 and July 1, 2017. Read SEC document |
| July 01, 2016 Filed Jul 6, 2016 13:08 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 395 | $107.86 | $42,604.70 |
DisclosureSEC source: 0001225208-16-036238 · doc4.xml · nonDerivative · entry 2 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,461 Read SEC document |
| July 01, 2016 Filed Jul 6, 2016 13:08 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 1,193 | $107.86 | $128,676.98 |
DisclosureSEC source: 0001225208-16-036238 · doc4.xml · nonDerivative · entry 1 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,856 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2016 Filed Apr 4, 2016 17:17 UTC | S&P Global Inc. MHFI · Entity 2879 | GrantRestricted Stock Units · Derivative | 1,208 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-030686 · doc4.xml · derivative · entry 4 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,208 Underlying: Common Stock · 1,208 shares Expires 2018-12-31 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MHFI common stock. Read SEC document |
| April 01, 2016 Filed Apr 4, 2016 17:17 UTC | S&P Global Inc. MHFI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 162 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-030686 · doc4.xml · derivative · entry 3 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 162 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MHFI common stock. F2 · derivative.expiration_date: 4/1/2016 Read SEC document |
| April 01, 2016 Filed Apr 4, 2016 17:17 UTC | S&P Global Inc. MHFI · Entity 2879 | Tax withholdingCommon Stock | 54 | $99.30 | $5,362.20 |
DisclosureSEC source: 0001225208-16-030686 · doc4.xml · nonDerivative · entry 2 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,663 Read SEC document |
| April 01, 2016 Filed Apr 4, 2016 17:17 UTC | S&P Global Inc. MHFI · Entity 2879 | Exercise / conversionCommon Stock | 162 | $99.30 | $16,086.60 |
DisclosureSEC source: 0001225208-16-030686 · doc4.xml · nonDerivative · entry 1 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,717 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2016 Filed Feb 25, 2016 17:45 UTC | S&P Global Inc. MHFI · Entity 2879 | Tax withholdingCommon Stock | 863 | $87.20 | $75,253.60 |
DisclosureSEC source: 0001225208-16-028120 · doc4.xml · nonDerivative · entry 2 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,555 F2 · kind: Withholding of shares of Common Stock under the McGraw Hill Financial 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3. Read SEC document |
| February 23, 2016 Filed Feb 25, 2016 17:45 UTC | S&P Global Inc. MHFI · Entity 2879 | GrantCommon Stock | 2,512 | $87.20 | $219,046.40 |
DisclosureSEC source: 0001225208-16-028120 · doc4.xml · nonDerivative · entry 1 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,418 F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award. Read SEC document |
| July 01, 2015 Filed Jul 2, 2015 19:05 UTC | S&P Global Inc. MHFI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 1,193 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-014956 · doc4.xml · derivative · entry 3 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,387 Underlying: Common Stock · 1,193 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MHFI common stock. F2 · derivative.exercise_date: The restricted stock units will vest equally on July 1, 2015, July1, 2016 and July 1, 2017. F2 · derivative.expiration_date: The restricted stock units will vest equally on July 1, 2015, July1, 2016 and July 1, 2017. Read SEC document |
| July 01, 2015 Filed Jul 2, 2015 19:05 UTC | S&P Global Inc. MHFI · Entity 2879 | Tax withholdingCommon Stock | 395 | $101.45 | $40,072.75 |
DisclosureSEC source: 0001225208-15-014956 · doc4.xml · nonDerivative · entry 2 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 906 Read SEC document |
| July 01, 2015 Filed Jul 2, 2015 19:05 UTC | S&P Global Inc. MHFI · Entity 2879 | Exercise / conversionCommon Stock | 1,193 | $101.45 | $121,029.85 |
DisclosureSEC source: 0001225208-15-014956 · doc4.xml · nonDerivative · entry 1 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,301 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2015 Filed Jun 3, 2015 19:47 UTC | S&P Global Inc. MHFI · Entity 2879 | GrantRestricted Stock Units · Derivative | 145 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-013290 · doc4.xml · derivative · entry 2 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145 Underlying: Common Stock · 145 shares Expires 2017-12-31 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MHFI common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.