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Geduldig Courtney

Disclosed activity across 1 company

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15496
SEC CIK
0001639790

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
S&P Global Inc.SPGI · Entity 2879EVP, Public AffairsMay 01, 2020March 22, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

S&P Global Inc.

Report date May 01, 2020 · Filed March 22, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00IndirectBy Spouse524 Reported balance After 2020-05-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-05-01 · Grant · Acquired 524 · Balance 524

F2: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3: The reporting person's spouse was granted 524 restricted stock units on 05/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 05/01/2021, 33% on 05/01/2022 and 34% on 05/01/2023.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00IndirectBy Spouse448 Reported balance Holding disclosure · report date 2020-05-01 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 448

F2: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F5: As previously reported, the reporting person's spouse was granted 448 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2020, 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2020-12-31IndirectBy Spouse191 Reported balance Holding disclosure · report date 2020-05-01 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 191

F2: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F7: As previously reported, the reporting person's spouse was granted 563 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00IndirectBy Spouse330 Reported balance Holding disclosure · report date 2020-05-01 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 330

F2: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F8: As previously reported, the reporting person's spouse was granted 493 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2020-12-01IndirectBy Spouse123 Reported balance Holding disclosure · report date 2020-05-01 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 123

F2: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F10: As previously reported, the reporting person's spouse was granted 361 restricted stock units on 12/01/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/01/2018 and 33% on 12/01/2019 and the remaining 34% will vest on 12/01/2020.

Common StockSEC Table I · non-derivativeDirect10,972 Reported balance Holding disclosure · report date 2020-05-01 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 10,972

Common StockSEC Table I · non-derivativeIndirectBy Spouse4,233 Reported balance Holding disclosure · report date 2020-05-01 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 4,233

F1: The reporting person acquired beneficial ownership of these shares as a result of her marriage to the owner of the shares on 07/14/2018.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct768 Reported balance Holding disclosure · report date 2020-05-01 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 768

F2: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4: As previously reported, the reporting person was granted 768 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2020, 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct472 Reported balance Holding disclosure · report date 2020-05-01 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 472

F2: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F6: As previously reported, the reporting person was granted 705 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct260 Reported balance Holding disclosure · report date 2020-05-01 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 260

F2: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F9: As previously reported, the reporting person was granted 764 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person acquired beneficial ownership of these shares as a result of her marriage to the owner of the shares on 07/14/2018.

F2: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3: The reporting person's spouse was granted 524 restricted stock units on 05/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 05/01/2021, 33% on 05/01/2022 and 34% on 05/01/2023.

F4: As previously reported, the reporting person was granted 768 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2020, 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F5: As previously reported, the reporting person's spouse was granted 448 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2020, 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F6: As previously reported, the reporting person was granted 705 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F7: As previously reported, the reporting person's spouse was granted 563 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.

F8: As previously reported, the reporting person's spouse was granted 493 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.

F9: As previously reported, the reporting person was granted 764 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F10: As previously reported, the reporting person's spouse was granted 361 restricted stock units on 12/01/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/01/2018 and 33% on 12/01/2019 and the remaining 34% will vest on 12/01/2020.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2021 Filed Apr 6, 2021 01:26 UTC S&P Global Inc. SPGI · Entity 2879 GrantCommon Stock · Derivative 310 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-21-000113 · wf-form4_161767229441490.xml · derivative · entry 3

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 310

Underlying: Common Stock · 310 shares

Expires not disclosed

F2 · derivative.exercise_date: The reporting person's spouse was granted 310 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2021, 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The reporting person's spouse was granted 310 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2021, 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 23:27 UTC S&P Global Inc. SPGI · Entity 2879 Tax withholdingCommon Stock 659 $332.94 $219,407.46
Disclosure

SEC source: 0000064040-21-000089 · wf-form4_161490045879718.xml · nonDerivative · entry 4

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 3,250

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

F3 · balance_after: The reporting person acquired beneficial ownership of these shares as a result of her marriage to the owner of the shares on 07/14/2018.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 23:27 UTC S&P Global Inc. SPGI · Entity 2879 GrantCommon Stock 1,877 $0.00 $0.00
Disclosure

SEC source: 0000064040-21-000089 · wf-form4_161490045879718.xml · nonDerivative · entry 3

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 3,909

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

F3 · balance_after: The reporting person acquired beneficial ownership of these shares as a result of her marriage to the owner of the shares on 07/14/2018.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 23:27 UTC S&P Global Inc. SPGI · Entity 2879 Tax withholdingCommon Stock 816 $332.94 $271,679.04
Disclosure

SEC source: 0000064040-21-000089 · wf-form4_161490045879718.xml · nonDerivative · entry 2

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,173

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 23:27 UTC S&P Global Inc. SPGI · Entity 2879 GrantCommon Stock 2,548 $0.00 $0.00
Disclosure

SEC source: 0000064040-21-000089 · wf-form4_161490045879718.xml · nonDerivative · entry 1

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,989

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 01:46 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionRestricted Stock Units · Derivative 191 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-21-000015 · wf-form4_160989758710374.xml · derivative · entry 18

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Underlying: Common Stock · 191 shares

Expires 2020-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F8 · derivative.exercise_date: As previously reported, the reporting person's spouse was granted 563 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% vested on 12/31/2020. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.

F8 · derivative.expiration_date: As previously reported, the reporting person's spouse was granted 563 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% vested on 12/31/2020. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 01:46 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionRestricted Stock Units · Derivative 163 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-21-000015 · wf-form4_160989758710374.xml · derivative · entry 17

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 167

Underlying: Common Stock · 163 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F7 · derivative.exercise_date: As previously reported, the reporting person's spouse was granted 493 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% will vest on 12/31/2021. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.

F7 · derivative.expiration_date: As previously reported, the reporting person's spouse was granted 493 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% will vest on 12/31/2021. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 01:46 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionRestricted Stock Units · Derivative 147 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-21-000015 · wf-form4_160989758710374.xml · derivative · entry 16

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 301

Underlying: Common Stock · 147 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F6 · derivative.exercise_date: As previously reported, the reporting person's spouse was granted 448 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and will vest 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.

F6 · derivative.expiration_date: As previously reported, the reporting person's spouse was granted 448 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and will vest 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 01:46 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionRestricted Stock Units · Derivative 260 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-21-000015 · wf-form4_160989758710374.xml · derivative · entry 15

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 260 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F5 · derivative.exercise_date: As previously reported, the reporting person was granted 764 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% vested on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F5 · derivative.expiration_date: As previously reported, the reporting person was granted 764 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% vested on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 01:46 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionRestricted Stock Units · Derivative 233 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-21-000015 · wf-form4_160989758710374.xml · derivative · entry 14

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239

Underlying: Common Stock · 233 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4 · derivative.exercise_date: As previously reported, the reporting person was granted 705 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% will vest on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4 · derivative.expiration_date: As previously reported, the reporting person was granted 705 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% will vest on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 01:46 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionRestricted Stock Units · Derivative 253 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-21-000015 · wf-form4_160989758710374.xml · derivative · entry 13

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 515

Underlying: Common Stock · 253 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: As previously reported, the reporting person was granted 768 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and will vest 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: As previously reported, the reporting person was granted 768 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and will vest 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 01:46 UTC S&P Global Inc. SPGI · Entity 2879 Tax withholdingCommon Stock 78 $328.73 $25,640.94
Disclosure

SEC source: 0000064040-21-000015 · wf-form4_160989758710374.xml · nonDerivative · entry 12

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 2,032

F1 · balance_after: The reporting person acquired beneficial ownership of these shares as a result of her marriage to the owner of the shares on 07/14/2018.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 01:46 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionCommon Stock 191 $328.73 $62,787.43
Disclosure

SEC source: 0000064040-21-000015 · wf-form4_160989758710374.xml · nonDerivative · entry 11

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 2,110

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reporting person acquired beneficial ownership of these shares as a result of her marriage to the owner of the shares on 07/14/2018.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 01:46 UTC S&P Global Inc. SPGI · Entity 2879 Tax withholdingCommon Stock 63 $328.73 $20,709.99
Disclosure

SEC source: 0000064040-21-000015 · wf-form4_160989758710374.xml · nonDerivative · entry 10

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,919

F1 · balance_after: The reporting person acquired beneficial ownership of these shares as a result of her marriage to the owner of the shares on 07/14/2018.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 01:46 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionCommon Stock 163 $328.73 $53,582.99
Disclosure

SEC source: 0000064040-21-000015 · wf-form4_160989758710374.xml · nonDerivative · entry 9

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,982

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reporting person acquired beneficial ownership of these shares as a result of her marriage to the owner of the shares on 07/14/2018.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 01:46 UTC S&P Global Inc. SPGI · Entity 2879 Tax withholdingCommon Stock 48 $328.73 $15,779.04
Disclosure

SEC source: 0000064040-21-000015 · wf-form4_160989758710374.xml · nonDerivative · entry 8

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,819

F1 · balance_after: The reporting person acquired beneficial ownership of these shares as a result of her marriage to the owner of the shares on 07/14/2018.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 01:46 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionCommon Stock 147 $328.73 $48,323.31
Disclosure

SEC source: 0000064040-21-000015 · wf-form4_160989758710374.xml · nonDerivative · entry 7

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,867

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reporting person acquired beneficial ownership of these shares as a result of her marriage to the owner of the shares on 07/14/2018.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 01:46 UTC S&P Global Inc. SPGI · Entity 2879 Tax withholdingCommon Stock 93 $328.73 $30,571.89
Disclosure

SEC source: 0000064040-21-000015 · wf-form4_160989758710374.xml · nonDerivative · entry 6

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,441

Read SEC document
December 31, 2020 Filed Jan 6, 2021 01:46 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionCommon Stock 260 $328.73 $85,469.80
Disclosure

SEC source: 0000064040-21-000015 · wf-form4_160989758710374.xml · nonDerivative · entry 5

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 01:46 UTC S&P Global Inc. SPGI · Entity 2879 Tax withholdingCommon Stock 80 $328.73 $26,298.40
Disclosure

SEC source: 0000064040-21-000015 · wf-form4_160989758710374.xml · nonDerivative · entry 4

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,274

Read SEC document
December 31, 2020 Filed Jan 6, 2021 01:46 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionCommon Stock 233 $328.73 $76,594.09
Disclosure

SEC source: 0000064040-21-000015 · wf-form4_160989758710374.xml · nonDerivative · entry 3

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,354

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 01:46 UTC S&P Global Inc. SPGI · Entity 2879 Tax withholdingCommon Stock 76 $328.73 $24,983.48
Disclosure

SEC source: 0000064040-21-000015 · wf-form4_160989758710374.xml · nonDerivative · entry 2

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,121

Read SEC document
December 31, 2020 Filed Jan 6, 2021 01:46 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionCommon Stock 253 $328.73 $83,168.69
Disclosure

SEC source: 0000064040-21-000015 · wf-form4_160989758710374.xml · nonDerivative · entry 1

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,197

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2020 Filed Dec 4, 2020 01:18 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionRestricted Stock Units · Derivative 123 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-20-000197 · wf-form4_160704469934874.xml · derivative · entry 4

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Underlying: Common Stock · 123 shares

Expires 2020-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: As previously reported, the reporting person's spouse was granted 361 restricted stock units on 12/01/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/01/2018 and 33% on 12/01/2019 and the remaining 34% vested on 12/01/2020.

F3 · derivative.expiration_date: As previously reported, the reporting person's spouse was granted 361 restricted stock units on 12/01/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/01/2018 and 33% on 12/01/2019 and the remaining 34% vested on 12/01/2020.

Read SEC document
December 01, 2020 Filed Dec 4, 2020 01:18 UTC S&P Global Inc. SPGI · Entity 2879 Tax withholdingCommon Stock 56 $334.32 $18,721.92
Disclosure

SEC source: 0000064040-20-000197 · wf-form4_160704469934874.xml · nonDerivative · entry 2

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,720

F1 · balance_after: The reporting person acquired beneficial ownership of these shares as a result of her marriage to the owner of the shares on 07/14/2018.

Read SEC document
December 01, 2020 Filed Dec 4, 2020 01:18 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionCommon Stock 123 $334.32 $41,121.36
Disclosure

SEC source: 0000064040-20-000197 · wf-form4_160704469934874.xml · nonDerivative · entry 1

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reporting person acquired beneficial ownership of these shares as a result of her marriage to the owner of the shares on 07/14/2018.

Read SEC document
August 03, 2020 Filed Aug 3, 2020 22:59 UTC S&P Global Inc. SPGI · Entity 2879 SaleCommon Stock 2,580 $352.76 $910,120.80
Disclosure

SEC source: 0000064040-20-000158 · wf-form4_159649554259945.xml · nonDerivative · entry 3

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,653

F1 · balance_after: The reporting person acquired beneficial ownership of these shares as a result of her marriage to the owner of the shares on 07/14/2018.

Read SEC document
July 31, 2020 Filed Aug 3, 2020 22:59 UTC S&P Global Inc. SPGI · Entity 2879 SaleCommon Stock 2,096 $350.00 $733,600.00
Disclosure

SEC source: 0000064040-20-000158 · wf-form4_159649554259945.xml · nonDerivative · entry 2

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,944

Read SEC document
July 30, 2020 Filed Aug 3, 2020 22:59 UTC S&P Global Inc. SPGI · Entity 2879 SaleCommon Stock 932 $355.00 $330,860.00
Disclosure

SEC source: 0000064040-20-000158 · wf-form4_159649554259945.xml · nonDerivative · entry 1

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,040

Read SEC document
May 01, 2020 Filed Mar 22, 2022 00:27 UTC S&P Global Inc. SPGI · Entity 2879 GrantRestricted Stock Units · Derivative 524 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950103-22-004945 · dp169574_4-geduldig.xml · derivative · entry 3

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 524

Underlying: Common Stock · 524 shares

Expires not disclosed

F2 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: The reporting person's spouse was granted 524 restricted stock units on 05/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 05/01/2021, 33% on 05/01/2022 and 34% on 05/01/2023.

F3 · derivative.expiration_date: The reporting person's spouse was granted 524 restricted stock units on 05/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 05/01/2021, 33% on 05/01/2022 and 34% on 05/01/2023.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 23:52 UTC S&P Global Inc. SPGI · Entity 2879 GrantRestricted Stock Units · Derivative 448 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-20-000094 · wf-form4_158595793616961.xml · derivative · entry 4

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 448

Underlying: Common Stock · 448 shares

Expires not disclosed

F2 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4 · derivative.exercise_date: The reporting person's spouse was granted 448 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2020, 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4 · derivative.expiration_date: The reporting person's spouse was granted 448 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2020, 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 23:52 UTC S&P Global Inc. SPGI · Entity 2879 GrantRestricted Stock Units · Derivative 768 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-20-000094 · wf-form4_158595793616961.xml · derivative · entry 3

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 768

Underlying: Common Stock · 768 shares

Expires not disclosed

F2 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: The reporting person was granted 768 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2020, 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: The reporting person was granted 768 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2020, 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
March 03, 2020 Filed Mar 6, 2020 01:21 UTC S&P Global Inc. SPGI · Entity 2879 Tax withholdingCommon Stock 925 $280.14 $259,129.50
Disclosure

SEC source: 0000064040-20-000070 · wf-form4_158345768300212.xml · nonDerivative · entry 4

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 4,233

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

F3 · balance_after: The reporting person acquired beneficial ownership of these shares as a result of her marriage to the owner of the shares on 07/14/2018.

Read SEC document
March 03, 2020 Filed Mar 6, 2020 01:21 UTC S&P Global Inc. SPGI · Entity 2879 GrantCommon Stock 3,030 $0.00 $0.00
Disclosure

SEC source: 0000064040-20-000070 · wf-form4_158345768300212.xml · nonDerivative · entry 3

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 5,158

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

F3 · balance_after: The reporting person acquired beneficial ownership of these shares as a result of her marriage to the owner of the shares on 07/14/2018.

Read SEC document
March 03, 2020 Filed Mar 6, 2020 01:21 UTC S&P Global Inc. SPGI · Entity 2879 Tax withholdingCommon Stock 1,254 $280.14 $351,295.56
Disclosure

SEC source: 0000064040-20-000070 · wf-form4_158345768300212.xml · nonDerivative · entry 2

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,972

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Read SEC document
March 03, 2020 Filed Mar 6, 2020 01:21 UTC S&P Global Inc. SPGI · Entity 2879 GrantCommon Stock 3,680 $0.00 $0.00
Disclosure

SEC source: 0000064040-20-000070 · wf-form4_158345768300212.xml · nonDerivative · entry 1

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,226

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 22:29 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionRestricted Stock Units · Derivative 163 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-20-000012 · wf-form4_157809053007262.xml · derivative · entry 18

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 330

Underlying: Common Stock · 163 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F8 · derivative.exercise_date: As previously reported, the reporting person's spouse was granted 493 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.

F8 · derivative.expiration_date: As previously reported, the reporting person's spouse was granted 493 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 22:29 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionRestricted Stock Units · Derivative 186 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-20-000012 · wf-form4_157809053007262.xml · derivative · entry 17

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 191

Underlying: Common Stock · 186 shares

Expires 2020-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F7 · derivative.exercise_date: As previously reported, the reporting person's spouse was granted 563 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.

F7 · derivative.expiration_date: As previously reported, the reporting person's spouse was granted 563 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 22:29 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionRestricted Stock Units · Derivative 276 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-20-000012 · wf-form4_157809053007262.xml · derivative · entry 16

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Underlying: Common Stock · 276 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F6 · derivative.exercise_date: As previously reported, the reporting person's spouse was granted 812 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% vested on 12/31/2019. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.

F6 · derivative.expiration_date: As previously reported, the reporting person's spouse was granted 812 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% vested on 12/31/2019. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 22:29 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionRestricted Stock Units · Derivative 233 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-20-000012 · wf-form4_157809053007262.xml · derivative · entry 15

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472

Underlying: Common Stock · 233 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F5 · derivative.exercise_date: As previously reported, the reporting person was granted 705 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F5 · derivative.expiration_date: As previously reported, the reporting person was granted 705 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 22:29 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionRestricted Stock Units · Derivative 252 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-20-000012 · wf-form4_157809053007262.xml · derivative · entry 14

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260

Underlying: Common Stock · 252 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4 · derivative.exercise_date: As previously reported, the reporting person was granted 764 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4 · derivative.expiration_date: As previously reported, the reporting person was granted 764 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 22:29 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionRestricted Stock Units · Derivative 336 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-20-000012 · wf-form4_157809053007262.xml · derivative · entry 13

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 336 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: As previously reported, the reporting person was granted 986 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% vested on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: As previously reported, the reporting person was granted 986 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% vested on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 22:29 UTC S&P Global Inc. SPGI · Entity 2879 Tax withholdingCommon Stock 51 $273.05 $13,925.55
Disclosure

SEC source: 0000064040-20-000012 · wf-form4_157809053007262.xml · nonDerivative · entry 12

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 2,128

F1 · balance_after: The reporting person acquired beneficial ownership of these shares as a result of her marriage to the owner of the shares on 07/14/2018.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 22:29 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionCommon Stock 163 $273.05 $44,507.15
Disclosure

SEC source: 0000064040-20-000012 · wf-form4_157809053007262.xml · nonDerivative · entry 11

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 2,179

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reporting person acquired beneficial ownership of these shares as a result of her marriage to the owner of the shares on 07/14/2018.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 22:29 UTC S&P Global Inc. SPGI · Entity 2879 Tax withholdingCommon Stock 66 $273.05 $18,021.30
Disclosure

SEC source: 0000064040-20-000012 · wf-form4_157809053007262.xml · nonDerivative · entry 10

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 2,016

F1 · balance_after: The reporting person acquired beneficial ownership of these shares as a result of her marriage to the owner of the shares on 07/14/2018.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 22:29 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionCommon Stock 186 $273.05 $50,787.30
Disclosure

SEC source: 0000064040-20-000012 · wf-form4_157809053007262.xml · nonDerivative · entry 9

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 2,082

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reporting person acquired beneficial ownership of these shares as a result of her marriage to the owner of the shares on 07/14/2018.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 22:29 UTC S&P Global Inc. SPGI · Entity 2879 Tax withholdingCommon Stock 98 $273.05 $26,758.90
Disclosure

SEC source: 0000064040-20-000012 · wf-form4_157809053007262.xml · nonDerivative · entry 8

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,896

F1 · balance_after: The reporting person acquired beneficial ownership of these shares as a result of her marriage to the owner of the shares on 07/14/2018.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 22:29 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionCommon Stock 276 $273.05 $75,361.80
Disclosure

SEC source: 0000064040-20-000012 · wf-form4_157809053007262.xml · nonDerivative · entry 7

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,994

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reporting person acquired beneficial ownership of these shares as a result of her marriage to the owner of the shares on 07/14/2018.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 22:29 UTC S&P Global Inc. SPGI · Entity 2879 Tax withholdingCommon Stock 70 $273.05 $19,113.50
Disclosure

SEC source: 0000064040-20-000012 · wf-form4_157809053007262.xml · nonDerivative · entry 6

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,546

Read SEC document
December 31, 2019 Filed Jan 3, 2020 22:29 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionCommon Stock 233 $273.05 $63,620.65
Disclosure

SEC source: 0000064040-20-000012 · wf-form4_157809053007262.xml · nonDerivative · entry 5

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,616

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.