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person · Reporting owner

Tripeny R Tony

Disclosed activity across 5 companies

Tapewire entity
15473
SEC CIK
0001339381

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CORNING INC /NYGLW · Entity 2883Retired Exec. Vice PresidentMay 02, 2022May 04, 2022
IPERIONX LtdIPX · Entity 5162DirectorJuly 14, 2026July 15, 2026
MESA LABORATORIES INC /CO/MLAB · Entity 5221DirectorSeptember 09, 2026September 11, 2026
Origin Materials, Inc.ORGN · Entity 52695DirectorDecember 31, 2025January 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CORNING INC /NY

Report date May 02, 2022 · Filed May 04, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect13,215 Ending reported balance After 2022-05-02 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2022-05-02 · Exercise / conversion · Acquired 959 · Balance 9,368

Row 2 · 2022-05-02 · Exercise / conversion · Acquired 8,862 · Balance 18,230

Row 3 · 2022-05-02 · Tax withholding · Disposed 5,015 · Balance 13,215

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect959 Reported balance After 2022-05-02 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-05-02 · Disposition to issuer · Disposed 1,134 · Balance 959

F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2: Represents the forfeiture of Restricted Stock Units awarded May 15, 2020, per terms of the May 2020 agreement approved by the Compensation Committee.

F3: Restricted Stock Units awarded May 15, 2020 were forfeited per terms of the May 2020 agreement approved by the Compensation Committee.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect7,013 Reported balance After 2022-05-02 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2022-05-02 · Disposition to issuer · Disposed 14,027 · Balance 7,013

F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F4: Represents the forfeiture of Restricted Stock Units awarded April 1, 2022, per terms of the April 2022 agreement approved by the Compensation Committee.

F5: Restricted Stock Units awarded April 1, 2022 were forfeited per terms of the April 2022 agreement approved by the Compensation Committee.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-05-02 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2022-05-02 · Exercise / conversion · Disposed 959 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F9: Earned Restricted Stock Units awarded May 15, 2020 remained restricted until May 2, 2022 when they vested and converted into Common Stock per terms of the May 2020 agreement approved by the Compensation Committee.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect35,383 Reported balance Holding disclosure · report date 2022-05-02 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance 35,383

F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F13: Earned Restricted Stock Units remain restricted until November 1, 2022, when they vest and convert to Common Stock per terms of the April 1, 2020 agreement approved by the Compensation Committee.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect16,516 Reported balance Holding disclosure · report date 2022-05-02 · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · Balance 16,516

F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F14: Earned Restricted Stock Units remain restricted until November 1, 2022, when they vest and convert to Common Stock per terms of the April 1, 2021 agreement approved by the Compensation Committee.

Performance Share UnitSEC Table II · derivative / convertible securityDirect8,862 Reported balance After 2022-05-02 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2022-05-02 · Disposition to issuer · Disposed 10,474 · Balance 8,862

F6: Each Performance Share Unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F7: Represents the forfeiture of Performance Share Units earned February 3, 2021, per terms of the May 15, 2020 agreement approved by the Compensation Committee.

F8: Performance Share Units earned February 3, 2021 were forfeited per terms of the May 15, 2020 agreement approved by the Compensation Committee.

Performance Share UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-05-02 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2022-05-02 · Exercise / conversion · Disposed 8,862 · Balance 0

F6: Each Performance Share Unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F10: Performance Share Units earned February 3, 2021 remained restricted until May 2, 2022 when they vested and converted into Common Stock per terms of the May 15, 2020 agreement approved by the Compensation Committee.

Performance Share UnitSEC Table II · derivative / convertible securityDirect57,038 Reported balance Holding disclosure · report date 2022-05-02 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 57,038

F6: Each Performance Share Unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F11: Earned Performance Share Units remain restricted until February 2023, when they vest and convert to Common Stock per terms of the April 1, 2020 agreement approved by the Compensation Committee.

Performance Share UnitSEC Table II · derivative / convertible securityDirect13,210 Reported balance Holding disclosure · report date 2022-05-02 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 13,210

F6: Each Performance Share Unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F12: Earned Performance Share Units remain restricted until February 2024, when they vest and convert to Common Stock per terms of the April 1, 2021 agreement approved by the Compensation Committee.

Common StockSEC Table I · non-derivativeIndirectBy Trust81,632 Reported balance Holding disclosure · report date 2022-05-02 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 81,632

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2: Represents the forfeiture of Restricted Stock Units awarded May 15, 2020, per terms of the May 2020 agreement approved by the Compensation Committee.

F3: Restricted Stock Units awarded May 15, 2020 were forfeited per terms of the May 2020 agreement approved by the Compensation Committee.

F4: Represents the forfeiture of Restricted Stock Units awarded April 1, 2022, per terms of the April 2022 agreement approved by the Compensation Committee.

F5: Restricted Stock Units awarded April 1, 2022 were forfeited per terms of the April 2022 agreement approved by the Compensation Committee.

F6: Each Performance Share Unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F7: Represents the forfeiture of Performance Share Units earned February 3, 2021, per terms of the May 15, 2020 agreement approved by the Compensation Committee.

F8: Performance Share Units earned February 3, 2021 were forfeited per terms of the May 15, 2020 agreement approved by the Compensation Committee.

F9: Earned Restricted Stock Units awarded May 15, 2020 remained restricted until May 2, 2022 when they vested and converted into Common Stock per terms of the May 2020 agreement approved by the Compensation Committee.

F10: Performance Share Units earned February 3, 2021 remained restricted until May 2, 2022 when they vested and converted into Common Stock per terms of the May 15, 2020 agreement approved by the Compensation Committee.

F11: Earned Performance Share Units remain restricted until February 2023, when they vest and convert to Common Stock per terms of the April 1, 2020 agreement approved by the Compensation Committee.

F12: Earned Performance Share Units remain restricted until February 2024, when they vest and convert to Common Stock per terms of the April 1, 2021 agreement approved by the Compensation Committee.

F13: Earned Restricted Stock Units remain restricted until November 1, 2022, when they vest and convert to Common Stock per terms of the April 1, 2020 agreement approved by the Compensation Committee.

F14: Earned Restricted Stock Units remain restricted until November 1, 2022, when they vest and convert to Common Stock per terms of the April 1, 2021 agreement approved by the Compensation Committee.

IPERIONX Ltd

Report date July 14, 2026 · Filed July 15, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
American Depository Shares (ADS)SEC Table II · derivative / convertible securityDirect8,033 Reported balance After 2026-07-14 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-07-14 · Purchase · Acquired 3,846 · Balance 8,033

F3: IPX American Depository Shares (ADS) are traded on the NASDAQ. One ADS is equivalent to and convertible into 10 IPX Ordinary Shares (Ordinary Shares are traded on the Australian Stock Exchange).

F4: 3,846 ADS equivalent and convertible into 38,460 ordinary shares

F1: IPX Ordinary Shares are traded on the Australian Stock Exchange.

F5: 8,033 ADS equivalent and convertible into 80,330 Ordinary Shares

IPX Ordinary SharesSEC Table I · non-derivativeDirect38,777 Reported balance Holding disclosure · report date 2026-07-14 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 38,777

F1: IPX Ordinary Shares are traded on the Australian Stock Exchange.

Restricted Stock Units (RSUs)SEC Table I · non-derivativeDirect51,010 Reported balance Holding disclosure · report date 2026-07-14 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 51,010

F2: 36,848 vest in December 2026; 14,162 vest in December 2027

Filing footnotes · ownership attribution and instrument terms

F1: IPX Ordinary Shares are traded on the Australian Stock Exchange.

F2: 36,848 vest in December 2026; 14,162 vest in December 2027

F3: IPX American Depository Shares (ADS) are traded on the NASDAQ. One ADS is equivalent to and convertible into 10 IPX Ordinary Shares (Ordinary Shares are traded on the Australian Stock Exchange).

F4: 3,846 ADS equivalent and convertible into 38,460 ordinary shares

F5: 8,033 ADS equivalent and convertible into 80,330 Ordinary Shares

MESA LABORATORIES INC /CO/

Report date September 09, 2026 · Filed September 11, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock Units - 5SEC Table II · derivative / convertible securityDirect1,774 Reported balance After 2026-09-09 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-09-09 · Grant · Acquired 1,774 · Balance 1,774

F1: Each RSU represents a contingent right to receive one share of the Issuer's common stock

F3: RSUs that vest September 9, 2027

F2: Not Applicable

Filing footnotes · ownership attribution and instrument terms

F1: Each RSU represents a contingent right to receive one share of the Issuer's common stock

F2: Not Applicable

F3: RSUs that vest September 9, 2027

Origin Materials, Inc.

Report date December 31, 2025 · Filed January 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect703,570 Reported balance After 2025-12-31 transaction · row 1
1 source row

Row 1 · 2025-12-31 · Grant · Acquired 25,815 · Balance 703,570

F1: These shares represent the shares of Common Stock underlying restricted stock units ("RSUs") that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Amended and Restated Non-Employee Director Compensation Policy, as amended, for the quarter ended December 31, 2025. The number of RSUs received in lieu of cash was calculated based on the average closing price per share of Common Stock for the 60 consecutive trading days ending on and including December 31, 2025. Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The RSUs are fully vested upon the date of grant.

Common StockSEC Table I · non-derivativeIndirectBy Trust73,000 Reported balance Holding disclosure · report date 2025-12-31 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 73,000

F2: Shares are held directly by R. Tony Tripeny, Trustee of the Revocable Trust of R. Tony Tripeny dated December 14, 2022.

Filing footnotes · ownership attribution and instrument terms

F1: These shares represent the shares of Common Stock underlying restricted stock units ("RSUs") that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Amended and Restated Non-Employee Director Compensation Policy, as amended, for the quarter ended December 31, 2025. The number of RSUs received in lieu of cash was calculated based on the average closing price per share of Common Stock for the 60 consecutive trading days ending on and including December 31, 2025. Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The RSUs are fully vested upon the date of grant.

F2: Shares are held directly by R. Tony Tripeny, Trustee of the Revocable Trust of R. Tony Tripeny dated December 14, 2022.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

HARDINGE INC

Report date May 25, 2018 · Filed May 30, 2018

Section 16 reporting ended · disclosed 2018-05-30. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2018-05-25 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2018-05-25 · Exercise / conversion · Acquired 21,595 · Balance 37,247

F1: Each stock unit is the economic equivalent of one (1) share of Hardinge Inc. common stock. Stock units become payable in common stock upon the reporting person's separation from service as a director. Each stock unit held by the reporting person was converted to one (1) share of Hardinge Inc. common stock pursuant to a certain Agreement and Plan of Merger, dated as of February 12, 2018, by and among Hardinge Holdings, LLC, Hardinge Merger Sub, Inc., and Hardinge Inc. (hereinafter referred to as the "Merger Agreement").

Row 2 · 2018-05-25 · Disposition to issuer · Disposed 37,247 · Balance 0

F2: Shares disposed of for cash consideration pursuant to the Merger Agreement.

Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2018-05-25 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-05-25 · Exercise / conversion · Disposed 21,595 · Balance 0

F1: Each stock unit is the economic equivalent of one (1) share of Hardinge Inc. common stock. Stock units become payable in common stock upon the reporting person's separation from service as a director. Each stock unit held by the reporting person was converted to one (1) share of Hardinge Inc. common stock pursuant to a certain Agreement and Plan of Merger, dated as of February 12, 2018, by and among Hardinge Holdings, LLC, Hardinge Merger Sub, Inc., and Hardinge Inc. (hereinafter referred to as the "Merger Agreement").

Filing footnotes · ownership attribution and instrument terms

F1: Each stock unit is the economic equivalent of one (1) share of Hardinge Inc. common stock. Stock units become payable in common stock upon the reporting person's separation from service as a director. Each stock unit held by the reporting person was converted to one (1) share of Hardinge Inc. common stock pursuant to a certain Agreement and Plan of Merger, dated as of February 12, 2018, by and among Hardinge Holdings, LLC, Hardinge Merger Sub, Inc., and Hardinge Inc. (hereinafter referred to as the "Merger Agreement").

F2: Shares disposed of for cash consideration pursuant to the Merger Agreement.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 09, 2026 Filed Sep 11, 2026 17:34 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 GrantRestricted Stock Units - 5 · Derivative 1,774 $0.00 $0.00
Disclosure

SEC source: 0000724004-26-000092 · primary_doc.xml · derivative · entry 1

Tripeny R Tony · CIK 0001339381 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,774

Underlying: Common Stock · 1,774 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock

F3 · derivative.exercise_date: RSUs that vest September 9, 2027

F2 · derivative.expiration_date: Not Applicable

Read SEC document
August 15, 2026 Filed Aug 17, 2026 21:30 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 Exercise / conversionRestricted Stock Units - 4 · Derivative 2,784 $0.00 $0.00
Disclosure

SEC source: 0000724004-26-000087 · primary_doc.xml · derivative · entry 2

Tripeny R Tony · CIK 0001339381 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,784 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock

F2 · derivative.exercise_date: RSUs that vested on August 15, 2026

F3 · derivative.expiration_date: Not Applicable

Read SEC document
August 15, 2026 Filed Aug 17, 2026 21:30 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 Exercise / conversionCommon Stock 2,784 $0.00 $0.00
Disclosure

SEC source: 0000724004-26-000087 · primary_doc.xml · nonDerivative · entry 1

Tripeny R Tony · CIK 0001339381 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,082

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2026 Filed Aug 17, 2026 15:27 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 PurchaseCommon Stock 900 $113.69 $102,321.00
Disclosure

SEC source: 0000724004-26-000083 · primary_doc.xml · nonDerivative · entry 1

Tripeny R Tony · CIK 0001339381 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,298

Read SEC document
July 14, 2026 Filed Jul 15, 2026 13:04 UTC IPERIONX Ltd IPX · Entity 5162 PurchaseAmerican Depository Shares (ADS) · Derivative 3,846 $26.00 $99,996.00
Disclosure

SEC source: 0001339381-26-000005 · primary_doc.xml · derivative · entry 3

Tripeny R Tony · CIK 0001339381 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,033

Underlying: IPX Ordinary Shares · 38,460 shares

Expires not disclosed

F3 · security: IPX American Depository Shares (ADS) are traded on the NASDAQ. One ADS is equivalent to and convertible into 10 IPX Ordinary Shares (Ordinary Shares are traded on the Australian Stock Exchange).

F3 · derivative.exercise_price: IPX American Depository Shares (ADS) are traded on the NASDAQ. One ADS is equivalent to and convertible into 10 IPX Ordinary Shares (Ordinary Shares are traded on the Australian Stock Exchange).

F4 · shares: 3,846 ADS equivalent and convertible into 38,460 ordinary shares

F3 · derivative.exercise_date: IPX American Depository Shares (ADS) are traded on the NASDAQ. One ADS is equivalent to and convertible into 10 IPX Ordinary Shares (Ordinary Shares are traded on the Australian Stock Exchange).

F3 · derivative.expiration_date: IPX American Depository Shares (ADS) are traded on the NASDAQ. One ADS is equivalent to and convertible into 10 IPX Ordinary Shares (Ordinary Shares are traded on the Australian Stock Exchange).

F1 · derivative.underlying: IPX Ordinary Shares are traded on the Australian Stock Exchange.

F5 · balance_after: 8,033 ADS equivalent and convertible into 80,330 Ordinary Shares

Read SEC document
March 27, 2026 Filed Mar 30, 2026 13:08 UTC IPERIONX Ltd IPX · Entity 5162 PurchaseAmerican Depository Shares 4,187 $23.76 $99,463.86
Disclosure

SEC source: 0001339381-26-000004 · primary_doc.xml · nonDerivative · entry 1

Tripeny R Tony · CIK 0001339381 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,187

F1 · security: American Depository Shares (ADS) are traded on the NASDAQ. One ADS is convertible into 10 ordinary shares (ordinary shares are traded on the Australian Stock Exchange).

F2 · price: This is the average purchase price.

Read SEC document
March 10, 2026 Filed Mar 10, 2026 19:39 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 PurchaseCommon Stock 1,315 $76.00 $99,940.00
Disclosure

SEC source: 0000724004-26-000021 · primary_doc.xml · nonDerivative · entry 1

Tripeny R Tony · CIK 0001339381 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,398

Read SEC document
December 31, 2025 Filed Jan 5, 2026 23:27 UTC Origin Materials, Inc. ORGN · Entity 52695 GrantCommon Stock 25,815 $0.48 $12,499.62
Disclosure

SEC source: 0001339381-26-000001 · form4-01052026_110123.xml · nonDerivative · entry 1

Tripeny R Tony · CIK 0001339381 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 703,570

F1 · kind: These shares represent the shares of Common Stock underlying restricted stock units ("RSUs") that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Amended and Restated Non-Employee Director Compensation Policy, as amended, for the quarter ended December 31, 2025. The number of RSUs received in lieu of cash was calculated based on the average closing price per share of Common Stock for the 60 consecutive trading days ending on and including December 31, 2025. Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The RSUs are fully vested upon the date of grant.

Read SEC document
September 30, 2025 Filed Oct 1, 2025 21:58 UTC Origin Materials, Inc. ORGN · Entity 52695 GrantCommon Stock 24,103 $0.52 $12,499.82
Disclosure

SEC source: 0001339381-25-000007 · form4-10012025_091007.xml · nonDerivative · entry 1

Tripeny R Tony · CIK 0001339381 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 677,755

F1 · shares: These shares represent the shares of Common Stock underlying restricted stock units ("RSUs") that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Amended and Restated Non-Employee Director Compensation Policy, as amended, for the quarter ended September 30, 2025. The number of RSUs received in lieu of cash was calculated based on the closing price per share of Common Stock on September 30, 2025. Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The RSUs are fully vested upon the date of grant.

Read SEC document
August 15, 2025 Filed Aug 18, 2025 17:54 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 GrantRestricted Stock Units - 4 · Derivative 2,784 $0.00 $0.00
Disclosure

SEC source: 0001197710-25-000005 · primary_doc.xml · derivative · entry 3

Tripeny R Tony · CIK 0001339381 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,784

Underlying: Common Stock · 2,784 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock

F4 · derivative.exercise_date: RSUs that vest on August 15, 2026

F3 · derivative.expiration_date: Not Applicable

Read SEC document
August 15, 2025 Filed Aug 18, 2025 17:54 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 Exercise / conversionRestricted Stock Units - 3 · Derivative 1,404 $0.00 $0.00
Disclosure

SEC source: 0001197710-25-000005 · primary_doc.xml · derivative · entry 2

Tripeny R Tony · CIK 0001339381 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,404 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock

F2 · derivative.exercise_date: RSUs that vested on August 15, 2025

F3 · derivative.expiration_date: Not Applicable

Read SEC document
August 15, 2025 Filed Aug 18, 2025 17:54 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 Exercise / conversionCommon Stock 1,404 $0.00 $0.00
Disclosure

SEC source: 0001197710-25-000005 · primary_doc.xml · nonDerivative · entry 1

Tripeny R Tony · CIK 0001339381 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 20:05 UTC Origin Materials, Inc. ORGN · Entity 52695 GrantCommon Stock 25,879 $0.48 $12,499.56
Disclosure

SEC source: 0001415889-25-018993 · form4-07022025_040704.xml · nonDerivative · entry 1

Tripeny R Tony · CIK 0001339381 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 653,652

F1 · shares: These shares represent the shares of Common Stock underlying restricted stock units ("RSUs") that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Amended and Restated Non-Employee Director Compensation Policy, as amended, for the quarter ended June 30, 2025. The number of RSUs received in lieu of cash was calculated based on the closing price per share of Common Stock on June 30, 2025. Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The RSUs are fully vested upon the date of grant.

Read SEC document
May 06, 2025 Filed May 8, 2025 20:05 UTC Origin Materials, Inc. ORGN · Entity 52695 GrantCommon Stock 272,642 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-012345 · form4-05082025_040512.xml · nonDerivative · entry 1

Tripeny R Tony · CIK 0001339381 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 627,773

F1 · shares: Represents the number of shares of Common Stock underlying restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The RSUs vest on the earlier of May 6, 2026 or the Issuer's next annual meeting of stockholders, provided that Reporting Person continues to provide services to the Company through such vesting date.

Read SEC document
March 31, 2025 Filed Apr 2, 2025 20:05 UTC Origin Materials, Inc. ORGN · Entity 52695 GrantCommon Stock 18,836 $0.66 $12,499.57
Disclosure

SEC source: 0001415889-25-009619 · form4-04022025_040405.xml · nonDerivative · entry 1

Tripeny R Tony · CIK 0001339381 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 355,131

F1 · shares: These shares represent the shares of Common Stock underlying restricted stock units ("RSUs") that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Amended and Restated Non-Employee Director Compensation Policy, as amended, for the quarter ended March 31, 2025. The number of RSUs received in lieu of cash was calculated based on the closing price per share of Common Stock on March 31, 2025. Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The RSUs are fully vested upon the date of grant.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 21:21 UTC Origin Materials, Inc. ORGN · Entity 52695 GrantCommon Stock 9,765 $1.28 $12,499.20
Disclosure

SEC source: 0001415889-25-000434 · form4-01032025_090111.xml · nonDerivative · entry 1

Tripeny R Tony · CIK 0001339381 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 336,295

F1 · shares: These shares represent the shares of Common Stock underlying restricted stock units ("RSUs") that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Amended and Restated Non-Employee Director Compensation Policy, as amended, for the quarter ended December 31, 2024. The number of RSUs received in lieu of cash was calculated based on the closing price per share of Common Stock on December 31, 2024. Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The RSUs are fully vested upon the date of grant.

Read SEC document
September 30, 2024 Filed Oct 2, 2024 20:39 UTC Origin Materials, Inc. ORGN · Entity 52695 GrantCommon Stock 8,116 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-024429 · form4-10022024_081041.xml · nonDerivative · entry 1

Tripeny R Tony · CIK 0001339381 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 326,530

F1 · shares: These shares represent the shares of Common Stock underlying restricted stock units ("RSUs") that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Amended and Restated Non-Employee Director Compensation Policy, as amended, for the quarter ended September 30, 2024. The number of RSUs received in lieu of cash was calculated based on the closing price per share of Common Stock on September 30, 2024. Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The RSUs are fully vested upon the date of grant.

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September 01, 2024 Filed Sep 6, 2024 15:43 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 Exercise / conversionRestricted Stock Units - 2 · Derivative 1,074 $0.00 $0.00
Disclosure

SEC source: 0001228924-24-000023 · primary_doc.xml · derivative · entry 2

Tripeny R Tony · CIK 0001339381 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,074 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive on share of the Issuer's common stock

F2 · derivative.exercise_date: RSUs that vested on September 1, 2024

F3 · derivative.expiration_date: Not Applicable

Read SEC document
September 01, 2024 Filed Sep 6, 2024 15:43 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 Exercise / conversionCommon Stock 1,074 $0.00 $0.00
Disclosure

SEC source: 0001228924-24-000023 · primary_doc.xml · nonDerivative · entry 1

Tripeny R Tony · CIK 0001339381 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 15:56 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 GrantRestricted Stock Units - 3 · Derivative 1,404 $0.00 $0.00
Disclosure

SEC source: 0001228924-24-000017 · primary_doc.xml · derivative · entry 1

Tripeny R Tony · CIK 0001339381 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,404

Underlying: Common Stock · 1,404 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock

F2 · derivative.exercise_date: RSUs that vest on August 15, 2025

F3 · derivative.expiration_date: Not Applicable

Read SEC document
June 30, 2024 Filed Jul 2, 2024 22:24 UTC Origin Materials, Inc. ORGN · Entity 52695 GrantCommon Stock 13,868 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-019035 · form4-07022024_100721.xml · nonDerivative · entry 1

Tripeny R Tony · CIK 0001339381 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 318,414

F1 · shares: These shares represent the shares of Common Stock underlying restricted stock units ("RSUs") that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Amended and Restated Non-Employee Director Compensation Policy, as amended, for the quarter ended June 30, 2024. The number of RSUs received in lieu of cash was calculated based on the closing price per share of Common Stock on June 28, 2024. Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The RSUs are fully vested upon the date of grant.

Read SEC document
May 02, 2024 Filed May 6, 2024 20:37 UTC Origin Materials, Inc. ORGN · Entity 52695 GrantCommon Stock 160,272 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-012337 · form4-05062024_080522.xml · nonDerivative · entry 1

Tripeny R Tony · CIK 0001339381 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 304,546

F1 · shares: Represents the number of shares of Common Stock underlying restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The RSUs vest on the earlier of May 2, 2025 or the Issuer's next annual meeting of stockholders, provided that Reporting Person continues to provide services to the Company through such vesting date.

Read SEC document
March 31, 2024 Filed Apr 2, 2024 22:30 UTC Origin Materials, Inc. ORGN · Entity 52695 GrantCommon Stock 32,589 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-009856 · form4-04022024_100419.xml · nonDerivative · entry 1

Tripeny R Tony · CIK 0001339381 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,274

F1 · shares: These shares represent the shares of Common Stock underlying restricted stock units ("RSUs") that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Amended and Restated Non-Employee Director Compensation Policy, as amended, for the quarter ended March 31, 2024. The number of RSUs received in lieu of cash was calculated based on the closing price per share of Common Stock on March 28, 2024. Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The RSUs are fully vested upon the date of grant.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 21:41 UTC Origin Materials, Inc. ORGN · Entity 52695 GrantCommon Stock 22,422 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000406 · doc4.xml · nonDerivative · entry 1

Tripeny R Tony · CIK 0001339381 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,685

F1 · shares: These shares represent the shares of Common Stock underlying restricted stock units ("RSUs") that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Amended and Restated Non-Employee Director Compensation Policy, as amended, for the quarter ended December 31, 2023. The number of RSUs received in lieu of cash was calculated based on the closing price per share of Common Stock on December 29, 2023. Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The RSUs are fully vested upon the date of grant. Pursuant to a Deferral Election Form, the Reporting Person elected to defer the receipt of such shares to a future date.

Read SEC document
September 30, 2023 Filed Oct 3, 2023 20:37 UTC Origin Materials, Inc. ORGN · Entity 52695 GrantCommon Stock 14,648 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051509 · doc4.xml · nonDerivative · entry 1

Tripeny R Tony · CIK 0001339381 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,263

F1 · shares: These shares represent the shares of Common Stock underlying restricted stock units ("RSUs") that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Amended and Restated Non-Employee Director Compensation Policy, as amended, for the quarter ended September 30, 2023. The number of RSUs received in lieu of cash was calculated based on the closing price per share of Common Stock on September 29, 2023. Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The RSUs are fully vested upon the date of grant. Pursuant to a Deferral Election Form, the Reporting Person elected to defer the receipt of such shares to a future date.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 15:59 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 Exercise / conversionRestricted Stock Units - 2 · Derivative 1,074 $0.00 $0.00
Disclosure

SEC source: 0001228924-23-000031 · primary_doc.xml · derivative · entry 1

Tripeny R Tony · CIK 0001339381 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,074

Underlying: Common Stock · 1,074 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock

F2 · derivative.exercise_date: RSUs that vest on September 1, 2024

F3 · derivative.expiration_date: Not Applicable

Read SEC document
September 01, 2023 Filed Sep 6, 2023 20:18 UTC Origin Materials, Inc. ORGN · Entity 52695 PurchaseCommon Stock 73,000 $1.37 $100,053.80
Disclosure

SEC source: 0001209191-23-048377 · doc4.xml · nonDerivative · entry 1

Tripeny R Tony · CIK 0001339381 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 73,000

F1 · price: Price reported is a weighted-average purchase price. The shares were purchased at prices ranging from $1.355 to $1.3799. The Reporting Person will provide upon request to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: Shares are held directly by R. Tony Tripeny, Trustee of the Revocable Trust of R. Tony Tripeny dated December 14, 2022.

Read SEC document
August 15, 2023 Filed Aug 16, 2023 19:54 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 Exercise / conversionRestricted Stock Units - 1 · Derivative 1,105 $0.00 $0.00
Disclosure

SEC source: 0001228924-23-000026 · primary_doc.xml · derivative · entry 2

Tripeny R Tony · CIK 0001339381 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,105 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to acquire one share of the Issuer's common stock

F2 · derivative.exercise_date: RSUs that vest on August 15, 2023

F3 · derivative.expiration_date: Not Applicable

Read SEC document
August 15, 2023 Filed Aug 16, 2023 19:54 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 Exercise / conversionCommon Stock 1,105 $0.00 $0.00
Disclosure

SEC source: 0001228924-23-000026 · primary_doc.xml · nonDerivative · entry 1

Tripeny R Tony · CIK 0001339381 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 20, 2023 Filed Jul 24, 2023 20:32 UTC Origin Materials, Inc. ORGN · Entity 52695 GrantCommon Stock 29,545 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-043201 · doc4.xml · nonDerivative · entry 1

Tripeny R Tony · CIK 0001339381 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,078

F1 · shares: Represents the number of shares of Common Stock underlying restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The RSUs vest on the earlier of July 20, 2024 or the Issuer's next annual meeting of stockholders, provided that Reporting Person continues to provide services to the Company through such vesting date.

Read SEC document
July 20, 2023 Filed Aug 17, 2023 20:41 UTC Amendment Origin Materials, Inc. ORGN · Entity 52695 GrantCommon Stock 29,082 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046298 · doc4a.xml · nonDerivative · entry 1

Tripeny R Tony · CIK 0001339381 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,615

F1 · shares: Represents the number of shares of Common Stock underlying restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The RSUs vest on the earlier of July 20, 2024 or the Issuer's next annual meeting of stockholders, provided that Reporting Person continues to provide services to the Company through such vesting date.

Read SEC document
May 01, 2023 Filed May 3, 2023 22:33 UTC Origin Materials, Inc. ORGN · Entity 52695 GrantCommon Stock 45,533 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-027154 · doc4.xml · nonDerivative · entry 1

Tripeny R Tony · CIK 0001339381 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,533

F1 · shares: Represents the number of shares of Common Stock underlying restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. 38,265 of the RSUs vest over three years with 1/3 vesting on each annual anniversary of May 1, 2023 and 7,268 of the RSUs vest on the earlier of May 1, 2024 or the Issuer's next annual meeting of stockholders, in each case provided that Reporting Person continues to provide services to the Company through each such vesting date.

Read SEC document
August 15, 2022 Filed Aug 18, 2022 19:53 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 GrantRestricted Stock Units - 1 · Derivative 1,105 $0.00 $0.00
Disclosure

SEC source: 0001228924-22-000029 · primary_doc.xml · derivative · entry 1

Tripeny R Tony · CIK 0001339381 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,105

Underlying: Common Stock · 1,105 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock

F2 · derivative.exercise_date: RSUs that vest on August 15, 2023

F3 · derivative.expiration_date: Not Applicable

Read SEC document
August 09, 2022 Filed Aug 9, 2022 21:28 UTC MESA LABORATORIES INC /CO/ MLAB · Entity 5221 PurchaseCommon Stock 500 $200.00 $100,000.00
Disclosure

SEC source: 0001437749-22-019644 · rdgdoc.xml · nonDerivative · entry 1

Tripeny R Tony · CIK 0001339381 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Read SEC document
May 02, 2022 Filed May 4, 2022 20:44 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionPerformance Share Unit · Derivative 8,862 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-013209 · form4.xml · derivative · entry 9

Tripeny R Tony · CIK 0001339381 · Retired Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,862 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F10 · derivative.exercise_date: Performance Share Units earned February 3, 2021 remained restricted until May 2, 2022 when they vested and converted into Common Stock per terms of the May 15, 2020 agreement approved by the Compensation Committee.

F10 · derivative.expiration_date: Performance Share Units earned February 3, 2021 remained restricted until May 2, 2022 when they vested and converted into Common Stock per terms of the May 15, 2020 agreement approved by the Compensation Committee.

Read SEC document
May 02, 2022 Filed May 4, 2022 20:44 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionRestricted Stock Unit · Derivative 959 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-013209 · form4.xml · derivative · entry 8

Tripeny R Tony · CIK 0001339381 · Retired Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 959 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F9 · derivative.exercise_date: Earned Restricted Stock Units awarded May 15, 2020 remained restricted until May 2, 2022 when they vested and converted into Common Stock per terms of the May 2020 agreement approved by the Compensation Committee.

F9 · derivative.expiration_date: Earned Restricted Stock Units awarded May 15, 2020 remained restricted until May 2, 2022 when they vested and converted into Common Stock per terms of the May 2020 agreement approved by the Compensation Committee.

Read SEC document
May 02, 2022 Filed May 4, 2022 20:44 UTC CORNING INC /NY GLW · Entity 2883 Disposition to issuerPerformance Share Unit · Derivative 10,474 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-013209 · form4.xml · derivative · entry 7

Tripeny R Tony · CIK 0001339381 · Retired Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,862

Underlying: Common Stock · 10,474 shares

Expires not disclosed

F6 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F7 · shares: Represents the forfeiture of Performance Share Units earned February 3, 2021, per terms of the May 15, 2020 agreement approved by the Compensation Committee.

F8 · derivative.exercise_date: Performance Share Units earned February 3, 2021 were forfeited per terms of the May 15, 2020 agreement approved by the Compensation Committee.

F8 · derivative.expiration_date: Performance Share Units earned February 3, 2021 were forfeited per terms of the May 15, 2020 agreement approved by the Compensation Committee.

Read SEC document
May 02, 2022 Filed May 4, 2022 20:44 UTC CORNING INC /NY GLW · Entity 2883 Disposition to issuerRestricted Stock Unit · Derivative 14,027 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-013209 · form4.xml · derivative · entry 6

Tripeny R Tony · CIK 0001339381 · Retired Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,013

Underlying: Common Stock · 14,027 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F4 · shares: Represents the forfeiture of Restricted Stock Units awarded April 1, 2022, per terms of the April 2022 agreement approved by the Compensation Committee.

F5 · derivative.exercise_date: Restricted Stock Units awarded April 1, 2022 were forfeited per terms of the April 2022 agreement approved by the Compensation Committee.

F5 · derivative.expiration_date: Restricted Stock Units awarded April 1, 2022 were forfeited per terms of the April 2022 agreement approved by the Compensation Committee.

Read SEC document
May 02, 2022 Filed May 4, 2022 20:44 UTC CORNING INC /NY GLW · Entity 2883 Disposition to issuerRestricted Stock Unit · Derivative 1,134 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-013209 · form4.xml · derivative · entry 5

Tripeny R Tony · CIK 0001339381 · Retired Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 959

Underlying: Common Stock · 1,134 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · shares: Represents the forfeiture of Restricted Stock Units awarded May 15, 2020, per terms of the May 2020 agreement approved by the Compensation Committee.

F3 · derivative.exercise_date: Restricted Stock Units awarded May 15, 2020 were forfeited per terms of the May 2020 agreement approved by the Compensation Committee.

F3 · derivative.expiration_date: Restricted Stock Units awarded May 15, 2020 were forfeited per terms of the May 2020 agreement approved by the Compensation Committee.

Read SEC document
May 02, 2022 Filed May 4, 2022 20:44 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 5,015 $35.96 $180,339.40
Disclosure

SEC source: 0001127602-22-013209 · form4.xml · nonDerivative · entry 3

Tripeny R Tony · CIK 0001339381 · Retired Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,215

Read SEC document
May 02, 2022 Filed May 4, 2022 20:44 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 8,862 $35.96 $318,677.52
Disclosure

SEC source: 0001127602-22-013209 · form4.xml · nonDerivative · entry 2

Tripeny R Tony · CIK 0001339381 · Retired Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,230

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2022 Filed May 4, 2022 20:44 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 959 $35.96 $34,485.64
Disclosure

SEC source: 0001127602-22-013209 · form4.xml · nonDerivative · entry 1

Tripeny R Tony · CIK 0001339381 · Retired Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 18, 2022 Filed Apr 20, 2022 20:23 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionRestricted Stock Unit · Derivative 16,393 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-012271 · form4.xml · derivative · entry 4

Tripeny R Tony · CIK 0001339381 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,393 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: The Restricted Stock Units vested 100% on April 18, 2022.

F2 · derivative.expiration_date: The Restricted Stock Units vested 100% on April 18, 2022.

Read SEC document
April 18, 2022 Filed Apr 20, 2022 20:23 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 7,984 $33.87 $270,418.08
Disclosure

SEC source: 0001127602-22-012271 · form4.xml · nonDerivative · entry 2

Tripeny R Tony · CIK 0001339381 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,409

Read SEC document
April 18, 2022 Filed Apr 20, 2022 20:23 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 16,393 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-012271 · form4.xml · nonDerivative · entry 1

Tripeny R Tony · CIK 0001339381 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:20 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 21,040 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-011553 · form4.xml · derivative · entry 2

Tripeny R Tony · CIK 0001339381 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,040

Underlying: Common Stock · 21,040 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on April 15, 2025. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2025. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2025.

F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on April 15, 2025. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2025. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2025.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 21:20 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionPerformance Share Unit · Derivative 486 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-003377 · form4.xml · derivative · entry 8

Tripeny R Tony · CIK 0001339381 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,210

Underlying: Common Stock · 486 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F1 · price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F5 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the 2021 agreement.

F5 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the 2021 agreement.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 21:20 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionPerformance Share Unit · Derivative 1,030 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-003377 · form4.xml · derivative · entry 7

Tripeny R Tony · CIK 0001339381 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,038

Underlying: Common Stock · 1,030 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F1 · price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F4 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the 2020 agreement.

F4 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the 2020 agreement.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 21:20 UTC CORNING INC /NY GLW · Entity 2883 GrantPerformance Share Unit · Derivative 13,696 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003377 · form4.xml · derivative · entry 6

Tripeny R Tony · CIK 0001339381 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,696

Underlying: Common Stock · 13,696 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F3 · derivative.exercise_date: Performance Share Units were earned February 2, 2022 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2021 pursuant to the 2021 agreement. Earned units remain restricted until April 15, 2024, when they vest and convert to GLW common stock, subject to service-based vesting requirement.

F3 · derivative.expiration_date: Performance Share Units were earned February 2, 2022 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2021 pursuant to the 2021 agreement. Earned units remain restricted until April 15, 2024, when they vest and convert to GLW common stock, subject to service-based vesting requirement.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 21:20 UTC CORNING INC /NY GLW · Entity 2883 GrantPerformance Share Unit · Derivative 29,052 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003377 · form4.xml · derivative · entry 5

Tripeny R Tony · CIK 0001339381 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,068

Underlying: Common Stock · 29,052 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F2 · derivative.exercise_date: Performance Share Units were earned February 2, 2022 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2021 pursuant to the 2020 agreement. Earned units remain restricted until April 14, 2023, when they vest and convert to GLW common stock, subject to service-based vesting requirement.

F2 · derivative.expiration_date: Performance Share Units were earned February 2, 2022 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2021 pursuant to the 2020 agreement. Earned units remain restricted until April 14, 2023, when they vest and convert to GLW common stock, subject to service-based vesting requirement.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.