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person · Reporting owner

Tripeny R Tony

Disclosed activity across 5 companies

Tapewire entity
15473
SEC CIK
0001339381

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CORNING INC /NYGLW · Entity 2883Retired Exec. Vice PresidentMay 02, 2022May 04, 2022
IPERIONX LtdIPX · Entity 5162DirectorJuly 14, 2026July 15, 2026
MESA LABORATORIES INC /CO/MLAB · Entity 5221DirectorSeptember 09, 2026September 11, 2026
Origin Materials, Inc.ORGN · Entity 52695DirectorDecember 31, 2025January 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CORNING INC /NY

Report date May 02, 2022 · Filed May 04, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect13,215 Ending reported balance After 2022-05-02 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2022-05-02 · Exercise / conversion · Acquired 959 · Balance 9,368

Row 2 · 2022-05-02 · Exercise / conversion · Acquired 8,862 · Balance 18,230

Row 3 · 2022-05-02 · Tax withholding · Disposed 5,015 · Balance 13,215

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect959 Reported balance After 2022-05-02 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-05-02 · Disposition to issuer · Disposed 1,134 · Balance 959

F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2: Represents the forfeiture of Restricted Stock Units awarded May 15, 2020, per terms of the May 2020 agreement approved by the Compensation Committee.

F3: Restricted Stock Units awarded May 15, 2020 were forfeited per terms of the May 2020 agreement approved by the Compensation Committee.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect7,013 Reported balance After 2022-05-02 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2022-05-02 · Disposition to issuer · Disposed 14,027 · Balance 7,013

F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F4: Represents the forfeiture of Restricted Stock Units awarded April 1, 2022, per terms of the April 2022 agreement approved by the Compensation Committee.

F5: Restricted Stock Units awarded April 1, 2022 were forfeited per terms of the April 2022 agreement approved by the Compensation Committee.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-05-02 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2022-05-02 · Exercise / conversion · Disposed 959 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F9: Earned Restricted Stock Units awarded May 15, 2020 remained restricted until May 2, 2022 when they vested and converted into Common Stock per terms of the May 2020 agreement approved by the Compensation Committee.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect35,383 Reported balance Holding disclosure · report date 2022-05-02 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance 35,383

F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F13: Earned Restricted Stock Units remain restricted until November 1, 2022, when they vest and convert to Common Stock per terms of the April 1, 2020 agreement approved by the Compensation Committee.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect16,516 Reported balance Holding disclosure · report date 2022-05-02 · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · Balance 16,516

F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F14: Earned Restricted Stock Units remain restricted until November 1, 2022, when they vest and convert to Common Stock per terms of the April 1, 2021 agreement approved by the Compensation Committee.

Performance Share UnitSEC Table II · derivative / convertible securityDirect8,862 Reported balance After 2022-05-02 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2022-05-02 · Disposition to issuer · Disposed 10,474 · Balance 8,862

F6: Each Performance Share Unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F7: Represents the forfeiture of Performance Share Units earned February 3, 2021, per terms of the May 15, 2020 agreement approved by the Compensation Committee.

F8: Performance Share Units earned February 3, 2021 were forfeited per terms of the May 15, 2020 agreement approved by the Compensation Committee.

Performance Share UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-05-02 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2022-05-02 · Exercise / conversion · Disposed 8,862 · Balance 0

F6: Each Performance Share Unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F10: Performance Share Units earned February 3, 2021 remained restricted until May 2, 2022 when they vested and converted into Common Stock per terms of the May 15, 2020 agreement approved by the Compensation Committee.

Performance Share UnitSEC Table II · derivative / convertible securityDirect57,038 Reported balance Holding disclosure · report date 2022-05-02 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 57,038

F6: Each Performance Share Unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F11: Earned Performance Share Units remain restricted until February 2023, when they vest and convert to Common Stock per terms of the April 1, 2020 agreement approved by the Compensation Committee.

Performance Share UnitSEC Table II · derivative / convertible securityDirect13,210 Reported balance Holding disclosure · report date 2022-05-02 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 13,210

F6: Each Performance Share Unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F12: Earned Performance Share Units remain restricted until February 2024, when they vest and convert to Common Stock per terms of the April 1, 2021 agreement approved by the Compensation Committee.

Common StockSEC Table I · non-derivativeIndirectBy Trust81,632 Reported balance Holding disclosure · report date 2022-05-02 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 81,632

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2: Represents the forfeiture of Restricted Stock Units awarded May 15, 2020, per terms of the May 2020 agreement approved by the Compensation Committee.

F3: Restricted Stock Units awarded May 15, 2020 were forfeited per terms of the May 2020 agreement approved by the Compensation Committee.

F4: Represents the forfeiture of Restricted Stock Units awarded April 1, 2022, per terms of the April 2022 agreement approved by the Compensation Committee.

F5: Restricted Stock Units awarded April 1, 2022 were forfeited per terms of the April 2022 agreement approved by the Compensation Committee.

F6: Each Performance Share Unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F7: Represents the forfeiture of Performance Share Units earned February 3, 2021, per terms of the May 15, 2020 agreement approved by the Compensation Committee.

F8: Performance Share Units earned February 3, 2021 were forfeited per terms of the May 15, 2020 agreement approved by the Compensation Committee.

F9: Earned Restricted Stock Units awarded May 15, 2020 remained restricted until May 2, 2022 when they vested and converted into Common Stock per terms of the May 2020 agreement approved by the Compensation Committee.

F10: Performance Share Units earned February 3, 2021 remained restricted until May 2, 2022 when they vested and converted into Common Stock per terms of the May 15, 2020 agreement approved by the Compensation Committee.

F11: Earned Performance Share Units remain restricted until February 2023, when they vest and convert to Common Stock per terms of the April 1, 2020 agreement approved by the Compensation Committee.

F12: Earned Performance Share Units remain restricted until February 2024, when they vest and convert to Common Stock per terms of the April 1, 2021 agreement approved by the Compensation Committee.

F13: Earned Restricted Stock Units remain restricted until November 1, 2022, when they vest and convert to Common Stock per terms of the April 1, 2020 agreement approved by the Compensation Committee.

F14: Earned Restricted Stock Units remain restricted until November 1, 2022, when they vest and convert to Common Stock per terms of the April 1, 2021 agreement approved by the Compensation Committee.

IPERIONX Ltd

Report date July 14, 2026 · Filed July 15, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
American Depository Shares (ADS)SEC Table II · derivative / convertible securityDirect8,033 Reported balance After 2026-07-14 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-07-14 · Purchase · Acquired 3,846 · Balance 8,033

F3: IPX American Depository Shares (ADS) are traded on the NASDAQ. One ADS is equivalent to and convertible into 10 IPX Ordinary Shares (Ordinary Shares are traded on the Australian Stock Exchange).

F4: 3,846 ADS equivalent and convertible into 38,460 ordinary shares

F1: IPX Ordinary Shares are traded on the Australian Stock Exchange.

F5: 8,033 ADS equivalent and convertible into 80,330 Ordinary Shares

IPX Ordinary SharesSEC Table I · non-derivativeDirect38,777 Reported balance Holding disclosure · report date 2026-07-14 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 38,777

F1: IPX Ordinary Shares are traded on the Australian Stock Exchange.

Restricted Stock Units (RSUs)SEC Table I · non-derivativeDirect51,010 Reported balance Holding disclosure · report date 2026-07-14 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 51,010

F2: 36,848 vest in December 2026; 14,162 vest in December 2027

Filing footnotes · ownership attribution and instrument terms

F1: IPX Ordinary Shares are traded on the Australian Stock Exchange.

F2: 36,848 vest in December 2026; 14,162 vest in December 2027

F3: IPX American Depository Shares (ADS) are traded on the NASDAQ. One ADS is equivalent to and convertible into 10 IPX Ordinary Shares (Ordinary Shares are traded on the Australian Stock Exchange).

F4: 3,846 ADS equivalent and convertible into 38,460 ordinary shares

F5: 8,033 ADS equivalent and convertible into 80,330 Ordinary Shares

MESA LABORATORIES INC /CO/

Report date September 09, 2026 · Filed September 11, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock Units - 5SEC Table II · derivative / convertible securityDirect1,774 Reported balance After 2026-09-09 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-09-09 · Grant · Acquired 1,774 · Balance 1,774

F1: Each RSU represents a contingent right to receive one share of the Issuer's common stock

F3: RSUs that vest September 9, 2027

F2: Not Applicable

Filing footnotes · ownership attribution and instrument terms

F1: Each RSU represents a contingent right to receive one share of the Issuer's common stock

F2: Not Applicable

F3: RSUs that vest September 9, 2027

Origin Materials, Inc.

Report date December 31, 2025 · Filed January 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect703,570 Reported balance After 2025-12-31 transaction · row 1
1 source row

Row 1 · 2025-12-31 · Grant · Acquired 25,815 · Balance 703,570

F1: These shares represent the shares of Common Stock underlying restricted stock units ("RSUs") that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Amended and Restated Non-Employee Director Compensation Policy, as amended, for the quarter ended December 31, 2025. The number of RSUs received in lieu of cash was calculated based on the average closing price per share of Common Stock for the 60 consecutive trading days ending on and including December 31, 2025. Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The RSUs are fully vested upon the date of grant.

Common StockSEC Table I · non-derivativeIndirectBy Trust73,000 Reported balance Holding disclosure · report date 2025-12-31 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 73,000

F2: Shares are held directly by R. Tony Tripeny, Trustee of the Revocable Trust of R. Tony Tripeny dated December 14, 2022.

Filing footnotes · ownership attribution and instrument terms

F1: These shares represent the shares of Common Stock underlying restricted stock units ("RSUs") that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Amended and Restated Non-Employee Director Compensation Policy, as amended, for the quarter ended December 31, 2025. The number of RSUs received in lieu of cash was calculated based on the average closing price per share of Common Stock for the 60 consecutive trading days ending on and including December 31, 2025. Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The RSUs are fully vested upon the date of grant.

F2: Shares are held directly by R. Tony Tripeny, Trustee of the Revocable Trust of R. Tony Tripeny dated December 14, 2022.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

HARDINGE INC

Report date May 25, 2018 · Filed May 30, 2018

Section 16 reporting ended · disclosed 2018-05-30. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2018-05-25 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2018-05-25 · Exercise / conversion · Acquired 21,595 · Balance 37,247

F1: Each stock unit is the economic equivalent of one (1) share of Hardinge Inc. common stock. Stock units become payable in common stock upon the reporting person's separation from service as a director. Each stock unit held by the reporting person was converted to one (1) share of Hardinge Inc. common stock pursuant to a certain Agreement and Plan of Merger, dated as of February 12, 2018, by and among Hardinge Holdings, LLC, Hardinge Merger Sub, Inc., and Hardinge Inc. (hereinafter referred to as the "Merger Agreement").

Row 2 · 2018-05-25 · Disposition to issuer · Disposed 37,247 · Balance 0

F2: Shares disposed of for cash consideration pursuant to the Merger Agreement.

Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2018-05-25 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-05-25 · Exercise / conversion · Disposed 21,595 · Balance 0

F1: Each stock unit is the economic equivalent of one (1) share of Hardinge Inc. common stock. Stock units become payable in common stock upon the reporting person's separation from service as a director. Each stock unit held by the reporting person was converted to one (1) share of Hardinge Inc. common stock pursuant to a certain Agreement and Plan of Merger, dated as of February 12, 2018, by and among Hardinge Holdings, LLC, Hardinge Merger Sub, Inc., and Hardinge Inc. (hereinafter referred to as the "Merger Agreement").

Filing footnotes · ownership attribution and instrument terms

F1: Each stock unit is the economic equivalent of one (1) share of Hardinge Inc. common stock. Stock units become payable in common stock upon the reporting person's separation from service as a director. Each stock unit held by the reporting person was converted to one (1) share of Hardinge Inc. common stock pursuant to a certain Agreement and Plan of Merger, dated as of February 12, 2018, by and among Hardinge Holdings, LLC, Hardinge Merger Sub, Inc., and Hardinge Inc. (hereinafter referred to as the "Merger Agreement").

F2: Shares disposed of for cash consideration pursuant to the Merger Agreement.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 02, 2022 Filed Feb 4, 2022 21:20 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 1,516 $42.74 $64,793.84
Disclosure

SEC source: 0001127602-22-003377 · form4.xml · nonDerivative · entry 3

Tripeny R Tony · CIK 0001339381 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 02, 2022 Filed Feb 4, 2022 21:20 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 486 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-003377 · form4.xml · nonDerivative · entry 2

Tripeny R Tony · CIK 0001339381 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 21:20 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 1,030 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-003377 · form4.xml · nonDerivative · entry 1

Tripeny R Tony · CIK 0001339381 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:45 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionRestricted Stock Unit · Derivative 874 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-001325 · form4.xml · derivative · entry 4

Tripeny R Tony · CIK 0001339381 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,516

Underlying: Common Stock · 874 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F3 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the April 2021 agreement.

F3 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the April 2021 agreement.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:45 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 874 $37.97 $33,185.78
Disclosure

SEC source: 0001127602-22-001325 · form4.xml · nonDerivative · entry 2

Tripeny R Tony · CIK 0001339381 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · balance_after: Ownership has been updated to reflect the transfer of 15,428 shares of Common Stock that the reporting person owned individually into the joint trust account with spouse.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:45 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 874 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-001325 · form4.xml · nonDerivative · entry 1

Tripeny R Tony · CIK 0001339381 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

Read SEC document
May 17, 2021 Filed May 19, 2021 20:22 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionPerformance Share Unit · Derivative 9,668 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-017390 · form4.xml · derivative · entry 6

Tripeny R Tony · CIK 0001339381 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,336

Underlying: Common Stock · 9,668 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F4 · derivative.exercise_date: Performance Share Units were earned February 3, 2021 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2020 pursuant to the May 2020 agreement. Earned units remain restricted until vesting. The earned units will vest ratably over 3 years from the grant date and convert to GLW common stock, subject to service-based vesting requirement.

F4 · derivative.expiration_date: Performance Share Units were earned February 3, 2021 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2020 pursuant to the May 2020 agreement. Earned units remain restricted until vesting. The earned units will vest ratably over 3 years from the grant date and convert to GLW common stock, subject to service-based vesting requirement.

Read SEC document
May 17, 2021 Filed May 19, 2021 20:22 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionRestricted Stock Unit · Derivative 1,047 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-017390 · form4.xml · derivative · entry 5

Tripeny R Tony · CIK 0001339381 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,093

Underlying: Common Stock · 1,047 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

F2 · derivative.expiration_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

Read SEC document
May 17, 2021 Filed May 19, 2021 20:22 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 5,248 $44.19 $231,909.12
Disclosure

SEC source: 0001127602-21-017390 · form4.xml · nonDerivative · entry 3

Tripeny R Tony · CIK 0001339381 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,428

Read SEC document
May 17, 2021 Filed May 19, 2021 20:22 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 9,668 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-017390 · form4.xml · nonDerivative · entry 2

Tripeny R Tony · CIK 0001339381 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,676

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2021 Filed May 19, 2021 20:22 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 1,047 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-017390 · form4.xml · nonDerivative · entry 1

Tripeny R Tony · CIK 0001339381 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,008

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 15, 2021 Filed Apr 19, 2021 20:22 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionRestricted Stock Unit · Derivative 18,661 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-014030 · form4.xml · derivative · entry 4

Tripeny R Tony · CIK 0001339381 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,661 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Earned Restricted Stock Units awarded April 2, 2018 remained restricted until April 15, 2021, when they vested and converted into GLW common stock per terms of April 2018 Agreement approved by Compensation Committee.

F2 · derivative.expiration_date: Earned Restricted Stock Units awarded April 2, 2018 remained restricted until April 15, 2021, when they vested and converted into GLW common stock per terms of April 2018 Agreement approved by Compensation Committee.

Read SEC document
April 15, 2021 Filed Apr 19, 2021 20:22 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 8,700 $45.90 $399,330.00
Disclosure

SEC source: 0001127602-21-014030 · form4.xml · nonDerivative · entry 2

Tripeny R Tony · CIK 0001339381 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,961

Read SEC document
April 15, 2021 Filed Apr 19, 2021 20:22 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 18,661 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-014030 · form4.xml · nonDerivative · entry 1

Tripeny R Tony · CIK 0001339381 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,661

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 20:32 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 17,390 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-013094 · form4.xml · derivative · entry 1

Tripeny R Tony · CIK 0001339381 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,390

Underlying: Common Stock · 17,390 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on April 15, 2024. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2024. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2024.

F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on April 15, 2024. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2024. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2024.

Read SEC document
March 10, 2021 Filed Mar 10, 2021 21:08 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 13,942 $0.00 Strike: $15.37 $0.00
Disclosure

SEC source: 0001127602-21-010072 · form4.xml · derivative · entry 8

Tripeny R Tony · CIK 0001339381 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,942 shares

Expires 2023-05-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2021 Filed Mar 10, 2021 21:08 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 14,778 $0.00 Strike: $14.50 $0.00
Disclosure

SEC source: 0001127602-21-010072 · form4.xml · derivative · entry 7

Tripeny R Tony · CIK 0001339381 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,778 shares

Expires 2023-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2021 Filed Mar 10, 2021 21:08 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 16,075 $0.00 Strike: $13.33 $0.00
Disclosure

SEC source: 0001127602-21-010072 · form4.xml · derivative · entry 6

Tripeny R Tony · CIK 0001339381 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,075 shares

Expires 2023-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2021 Filed Mar 10, 2021 21:08 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 44,795 $38.90 $1,742,659.89
Disclosure

SEC source: 0001127602-21-010072 · form4.xml · nonDerivative · entry 4

Tripeny R Tony · CIK 0001339381 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.90 to $38.91, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.

Read SEC document
March 10, 2021 Filed Mar 10, 2021 21:08 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 13,942 $15.37 $214,288.54
Disclosure

SEC source: 0001127602-21-010072 · form4.xml · nonDerivative · entry 3

Tripeny R Tony · CIK 0001339381 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,795

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2021 Filed Mar 10, 2021 21:08 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 14,778 $14.50 $214,281.00
Disclosure

SEC source: 0001127602-21-010072 · form4.xml · nonDerivative · entry 2

Tripeny R Tony · CIK 0001339381 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,853

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2021 Filed Mar 10, 2021 21:08 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 16,075 $13.33 $214,279.75
Disclosure

SEC source: 0001127602-21-010072 · form4.xml · nonDerivative · entry 1

Tripeny R Tony · CIK 0001339381 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,075

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2021 Filed Feb 5, 2021 22:04 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionPerformance Share Unit · Derivative 1,033 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-004219 · form4.xml · derivative · entry 6

Tripeny R Tony · CIK 0001339381 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,016

Underlying: Common Stock · 1,033 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F4 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the April 2020 agreement.

F4 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the April 2020 agreement.

Read SEC document
February 03, 2021 Filed Feb 5, 2021 22:04 UTC CORNING INC /NY GLW · Entity 2883 GrantPerformance Share Unit · Derivative 30,049 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-004219 · form4.xml · derivative · entry 5

Tripeny R Tony · CIK 0001339381 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,049

Underlying: Common Stock · 30,049 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F3 · derivative.exercise_date: Performance Share Units were earned February 3, 2021 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2020 pursuant to the April 2020 agreement. Earned units remain restricted until April 14, 2023, when they vest and convert to GLW common stock, subject to service-based vesting requirement.

F3 · derivative.expiration_date: Performance Share Units were earned February 3, 2021 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2020 pursuant to the April 2020 agreement. Earned units remain restricted until April 14, 2023, when they vest and convert to GLW common stock, subject to service-based vesting requirement.

Read SEC document
February 03, 2021 Filed Feb 5, 2021 22:04 UTC CORNING INC /NY GLW · Entity 2883 GrantPerformance Share Unit · Derivative 29,004 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-004219 · form4.xml · derivative · entry 4

Tripeny R Tony · CIK 0001339381 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,004

Underlying: Common Stock · 29,004 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F2 · derivative.exercise_date: Performance Share Units were earned February 3, 2021 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2020 pursuant to the May 2020 agreement. Earned units remain restricted until vesting. The earned units will vest ratably over 3 years from the grant date and convert to GLW common stock, subject to service-based vesting requirement.

F2 · derivative.expiration_date: Performance Share Units were earned February 3, 2021 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2020 pursuant to the May 2020 agreement. Earned units remain restricted until vesting. The earned units will vest ratably over 3 years from the grant date and convert to GLW common stock, subject to service-based vesting requirement.

Read SEC document
February 03, 2021 Filed Feb 5, 2021 22:04 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 1,033 $36.34 $37,539.22
Disclosure

SEC source: 0001127602-21-004219 · form4.xml · nonDerivative · entry 2

Tripeny R Tony · CIK 0001339381 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 03, 2021 Filed Feb 5, 2021 22:04 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 1,033 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-004219 · form4.xml · nonDerivative · entry 1

Tripeny R Tony · CIK 0001339381 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 21:24 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionRestricted Stock Unit · Derivative 1,509 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001423 · form4.xml · derivative · entry 4

Tripeny R Tony · CIK 0001339381 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,383

Underlying: Common Stock · 1,509 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the April 2020 agreement.

F2 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the April 2020 agreement.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 21:24 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 1,509 $36.98 $55,802.82
Disclosure

SEC source: 0001127602-21-001423 · form4.xml · nonDerivative · entry 2

Tripeny R Tony · CIK 0001339381 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
January 07, 2021 Filed Jan 11, 2021 21:24 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 1,509 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001423 · form4.xml · nonDerivative · entry 1

Tripeny R Tony · CIK 0001339381 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,509

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

Read SEC document
September 16, 2020 Filed Sep 17, 2020 20:12 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 14,456 $0.00 Strike: $12.97 $0.00
Disclosure

SEC source: 0001127602-20-025290 · form4.xml · derivative · entry 6

Tripeny R Tony · CIK 0001339381 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,456 shares

Expires 2022-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2020 Filed Sep 17, 2020 20:12 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 7,229 $0.00 Strike: $12.90 $0.00
Disclosure

SEC source: 0001127602-20-025290 · form4.xml · derivative · entry 5

Tripeny R Tony · CIK 0001339381 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,229 shares

Expires 2022-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2020 Filed Sep 17, 2020 20:12 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 21,685 $33.07 $717,021.03
Disclosure

SEC source: 0001127602-20-025290 · form4.xml · nonDerivative · entry 3

Tripeny R Tony · CIK 0001339381 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.055 to $33.08, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.

Read SEC document
September 16, 2020 Filed Sep 17, 2020 20:12 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 14,456 $12.97 $187,494.32
Disclosure

SEC source: 0001127602-20-025290 · form4.xml · nonDerivative · entry 2

Tripeny R Tony · CIK 0001339381 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,685

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2020 Filed Sep 17, 2020 20:12 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 7,229 $12.90 $93,254.10
Disclosure

SEC source: 0001127602-20-025290 · form4.xml · nonDerivative · entry 1

Tripeny R Tony · CIK 0001339381 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2020 Filed May 19, 2020 20:18 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to Buy) · Derivative 15,700 $0.00 Strike: $19.65 $0.00
Disclosure

SEC source: 0001127602-20-017157 · form4.xml · derivative · entry 2

Tripeny R Tony · CIK 0001339381 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,700

Underlying: Common Stock · 15,700 shares

Expires 2030-05-15

F4 · shares: As part of a series of actions to preserve cash, the reporting person is receiving equity in lieu of 30% of his/her base salary for the period of June 1, 2020 through December 31, 2020. The equity is comprised of restricted stock units (50%) and stock options (50%). The number of options granted was determined by dividing the cash compensation by the Black-Scholes value of a single option calculated as of the date of grant.

F5 · derivative.exercise_date: The options will vest ratably over three years from grant date.

Read SEC document
May 15, 2020 Filed May 19, 2020 20:18 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 3,140 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-017157 · form4.xml · derivative · entry 1

Tripeny R Tony · CIK 0001339381 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,140

Underlying: Common Stock · 3,140 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · shares: As part of a series of actions to preserve cash, the reporting person is receiving equity in lieu of 30% of his/her base salary for the period of June 1, 2020 through December 31, 2020. The equity is comprised of restricted stock units (50%) and stock options (50%).

F3 · derivative.exercise_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

F3 · derivative.expiration_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 20:13 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionRestricted Stock Unit · Derivative 16,587 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-014058 · form4.xml · derivative · entry 4

Tripeny R Tony · CIK 0001339381 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,587 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Earned Restricted Stock Units awarded March 31, 2017 remained restricted until April 15, 2020, when they vested and converted into GLW common stock per terms of March 2017 Agreement approved by Compensation Committee.

F2 · derivative.expiration_date: Earned Restricted Stock Units awarded March 31, 2017 remained restricted until April 15, 2020, when they vested and converted into GLW common stock per terms of March 2017 Agreement approved by Compensation Committee.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 20:13 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 7,733 $19.99 $154,582.67
Disclosure

SEC source: 0001127602-20-014058 · form4.xml · nonDerivative · entry 2

Tripeny R Tony · CIK 0001339381 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,913

Read SEC document
April 15, 2020 Filed Apr 17, 2020 20:13 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 16,587 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-014058 · form4.xml · nonDerivative · entry 1

Tripeny R Tony · CIK 0001339381 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,646

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 20:12 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 36,892 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-013102 · form4.xml · derivative · entry 1

Tripeny R Tony · CIK 0001339381 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,892

Underlying: Common Stock · 36,892 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on April 14, 2023. Vested shares will be delivered to the reporting person within thirty (30) days after April 14, 2023. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 14, 2023.

F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on April 14, 2023. Vested shares will be delivered to the reporting person within thirty (30) days after April 14, 2023. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 14, 2023.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 21:16 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionRestricted Stock Unit · Derivative 927 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-000663 · form4.xml · derivative · entry 4

Tripeny R Tony · CIK 0001339381 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,393

Underlying: Common Stock · 927 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the April 2019 agreement.

F2 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the April 2019 agreement.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 21:16 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 927 $29.99 $27,800.73
Disclosure

SEC source: 0001127602-20-000663 · form4.xml · nonDerivative · entry 2

Tripeny R Tony · CIK 0001339381 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,059

Read SEC document
January 02, 2020 Filed Jan 3, 2020 21:16 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 927 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-000663 · form4.xml · nonDerivative · entry 1

Tripeny R Tony · CIK 0001339381 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

Read SEC document
April 15, 2019 Filed Apr 17, 2019 20:14 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionRestricted Stock Unit · Derivative 15,758 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-015713 · form4.xml · derivative · entry 4

Tripeny R Tony · CIK 0001339381 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,758 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock.

F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Earned Restricted Stock Units awarded March 31, 2016 remained restricted until April 15, 2019, when they vested and converted into GLW common stock per terms of March 2016 Agreement approved by Compensation Committee.

F2 · derivative.expiration_date: Earned Restricted Stock Units awarded March 31, 2016 remained restricted until April 15, 2019, when they vested and converted into GLW common stock per terms of March 2016 Agreement approved by Compensation Committee.

Read SEC document
April 15, 2019 Filed Apr 17, 2019 20:14 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 7,347 $34.96 $256,851.12
Disclosure

SEC source: 0001127602-19-015713 · form4.xml · nonDerivative · entry 2

Tripeny R Tony · CIK 0001339381 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,470

Read SEC document
April 15, 2019 Filed Apr 17, 2019 20:14 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 15,758 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-015713 · form4.xml · nonDerivative · entry 1

Tripeny R Tony · CIK 0001339381 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,817

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:32 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to Buy) · Derivative 34,640 $0.00 Strike: $33.92 $0.00
Disclosure

SEC source: 0001127602-19-014614 · form4.xml · derivative · entry 2

Tripeny R Tony · CIK 0001339381 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,640

Underlying: Common Stock · 34,640 shares

Expires 2029-04-01

F3 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:32 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 17,320 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-014614 · form4.xml · derivative · entry 1

Tripeny R Tony · CIK 0001339381 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,320

Underlying: Common Stock · 17,320 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on April 15, 2022. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2022. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2022.

F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on April 15, 2022. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2022. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2022.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 20:13 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionRestricted Stock Unit · Derivative 993 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001197 · form4.xml · derivative · entry 4

Tripeny R Tony · CIK 0001339381 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,661

Underlying: Common Stock · 993 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the April 2018 agreement.

F2 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the April 2018 agreement.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.