Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DreamWorks Animation SKG, Inc.DWA · Entity 17230 | Director | November 02, 2007 | November 06, 2007 |
| Groupon, Inc.GRPN · Entity 5174 | Director | February 15, 2012 | February 17, 2012 |
| STARBUCKS CORPSBUX · Entity 2886 | Director · interim ceo | May 12, 2022 | May 16, 2022 |
| STARBUCKS CORPSBUX · Entity 17691 | Director · Chmn & Chief Global Strategist | February 17, 2004 | February 19, 2004 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DreamWorks Animation SKG, Inc.
Report date November 02, 2007 · Filed November 06, 2007
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 111,138 |
Reported balance
After 2007-11-02 transaction · row 1
1 source rowRow 1 · 2007-11-02 · Grant · Acquired 4,781 · Balance 111,138 F1: Award of restricted stock units ("RSUs") granted to Mr. Schultz pursuant to DreamWorks Animation SKG, Inc.'s 2004 Omnibus Incentive Compensation Plan. The RSUs vest on the earlier to occur of (i) one year from the date of the grant and (ii) a change in control. The RSUs will be settled by the delivery of shares of Class A Common Stock only at the time that Mr. Schultz leaves the Board of Directors (assuming the shares are vested at such time). |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $31.37 · Expires 2017-11-02 | Direct | 3,622 |
Reported balance
After 2007-11-02 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2007-11-02 · Grant · Acquired 3,622 · Balance 3,622 F2: Award of stock appreciation rights granted to Mr. Schultz pursuant to DreamWorks Animation SKG, Inc.'s 2004 Omnibus Incentive Compensation Plan. The stock appreciation rights are fully vested on the grant date and expire on the tenth anniversary of their grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Award of restricted stock units ("RSUs") granted to Mr. Schultz pursuant to DreamWorks Animation SKG, Inc.'s 2004 Omnibus Incentive Compensation Plan. The RSUs vest on the earlier to occur of (i) one year from the date of the grant and (ii) a change in control. The RSUs will be settled by the delivery of shares of Class A Common Stock only at the time that Mr. Schultz leaves the Board of Directors (assuming the shares are vested at such time).
F2: Award of stock appreciation rights granted to Mr. Schultz pursuant to DreamWorks Animation SKG, Inc.'s 2004 Omnibus Incentive Compensation Plan. The stock appreciation rights are fully vested on the grant date and expire on the tenth anniversary of their grant date.
Groupon, Inc.
Report date February 15, 2012 · Filed February 17, 2012
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock Unit (Right to Receive)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,281.394 |
Reported balance
After 2012-02-15 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2012-02-15 · Grant · Acquired 1,281.394 · Balance 1,281.394 F4: Mr. Schultz has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Class A common stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Schultz has elected to receive DSUs in lieu of the annual retainer fees payable for services on Groupon's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. |
| Class A Common StockSEC Table I · non-derivative | Direct | 633,112 |
Reported balance
Holding disclosure · report date 2012-02-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 633,112 |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 1,134,538 |
Reported balance
Holding disclosure · report date 2012-02-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,134,538 F1: The shares of Class A Common Stock reported in this line are held by Maveron Equity Partners IV, L.P. Mr. Schultz has an economic membership interest in, but is not a manager of, Maveron General Partner IV LLC, the general partner of Maveron Equity Partners IV, L.P. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 94,966 |
Reported balance
Holding disclosure · report date 2012-02-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 94,966 F2: The shares of Class A Common Stock reported in this line are held by MEP Associates IV, L.P. Mr. Schultz is a limited partner of MEP Associates IV, L.P. and has an economic membership interest in, but is not a manager of, Maveron General Partner IV LLC, the general partner of MEP Associates IV, L.P. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 36,720 |
Reported balance
Holding disclosure · report date 2012-02-15 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 36,720 F3: The shares of Class A Common Stock reported in this line are held by Maveron IV Entrepreneurs' Fund, L.P. Mr. Schultz has an economic membership interest in, but is not a manager of, Maveron General Partner IV LLC, the general partner of Maveron IV Entrepreneurs' Fund, L.P. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.90 · Expires 2021-01-01 | Direct | 120,000 |
Reported balance
Holding disclosure · report date 2012-02-15 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 120,000 F5: One-fourth of the stock options reported on this line vested on February 1, 2011. The remaining stock options reported on this line will vest in equal installments on May 31, 2012, May 31, 2013 and May 31, 2014, subject to Mr. Schultz's continued service on the Board of Directors through each vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Class A Common Stock reported in this line are held by Maveron Equity Partners IV, L.P. Mr. Schultz has an economic membership interest in, but is not a manager of, Maveron General Partner IV LLC, the general partner of Maveron Equity Partners IV, L.P.
F2: The shares of Class A Common Stock reported in this line are held by MEP Associates IV, L.P. Mr. Schultz is a limited partner of MEP Associates IV, L.P. and has an economic membership interest in, but is not a manager of, Maveron General Partner IV LLC, the general partner of MEP Associates IV, L.P.
F3: The shares of Class A Common Stock reported in this line are held by Maveron IV Entrepreneurs' Fund, L.P. Mr. Schultz has an economic membership interest in, but is not a manager of, Maveron General Partner IV LLC, the general partner of Maveron IV Entrepreneurs' Fund, L.P.
F4: Mr. Schultz has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Class A common stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Schultz has elected to receive DSUs in lieu of the annual retainer fees payable for services on Groupon's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.
F5: One-fourth of the stock options reported on this line vested on February 1, 2011. The remaining stock options reported on this line will vest in equal installments on May 31, 2012, May 31, 2013 and May 31, 2014, subject to Mr. Schultz's continued service on the Board of Directors through each vesting date.
STARBUCKS CORP
Report date May 12, 2022 · Filed May 16, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 19,606,960 |
Reported balance
After 2022-05-12 transaction · row 1
1 source rowRow 1 · 2022-05-12 · Purchase · Acquired 72,500 · Balance 19,606,960 F1: This transaction was executed in multiple trades at prices ranging from $68.46 to $69.20. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. |
| Common StockSEC Table I · non-derivative | Indirectby Family Owned LLC #1 | 1,509,588 |
Reported balance
Holding disclosure · report date 2022-05-12 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,509,588 |
| Common StockSEC Table I · non-derivative | Indirectby Family Owned LLC #2 | 678,990 |
Reported balance
Holding disclosure · report date 2022-05-12 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 678,990 |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $68.46 to $69.20. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
STARBUCKS CORP
Report date February 17, 2004 · Filed February 19, 2004
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Put Equivalent Position (Right to Sell)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2007-03-16 | Direct | 3,378,082 |
Reported balance
After 2004-02-17 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2004-02-17 · Other · Acquired 3,378,082 · Balance 3,378,082 F1: See Exhibit 99 |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 14, 2011 Filed Nov 16, 2011 21:25 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 130,700 | $0.00 Strike: $10.32 | $0.00 |
DisclosureSEC source: 0001127602-11-029855 · form4.xml · derivative · entry 7 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 893,300 Underlying: Common Stock · 130,700 shares Expires 2012-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Options became exercisable in one increment of 341,334 shares on September 30, 2003 and two increments of 341,333 shares each on September 30, 2004 and September 30, 2005. The option expires on September 30, 2012. Read SEC document |
| November 14, 2011 Filed Nov 16, 2011 21:25 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 429,652 | $0.00 Strike: $43.64 | $0.00 |
DisclosureSEC source: 0001127602-11-029855 · form4.xml · derivative · entry 6 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 429,652 Underlying: Common Stock · 429,652 shares Expires 2021-11-14 F2 · derivative.exercise_date: Options become exercisable in four increments of 107,413 shares each on November 14, 2012, November 14, 2013, November 14, 2014 and November 14, 2015. Read SEC document |
| November 14, 2011 Filed Nov 16, 2011 21:25 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 130,700 | $44.29 | $5,789,108.17 |
DisclosureSEC source: 0001127602-11-029855 · form4.xml · nonDerivative · entry 2 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,907,203 F1 · price: This transaction was executed in multipe trades at prices ranging from $44.2784 to $44.2939. The price reported is the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 14, 2011 Filed Nov 16, 2011 21:25 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 130,700 | $10.32 | $1,348,824.00 |
DisclosureSEC source: 0001127602-11-029855 · form4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,037,903 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 08, 2011 Filed Nov 10, 2011 21:27 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantCommon Stock | 289,426 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-029298 · form4.xml · nonDerivative · entry 3 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,907,203 F2 · shares: Restricted Stock Units ("RSUs") earned on the achievement of performance goals under performance-based restricted stock units granted on November 15, 2010. The RSUs will vest as follows: 144,713 RSUs vest on November 15, 2012 and 144,713 RSUs vest on November 15, 2013. Read SEC document |
| March 18, 2011 Filed Nov 10, 2011 21:27 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 945,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-029298 · form4.xml · nonDerivative · entry 2 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,912,777 F1 · balance_after: On March 18, 2011, a grantor retained annuity trust ("GRAT") that was previously established by the reporting person's spouse made an annuity payment of 945,300 shares to a joint account of the reporting person and his spouse. This annuity payment is being reported as a gift. The reporting person is the sole trustee of such GRAT and the shares owned by the GRAT have previously been shown as indirectly owned by the reporting person. In addition to the 945,300 shares described above that are being reported as a gift, the total number of shares shown as directly owned also includes 945,300 shares that were transferred to the joint account on March 18, 2011, as an annuity payment from a separate GRAT previously established by the reporting person for which he is the sole trustee. The shares owned by such GRAT were previously shown as indirectly owned and the annuity payment from such GRAT is a change in the form of beneficial ownership that is exempt from Section 16 pursuant to Rule 16a-13. Read SEC document |
| March 18, 2011 Filed Nov 10, 2011 21:27 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 945,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-029298 · form4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Indirect · by spouse Disclosed balance after: 740,700 Read SEC document |
| February 11, 2011 Filed Feb 14, 2011 19:20 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 263,000 | $0.00 Strike: $7.40 | $0.00 |
DisclosureSEC source: 0001127602-11-005435 · form4.xml · derivative · entry 11 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 263,000 shares Expires 2011-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options became exercisable in two increments of 476,667 shares each on October 1, 2002 and October 1, 2003 and one increment of 476,666 shares on October 1, 2004. Read SEC document |
| February 11, 2011 Filed Feb 14, 2011 19:20 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 814,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-005435 · form4.xml · nonDerivative · entry 8 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,022,177 F3 · balance_after: On Feb. 11, 2011, a grantor retained annuity trust (GRAT) that was previously established by the reporting person's spouse made an annuity payment of 814,000 shares to a joint account of the reporting person and his spouse. This annuity payment is being reported as a gift. The reporting person is the sole trustee of such GRAT and the shares owned by the GRAT have previously been shown as indirectly owned by the reporting person. In addition to the 814,000 shares described above that are being reported as a gift, the total number of shares shown as directly owned also includes 814,000 shares that were transferred to the joint account on Feb. 11, 2011, as an annuity payment from a separate GRAT previously established by the reporting person for which he is the sole trustee. The shares owned by such GRAT were previously shown as indirectly owned and the annuity payment from such GRAT is a change in the form of beneficial ownership that is exempt from Section 16 pursuant to Rule 16a-13. Read SEC document |
| February 11, 2011 Filed Feb 14, 2011 19:20 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 814,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-005435 · form4.xml · nonDerivative · entry 7 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Indirect · by spouse Disclosed balance after: 1,686,000 Read SEC document |
| February 11, 2011 Filed Feb 14, 2011 19:20 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 263,000 | $33.28 | $8,752,035.10 |
DisclosureSEC source: 0001127602-11-005435 · form4.xml · nonDerivative · entry 6 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,394,177 F2 · price: This transaction was executed in multiple trades at prices ranging from $33.20 to $33.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 11, 2011 Filed Feb 14, 2011 19:20 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 263,000 | $7.40 | $1,946,200.00 |
DisclosureSEC source: 0001127602-11-005435 · form4.xml · nonDerivative · entry 5 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,657,177 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2011 Filed Feb 14, 2011 19:20 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 1,167,000 | $0.00 Strike: $7.40 | $0.00 |
DisclosureSEC source: 0001127602-11-005435 · form4.xml · derivative · entry 10 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,000 Underlying: Common Stock · 1,167,000 shares Expires 2011-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options became exercisable in two increments of 476,667 shares each on October 1, 2002 and October 1, 2003 and one increment of 476,666 shares on October 1, 2004. Read SEC document |
| February 10, 2011 Filed Feb 14, 2011 19:20 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 1,167,000 | $33.16 | $38,695,736.10 |
DisclosureSEC source: 0001127602-11-005435 · form4.xml · nonDerivative · entry 4 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,394,177 F1 · price: This transaction was executed in multiple trades at prices ranging from $33.12 to $33.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 10, 2011 Filed Feb 14, 2011 19:20 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 1,167,000 | $7.40 | $8,635,800.00 |
DisclosureSEC source: 0001127602-11-005435 · form4.xml · nonDerivative · entry 3 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,561,177 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2010 Filed Feb 14, 2011 19:20 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 1,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-005435 · form4.xml · nonDerivative · entry 2 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,394,177 Read SEC document |
| December 08, 2010 Filed Feb 14, 2011 19:20 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-005435 · form4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,395,977 Read SEC document |
| November 15, 2010 Filed Nov 17, 2010 19:28 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 525,466 | $0.00 Strike: $30.79 | $0.00 |
DisclosureSEC source: 0001127602-10-028262 · form4.xml · derivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 525,466 Underlying: Common Stock · 525,466 shares Expires 2020-11-15 F1 · derivative.exercise_date: The options become exercisable in two increments of 131,367 shares each on November 15, 2011 and November 15, 2012, and 131,366 shares each on November 15, 2013 and November 15, 2014. Read SEC document |
| November 09, 2010 Filed Nov 12, 2010 19:25 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantCommon Stock | 475,974 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-10-027897 · form4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,595,977 F1 · shares: Restricted Stock Units ("RSUs") earned on the achievement of performance goals under performance-based restricted stock units granted on November 16, 2009. The RSUs vest as follows: 237,987 RSUs vest on November 16, 2011 and 237,987 RSUs vest on November 16, 2012. Read SEC document |
| September 15, 2010 Filed Sep 15, 2010 19:02 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionStock Option (Right to Buy) · Derivative | 450,000 | $0.00 Strike: $10.09 | $0.00 |
DisclosureSEC source: 0001225208-10-020905 · doc4.xml · derivative · entry 13 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 450,000 shares Expires 2010-10-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Options became exercisable in increments of 526,668 shares on each of October 2, 2001 and October 2, 2002 and in an increment of 526,664 on October 2, 2003; the option would have expired on October 2, 2010. Read SEC document |
| September 15, 2010 Filed Sep 15, 2010 19:02 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 450,000 | $25.63 | $11,535,570.00 |
DisclosureSEC source: 0001225208-10-020905 · doc4.xml · nonDerivative · entry 8 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,120,003 F5 · price: Weighted average price; prices ranged from $25.51 to $25.71. The reporting person will provide, upon request, to the issuer, any security holder of the issuer, or the SEC staff, information regarding the number of shares sold at each separate price. Read SEC document |
| September 15, 2010 Filed Sep 15, 2010 19:02 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 450,000 | $10.09 | $4,542,210.00 |
DisclosureSEC source: 0001225208-10-020905 · doc4.xml · nonDerivative · entry 7 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,570,003 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2010 Filed Sep 15, 2010 19:02 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionStock Option (Right to Buy) · Derivative | 730,000 | $0.00 Strike: $10.09 | $0.00 |
DisclosureSEC source: 0001225208-10-020905 · doc4.xml · derivative · entry 12 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,000 Underlying: Common Stock · 730,000 shares Expires 2010-10-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Options became exercisable in increments of 526,668 shares on each of October 2, 2001 and October 2, 2002 and in an increment of 526,664 on October 2, 2003; the option would have expired on October 2, 2010. Read SEC document |
| September 14, 2010 Filed Sep 15, 2010 19:02 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 730,000 | $25.77 | $18,810,421.00 |
DisclosureSEC source: 0001225208-10-020905 · doc4.xml · nonDerivative · entry 6 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,120,003 F4 · price: Weighted average price; prices ranged from $25.60 to $25.84. The reporting person will provide, upon request, to the issuer, any security holder of the issuer, or the SEC staff, information regarding the number of shares sold at each separate price. Read SEC document |
| September 14, 2010 Filed Sep 15, 2010 19:02 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 730,000 | $10.09 | $7,368,474.00 |
DisclosureSEC source: 0001225208-10-020905 · doc4.xml · nonDerivative · entry 5 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,850,003 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 13, 2010 Filed Sep 15, 2010 19:02 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionStock Option (Right to Buy) · Derivative | 400,000 | $0.00 Strike: $10.09 | $0.00 |
DisclosureSEC source: 0001225208-10-020905 · doc4.xml · derivative · entry 11 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,180,000 Underlying: Common Stock · 400,000 shares Expires 2010-10-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Options became exercisable in increments of 526,668 shares on each of October 2, 2001 and October 2, 2002 and in an increment of 526,664 on October 2, 2003; the option would have expired on October 2, 2010. Read SEC document |
| September 13, 2010 Filed Sep 15, 2010 19:02 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 400,000 | $25.81 | $10,322,760.00 |
DisclosureSEC source: 0001225208-10-020905 · doc4.xml · nonDerivative · entry 4 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,120,003 F3 · price: Weighted average price; prices ranged from $25.74 to $25.88. The reporting person will provide, upon request, to the issuer, any security holder of the issuer, or the SEC staff, information regarding the number of shares sold at each separate price. Read SEC document |
| September 13, 2010 Filed Sep 15, 2010 19:02 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 400,000 | $10.09 | $4,037,520.00 |
DisclosureSEC source: 0001225208-10-020905 · doc4.xml · nonDerivative · entry 3 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,520,003 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 15, 2010 Filed Sep 15, 2010 19:02 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 2,500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-020905 · doc4.xml · nonDerivative · entry 9 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 2,500,000 Read SEC document |
| January 15, 2010 Filed Sep 15, 2010 19:02 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 2,500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-020905 · doc4.xml · nonDerivative · entry 2 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,120,003 F2 · balance_after: In addition to the gift, total reflects the contribution of 2,500,000 shares that were previously directly owned by the reporting person to a grantor retained annuity trust for which the reporting person is the sole trustee and sole beneficiary. Read SEC document |
| December 30, 2009 Filed Sep 15, 2010 19:02 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 180,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-020905 · doc4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,120,003 F1 · balance_after: The reporting person has no pecuniary interest in 124,144 shares previously reported as indirectly beneficially owned by the Family Foundation and therefore will no longer report these shares on his Section 16 filings. Read SEC document |
| November 16, 2009 Filed Nov 18, 2009 19:10 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 610,224 | $0.00 Strike: $22.06 | $0.00 |
DisclosureSEC source: 0001127602-09-022945 · form4.xml · derivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 610,224 Underlying: Common Stock · 610,224 shares Expires 2019-11-16 F1 · derivative.exercise_date: Options become exercisable in four increments of 152,556 shares each on November 16, 2010, November 16, 2011, November 16, 2012 and November 16, 2013. Read SEC document |
| September 14, 2009 Filed Sep 14, 2009 20:34 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionStock Option (Right to Buy) · Derivative | 982,792 | $0.00 Strike: $5.81 | $0.00 |
DisclosureSEC source: 0001225208-09-018878 · doc4.xml · derivative · entry 3 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 982,792 shares Expires 2009-10-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options vested in increments of 333,336, 333,328 and 316,128 on October 4, 2000, 2001 and 2002, respectively, and would have expired on October 4, 2009. Read SEC document |
| September 14, 2009 Filed Sep 14, 2009 20:34 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 982,792 | $5.81 | $5,712,478.50 |
DisclosureSEC source: 0001225208-09-018878 · doc4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,300,003 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The reporting person has no pecuniary interest in 164,800 shares held by an irrevocable trust and therefore will no longer report the shares on his Forms 4. Read SEC document |
| November 17, 2008 Filed Nov 19, 2008 18:25 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantEmployee Stock Option (right to buy) · Derivative | 2,714,947 | $0.00 Strike: $8.64 | $0.00 |
DisclosureSEC source: 0001209191-08-061673 · doc4.xml · derivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president & ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,714,947 Underlying: Common Stock · 2,714,947 shares Expires 2018-11-17 F1 · derivative.exercise_date: Options become exercisable in three increments of 678,737 shares each on November 17, 2009, 2010, and 2011 and one increment of 678,736 shares on November 17, 2012. Read SEC document |
| November 12, 2008 Filed Nov 14, 2008 16:59 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,181,376 | $0.00 Strike: $5.37 | $0.00 |
DisclosureSEC source: 0001209191-08-060760 · doc4.xml · derivative · entry 4 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president & ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,181,376 shares Expires 2008-11-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: An option exercise transaction in which Mr. Schultz tendered by attestation 2,314,818 shares of common stock already owned by him in order to exercise a stock option for 3,181,376 shares and to pay the related withholding taxes, thus increasing his direct ownership by a net of 866,558 shares. This report does not reflect an open market transaction. F2 · derivative.exercise_date: Options vested in installments of 1,066,672, 1,066,664 and 1,048,040 shares on September 28, 1999, 2000 and 2001, respectively, and would have expired on November 13, 2008. Read SEC document |
| November 12, 2008 Filed Nov 14, 2008 16:59 UTC | STARBUCKS CORP SBUX · Entity 2886 | Tax withholdingCommon Stock | 2,314,818 | $9.33 | $21,597,251.94 |
DisclosureSEC source: 0001209191-08-060760 · doc4.xml · nonDerivative · entry 2 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president & ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,482,011 F1 · kind: An option exercise transaction in which Mr. Schultz tendered by attestation 2,314,818 shares of common stock already owned by him in order to exercise a stock option for 3,181,376 shares and to pay the related withholding taxes, thus increasing his direct ownership by a net of 866,558 shares. This report does not reflect an open market transaction. F1 · acquired: An option exercise transaction in which Mr. Schultz tendered by attestation 2,314,818 shares of common stock already owned by him in order to exercise a stock option for 3,181,376 shares and to pay the related withholding taxes, thus increasing his direct ownership by a net of 866,558 shares. This report does not reflect an open market transaction. Read SEC document |
| November 12, 2008 Filed Nov 14, 2008 16:59 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 3,181,376 | $5.37 | $17,083,989.12 |
DisclosureSEC source: 0001209191-08-060760 · doc4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president & ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,796,829 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: An option exercise transaction in which Mr. Schultz tendered by attestation 2,314,818 shares of common stock already owned by him in order to exercise a stock option for 3,181,376 shares and to pay the related withholding taxes, thus increasing his direct ownership by a net of 866,558 shares. This report does not reflect an open market transaction. Read SEC document |
| November 19, 2007 Filed Nov 21, 2007 18:43 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantEmployee Stock Option (right to buy) · Derivative | 687,113 | $0.00 Strike: $22.87 | $0.00 |
DisclosureSEC source: 0001209191-07-065838 · doc4.xml · derivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 687,113 Underlying: Common Stock · 687,113 shares Expires 2017-11-19 F1 · derivative.exercise_date: Options become exercisable in an increment of 171,779 shares on November 19, 2008, and increments of 171,778 shares on November 19 of 2009, 2010 and 2011. Read SEC document |
| November 02, 2007 Filed Nov 6, 2007 19:39 UTC | DreamWorks Animation SKG, Inc. DWA · Entity 17230 | GrantStock Appreciation Rights · Derivative | 3,622 | $0.00 Strike: $31.37 | $0.00 |
DisclosureSEC source: 0001181431-07-066993 · rrd176710.xml · derivative · entry 2 SCHULTZ HOWARD D · CIK 0000901737 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,622 Underlying: Class A Common Stock · 3,622 shares Expires 2017-11-02 F2 · derivative.exercise_date: Award of stock appreciation rights granted to Mr. Schultz pursuant to DreamWorks Animation SKG, Inc.'s 2004 Omnibus Incentive Compensation Plan. The stock appreciation rights are fully vested on the grant date and expire on the tenth anniversary of their grant date. F2 · derivative.expiration_date: Award of stock appreciation rights granted to Mr. Schultz pursuant to DreamWorks Animation SKG, Inc.'s 2004 Omnibus Incentive Compensation Plan. The stock appreciation rights are fully vested on the grant date and expire on the tenth anniversary of their grant date. Read SEC document |
| November 02, 2007 Filed Nov 6, 2007 19:39 UTC | DreamWorks Animation SKG, Inc. DWA · Entity 17230 | GrantClass A Common Stock, par value $0.01 per share | 4,781 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-066993 · rrd176710.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,138 F1 · price: Award of restricted stock units ("RSUs") granted to Mr. Schultz pursuant to DreamWorks Animation SKG, Inc.'s 2004 Omnibus Incentive Compensation Plan. The RSUs vest on the earlier to occur of (i) one year from the date of the grant and (ii) a change in control. The RSUs will be settled by the delivery of shares of Class A Common Stock only at the time that Mr. Schultz leaves the Board of Directors (assuming the shares are vested at such time). Read SEC document |
| July 19, 2007 Filed Jul 23, 2007 13:07 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock (right to buy) · Derivative | 1,600,000 | $0.00 Strike: $4.60 | $0.00 |
DisclosureSEC source: 0001209191-07-043420 · doc4.xml · derivative · entry 5 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,600,000 shares Expires 2007-10-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: This option was previously reported as covering 400,000 shares at an exercise price of $18.40 per share, but was adjusted to reflect the stock splits that occurred on April 27, 2001 and October 21, 2005 F2 · shares: This option was previously reported as covering 400,000 shares at an exercise price of $18.40 per share, but was adjusted to reflect the stock splits that occurred on April 27, 2001 and October 21, 2005 F2 · derivative.underlying_shares: This option was previously reported as covering 400,000 shares at an exercise price of $18.40 per share, but was adjusted to reflect the stock splits that occurred on April 27, 2001 and October 21, 2005 Read SEC document |
| July 19, 2007 Filed Jul 23, 2007 13:07 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,578,272 | $0.00 Strike: $4.60 | $0.00 |
DisclosureSEC source: 0001209191-07-043420 · doc4.xml · derivative · entry 4 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,578,272 shares Expires 2007-10-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: This option was previously reported as covering 644,568 shares at an exercise price of $18.40 per share, but was adjusted to reflect the stock splits that occurred on April 27, 2001 and October 21, 2005. F1 · shares: This option was previously reported as covering 644,568 shares at an exercise price of $18.40 per share, but was adjusted to reflect the stock splits that occurred on April 27, 2001 and October 21, 2005. F1 · derivative.underlying_shares: This option was previously reported as covering 644,568 shares at an exercise price of $18.40 per share, but was adjusted to reflect the stock splits that occurred on April 27, 2001 and October 21, 2005. Read SEC document |
| July 19, 2007 Filed Jul 23, 2007 13:07 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 1,600,000 | $4.60 | $7,360,000.00 |
DisclosureSEC source: 0001209191-07-043420 · doc4.xml · nonDerivative · entry 2 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,739,597 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: This option was previously reported as covering 400,000 shares at an exercise price of $18.40 per share, but was adjusted to reflect the stock splits that occurred on April 27, 2001 and October 21, 2005 Read SEC document |
| July 19, 2007 Filed Jul 23, 2007 13:07 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 2,578,272 | $4.60 | $11,860,051.20 |
DisclosureSEC source: 0001209191-07-043420 · doc4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,139,597 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This option was previously reported as covering 644,568 shares at an exercise price of $18.40 per share, but was adjusted to reflect the stock splits that occurred on April 27, 2001 and October 21, 2005. Read SEC document |
| March 05, 2007 Filed Mar 7, 2007 15:34 UTC | DreamWorks Animation SKG, Inc. DWA · Entity 17230 | PurchaseClass A Common Stock, par value $0.01 per share | 2,800 | $26.65 | $74,620.00 |
DisclosureSEC source: 0001181431-07-017592 · rrd150035.xml · nonDerivative · entry 30 SCHULTZ HOWARD D · CIK 0000901737 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,357 Read SEC document |
| March 05, 2007 Filed Mar 7, 2007 15:34 UTC | DreamWorks Animation SKG, Inc. DWA · Entity 17230 | PurchaseClass A Common Stock, par value $0.01 per share | 700 | $26.61 | $18,627.00 |
DisclosureSEC source: 0001181431-07-017592 · rrd150035.xml · nonDerivative · entry 29 SCHULTZ HOWARD D · CIK 0000901737 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,557 Read SEC document |
| March 05, 2007 Filed Mar 7, 2007 15:34 UTC | DreamWorks Animation SKG, Inc. DWA · Entity 17230 | PurchaseClass A Common Stock, par value $0.01 per share | 3,000 | $26.60 | $79,800.00 |
DisclosureSEC source: 0001181431-07-017592 · rrd150035.xml · nonDerivative · entry 28 SCHULTZ HOWARD D · CIK 0000901737 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,857 Read SEC document |
| March 05, 2007 Filed Mar 7, 2007 15:34 UTC | DreamWorks Animation SKG, Inc. DWA · Entity 17230 | PurchaseClass A Common Stock, par value $0.01 per share | 1,800 | $26.59 | $47,862.00 |
DisclosureSEC source: 0001181431-07-017592 · rrd150035.xml · nonDerivative · entry 27 SCHULTZ HOWARD D · CIK 0000901737 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,857 Read SEC document |
| March 05, 2007 Filed Mar 7, 2007 15:34 UTC | DreamWorks Animation SKG, Inc. DWA · Entity 17230 | PurchaseClass A Common Stock, par value $0.01 per share | 3,600 | $26.58 | $95,688.00 |
DisclosureSEC source: 0001181431-07-017592 · rrd150035.xml · nonDerivative · entry 26 SCHULTZ HOWARD D · CIK 0000901737 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,057 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.