Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DreamWorks Animation SKG, Inc.DWA · Entity 17230 | Director | November 02, 2007 | November 06, 2007 |
| Groupon, Inc.GRPN · Entity 5174 | Director | February 15, 2012 | February 17, 2012 |
| STARBUCKS CORPSBUX · Entity 2886 | Director · interim ceo | May 12, 2022 | May 16, 2022 |
| STARBUCKS CORPSBUX · Entity 17691 | Director · Chmn & Chief Global Strategist | February 17, 2004 | February 19, 2004 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DreamWorks Animation SKG, Inc.
Report date November 02, 2007 · Filed November 06, 2007
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 111,138 |
Reported balance
After 2007-11-02 transaction · row 1
1 source rowRow 1 · 2007-11-02 · Grant · Acquired 4,781 · Balance 111,138 F1: Award of restricted stock units ("RSUs") granted to Mr. Schultz pursuant to DreamWorks Animation SKG, Inc.'s 2004 Omnibus Incentive Compensation Plan. The RSUs vest on the earlier to occur of (i) one year from the date of the grant and (ii) a change in control. The RSUs will be settled by the delivery of shares of Class A Common Stock only at the time that Mr. Schultz leaves the Board of Directors (assuming the shares are vested at such time). |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $31.37 · Expires 2017-11-02 | Direct | 3,622 |
Reported balance
After 2007-11-02 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2007-11-02 · Grant · Acquired 3,622 · Balance 3,622 F2: Award of stock appreciation rights granted to Mr. Schultz pursuant to DreamWorks Animation SKG, Inc.'s 2004 Omnibus Incentive Compensation Plan. The stock appreciation rights are fully vested on the grant date and expire on the tenth anniversary of their grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Award of restricted stock units ("RSUs") granted to Mr. Schultz pursuant to DreamWorks Animation SKG, Inc.'s 2004 Omnibus Incentive Compensation Plan. The RSUs vest on the earlier to occur of (i) one year from the date of the grant and (ii) a change in control. The RSUs will be settled by the delivery of shares of Class A Common Stock only at the time that Mr. Schultz leaves the Board of Directors (assuming the shares are vested at such time).
F2: Award of stock appreciation rights granted to Mr. Schultz pursuant to DreamWorks Animation SKG, Inc.'s 2004 Omnibus Incentive Compensation Plan. The stock appreciation rights are fully vested on the grant date and expire on the tenth anniversary of their grant date.
Groupon, Inc.
Report date February 15, 2012 · Filed February 17, 2012
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock Unit (Right to Receive)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,281.394 |
Reported balance
After 2012-02-15 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2012-02-15 · Grant · Acquired 1,281.394 · Balance 1,281.394 F4: Mr. Schultz has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Class A common stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Schultz has elected to receive DSUs in lieu of the annual retainer fees payable for services on Groupon's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. |
| Class A Common StockSEC Table I · non-derivative | Direct | 633,112 |
Reported balance
Holding disclosure · report date 2012-02-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 633,112 |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 1,134,538 |
Reported balance
Holding disclosure · report date 2012-02-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,134,538 F1: The shares of Class A Common Stock reported in this line are held by Maveron Equity Partners IV, L.P. Mr. Schultz has an economic membership interest in, but is not a manager of, Maveron General Partner IV LLC, the general partner of Maveron Equity Partners IV, L.P. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 94,966 |
Reported balance
Holding disclosure · report date 2012-02-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 94,966 F2: The shares of Class A Common Stock reported in this line are held by MEP Associates IV, L.P. Mr. Schultz is a limited partner of MEP Associates IV, L.P. and has an economic membership interest in, but is not a manager of, Maveron General Partner IV LLC, the general partner of MEP Associates IV, L.P. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 36,720 |
Reported balance
Holding disclosure · report date 2012-02-15 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 36,720 F3: The shares of Class A Common Stock reported in this line are held by Maveron IV Entrepreneurs' Fund, L.P. Mr. Schultz has an economic membership interest in, but is not a manager of, Maveron General Partner IV LLC, the general partner of Maveron IV Entrepreneurs' Fund, L.P. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.90 · Expires 2021-01-01 | Direct | 120,000 |
Reported balance
Holding disclosure · report date 2012-02-15 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 120,000 F5: One-fourth of the stock options reported on this line vested on February 1, 2011. The remaining stock options reported on this line will vest in equal installments on May 31, 2012, May 31, 2013 and May 31, 2014, subject to Mr. Schultz's continued service on the Board of Directors through each vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Class A Common Stock reported in this line are held by Maveron Equity Partners IV, L.P. Mr. Schultz has an economic membership interest in, but is not a manager of, Maveron General Partner IV LLC, the general partner of Maveron Equity Partners IV, L.P.
F2: The shares of Class A Common Stock reported in this line are held by MEP Associates IV, L.P. Mr. Schultz is a limited partner of MEP Associates IV, L.P. and has an economic membership interest in, but is not a manager of, Maveron General Partner IV LLC, the general partner of MEP Associates IV, L.P.
F3: The shares of Class A Common Stock reported in this line are held by Maveron IV Entrepreneurs' Fund, L.P. Mr. Schultz has an economic membership interest in, but is not a manager of, Maveron General Partner IV LLC, the general partner of Maveron IV Entrepreneurs' Fund, L.P.
F4: Mr. Schultz has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Class A common stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Schultz has elected to receive DSUs in lieu of the annual retainer fees payable for services on Groupon's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.
F5: One-fourth of the stock options reported on this line vested on February 1, 2011. The remaining stock options reported on this line will vest in equal installments on May 31, 2012, May 31, 2013 and May 31, 2014, subject to Mr. Schultz's continued service on the Board of Directors through each vesting date.
STARBUCKS CORP
Report date May 12, 2022 · Filed May 16, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 19,606,960 |
Reported balance
After 2022-05-12 transaction · row 1
1 source rowRow 1 · 2022-05-12 · Purchase · Acquired 72,500 · Balance 19,606,960 F1: This transaction was executed in multiple trades at prices ranging from $68.46 to $69.20. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. |
| Common StockSEC Table I · non-derivative | Indirectby Family Owned LLC #1 | 1,509,588 |
Reported balance
Holding disclosure · report date 2022-05-12 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,509,588 |
| Common StockSEC Table I · non-derivative | Indirectby Family Owned LLC #2 | 678,990 |
Reported balance
Holding disclosure · report date 2022-05-12 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 678,990 |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $68.46 to $69.20. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
STARBUCKS CORP
Report date February 17, 2004 · Filed February 19, 2004
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Put Equivalent Position (Right to Sell)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2007-03-16 | Direct | 3,378,082 |
Reported balance
After 2004-02-17 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2004-02-17 · Other · Acquired 3,378,082 · Balance 3,378,082 F1: See Exhibit 99 |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 05, 2007 Filed Mar 7, 2007 15:34 UTC | DreamWorks Animation SKG, Inc. DWA · Entity 17230 | PurchaseClass A Common Stock, par value $0.01 per share | 100 | $26.56 | $2,656.00 |
DisclosureSEC source: 0001181431-07-017592 · rrd150035.xml · nonDerivative · entry 25 SCHULTZ HOWARD D · CIK 0000901737 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,457 Read SEC document |
| March 05, 2007 Filed Mar 7, 2007 15:34 UTC | DreamWorks Animation SKG, Inc. DWA · Entity 17230 | PurchaseClass A Common Stock, par value $0.01 per share | 100 | $26.55 | $2,655.00 |
DisclosureSEC source: 0001181431-07-017592 · rrd150035.xml · nonDerivative · entry 24 SCHULTZ HOWARD D · CIK 0000901737 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,357 Read SEC document |
| March 05, 2007 Filed Mar 7, 2007 15:34 UTC | DreamWorks Animation SKG, Inc. DWA · Entity 17230 | PurchaseClass A Common Stock, par value $0.01 per share | 100 | $26.54 | $2,654.00 |
DisclosureSEC source: 0001181431-07-017592 · rrd150035.xml · nonDerivative · entry 23 SCHULTZ HOWARD D · CIK 0000901737 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,257 Read SEC document |
| March 05, 2007 Filed Mar 7, 2007 15:34 UTC | DreamWorks Animation SKG, Inc. DWA · Entity 17230 | PurchaseClass A Common Stock, par value $0.01 per share | 1,300 | $26.53 | $34,489.00 |
DisclosureSEC source: 0001181431-07-017592 · rrd150035.xml · nonDerivative · entry 22 SCHULTZ HOWARD D · CIK 0000901737 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,157 Read SEC document |
| March 05, 2007 Filed Mar 7, 2007 15:34 UTC | DreamWorks Animation SKG, Inc. DWA · Entity 17230 | PurchaseClass A Common Stock, par value $0.01 per share | 8,000 | $26.50 | $212,000.00 |
DisclosureSEC source: 0001181431-07-017592 · rrd150035.xml · nonDerivative · entry 21 SCHULTZ HOWARD D · CIK 0000901737 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,857 Read SEC document |
| March 05, 2007 Filed Mar 7, 2007 15:34 UTC | DreamWorks Animation SKG, Inc. DWA · Entity 17230 | PurchaseClass A Common Stock, par value $0.01 per share | 600 | $26.49 | $15,894.00 |
DisclosureSEC source: 0001181431-07-017592 · rrd150035.xml · nonDerivative · entry 20 SCHULTZ HOWARD D · CIK 0000901737 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,857 Read SEC document |
| March 05, 2007 Filed Mar 7, 2007 15:34 UTC | DreamWorks Animation SKG, Inc. DWA · Entity 17230 | PurchaseClass A Common Stock, par value $0.01 per share | 2,500 | $26.48 | $66,200.00 |
DisclosureSEC source: 0001181431-07-017592 · rrd150035.xml · nonDerivative · entry 19 SCHULTZ HOWARD D · CIK 0000901737 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,257 Read SEC document |
| March 05, 2007 Filed Mar 7, 2007 15:34 UTC | DreamWorks Animation SKG, Inc. DWA · Entity 17230 | PurchaseClass A Common Stock, par value $0.01 per share | 300 | $26.47 | $7,941.00 |
DisclosureSEC source: 0001181431-07-017592 · rrd150035.xml · nonDerivative · entry 18 SCHULTZ HOWARD D · CIK 0000901737 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,757 Read SEC document |
| March 05, 2007 Filed Mar 7, 2007 15:34 UTC | DreamWorks Animation SKG, Inc. DWA · Entity 17230 | PurchaseClass A Common Stock, par value $0.01 per share | 100 | $26.46 | $2,646.00 |
DisclosureSEC source: 0001181431-07-017592 · rrd150035.xml · nonDerivative · entry 17 SCHULTZ HOWARD D · CIK 0000901737 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,457 Read SEC document |
| March 05, 2007 Filed Mar 7, 2007 15:34 UTC | DreamWorks Animation SKG, Inc. DWA · Entity 17230 | PurchaseClass A Common Stock, par value $0.01 per share | 600 | $26.45 | $15,870.00 |
DisclosureSEC source: 0001181431-07-017592 · rrd150035.xml · nonDerivative · entry 16 SCHULTZ HOWARD D · CIK 0000901737 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,357 Read SEC document |
| March 05, 2007 Filed Mar 7, 2007 15:34 UTC | DreamWorks Animation SKG, Inc. DWA · Entity 17230 | PurchaseClass A Common Stock, par value $0.01 per share | 800 | $26.44 | $21,152.00 |
DisclosureSEC source: 0001181431-07-017592 · rrd150035.xml · nonDerivative · entry 15 SCHULTZ HOWARD D · CIK 0000901737 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,757 Read SEC document |
| March 05, 2007 Filed Mar 7, 2007 15:34 UTC | DreamWorks Animation SKG, Inc. DWA · Entity 17230 | PurchaseClass A Common Stock, par value $0.01 per share | 500 | $26.43 | $13,215.00 |
DisclosureSEC source: 0001181431-07-017592 · rrd150035.xml · nonDerivative · entry 14 SCHULTZ HOWARD D · CIK 0000901737 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,957 Read SEC document |
| March 05, 2007 Filed Mar 7, 2007 15:34 UTC | DreamWorks Animation SKG, Inc. DWA · Entity 17230 | PurchaseClass A Common Stock, par value $0.01 per share | 600 | $26.42 | $15,852.00 |
DisclosureSEC source: 0001181431-07-017592 · rrd150035.xml · nonDerivative · entry 13 SCHULTZ HOWARD D · CIK 0000901737 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,457 Read SEC document |
| March 05, 2007 Filed Mar 7, 2007 15:34 UTC | DreamWorks Animation SKG, Inc. DWA · Entity 17230 | PurchaseClass A Common Stock, par value $0.01 per share | 500 | $26.41 | $13,205.00 |
DisclosureSEC source: 0001181431-07-017592 · rrd150035.xml · nonDerivative · entry 12 SCHULTZ HOWARD D · CIK 0000901737 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,857 Read SEC document |
| March 05, 2007 Filed Mar 7, 2007 15:34 UTC | DreamWorks Animation SKG, Inc. DWA · Entity 17230 | PurchaseClass A Common Stock, par value $0.01 per share | 2,800 | $26.40 | $73,920.00 |
DisclosureSEC source: 0001181431-07-017592 · rrd150035.xml · nonDerivative · entry 11 SCHULTZ HOWARD D · CIK 0000901737 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,357 Read SEC document |
| March 05, 2007 Filed Mar 7, 2007 15:34 UTC | DreamWorks Animation SKG, Inc. DWA · Entity 17230 | PurchaseClass A Common Stock, par value $0.01 per share | 400 | $26.39 | $10,556.00 |
DisclosureSEC source: 0001181431-07-017592 · rrd150035.xml · nonDerivative · entry 10 SCHULTZ HOWARD D · CIK 0000901737 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,557 Read SEC document |
| March 05, 2007 Filed Mar 7, 2007 15:34 UTC | DreamWorks Animation SKG, Inc. DWA · Entity 17230 | PurchaseClass A Common Stock, par value $0.01 per share | 1,400 | $26.38 | $36,932.00 |
DisclosureSEC source: 0001181431-07-017592 · rrd150035.xml · nonDerivative · entry 9 SCHULTZ HOWARD D · CIK 0000901737 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,157 Read SEC document |
| March 05, 2007 Filed Mar 7, 2007 15:34 UTC | DreamWorks Animation SKG, Inc. DWA · Entity 17230 | PurchaseClass A Common Stock, par value $0.01 per share | 2,500 | $26.37 | $65,925.00 |
DisclosureSEC source: 0001181431-07-017592 · rrd150035.xml · nonDerivative · entry 8 SCHULTZ HOWARD D · CIK 0000901737 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,757 Read SEC document |
| March 05, 2007 Filed Mar 7, 2007 15:34 UTC | DreamWorks Animation SKG, Inc. DWA · Entity 17230 | PurchaseClass A Common Stock, par value $0.01 per share | 1,000 | $26.35 | $26,350.00 |
DisclosureSEC source: 0001181431-07-017592 · rrd150035.xml · nonDerivative · entry 7 SCHULTZ HOWARD D · CIK 0000901737 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,257 Read SEC document |
| March 05, 2007 Filed Mar 7, 2007 15:34 UTC | DreamWorks Animation SKG, Inc. DWA · Entity 17230 | PurchaseClass A Common Stock, par value $0.01 per share | 400 | $26.34 | $10,536.00 |
DisclosureSEC source: 0001181431-07-017592 · rrd150035.xml · nonDerivative · entry 6 SCHULTZ HOWARD D · CIK 0000901737 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,257 Read SEC document |
| March 05, 2007 Filed Mar 7, 2007 15:34 UTC | DreamWorks Animation SKG, Inc. DWA · Entity 17230 | PurchaseClass A Common Stock, par value $0.01 per share | 200 | $26.33 | $5,266.00 |
DisclosureSEC source: 0001181431-07-017592 · rrd150035.xml · nonDerivative · entry 5 SCHULTZ HOWARD D · CIK 0000901737 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,857 Read SEC document |
| March 05, 2007 Filed Mar 7, 2007 15:34 UTC | DreamWorks Animation SKG, Inc. DWA · Entity 17230 | PurchaseClass A Common Stock, par value $0.01 per share | 100 | $26.32 | $2,632.00 |
DisclosureSEC source: 0001181431-07-017592 · rrd150035.xml · nonDerivative · entry 4 SCHULTZ HOWARD D · CIK 0000901737 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,657 Read SEC document |
| March 05, 2007 Filed Mar 7, 2007 15:34 UTC | DreamWorks Animation SKG, Inc. DWA · Entity 17230 | PurchaseClass A Common Stock, par value $0.01 per share | 200 | $26.30 | $5,260.00 |
DisclosureSEC source: 0001181431-07-017592 · rrd150035.xml · nonDerivative · entry 3 SCHULTZ HOWARD D · CIK 0000901737 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,557 Read SEC document |
| March 05, 2007 Filed Mar 7, 2007 15:34 UTC | DreamWorks Animation SKG, Inc. DWA · Entity 17230 | PurchaseClass A Common Stock, par value $0.01 per share | 400 | $26.29 | $10,516.00 |
DisclosureSEC source: 0001181431-07-017592 · rrd150035.xml · nonDerivative · entry 2 SCHULTZ HOWARD D · CIK 0000901737 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,357 Read SEC document |
| March 05, 2007 Filed Mar 7, 2007 15:34 UTC | DreamWorks Animation SKG, Inc. DWA · Entity 17230 | PurchaseClass A Common Stock, par value $0.01 per share | 1,100 | $26.28 | $28,908.00 |
DisclosureSEC source: 0001181431-07-017592 · rrd150035.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,957 Read SEC document |
| March 05, 2007 Filed Mar 7, 2007 15:34 UTC | DreamWorks Animation SKG, Inc. DWA · Entity 17230 | PurchaseClass A Common Stock, par value $0.01 per share | 10,300 | $26.75 | $275,525.00 |
DisclosureSEC source: 0001181431-07-017593 · rrd150081.xml · nonDerivative · entry 5 SCHULTZ HOWARD D · CIK 0000901737 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,857 Read SEC document |
| March 05, 2007 Filed Mar 7, 2007 15:34 UTC | DreamWorks Animation SKG, Inc. DWA · Entity 17230 | PurchaseClass A Common Stock, par value $0.01 per share | 100 | $26.74 | $2,674.00 |
DisclosureSEC source: 0001181431-07-017593 · rrd150081.xml · nonDerivative · entry 4 SCHULTZ HOWARD D · CIK 0000901737 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,557 Read SEC document |
| March 05, 2007 Filed Mar 7, 2007 15:34 UTC | DreamWorks Animation SKG, Inc. DWA · Entity 17230 | PurchaseClass A Common Stock, par value $0.01 per share | 100 | $26.73 | $2,673.00 |
DisclosureSEC source: 0001181431-07-017593 · rrd150081.xml · nonDerivative · entry 3 SCHULTZ HOWARD D · CIK 0000901737 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,457 Read SEC document |
| March 05, 2007 Filed Mar 7, 2007 15:34 UTC | DreamWorks Animation SKG, Inc. DWA · Entity 17230 | PurchaseClass A Common Stock, par value $0.01 per share | 300 | $26.72 | $8,016.00 |
DisclosureSEC source: 0001181431-07-017593 · rrd150081.xml · nonDerivative · entry 2 SCHULTZ HOWARD D · CIK 0000901737 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,357 Read SEC document |
| March 05, 2007 Filed Mar 7, 2007 15:34 UTC | DreamWorks Animation SKG, Inc. DWA · Entity 17230 | PurchaseClass A Common Stock, par value $0.01 per share | 700 | $26.66 | $18,662.00 |
DisclosureSEC source: 0001181431-07-017593 · rrd150081.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,057 Read SEC document |
| February 08, 2007 Filed Feb 12, 2007 17:17 UTC | STARBUCKS CORP SBUX · Entity 2886 | OtherPut Equivalent Position (Right to Sell) · Derivative | 6,756,164 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-07-009489 · doc4.xml · derivative · entry 3 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 6,756,164 shares Expires not disclosed F1 · derivative.exercise_price: See Exhibit 99 F1 · kind: See Exhibit 99 F1 · price: See Exhibit 99 F1 · derivative.exercise_date: See Exhibit 99 F1 · derivative.expiration_date: See Exhibit 99 F1 · balance_after: See Exhibit 99 Read SEC document |
| February 08, 2007 Filed Feb 12, 2007 17:17 UTC | STARBUCKS CORP SBUX · Entity 2886 | OtherCommon Stock | 3,567,615 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-07-009489 · doc4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,437,181 F1 · kind: See Exhibit 99 F1 · price: See Exhibit 99 Read SEC document |
| November 20, 2006 Filed Nov 22, 2006 19:11 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantNonqualified Stock Option (right to buy) · Derivative | 544,218 | $0.00 Strike: $36.75 | $0.00 |
DisclosureSEC source: 0001209191-06-061298 · doc4.xml · derivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 544,218 Underlying: Common Stock · 544,218 shares Expires 2016-11-20 F1 · derivative.exercise_date: Options become exercisable in increments of 136,055 shares on November 20, 2007 and 2008 and increments of 136,054 shares on November 20, 2009 and 2010. Read SEC document |
| July 14, 2006 Filed Jul 18, 2006 14:18 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionEmployee (Non qualified) Stock Option (right to buy) · Derivative | 1,275,000 | $0.00 Strike: $4.13 | $0.00 |
DisclosureSEC source: 0001209191-06-041596 · doc4.xml · derivative · entry 3 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,275,000 shares Expires 2006-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 14, 2006 Filed Jul 18, 2006 14:18 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 1,275,000 | $4.13 | $5,265,750.00 |
DisclosureSEC source: 0001209191-06-041596 · doc4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,020,396 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 29, 2006 Filed Jun 30, 2006 18:43 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified stock options (right to buy) · Derivative | 586,760 | $0.00 Strike: $4.13 | $0.00 |
DisclosureSEC source: 0001209191-06-038920 · doc4.xml · derivative · entry 10 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,275,000 Underlying: Common Stock · 586,760 shares Expires 2006-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 29, 2006 Filed Jun 30, 2006 18:43 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 52,260 | $38.00 | $1,985,880.00 |
DisclosureSEC source: 0001209191-06-038920 · doc4.xml · nonDerivative · entry 8 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,745,396 Read SEC document |
| June 29, 2006 Filed Jun 30, 2006 18:43 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 150,000 | $36.21 | $5,431,500.00 |
DisclosureSEC source: 0001209191-06-038920 · doc4.xml · nonDerivative · entry 7 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,797,656 Read SEC document |
| June 29, 2006 Filed Jun 30, 2006 18:43 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 50,000 | $36.20 | $1,810,000.00 |
DisclosureSEC source: 0001209191-06-038920 · doc4.xml · nonDerivative · entry 6 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,947,656 Read SEC document |
| June 29, 2006 Filed Jun 30, 2006 18:43 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 50,000 | $36.12 | $1,806,000.00 |
DisclosureSEC source: 0001209191-06-038920 · doc4.xml · nonDerivative · entry 5 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,997,656 Read SEC document |
| June 29, 2006 Filed Jun 30, 2006 18:43 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 50,000 | $36.10 | $1,805,000.00 |
DisclosureSEC source: 0001209191-06-038920 · doc4.xml · nonDerivative · entry 4 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,047,656 Read SEC document |
| June 29, 2006 Filed Jun 30, 2006 18:43 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 130,000 | $36.02 | $4,682,600.00 |
DisclosureSEC source: 0001209191-06-038920 · doc4.xml · nonDerivative · entry 3 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,097,656 Read SEC document |
| June 29, 2006 Filed Jun 30, 2006 18:43 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 104,500 | $36.00 | $3,762,000.00 |
DisclosureSEC source: 0001209191-06-038920 · doc4.xml · nonDerivative · entry 2 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,227,656 Read SEC document |
| June 29, 2006 Filed Jun 30, 2006 18:43 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 586,760 | $4.13 | $2,423,318.80 |
DisclosureSEC source: 0001209191-06-038920 · doc4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,332,156 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 27, 2006 Filed Jun 28, 2006 18:29 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified stock options (right to buy) · Derivative | 65,500 | $0.00 Strike: $4.13 | $0.00 |
DisclosureSEC source: 0001209191-06-038485 · doc4.xml · derivative · entry 5 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,861,760 Underlying: Common Stock · 65,500 shares Expires 2006-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 27, 2006 Filed Jun 28, 2006 18:29 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 45,000 | $36.36 | $1,636,200.00 |
DisclosureSEC source: 0001209191-06-038485 · doc4.xml · nonDerivative · entry 3 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,745,396 Read SEC document |
| June 27, 2006 Filed Jun 28, 2006 18:29 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 20,500 | $36.14 | $740,870.00 |
DisclosureSEC source: 0001209191-06-038485 · doc4.xml · nonDerivative · entry 2 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,790,396 Read SEC document |
| June 27, 2006 Filed Jun 28, 2006 18:29 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 65,500 | $4.13 | $270,515.00 |
DisclosureSEC source: 0001209191-06-038485 · doc4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,810,896 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 26, 2006 Filed Jun 27, 2006 14:29 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualfied stock option (right to buy) · Derivative | 250,000 | $0.00 Strike: $4.13 | $0.00 |
DisclosureSEC source: 0001209191-06-038251 · doc4.xml · derivative · entry 20 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,927,260 Underlying: Common Stock · 250,000 shares Expires 2006-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 26, 2006 Filed Jun 27, 2006 14:29 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 10,000 | $36.80 | $368,000.00 |
DisclosureSEC source: 0001209191-06-038251 · doc4.xml · nonDerivative · entry 17 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,745,396 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.